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Nasdaq · USD

SEER

Seer, Inc.

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6717
SEC CIK
0001726445
Parsed reports
164

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202601
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2024 Filed Feb 23, 2024 22:26 UTC
Farokhzad OmidDirector · CEO AND CHAIR
GrantEmployee Stock Option (right to buy) · Derivative 1,032,901 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001415889-24-005087 · form4-02232024_100239.xml · derivative · entry 2

Farokhzad Omid · CIK 0001586852 · Director · CEO AND CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,032,901

Underlying: Class A Common Stock · 1,032,901 shares

Expires 2034-02-06

F2 · derivative.exercise_date: The option is subject to vesting requirements based upon achievement of specified performance-based criteria (the "Stock Price Hurdle") which requires that the Issuer achieve a stock price equal to or greater than 300% of the option exercise price during the period beginning on the grant date and ending on February 6, 2031 (the "Performance Period"). If the Stock Price Hurdle is achieved within the Performance Period, then one-fourth of the shares subject to the option vest on the date that achievement of the Stock Price Hurdle is certified and the remaining shares vest annually thereafter in three equal installments.

Read SEC document
February 06, 2024 Filed Feb 23, 2024 22:26 UTC
Farokhzad OmidDirector · CEO AND CHAIR
GrantClass A Common Stock 529,634 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005087 · form4-02232024_100239.xml · nonDerivative · entry 1

Farokhzad Omid · CIK 0001586852 · Director · CEO AND CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,489,142

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in four equal annual installments beginning on February 15, 2025.

Read SEC document
February 05, 2024 Filed Feb 8, 2024 02:05 UTC
Horn David R.President and CFO
SaleClass A Common Stock 3,608 $1.67 $6,014.54
Disclosure

SEC source: 0001209191-24-002977 · doc4.xml · nonDerivative · entry 1

Horn David R. · CIK 0001834217 · President and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 328,157

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 21:43 UTC
Kogan ElonaChief Legal Officer
SaleClass A Common Stock 8,182 $1.70 $13,869.31
Disclosure

SEC source: 0001209191-23-057620 · doc4.xml · nonDerivative · entry 1

Kogan Elona Esq. · CIK 0001679971 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,673

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes 1,168 shares and 3,100 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan on May 15, 2023 and November 15, 2023, respectively.

Read SEC document
November 02, 2023 Filed Nov 3, 2023 20:19 UTC
Farokhzad OmidDirector · CEO, President and Chair
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 151,764 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-23-054319 · doc4.xml · derivative · entry 2

Farokhzad Omid · CIK 0001586852 · Director · CEO, President and Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 151,764 shares

Expires 2028-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable.

Read SEC document
November 02, 2023 Filed Nov 3, 2023 20:19 UTC
Farokhzad OmidDirector · CEO, President and Chair
Exercise / conversionClass A Common Stock 151,764 $0.04 $6,070.56
Disclosure

SEC source: 0001209191-23-054319 · doc4.xml · nonDerivative · entry 1

Farokhzad Omid · CIK 0001586852 · Director · CEO, President and Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 959,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2023 Filed Aug 24, 2023 23:33 UTC
Farokhzad OmidDirector · CEO, President and Chair
PurchaseClass A Common Stock 40,000 $2.45 $97,968.00
Disclosure

SEC source: 0001209191-23-047263 · doc4.xml · nonDerivative · entry 1

Farokhzad Omid · CIK 0001586852 · Director · CEO, President and Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 807,744

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.44 to $2.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
June 14, 2023 Filed Jun 17, 2023 01:18 UTC GrantStock Option (right to buy) · Derivative 34,735 $0.00 Strike: $4.33 $0.00
Disclosure

SEC source: 0001209191-23-038195 · doc4.xml · derivative · entry 4

MCGUIRE TERRANCE · CIK 0001117003 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,735

Underlying: Class A Common Stock · 34,735 shares

Expires 2033-06-14

F4 · derivative.exercise_date: Shares subject to the option vest on the earlier of (i) June 14, 2024 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 14, 2023 Filed Jun 17, 2023 01:18 UTC GrantClass A Common Stock 23,443 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038195 · doc4.xml · nonDerivative · entry 1

MCGUIRE TERRANCE · CIK 0001117003 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,388

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest on the earlier of (i) June 14, 2024 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 14, 2023 Filed Jun 17, 2023 01:16 UTC GrantStock Option (right to buy) · Derivative 34,735 $0.00 Strike: $4.33 $0.00
Disclosure

