Last 12 months
Inside the activity.
0 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2024 Filed Nov 5, 2024 21:15 UTC |
SK INC.10% owner
|
SaleClass A Common Stock | 147,794 | $0.45 | $66,507.30 |
DisclosureSEC source: 0000950170-24-121483 · ownership.xml · nonDerivative · entry 1 SK INC. · CIK 0001947998 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,701,084 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.4538 to $0.4735, inclusive. The Reporting Person undertakes to provide to SES AI Corp., any security holder of SES AI Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. F2 · balance_after: Includes 3,829,028 Earn-Out Shares. Read SEC document |
| October 31, 2024 Filed Nov 1, 2024 20:15 UTC |
SK INC.10% owner
|
SaleClass A Common Stock | 2,200 | $0.50 | $1,100.00 |
DisclosureSEC source: 0000950170-24-120076 · ownership.xml · nonDerivative · entry 2 SK INC. · CIK 0001947998 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,848,878 F1 · balance_after: Includes 3,829,028 Earn-Out Shares. Read SEC document |
| October 30, 2024 Filed Nov 1, 2024 20:15 UTC |
SK INC.10% owner
|
SaleClass A Common Stock | 19,250 | $0.56 | $10,780.00 |
DisclosureSEC source: 0000950170-24-120076 · ownership.xml · nonDerivative · entry 1 SK INC. · CIK 0001947998 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,851,078 F1 · balance_after: Includes 3,829,028 Earn-Out Shares. Read SEC document |
| October 29, 2024 Filed Oct 30, 2024 20:15 UTC |
SK INC.10% owner
|
SaleClass A Common Stock | 235,327 | $0.57 | $134,136.39 |
DisclosureSEC source: 0000950170-24-118998 · ownership.xml · nonDerivative · entry 2 SK INC. · CIK 0001947998 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,870,328 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5718 to $0.5752, inclusive. F2 · balance_after: Includes 3,829,028 Earn-Out Shares. Read SEC document |
| October 28, 2024 Filed Oct 30, 2024 20:15 UTC |
SK INC.10% owner
|
SaleClass A Common Stock | 217,655 | $0.58 | $126,239.90 |
DisclosureSEC source: 0000950170-24-118998 · ownership.xml · nonDerivative · entry 1 SK INC. · CIK 0001947998 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,105,655 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5787 to $0.5948, inclusive. The Reporting Person undertakes to provide to SES AI Corp., any security holder of SES AI Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this Form 4. F2 · balance_after: Includes 3,829,028 Earn-Out Shares. Read SEC document |
| October 25, 2024 Filed Oct 28, 2024 20:15 UTC |
SK INC.10% owner
|
SaleClass A Common Stock | 250,000 | $0.58 | $145,000.00 |
DisclosureSEC source: 0000950170-24-117733 · ownership.xml · nonDerivative · entry 2 SK INC. · CIK 0001947998 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,323,310 F2 · balance_after: Includes 3,829,028 Earn-Out Shares. Read SEC document |
| October 24, 2024 Filed Oct 28, 2024 20:15 UTC |
SK INC.10% owner
|
SaleClass A Common Stock | 290,703 | $0.62 | $180,235.86 |
DisclosureSEC source: 0000950170-24-117733 · ownership.xml · nonDerivative · entry 1 SK INC. · CIK 0001947998 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,573,310 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6212 to $0.6444, inclusive. The Reporting Person undertakes to provide to SES AI Corp., any security holder of SES AI Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. F2 · balance_after: Includes 3,829,028 Earn-Out Shares. Read SEC document |
| October 23, 2024 Filed Oct 24, 2024 20:15 UTC |
SK INC.10% owner
|
SaleClass A Common Stock | 350,505 | $0.67 | $234,838.35 |
DisclosureSEC source: 0000950170-24-117061 · ownership.xml · nonDerivative · entry 2 SK INC. · CIK 0001947998 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,864,013 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6680 to $0.6836, inclusive. F2 · balance_after: Includes 3,829,028 Earn-Out Shares. Read SEC document |
| October 22, 2024 Filed Oct 24, 2024 20:15 UTC |
SK INC.10% owner
|
SaleClass A Common Stock | 437,785 | $0.67 | $293,315.95 |
