Tapewire

Nasdaq · USD

SDGR

Schrodinger, Inc.

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Tapewire entity
4667
SEC CIK
0001490978
Parsed reports
322

Last 12 months

Inside the activity.

0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202604
Mar 2026010
Apr 202603
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 18, 2021 Filed Mar 18, 2021 18:21 UTC
SHAW DAVID E10% owner
SaleCommon Stock, par value $0.01 per share 1,975 $79.39 $156,799.20
Disclosure

SEC source: 0001209191-21-021855 · doc4.xml · nonDerivative · entry 15

SHAW DAVID E · CIK 0001023870 · 10% owner

Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Schrodinger Equity Holdings, LLC

Disclosed balance after: 8,516,152

F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.

F17 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $78.78 to $79.73, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.

Read SEC document
March 18, 2021 Filed Mar 18, 2021 18:21 UTC
SHAW DAVID E10% owner
SaleCommon Stock, par value $0.01 per share 19,978 $78.00 $1,558,192.10
Disclosure

SEC source: 0001209191-21-021855 · doc4.xml · nonDerivative · entry 14

SHAW DAVID E · CIK 0001023870 · 10% owner

Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Schrodinger Equity Holdings, LLC

Disclosed balance after: 8,518,127

F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.

F16 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $77.61 to $78.575, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.

Read SEC document
March 18, 2021 Filed Mar 18, 2021 18:21 UTC
SHAW DAVID E10% owner
SaleCommon Stock, par value $0.01 per share 4,000 $76.88 $307,511.60
Disclosure

SEC source: 0001209191-21-021855 · doc4.xml · nonDerivative · entry 13

SHAW DAVID E · CIK 0001023870 · 10% owner

Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Schrodinger Equity Holdings, LLC

Disclosed balance after: 8,538,105

F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.

F15 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $76.60 to $77.57, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.

Read SEC document
March 18, 2021 Filed Mar 18, 2021 18:21 UTC
SHAW DAVID E10% owner
SaleCommon Stock, par value $0.01 per share 3,947 $76.18 $300,680.09
Disclosure

SEC source: 0001209191-21-021855 · doc4.xml · nonDerivative · entry 12

SHAW DAVID E · CIK 0001023870 · 10% owner

Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Schrodinger Equity Holdings, LLC

Disclosed balance after: 8,542,105

F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.

F14 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $75.60 to $76.58, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 18:21 UTC
SHAW DAVID E10% owner
SaleCommon Stock, par value $0.01 per share 895 $81.80 $73,206.53
Disclosure

SEC source: 0001209191-21-021855 · doc4.xml · nonDerivative · entry 11

SHAW DAVID E · CIK 0001023870 · 10% owner

Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Schrodinger Equity Holdings, LLC

Disclosed balance after: 8,546,052

F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.

F13 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $81.71 to $81.93, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 18:21 UTC
SHAW DAVID E10% owner
SaleCommon Stock, par value $0.01 per share 21,868 $81.19 $1,775,373.26
Disclosure

SEC source: 0001209191-21-021855 · doc4.xml · nonDerivative · entry 10

SHAW DAVID E · CIK 0001023870 · 10% owner

Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Schrodinger Equity Holdings, LLC

Disclosed balance after: 8,546,947

F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.

F12 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $80.71 to $81.70, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 18:21 UTC
SHAW DAVID E10% owner
SaleCommon Stock, par value $0.01 per share 3,739 $80.01 $299,173.47
Disclosure

SEC source: 0001209191-21-021855 · doc4.xml · nonDerivative · entry 9

SHAW DAVID E · CIK 0001023870 · 10% owner

Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Schrodinger Equity Holdings, LLC

Disclosed balance after: 8,568,815

F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.

F11 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $79.67 to $80.63, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 18:21 UTC
SHAW DAVID E10% owner
SaleCommon Stock, par value $0.01 per share 3,063 $79.28 $242,822.39
Disclosure

SEC source: 0001209191-21-021855 · doc4.xml · nonDerivative · entry 8

SHAW DAVID E · CIK 0001023870 · 10% owner

Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Schrodinger Equity Holdings, LLC

Disclosed balance after: 8,572,554

F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.

F10 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $78.67 to $79.66, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 18:21 UTC
SHAW DAVID E10% owner
SaleCommon Stock, par value $0.01 per share 14,760 $78.08 $1,152,450.47
Disclosure

SEC source: 0001209191-21-021855 · doc4.xml · nonDerivative · entry 7

SHAW DAVID E · CIK 0001023870 · 10% owner

Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Schrodinger Equity Holdings, LLC

Disclosed balance after: 8,575,617

F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.

F9 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $77.65 to $78.615, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 18:21 UTC
SHAW DAVID E10% owner
SaleCommon Stock, par value $0.01 per share 675 $77.16 $52,085.23
Disclosure

SEC source: 0001209191-21-021855 · doc4.xml · nonDerivative · entry 6

SHAW DAVID E · CIK 0001023870 · 10% owner

Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Schrodinger Equity Holdings, LLC

Disclosed balance after: 8,590,377

F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.