SEC source: 0001209191-23-038187 · doc4.xml · derivative · entry 2

Gulyani Meeta · CIK 0001896292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,735

Underlying: Class A Common Stock · 34,735 shares

Expires 2033-06-14

F2 · derivative.exercise_date: Shares subject to the option vest on the earlier of (i) June 14, 2024 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 14, 2023 Filed Jun 17, 2023 01:16 UTC GrantClass A Common Stock 23,443 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038187 · doc4.xml · nonDerivative · entry 1

Gulyani Meeta · CIK 0001896292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,865

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest on the earlier of (i) June 14, 2024 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 14, 2023 Filed Jun 17, 2023 01:20 UTC GrantStock Option (right to buy) · Derivative 34,735 $0.00 Strike: $4.33 $0.00
Disclosure

SEC source: 0001209191-23-038200 · doc4.xml · derivative · entry 6

Ronaghi Mostafa · CIK 0001441876 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,735

Underlying: Class A Common Stock · 34,735 shares

Expires 2033-06-14

F6 · derivative.exercise_date: Shares subject to the option vest on the earlier of (i) June 14, 2024 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 14, 2023 Filed Jun 17, 2023 01:20 UTC GrantClass A Common Stock 23,443 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038200 · doc4.xml · nonDerivative · entry 1

Ronaghi Mostafa · CIK 0001441876 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,903

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest on the earlier of (i) June 14, 2024 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 14, 2023 Filed Jun 17, 2023 01:19 UTC GrantStock Option (right to buy) · Derivative 34,735 $0.00 Strike: $4.33 $0.00
Disclosure

SEC source: 0001209191-23-038197 · doc4.xml · derivative · entry 2

Nishar Dipchand · CIK 0001519500 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,735

Underlying: Class A Common Stock · 34,735 shares

Expires 2033-06-14

F2 · derivative.exercise_date: Shares subject to the option vest on the earlier of (i) June 14, 2024 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 14, 2023 Filed Jun 17, 2023 01:19 UTC GrantClass A Common Stock 23,443 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038197 · doc4.xml · nonDerivative · entry 1

Nishar Dipchand · CIK 0001519500 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,388

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest on the earlier of (i) June 14, 2024 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 14, 2023 Filed Jun 17, 2023 01:18 UTC GrantStock Option (right to buy) · Derivative 34,735 $0.00 Strike: $4.33 $0.00
Disclosure

SEC source: 0001209191-23-038193 · doc4.xml · derivative · entry 2

LANGER ROBERT · CIK 0001239757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,735

Underlying: Class A Common Stock · 34,735 shares

Expires 2033-06-14

F2 · derivative.exercise_date: Shares subject to the option vest on the earlier of (i) June 14, 2024 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 14, 2023 Filed Jun 17, 2023 01:18 UTC GrantClass A Common Stock 23,443 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038193 · doc4.xml · nonDerivative · entry 1

LANGER ROBERT · CIK 0001239757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 725,847

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest on the earlier of (i) June 14, 2024 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 14, 2023 Filed Jun 17, 2023 01:17 UTC GrantStock Option (right to buy) · Derivative 34,735 $0.00 Strike: $4.33 $0.00
Disclosure

SEC source: 0001209191-23-038191 · doc4.xml · derivative · entry 2

Haurwitz Rachel E. · CIK 0001670579 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,735

Underlying: Class A Common Stock · 34,735 shares

Expires 2033-06-14

F2 · derivative.exercise_date: Shares subject to the option vest on the earlier of (i) June 14, 2024 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 14, 2023 Filed Jun 17, 2023 01:17 UTC GrantClass A Common Stock 23,443 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038191 · doc4.xml · nonDerivative · entry 1

Haurwitz Rachel E. · CIK 0001670579 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,437

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest on the earlier of (i) June 14, 2024 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 14, 2023 Filed Jun 17, 2023 01:16 UTC
Hallal DavidDirector
GrantStock Option (right to buy) · Derivative 34,735 $0.00 Strike: $4.33 $0.00
Disclosure

SEC source: 0001209191-23-038189 · doc4.xml · derivative · entry 2

Hallal David · CIK 0001457477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,735

Underlying: Class A Common Stock · 34,735 shares

Expires 2033-06-14

F2 · derivative.exercise_date: Shares subject to the option vest on the earlier of (i) June 14, 2024 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 14, 2023 Filed Jun 17, 2023 01:16 UTC
Hallal DavidDirector
GrantClass A Common Stock 23,443 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038189 · doc4.xml · nonDerivative · entry 1