DisclosureSEC source: 0000950170-24-117061 · ownership.xml · nonDerivative · entry 1 SK INC. · CIK 0001947998 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,214,518 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6735 to $0.6904, inclusive. The Reporting Person undertakes to provide to SES AI Corp., any security holder of SES AI Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this Form 4. F2 · balance_after: Includes 3,829,028 Earn-Out Shares. Read SEC document |
| October 21, 2024 Filed Oct 22, 2024 20:15 UTC |
SK INC.10% owner
|
SaleClass A Common Stock | 500,000 | $0.69 | $345,000.00 |
DisclosureSEC source: 0000950170-24-116262 · ownership.xml · nonDerivative · entry 2 SK INC. · CIK 0001947998 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,652,303 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6839 to $0.6938, inclusive. F2 · balance_after: Includes 3,829,028 Earn-Out Shares. Read SEC document |
| October 18, 2024 Filed Oct 22, 2024 20:15 UTC |
SK INC.10% owner
|
SaleClass A Common Stock | 400,000 | $0.61 | $244,000.00 |
DisclosureSEC source: 0000950170-24-116262 · ownership.xml · nonDerivative · entry 1 SK INC. · CIK 0001947998 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,152,803 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6073 to $0.6151, inclusive. The Reporting Person undertakes to provide to SES AI Corp., any security holder of SES AI Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this Form 4. F2 · balance_after: Includes 3,829,028 Earn-Out Shares. Read SEC document |
| October 17, 2024 Filed Oct 18, 2024 20:15 UTC |
SK INC.10% owner
|
SaleClass A Common Stock | 210,500 | $0.59 | $124,195.00 |
DisclosureSEC source: 0000950170-24-115608 · ownership.xml · nonDerivative · entry 2 SK INC. · CIK 0001947998 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,552,303 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5890 to $0.6016, inclusive. F2 · balance_after: Includes 3,829,028 Earn-Out Shares. Read SEC document |
| October 16, 2024 Filed Oct 17, 2024 20:30 UTC |
Nealis JingCHIEF FINANCIAL OFFICER
|
Tax withholdingClass A Common Stock | 11,025 | $0.61 | $6,748.40 |
DisclosureSEC source: 0001415889-24-025367 · form4-10172024_041023.xml · nonDerivative · entry 1 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,957,372 F1 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of a restricted share award. These shares were not sold by the Reporting Person. F1 · price: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of a restricted share award. These shares were not sold by the Reporting Person. F2 · balance_after: Includes 824,552 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. F3 · balance_after: Includes 308,999 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. Read SEC document |
| October 16, 2024 Filed Oct 18, 2024 20:15 UTC |
SK INC.10% owner
|
SaleClass A Common Stock | 400,000 | $0.60 | $240,000.00 |
DisclosureSEC source: 0000950170-24-115608 · ownership.xml · nonDerivative · entry 1 SK INC. · CIK 0001947998 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,762,803 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5959 to $0.6058, inclusive. The Reporting Person undertakes to provide to SES AI Corp., any security holder of SES AI Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this Form 4. F2 · balance_after: Includes 3,829,028 Earn-Out Shares. Read SEC document |
| October 15, 2024 Filed Oct 16, 2024 20:15 UTC |
SK INC.10% owner
|
SaleClass A Common Stock | 364,898 | $0.61 | $222,587.78 |
DisclosureSEC source: 0000950170-24-115001 · ownership.xml · nonDerivative · entry 2 SK INC. · CIK 0001947998 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,162,803 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6058 to $0.6101, inclusive. F2 · balance_after: Includes 3,829,028 Earn-Out Shares. Read SEC document |
| October 14, 2024 Filed Oct 16, 2024 20:15 UTC |
SK INC.10% owner
|
SaleClass A Common Stock | 400,000 | $0.62 | $248,000.00 |
DisclosureSEC source: 0000950170-24-115001 · ownership.xml · nonDerivative · entry 1 SK INC. · CIK 0001947998 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,527,701 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6163 to $0.6184, inclusive. The Reporting Person undertakes to provide to SES AI Corp., any security holder of SES AI Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this Form 4. F2 · balance_after: Includes 3,829,028 Earn-Out Shares. Read SEC document |
| October 11, 2024 Filed Oct 15, 2024 20:15 UTC |
