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SFIX

Stitch Fix, Inc.

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5637
SEC CIK
0001576942
Parsed reports
519

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202606
Feb 202601
Mar 202600
Apr 202602
May 202600
Jun 202607
Jul 2026010
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2019 Filed Nov 19, 2019 21:14 UTC
Smith Mike C.President and COO
ConversionClass B Common Stock · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002455 · form.xml · derivative · entry 3

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828,364

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:14 UTC
Smith Mike C.President and COO
SaleClass A Common Stock 15,000 $22.47 $337,023.00
Disclosure

SEC source: 0001246360-19-002455 · form.xml · nonDerivative · entry 2

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,761

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · shares: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.175 to $22.84 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:14 UTC
Smith Mike C.President and COO
ConversionClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002455 · form.xml · nonDerivative · entry 1

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 23, 2019 Filed Oct 23, 2019 23:35 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 28,334 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002275 · form.xml · derivative · entry 21

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 11,250,195

Underlying: Class A Common Stock · 28,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
October 23, 2019 Filed Oct 23, 2019 23:35 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002275 · form.xml · derivative · entry 20

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 550,772

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
October 23, 2019 Filed Oct 23, 2019 23:35 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 28,334 $23.01 $652,101.34
Disclosure

SEC source: 0001246360-19-002275 · form.xml · nonDerivative · entry 14

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 0

F7 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F12 · shares: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.755 to $23.26 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
October 23, 2019 Filed Oct 23, 2019 23:35 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 5,000 $23.00 $115,009.00
Disclosure

SEC source: 0001246360-19-002275 · form.xml · nonDerivative · entry 13

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 20,203

F7 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F11 · shares: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.78 to $23.18 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
October 23, 2019 Filed Oct 23, 2019 23:35 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 28,334 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002275 · form.xml · nonDerivative · entry 12

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 28,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
October 23, 2019 Filed Oct 23, 2019 23:35 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002275 · form.xml · nonDerivative · entry 11

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 25,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 23:35 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 28,333 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002275 · form.xml · derivative · entry 19

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 11,278,529

Underlying: Class A Common Stock · 28,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 23:35 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002275 · form.xml · derivative · entry 18

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 555,772

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 23:35 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 5,000 $22.58 $112,878.50
Disclosure

SEC source: 0001246360-19-002275 · form.xml · nonDerivative · entry 10

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 20,203

F7 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F10 · shares: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.23 to $23.135 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 23:35 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 28,333 $22.59 $640,005.64
Disclosure

SEC source: 0001246360-19-002275 · form.xml · nonDerivative · entry 9

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 0

F7 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F9 · shares: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.225 to $22.99 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 23:35 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002275 · form.xml · nonDerivative · entry 8

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 25,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 23:35 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 28,333 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002275 · form.xml · nonDerivative · entry 7

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 28,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 23:35 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 28,333 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002275 · form.xml · derivative · entry 17

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 11,306,862

Underlying: Class A Common Stock · 28,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 23:35 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002275 · form.xml · derivative · entry 16

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 560,772

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 23:35 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 28,333 $23.13 $655,432.96
Disclosure

SEC source: 0001246360-19-002275 · form.xml · nonDerivative · entry 6

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 0

F7 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F8 · shares: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.89 to $23.39 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 23:35 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 5,000 $23.28 $116,400.00
Disclosure

SEC source: 0001246360-19-002275 · form.xml · nonDerivative · entry 5

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 20,203

F7 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F2 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 23:35 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 28,333 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002275 · form.xml · nonDerivative · entry 4

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 28,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 23:35 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002275 · form.xml · nonDerivative · entry 3

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 25,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 20:35 UTC
Smith Mike C.President and COO
ConversionClass B Common Stock · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002246 · form.xml · derivative · entry 3

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 843,364

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 20:35 UTC
Smith Mike C.President and COO
SaleClass A Common Stock 15,000 $21.08 $316,176.00
Disclosure

SEC source: 0001246360-19-002246 · form.xml · nonDerivative · entry 2

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,761

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · shares: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.83 to $21.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 20:35 UTC
Smith Mike C.President and COO
ConversionClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002246 · form.xml · nonDerivative · entry 1

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 10, 2019 Filed Oct 15, 2019 21:21 UTC
GURLEY J WILLIAMDirector · 10% owner
PurchaseClass A Common Stock 19,000 $20.90 $397,103.80
Disclosure