Hallal David · CIK 0001457477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,950

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest on the earlier of (i) June 14, 2024 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 14, 2023 Filed Jun 17, 2023 01:15 UTC GrantStock Option (right to buy) · Derivative 34,735 $0.00 Strike: $4.33 $0.00
Disclosure

SEC source: 0001209191-23-038186 · doc4.xml · derivative · entry 2

FRIEDMAN CATHY · CIK 0001411874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,735

Underlying: Class A Common Stock · 34,735 shares

Expires 2033-06-14

F2 · derivative.exercise_date: Shares subject to the option vest on the earlier of (i) June 14, 2024 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 14, 2023 Filed Jun 17, 2023 01:15 UTC GrantClass A Common Stock 23,443 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038186 · doc4.xml · nonDerivative · entry 1

FRIEDMAN CATHY · CIK 0001411874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,574

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest on the earlier of (i) June 14, 2024 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

Read SEC document
May 18, 2023 Filed May 19, 2023 20:52 UTC
Thomas Scott DChief Commercial Officer
SaleClass A Common Stock 1,468 $3.56 $5,224.02
Disclosure

SEC source: 0001209191-23-031065 · doc4.xml · nonDerivative · entry 1

Thomas Scott D · CIK 0001918731 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,532

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes 1,000 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan on November 15, 2022.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 00:09 UTC
Kogan ElonaGeneral Counsel and Secretary
SaleClass A Common Stock 5,951 $4.13 $24,603.22
Disclosure

SEC source: 0001209191-23-011919 · doc4.xml · nonDerivative · entry 1

Kogan Elona Esq. · CIK 0001679971 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,587

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes 1,168 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan on November 15, 2022.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 00:07 UTC
Horn David R.Chief Financial Officer
SaleClass A Common Stock 5,951 $4.13 $24,605.60
Disclosure

SEC source: 0001209191-23-011916 · doc4.xml · nonDerivative · entry 1

Horn David R. · CIK 0001834217 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,765

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 00:05 UTC
Farokhzad OmidDirector · CEO, President and Chair
SaleClass A Common Stock 13,840 $4.13 $57,210.41
Disclosure

SEC source: 0001209191-23-011913 · doc4.xml · nonDerivative · entry 1

Farokhzad Omid · CIK 0001586852 · Director · CEO, President and Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,744

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:57 UTC
Thomas Scott DChief Commercial Officer
GrantEmployee Stock Option (right to buy) · Derivative 140,000 $0.00 Strike: $4.59 $0.00
Disclosure

SEC source: 0001209191-23-010930 · doc4.xml · derivative · entry 2

Thomas Scott D · CIK 0001918731 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Class A Common Stock · 140,000 shares

Expires 2033-02-15

F2 · derivative.exercise_date: The option is subject to vesting requirements based upon achievement of specified performance-based criteria (the "Stock Price Hurdle") which requires that the Issuer achieve a stock price equal to or greater than 150% of the option exercise price during the period beginning on the grant date and ending on February 15, 2030 (the "Performance Period"). If the Stock Price Hurdle is achieved within the Performance Period, then one fourth of the shares subject to the option vest on the date that achievement of the Stock Price Hurdle is certified and the remaining shares vest annually thereafter in three equal installments.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:57 UTC
Thomas Scott DChief Commercial Officer
GrantClass A Common Stock 70,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010930 · doc4.xml · nonDerivative · entry 1

Thomas Scott D · CIK 0001918731 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,000

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in four equal annual installments beginning on February 15, 2024.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:53 UTC
Kogan ElonaGeneral Counsel and Secretary
GrantEmployee Stock Option (right to buy) · Derivative 140,000 $0.00 Strike: $4.59 $0.00
Disclosure

SEC source: 0001209191-23-010927 · doc4.xml · derivative · entry 2

Kogan Elona Esq. · CIK 0001679971 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Class A Common Stock · 140,000 shares

Expires 2033-02-15

F2 · derivative.exercise_date: The option is subject to vesting requirements based upon achievement of specified performance-based criteria (the "Stock Price Hurdle") which requires that the Issuer achieve a stock price equal to or greater than 150% of the option exercise price during the period beginning on the grant date and ending on February 15, 2030 (the "Performance Period"). If the Stock Price Hurdle is achieved within the Performance Period, then one fourth of the shares subject to the option vest on the date that achievement of the Stock Price Hurdle is certified and the remaining shares vest annually thereafter in three equal installments.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:53 UTC
Kogan ElonaGeneral Counsel and Secretary
GrantClass A Common Stock 70,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010927 · doc4.xml · nonDerivative · entry 1