SK INC.10% owner
|
SaleClass A Common Stock | 400,000 | $0.61 | $244,000.00 |
DisclosureSEC source: 0000950170-24-114679 · ownership.xml · nonDerivative · entry 2 SK INC. · CIK 0001947998 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,927,701 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5995 to $0.6179, inclusive. F2 · balance_after: Includes 3,829,028 Earn-Out Shares. Read SEC document |
| October 10, 2024 Filed Oct 15, 2024 20:15 UTC |
SK INC.10% owner
|
SaleClass A Common Stock | 200,000 | $0.57 | $114,000.00 |
DisclosureSEC source: 0000950170-24-114679 · ownership.xml · nonDerivative · entry 1 SK INC. · CIK 0001947998 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,327,701 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5669 to $0.5675, inclusive. The Reporting Person undertakes to provide to SES AI Corp., any security holder of SES AI Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this Form 4. F2 · balance_after: Includes 3,829,028 Earn-Out Shares. Read SEC document |
| October 09, 2024 Filed Oct 10, 2024 20:15 UTC |
SK INC.10% owner
|
SaleClass A Common Stock | 2,481 | $0.60 | $1,488.60 |
DisclosureSEC source: 0000950170-24-114062 · ownership.xml · nonDerivative · entry 2 SK INC. · CIK 0001947998 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,527,701 F2 · balance_after: Includes 3,829,028 Earn-Out Shares. Read SEC document |
| October 08, 2024 Filed Oct 10, 2024 20:15 UTC |
SK INC.10% owner
|
SaleClass A Common Stock | 71,256 | $0.60 | $42,753.60 |
DisclosureSEC source: 0000950170-24-114062 · ownership.xml · nonDerivative · entry 1 SK INC. · CIK 0001947998 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,530,182 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6020 to $0.6023, inclusive. The Reporting Person undertakes to provide to SES AI Corp., any security holder of SES AI Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. F2 · balance_after: Includes 3,829,028 Earn-Out Shares. Read SEC document |
| October 07, 2024 Filed Oct 8, 2024 20:15 UTC |
SK INC.10% owner
|
SaleClass A Common Stock | 82,429 | $0.60 | $49,457.40 |
DisclosureSEC source: 0000950170-24-113538 · ownership.xml · nonDerivative · entry 2 SK INC. · CIK 0001947998 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,601,438 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6044 to $0.6051, inclusive. F2 · balance_after: Includes 3,829,028 Earn-Out Shares. Read SEC document |
| October 04, 2024 Filed Oct 8, 2024 20:15 UTC |
SK INC.10% owner
|
SaleClass A Common Stock | 100,000 | $0.61 | $61,000.00 |
DisclosureSEC source: 0000950170-24-113538 · ownership.xml · nonDerivative · entry 1 SK INC. · CIK 0001947998 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,683,867 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6130 to $0.6131, inclusive. The Reporting Person undertakes to provide to SES AI Corp., any security holder of SES AI Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this Form 4. F2 · balance_after: Includes 3,829,028 Earn-Out Shares. Read SEC document |
| October 03, 2024 Filed Oct 4, 2024 21:52 UTC |
SK INC.10% owner
|
SaleClass A Common Stock | 587 | $0.60 | $352.20 |
DisclosureSEC source: 0000950170-24-112990 · ownership.xml · nonDerivative · entry 2 SK INC. · CIK 0001947998 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,783,867 F2 · balance_after: Includes 3,829,028 Earn-Out Shares. Read SEC document |
| October 02, 2024 Filed Oct 4, 2024 21:52 UTC |
SK INC.10% owner
|
SaleClass A Common Stock | 243,951 | $0.60 | $146,370.60 |
DisclosureSEC source: 0000950170-24-112990 · ownership.xml · nonDerivative · entry 1 SK INC. · CIK 0001947998 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,784,454 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6018 to $0.6023, inclusive. The Reporting Person undertakes to provide to SES AI Corp., any security holder of SES AI Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1). F2 · balance_after: Includes 3,829,028 Earn-Out Shares. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 21:09 UTC |
SK INC.10% owner
|
SaleClass A Common Stock | 908,178 | $0.61 | $553,988.58 |