SEC source: 0001209191-19-053187 · doc4.xml · nonDerivative · entry 2

GURLEY J WILLIAM · CIK 0001190191 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694,507

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.83 to $20.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
October 10, 2019 Filed Oct 15, 2019 21:21 UTC
GURLEY J WILLIAMDirector · 10% owner
PurchaseClass A Common Stock 131,000 $20.82 $2,727,144.90
Disclosure

SEC source: 0001209191-19-053187 · doc4.xml · nonDerivative · entry 1

GURLEY J WILLIAM · CIK 0001190191 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,507

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.63 to $20.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 18, 2019 Filed Sep 18, 2019 23:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 28,334 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002114 · form.xml · derivative · entry 20

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 11,335,195

Underlying: Class A Common Stock · 28,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
September 18, 2019 Filed Sep 18, 2019 23:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002114 · form.xml · derivative · entry 19

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 565,772

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
September 18, 2019 Filed Sep 18, 2019 23:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
Tax withholdingClass A Common Stock 10,679 $21.49 $229,491.71
Disclosure

SEC source: 0001246360-19-002114 · form.xml · nonDerivative · entry 13

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,949

F10 · shares: Represents shares that have been withheld by the Company to satisfy tax withholding obligation in connection with the vesting of restricted stock units.

Read SEC document
September 18, 2019 Filed Sep 18, 2019 23:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 5,000 $21.40 $107,000.00
Disclosure

SEC source: 0001246360-19-002114 · form.xml · nonDerivative · entry 12

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 0

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
September 18, 2019 Filed Sep 18, 2019 23:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 28,334 $20.95 $593,707.80
Disclosure

SEC source: 0001246360-19-002114 · form.xml · nonDerivative · entry 11

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 0

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F9 · shares: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.67 to $21.40 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
September 18, 2019 Filed Sep 18, 2019 23:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 28,334 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002114 · form.xml · nonDerivative · entry 10

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 28,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
September 18, 2019 Filed Sep 18, 2019 23:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002114 · form.xml · nonDerivative · entry 9

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 23:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 28,333 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002114 · form.xml · derivative · entry 18

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 11,363,529

Underlying: Class A Common Stock · 28,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 23:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002114 · form.xml · derivative · entry 17

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 570,772

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 23:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 5,000 $21.56 $107,800.00
Disclosure

SEC source: 0001246360-19-002114 · form.xml · nonDerivative · entry 8

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 0

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 23:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 28,333 $21.22 $601,331.09
Disclosure

SEC source: 0001246360-19-002114 · form.xml · nonDerivative · entry 7

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 0

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F8 · shares: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.80 to $21.56 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 23:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 28,333 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002114 · form.xml · nonDerivative · entry 6

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 28,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 23:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002114 · form.xml · nonDerivative · entry 5

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 22:42 UTC
Smith Mike C.President and COO
ConversionClass B Common Stock · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002112 · form.xml · derivative · entry 4

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 858,364

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 22:42 UTC
Smith Mike C.President and COO
SaleClass A Common Stock 2,399 $21.60 $51,819.84
Disclosure

SEC source: 0001246360-19-002112 · form.xml · nonDerivative · entry 3

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,761

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · shares: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.575 to $21.625 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 22:42 UTC
Smith Mike C.President and COO
SaleClass A Common Stock 12,601 $21.15 $266,459.49
Disclosure

SEC source: 0001246360-19-002112 · form.xml · nonDerivative · entry 2

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,160

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · shares: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.57 to $21.565 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 22:42 UTC
Smith Mike C.President and COO
ConversionClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002112 · form.xml · nonDerivative · entry 1

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 23:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 28,333 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002114 · form.xml · derivative · entry 16

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 11,391,862

Underlying: Class A Common Stock · 28,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 23:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002114 · form.xml · derivative · entry 15

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 575,772

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 23:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 28,333 $20.65 $585,178.45
Disclosure

SEC source: 0001246360-19-002114 · form.xml · nonDerivative · entry 4

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 0

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F7 · shares: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.53 to $20.82 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 23:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 5,000 $20.63 $103,150.00
Disclosure

SEC source: 0001246360-19-002114 · form.xml · nonDerivative · entry 3

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 0

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 23:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 28,333 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002114 · form.xml · nonDerivative · entry 2

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 28,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 23:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002114 · form.xml · nonDerivative · entry 1

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
August 21, 2019 Filed Aug 21, 2019 20:28 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 28,334 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002004 · form.xml · derivative · entry 19

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 11,420,195

Underlying: Class A Common Stock · 28,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.