Kogan Elona Esq. · CIK 0001679971 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,370

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in four equal annual installments beginning on February 15, 2024.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:50 UTC
Horn David R.Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 140,000 $0.00 Strike: $4.59 $0.00
Disclosure

SEC source: 0001209191-23-010925 · doc4.xml · derivative · entry 2

Horn David R. · CIK 0001834217 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Class A Common Stock · 140,000 shares

Expires 2033-02-15

F2 · derivative.exercise_date: The option is subject to vesting requirements based upon achievement of specified performance-based criteria (the "Stock Price Hurdle") which requires that the Issuer achieve a stock price equal to or greater than 150% of the option exercise price during the period beginning on the grant date and ending on February 15, 2030 (the "Performance Period"). If the Stock Price Hurdle is achieved within the Performance Period, then one fourth of the shares subject to the option vest on the date that achievement of the Stock Price Hurdle is certified and the remaining shares vest annually thereafter in three equal installments.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:50 UTC
Horn David R.Chief Financial Officer
GrantClass A Common Stock 70,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010925 · doc4.xml · nonDerivative · entry 1

Horn David R. · CIK 0001834217 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,716

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in four equal annual installments beginning on February 15, 2024.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:48 UTC
Farokhzad OmidDirector · CEO, President and Chair
GrantEmployee Stock Option (right to buy) · Derivative 650,000 $0.00 Strike: $4.59 $0.00
Disclosure

SEC source: 0001209191-23-010923 · doc4.xml · derivative · entry 2

Farokhzad Omid · CIK 0001586852 · Director · CEO, President and Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Class A Common Stock · 650,000 shares

Expires 2033-02-15

F2 · derivative.exercise_date: The option is subject to vesting requirements based upon achievement of specified performance-based criteria (the "Stock Price Hurdle") which requires that the Issuer achieve a stock price equal to or greater than 150% of the option exercise price during the period beginning on the grant date and ending on February 15, 2030 (the "Performance Period"). If the Stock Price Hurdle is achieved within the Performance Period, then one fourth of the shares subject to the option vest on the date that achievement of the Stock Price Hurdle is certified and the remaining shares vest annually thereafter in three equal installments.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:48 UTC
Farokhzad OmidDirector · CEO, President and Chair
GrantClass A Common Stock 402,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010923 · doc4.xml · nonDerivative · entry 1

Farokhzad Omid · CIK 0001586852 · Director · CEO, President and Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 781,584

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in four equal annual installments beginning on February 15, 2024.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 01:51 UTC
Horn David R.Chief Financial Officer
SaleClass A Common Stock 3,124 $5.40 $16,860.85
Disclosure

SEC source: 0001209191-23-007931 · doc4.xml · nonDerivative · entry 1

Horn David R. · CIK 0001834217 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,716

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 01:47 UTC
Farokhzad OmidDirector · CEO, President and Chair · 10% owner
SaleClass A Common Stock 8,379 $4.67 $39,128.25
Disclosure

SEC source: 0001209191-23-007927 · doc4.xml · nonDerivative · entry 1

Farokhzad Omid · CIK 0001586852 · Director · CEO, President and Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,584

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

Read SEC document
January 17, 2023 Filed Jan 20, 2023 00:17 UTC
Horn David R.Chief Financial Officer
SaleClass A Common Stock 2,602 $5.12 $13,320.42
Disclosure

SEC source: 0001209191-23-004098 · doc4.xml · nonDerivative · entry 1

Horn David R. · CIK 0001834217 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,840

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

Read SEC document
January 17, 2023 Filed Jan 20, 2023 00:15 UTC
Farokhzad OmidDirector · CEO, President and Chair · 10% owner
SaleClass A Common Stock 4,800 $5.12 $24,573.12
Disclosure

SEC source: 0001209191-23-004095 · doc4.xml · nonDerivative · entry 1

Farokhzad Omid · CIK 0001586852 · Director · CEO, President and Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,123

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

Read SEC document
January 17, 2023 Filed Feb 9, 2023 01:43 UTC Amendment
Farokhzad OmidDirector · CEO, President and Chair · 10% owner
SaleClass A Common Stock 4,800 $5.12 $24,573.12
Disclosure

SEC source: 0001209191-23-007921 · doc4a.xml · nonDerivative · entry 1

Farokhzad Omid · CIK 0001586852 · Director · CEO, President and Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,963

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

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December 08, 2022 Filed Dec 9, 2022 02:40 UTC
Horn David R.Chief Financial Officer
SaleClass A Common Stock 18,884 $6.57 $124,069.77
Disclosure

SEC source: 0001209191-22-060433 · doc4.xml · nonDerivative · entry 1

Horn David R. · CIK 0001834217 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,442

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes 1,168 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan on November 15, 2022.