DisclosureSEC source: 0000950170-24-111637 · ownership.xml · nonDerivative · entry 2 SK INC. · CIK 0001947998 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,028,405 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6076 to $0.6083, inclusive. F2 · balance_after: Includes 3,829,028 Earn-Out Shares. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 21:09 UTC |
SK INC.10% owner
|
SaleClass A Common Stock | 71,176 | $0.70 | $49,823.20 |
DisclosureSEC source: 0000950170-24-111637 · ownership.xml · nonDerivative · entry 1 SK INC. · CIK 0001947998 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,936,583 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7014 to $0.7056, inclusive. The Reporting Person undertakes to provide to SES AI Corp., any security holder of SES AI Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this Form 4. F2 · balance_after: Includes 3,829,028 Earn-Out Shares. Read SEC document |
| September 20, 2024 Filed Sep 23, 2024 12:46 UTC |
Temasek Holdings (Private) Ltd10% owner
Temasek Capital (Private) Ltd10% owner
Thomson Capital Pte. Ltd.10% owner
Anderson Investments Pte. Ltd.10% owner
Tembusu Capital Pte. Ltd.10% owner
Seletar Investments Pte Ltd10% owner
Aranda Investments Pte. Ltd.10% owner
|
SaleClass A Common Stock | 253,119 | $0.83 | $210,088.77 |
DisclosureSEC source: 0001415889-24-023814 · form4-09232024_120922.xml · nonDerivative · entry 2 Temasek Holdings (Private) Ltd · CIK 0001021944 · 10% owner Temasek Capital (Private) Ltd · CIK 0001434866 · 10% owner Thomson Capital Pte. Ltd. · CIK 0001568354 · 10% owner Anderson Investments Pte. Ltd. · CIK 0001767731 · 10% owner Tembusu Capital Pte. Ltd. · CIK 0001512449 · 10% owner Seletar Investments Pte Ltd · CIK 0001434867 · 10% owner Aranda Investments Pte. Ltd. · CIK 0001666144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Fund Disclosed balance after: 2,297,782 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7712 to $0.8605 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These shares are held by Aranda Investments Pte. Ltd. ("Aranda"). Aranda is a direct wholly-owned subsidiary of Seletar Investments Pte. Ltd. ("Seletar"), which in turn is a direct wholly-owned subsidiary of Temasek Capital (Private) Limited ("Capital"), which in turn is a direct wholly-owned subsidiary of Temasek. In such capacities, each of Seletar, Capital, and Temasek may be deemed to have voting and dispositive power over the shares held by Aranda. Each of Seletar, Capital and Temasek disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| September 19, 2024 Filed Sep 23, 2024 12:46 UTC |
Temasek Holdings (Private) Ltd10% owner
Temasek Capital (Private) Ltd10% owner
Thomson Capital Pte. Ltd.10% owner
Anderson Investments Pte. Ltd.10% owner
Tembusu Capital Pte. Ltd.10% owner
Seletar Investments Pte Ltd10% owner
Aranda Investments Pte. Ltd.10% owner
|
SaleClass A Common Stock | 467,143 | $0.90 | $420,428.70 |
DisclosureSEC source: 0001415889-24-023814 · form4-09232024_120922.xml · nonDerivative · entry 1 Temasek Holdings (Private) Ltd · CIK 0001021944 · 10% owner Temasek Capital (Private) Ltd · CIK 0001434866 · 10% owner Thomson Capital Pte. Ltd. · CIK 0001568354 · 10% owner Anderson Investments Pte. Ltd. · CIK 0001767731 · 10% owner Tembusu Capital Pte. Ltd. · CIK 0001512449 · 10% owner Seletar Investments Pte Ltd · CIK 0001434867 · 10% owner Aranda Investments Pte. Ltd. · CIK 0001666144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Fund Disclosed balance after: 2,550,901 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.86 to $0.9386 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These shares are held by Aranda Investments Pte. Ltd. ("Aranda"). Aranda is a direct wholly-owned subsidiary of Seletar Investments Pte. Ltd. ("Seletar"), which in turn is a direct wholly-owned subsidiary of Temasek Capital (Private) Limited ("Capital"), which in turn is a direct wholly-owned subsidiary of Temasek. In such capacities, each of Seletar, Capital, and Temasek may be deemed to have voting and dispositive power over the shares held by Aranda. Each of Seletar, Capital and Temasek disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| September 18, 2024 Filed Sep 19, 2024 12:17 UTC |
Temasek Holdings (Private) Ltd10% owner
Temasek Capital (Private) Ltd10% owner
Thomson Capital Pte. Ltd.10% owner
Anderson Investments Pte. Ltd.10% owner
Tembusu Capital Pte. Ltd.10% owner
Seletar Investments Pte Ltd10% owner
Aranda Investments Pte. Ltd.10% owner
|
SaleClass A Common Stock | 1,000,000 | $0.87 | $870,000.00 |
DisclosureSEC source: 0001415889-24-023673 · form4-09192024_120913.xml · nonDerivative · entry 2 Temasek Holdings (Private) Ltd · CIK 0001021944 · 10% owner Temasek Capital (Private) Ltd · CIK 0001434866 · 10% owner Thomson Capital Pte. Ltd. · CIK 0001568354 · 10% owner Anderson Investments Pte. Ltd. · CIK 0001767731 · 10% owner Tembusu Capital Pte. Ltd. · CIK 0001512449 · 10% owner Seletar Investments Pte Ltd · CIK 0001434867 · 10% owner Aranda Investments Pte. Ltd. · CIK 0001666144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Fund Disclosed balance after: 3,018,044 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.817 to $0.9559 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These shares are held by Aranda Investments Pte. Ltd. ("Aranda"). Aranda is a direct wholly-owned subsidiary of Seletar Investments Pte. Ltd. ("Seletar"), which in turn is a direct wholly-owned subsidiary of Temasek Capital (Private) Limited ("Capital"), which in turn is a direct wholly-owned subsidiary of Temasek. In such capacities, each of Seletar, Capital, and Temasek may be deemed to have voting and dispositive power over the shares held by Aranda. Each of Seletar, Capital and Temasek disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| September 17, 2024 Filed Sep 18, 2024 21:25 UTC |
Nealis JingCHIEF FINANCIAL OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 17,513 | $0.00 Strike: $0.16 | $0.00 |
DisclosureSEC source: 0001415889-24-023645 · form4-09182024_050901.xml · derivative · entry 7 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,086,555 Underlying: Class A Common Stock · 17,513 shares Expires 2031-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on May 30, 2024. F6 · derivative.exercise_date: Reflects options granted on February 10, 2021 that will vest 25% on the first anniversary of the grant date and continue to vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on the vesting date. Read SEC document |
| September 17, 2024 Filed Sep 18, 2024 21:25 UTC |
Nealis JingCHIEF FINANCIAL OFFICER
|
Tax withholdingClass A Common Stock | 11,025 | $1.02 | $11,245.50 |
DisclosureSEC source: 0001415889-24-023645 · form4-09182024_050901.xml · nonDerivative · entry 5 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,968,397 F5 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of a restricted share award. These shares were not sold by the Reporting Person. F2 · balance_after: Includes 824,552 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. F3 · balance_after: Includes 339,899 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. Read SEC document |
| September 17, 2024 Filed Sep 18, 2024 21:25 UTC |
Nealis JingCHIEF FINANCIAL OFFICER
|
SaleClass A Common Stock | 17,513 | $1.30 | $22,766.90 |
DisclosureSEC source: 0001415889-24-023645 · form4-09182024_050901.xml · nonDerivative · entry 4 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,979,422 F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on May 30, 2024. F2 · balance_after: Includes 824,552 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. F3 · balance_after: Includes 339,899 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. Read SEC document |
| September 17, 2024 Filed Sep 18, 2024 21:25 UTC |
Nealis JingCHIEF FINANCIAL OFFICER
|
Exercise / conversionClass A Common Stock | 17,513 | $0.16 | $2,802.08 |
DisclosureSEC source: 0001415889-24-023645 · form4-09182024_050901.xml · nonDerivative · entry 3 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,996,935 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on May 30, 2024. F2 · balance_after: Includes 824,552 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. F3 · balance_after: Includes 339,899 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 12:17 UTC |
Temasek Holdings (Private) Ltd10% owner
Temasek Capital (Private) Ltd10% owner
Thomson Capital Pte. Ltd.10% owner
Anderson Investments Pte. Ltd.10% owner
Tembusu Capital Pte. Ltd.10% owner
Seletar Investments Pte Ltd10% owner
Aranda Investments Pte. Ltd.10% owner
|
SaleClass A Common Stock | 1,380,656 | $1.14 | $1,573,947.84 |