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November 08, 2022 Filed Nov 10, 2022 02:53 UTC
Farokhzad OmidDirector · CEO, President and Chair · 10% owner
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 59,171 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-22-056321 · doc4.xml · derivative · entry 2

Farokhzad Omid · CIK 0001586852 · Director · CEO, President and Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,764

Underlying: Class A Common Stock · 59,171 shares

Expires 2028-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares underlying the option are subject to an early exercise provision and are immediately exercisable. One-fourth of the shares underlying the option vested on March 23, 2019 and 1/48th of the shares vest monthly thereafter.

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November 08, 2022 Filed Nov 10, 2022 02:53 UTC
Farokhzad OmidDirector · CEO, President and Chair · 10% owner
Exercise / conversionClass A Common Stock 59,171 $0.04 $2,366.84
Disclosure

SEC source: 0001209191-22-056321 · doc4.xml · nonDerivative · entry 1

Farokhzad Omid · CIK 0001586852 · Director · CEO, President and Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 15, 2022 Filed Jun 17, 2022 22:47 UTC GrantStock Option (right to buy) · Derivative 29,640 $0.00 Strike: $7.33 $0.00
Disclosure

SEC source: 0001209191-22-038119 · doc4.xml · derivative · entry 4

MCGUIRE TERRANCE · CIK 0001117003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,640

Underlying: Class A Common Stock · 29,640 shares

Expires 2031-06-15

F4 · derivative.exercise_date: Shares subject to the option vest on the earlier of (i) June 15, 2023 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

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June 15, 2022 Filed Jun 17, 2022 22:47 UTC GrantClass A Common Stock 9,945 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-038119 · doc4.xml · nonDerivative · entry 1

MCGUIRE TERRANCE · CIK 0001117003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,945

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest on the earlier of (i) June 15, 2023 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

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June 15, 2022 Filed Jun 17, 2022 22:31 UTC GrantStock Option (right to buy) · Derivative 16,159 $0.00 Strike: $7.33 $0.00
Disclosure

SEC source: 0001209191-22-038088 · doc4.xml · derivative · entry 2

Gulyani Meeta · CIK 0001896292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,159

Underlying: Class A Common Stock · 16,159 shares

Expires 2031-06-15

F2 · derivative.exercise_date: Shares subject to the option vest on the earlier of (i) June 15, 2023 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

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June 15, 2022 Filed Jun 17, 2022 22:31 UTC GrantClass A Common Stock 5,422 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-038088 · doc4.xml · nonDerivative · entry 1

Gulyani Meeta · CIK 0001896292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,422

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest on the earlier of (i) June 15, 2023 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

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June 15, 2022 Filed Jun 17, 2022 22:54 UTC GrantStock Option (right to buy) · Derivative 29,640 $0.00 Strike: $7.33 $0.00
Disclosure

SEC source: 0001209191-22-038131 · doc4.xml · derivative · entry 6

Ronaghi Mostafa · CIK 0001441876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,640

Underlying: Class A Common Stock · 29,640 shares

Expires 2031-06-15

F6 · derivative.exercise_date: Shares subject to the option vest on the earlier of (i) June 15, 2023 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

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June 15, 2022 Filed Jun 17, 2022 22:54 UTC GrantClass A Common Stock 9,945 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-038131 · doc4.xml · nonDerivative · entry 1

Ronaghi Mostafa · CIK 0001441876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,460

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest on the earlier of (i) June 15, 2023 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

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June 15, 2022 Filed Jun 17, 2022 22:51 UTC GrantStock Option (right to buy) · Derivative 29,640 $0.00 Strike: $7.33 $0.00
Disclosure

SEC source: 0001209191-22-038127 · doc4.xml · derivative · entry 2

Nishar Dipchand · CIK 0001519500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,640

Underlying: Class A Common Stock · 29,640 shares

Expires 2031-06-15

F2 · derivative.exercise_date: Shares subject to the option vest on the earlier of (i) June 15, 2023 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.