DisclosureSEC source: 0001415889-24-023673 · form4-09192024_120913.xml · nonDerivative · entry 1 Temasek Holdings (Private) Ltd · CIK 0001021944 · 10% owner Temasek Capital (Private) Ltd · CIK 0001434866 · 10% owner Thomson Capital Pte. Ltd. · CIK 0001568354 · 10% owner Anderson Investments Pte. Ltd. · CIK 0001767731 · 10% owner Tembusu Capital Pte. Ltd. · CIK 0001512449 · 10% owner Seletar Investments Pte Ltd · CIK 0001434867 · 10% owner Aranda Investments Pte. Ltd. · CIK 0001666144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Fund Disclosed balance after: 4,018,044 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.9798 to $1.30 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These shares are held by Aranda Investments Pte. Ltd. ("Aranda"). Aranda is a direct wholly-owned subsidiary of Seletar Investments Pte. Ltd. ("Seletar"), which in turn is a direct wholly-owned subsidiary of Temasek Capital (Private) Limited ("Capital"), which in turn is a direct wholly-owned subsidiary of Temasek. In such capacities, each of Seletar, Capital, and Temasek may be deemed to have voting and dispositive power over the shares held by Aranda. Each of Seletar, Capital and Temasek disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| September 16, 2024 Filed Sep 17, 2024 21:05 UTC |
Temasek Holdings (Private) Ltd10% owner
Temasek Capital (Private) Ltd10% owner
Thomson Capital Pte. Ltd.10% owner
Anderson Investments Pte. Ltd.10% owner
Tembusu Capital Pte. Ltd.10% owner
Seletar Investments Pte Ltd10% owner
Aranda Investments Pte. Ltd.10% owner
|
SaleClass A Common Stock | 67,890 | $1.02 | $69,247.80 |
DisclosureSEC source: 0001415889-24-023534 · form4-09172024_090938.xml · nonDerivative · entry 2 Temasek Holdings (Private) Ltd · CIK 0001021944 · 10% owner Temasek Capital (Private) Ltd · CIK 0001434866 · 10% owner Thomson Capital Pte. Ltd. · CIK 0001568354 · 10% owner Anderson Investments Pte. Ltd. · CIK 0001767731 · 10% owner Tembusu Capital Pte. Ltd. · CIK 0001512449 · 10% owner Seletar Investments Pte Ltd · CIK 0001434867 · 10% owner Aranda Investments Pte. Ltd. · CIK 0001666144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Fund Disclosed balance after: 5,398,700 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.01 to $1.06 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These shares are held by Aranda Investments Pte. Ltd. ("Aranda"). Aranda is a direct wholly-owned subsidiary of Seletar Investments Pte. Ltd. ("Seletar"), which in turn is a direct wholly-owned subsidiary of Temasek Capital (Private) Limited ("Capital"), which in turn is a direct wholly-owned subsidiary of Temasek. In such capacities, each of Seletar, Capital, and Temasek may be deemed to have voting and dispositive power over the shares held by Aranda. Each of Seletar, Capital and Temasek disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 21:25 UTC |
Nealis JingCHIEF FINANCIAL OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 32,487 | $0.00 Strike: $0.16 | $0.00 |
DisclosureSEC source: 0001415889-24-023645 · form4-09182024_050901.xml · derivative · entry 6 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,104,068 Underlying: Class A Common Stock · 32,487 shares Expires 2031-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on May 30, 2024. F6 · derivative.exercise_date: Reflects options granted on February 10, 2021 that will vest 25% on the first anniversary of the grant date and continue to vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on the vesting date. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 21:25 UTC |
Nealis JingCHIEF FINANCIAL OFFICER
|
SaleClass A Common Stock | 32,487 | $1.02 | $33,237.45 |
DisclosureSEC source: 0001415889-24-023645 · form4-09182024_050901.xml · nonDerivative · entry 2 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,979,422 F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on May 30, 2024. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.02 to $1.06, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes 824,552 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. F3 · balance_after: Includes 339,899 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 21:25 UTC |
Nealis JingCHIEF FINANCIAL OFFICER
|
Exercise / conversionClass A Common Stock | 32,487 | $0.16 | $5,197.92 |
DisclosureSEC source: 0001415889-24-023645 · form4-09182024_050901.xml · nonDerivative · entry 1 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,011,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on May 30, 2024. F2 · balance_after: Includes 824,552 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. F3 · balance_after: Includes 339,899 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. Read SEC document |
| September 13, 2024 Filed Sep 17, 2024 21:05 UTC |
Temasek Holdings (Private) Ltd10% owner
Temasek Capital (Private) Ltd10% owner
Thomson Capital Pte. Ltd.10% owner
Anderson Investments Pte. Ltd.10% owner
Tembusu Capital Pte. Ltd.10% owner
Seletar Investments Pte Ltd10% owner
Aranda Investments Pte. Ltd.10% owner
|
SaleClass A Common Stock | 165,539 | $1.04 | $172,160.56 |
DisclosureSEC source: 0001415889-24-023534 · form4-09172024_090938.xml · nonDerivative · entry 1 Temasek Holdings (Private) Ltd · CIK 0001021944 · 10% owner Temasek Capital (Private) Ltd · CIK 0001434866 · 10% owner Thomson Capital Pte. Ltd. · CIK 0001568354 · 10% owner Anderson Investments Pte. Ltd. · CIK 0001767731 · 10% owner Tembusu Capital Pte. Ltd. · CIK 0001512449 · 10% owner Seletar Investments Pte Ltd · CIK 0001434867 · 10% owner Aranda Investments Pte. Ltd. · CIK 0001666144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Fund Disclosed balance after: 5,466,590 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.04 to $1.05 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These shares are held by Aranda Investments Pte. Ltd. ("Aranda"). Aranda is a direct wholly-owned subsidiary of Seletar Investments Pte. Ltd. ("Seletar"), which in turn is a direct wholly-owned subsidiary of Temasek Capital (Private) Limited ("Capital"), which in turn is a direct wholly-owned subsidiary of Temasek. In such capacities, each of Seletar, Capital, and Temasek may be deemed to have voting and dispositive power over the shares held by Aranda. Each of Seletar, Capital and Temasek disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| August 29, 2024 Filed Aug 30, 2024 21:30 UTC |
Nealis JingCHIEF FINANCIAL OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.16 | $0.00 |
DisclosureSEC source: 0001415889-24-022643 · form4-08302024_050803.xml · derivative · entry 3 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,136,555 Underlying: Class A Common Stock · 50,000 shares Expires 2031-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on May 30, 2024. F5 · derivative.exercise_date: Reflects options granted on February 10, 2021 that will vest 25% on the first anniversary of the grant date and continue to vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on the vesting date. Read SEC document |
| August 29, 2024 Filed Aug 30, 2024 21:30 UTC |
Nealis JingCHIEF FINANCIAL OFFICER
|
SaleClass A Common Stock | 50,000 | $1.05 | $52,510.00 |
DisclosureSEC source: 0001415889-24-022643 · form4-08302024_050803.xml · nonDerivative · entry 2 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,979,422 F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on May 30, 2024. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.03 to $1.065, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes 370,799 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. F3 · balance_after: Includes 824,552 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| August 29, 2024 Filed Aug 30, 2024 21:30 UTC |
Nealis JingCHIEF FINANCIAL OFFICER
|
Exercise / conversionClass A Common Stock | 50,000 | $0.16 | $8,000.00 |
DisclosureSEC source: 0001415889-24-022643 · form4-08302024_050803.xml · nonDerivative · entry 1 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,029,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on May 30, 2024. F2 · balance_after: Includes 370,799 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. F3 · balance_after: Includes 824,552 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| August 19, 2024 Filed Aug 20, 2024 21:00 UTC |
Nealis JingCHIEF FINANCIAL OFFICER
|
Tax withholdingClass A Common Stock | 11,025 | $1.02 | $11,245.50 |
DisclosureSEC source: 0001415889-24-021697 · form4-08202024_050801.xml · nonDerivative · entry 1 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,979,422 F1 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of a restricted share award. These shares were not sold by the Reporting Person. F2 · balance_after: Includes 370,799 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. F3 · balance_after: Includes 824,552 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| August 12, 2024 Filed Aug 13, 2024 21:30 UTC |
Pilkington KyleCHIEF LEGAL OFFICER
|
SaleClass A Common Stock | 4,276 | $0.81 | $3,469.55 |
DisclosureSEC source: 0001415889-24-021223 · form4-08132024_050801.xml · nonDerivative · entry 1 Pilkington Kyle · CIK 0001937313 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 540,631 F1 · kind: This transaction was effected pursuant to an automatic sell-to-cover arrangement between the Reporting Person and SES AI Corporation on August 8, 2022 to cover applicable withholding taxes on the vesting of restricted stock units. The automatic sell-to-cover instructions were intended to comply with the requirements of Rule 10b5-1(c). The sale was not a discretionary trade by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.81 to $0.85, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 472,883 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest. Read SEC document |
| July 16, 2024 Filed Jul 18, 2024 21:30 UTC |
Nealis JingCHIEF FINANCIAL OFFICER
|
Tax withholdingClass A Common Stock | 11,025 | $1.35 | $14,883.75 |
DisclosureSEC source: 0001415889-24-019774 · form4-07182024_050701.xml · nonDerivative · entry 1 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,990,447 F1 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of a restricted share award. These shares were not sold by the Reporting Person. F2 · balance_after: Includes 401,699 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. F3 · balance_after: Includes 824,552 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 21:30 UTC |
Gan HongCHIEF SCIENCE OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001415889-24-018974 · form4-07022024_050718.xml · derivative · entry 3 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 243,277 Underlying: Class A Common Stock · 25,000 shares Expires 2029-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. F4 · derivative.exercise_date: Reflects fully vested options granted on March 14, 2019. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 21:30 UTC |
Gan HongCHIEF SCIENCE OFFICER
|
SaleClass A Common Stock | 25,000 | $1.17 | $29,220.00 |
DisclosureSEC source: 0001415889-24-018974 · form4-07022024_050718.xml · nonDerivative · entry 2 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 825,506 F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.25, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes 656,309 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 21:30 UTC |
Gan HongCHIEF SCIENCE OFFICER
|
Exercise / conversionClass A Common Stock | 25,000 | $0.15 | $3,750.00 |
DisclosureSEC source: 0001415889-24-018974 · form4-07022024_050718.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 850,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. F2 · balance_after: Includes 656,309 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest. Read SEC document |
| June 16, 2024 Filed Jun 18, 2024 21:30 UTC |
Nealis JingCHIEF FINANCIAL OFFICER
|
Tax withholdingClass A Common Stock | 11,024 | $1.20 | $13,228.80 |
DisclosureSEC source: 0001415889-24-017468 · form4-06182024_050604.xml · nonDerivative · entry 1 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,001,472 F1 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of a restricted share award. These shares were not sold by the Reporting Person. F2 · balance_after: Includes 432,599 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. F3 · balance_after: Includes 824,552 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 21:34 UTC |
Gan HongCHIEF SCIENCE OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001415889-24-015428 · form4-06042024_090622.xml · derivative · entry 3 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 268,277 Underlying: Class A Common Stock · 25,000 shares Expires 2029-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. F4 · derivative.exercise_date: Reflects fully vested options granted on March 14, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.