F8 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $76.63 to $77.61, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 21:46 UTC
Weiser JorgEVP & Managing Director
SaleCommon Stock 300 $81.33 $24,399.00
Disclosure

SEC source: 0001209191-21-021828 · doc4.xml · nonDerivative · entry 9

Weiser Jorg · CIK 0001797782 · EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,052

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2020.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 21:46 UTC
Weiser JorgEVP & Managing Director
SaleCommon Stock 904 $80.85 $73,086.86
Disclosure

SEC source: 0001209191-21-021828 · doc4.xml · nonDerivative · entry 8

Weiser Jorg · CIK 0001797782 · EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,352

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.32 to $81.31, inclusive.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 21:46 UTC
Weiser JorgEVP & Managing Director
SaleCommon Stock 1,500 $79.70 $119,548.20
Disclosure

SEC source: 0001209191-21-021828 · doc4.xml · nonDerivative · entry 7

Weiser Jorg · CIK 0001797782 · EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,256

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.25 to $80.18, inclusive.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 21:46 UTC
Weiser JorgEVP & Managing Director
SaleCommon Stock 6,600 $78.07 $515,277.18
Disclosure

SEC source: 0001209191-21-021828 · doc4.xml · nonDerivative · entry 6

Weiser Jorg · CIK 0001797782 · EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,756

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.73 to $78.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) of this Form 4.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 18:21 UTC
SHAW DAVID E10% owner
SaleCommon Stock, par value $0.01 per share 5,594 $81.86 $457,933.79
Disclosure

SEC source: 0001209191-21-021855 · doc4.xml · nonDerivative · entry 5

SHAW DAVID E · CIK 0001023870 · 10% owner

Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Schrodinger Equity Holdings, LLC

Disclosed balance after: 8,591,052

F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.

F7 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $81.77 to $82.00, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 18:21 UTC
SHAW DAVID E10% owner
SaleCommon Stock, par value $0.01 per share 19,916 $81.43 $1,621,777.80
Disclosure

SEC source: 0001209191-21-021855 · doc4.xml · nonDerivative · entry 4

SHAW DAVID E · CIK 0001023870 · 10% owner

Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Schrodinger Equity Holdings, LLC

Disclosed balance after: 8,596,646

F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.

F6 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $80.77 to $81.765, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 18:21 UTC
SHAW DAVID E10% owner
SaleCommon Stock, par value $0.01 per share 3,372 $80.19 $270,384.49
Disclosure

SEC source: 0001209191-21-021855 · doc4.xml · nonDerivative · entry 3

SHAW DAVID E · CIK 0001023870 · 10% owner

Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Schrodinger Equity Holdings, LLC

Disclosed balance after: 8,616,562

F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.

F5 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $79.71 to $80.69, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 18:21 UTC
SHAW DAVID E10% owner
SaleCommon Stock, par value $0.01 per share 8,775 $79.21 $695,099.34
Disclosure

SEC source: 0001209191-21-021855 · doc4.xml · nonDerivative · entry 2

SHAW DAVID E · CIK 0001023870 · 10% owner

Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Schrodinger Equity Holdings, LLC

Disclosed balance after: 8,619,934

F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.

F4 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $78.71 to $79.70, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 18:21 UTC
SHAW DAVID E10% owner
SaleCommon Stock, par value $0.01 per share 3,516 $78.22 $275,025.04
Disclosure

SEC source: 0001209191-21-021855 · doc4.xml · nonDerivative · entry 1

SHAW DAVID E · CIK 0001023870 · 10% owner

Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Schrodinger Equity Holdings, LLC

Disclosed balance after: 8,628,709

F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.

F2 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $77.70 to $78.66, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:46 UTC
Weiser JorgEVP & Managing Director
Exercise / conversionStock Option (right to buy) · Derivative 6,527 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001209191-21-021828 · doc4.xml · derivative · entry 12

Weiser Jorg · CIK 0001797782 · EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,614

Underlying: Common Stock · 6,527 shares

Expires 2028-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2020.

F7 · derivative.exercise_date: This option was granted on November 29, 2018. The shares underlying the option vested with respect to 25% of the shares on December 31, 2019 and the remainder are scheduled to vest in equal monthly installments through December 31, 2022.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:46 UTC
Weiser JorgEVP & Managing Director
Exercise / conversionStock Option (right to buy) · Derivative 18,095 $0.00 Strike: $3.07 $0.00
Disclosure

SEC source: 0001209191-21-021828 · doc4.xml · derivative · entry 11

Weiser Jorg · CIK 0001797782 · EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,095 shares

Expires 2026-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2020.

F6 · derivative.exercise_date: The option was granted on May 11, 2016 and is fully vested.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:46 UTC
Weiser JorgEVP & Managing Director
SaleCommon Stock 37,060 $82.00 $3,038,920.00
Disclosure

SEC source: 0001209191-21-021828 · doc4.xml · nonDerivative · entry 5

Weiser Jorg · CIK 0001797782 · EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,356

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2020.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:46 UTC
Weiser JorgEVP & Managing Director
SaleCommon Stock 6,527 $82.00 $535,214.00
Disclosure

SEC source: 0001209191-21-021828 · doc4.xml · nonDerivative · entry 4

Weiser Jorg · CIK 0001797782 · EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,416

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2020.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:46 UTC
Weiser JorgEVP & Managing Director
Exercise / conversionCommon Stock 6,527 $4.34 $28,327.18
Disclosure

SEC source: 0001209191-21-021828 · doc4.xml · nonDerivative · entry 3

Weiser Jorg · CIK 0001797782 · EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2020.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:46 UTC
Weiser JorgEVP & Managing Director
SaleCommon Stock 18,095 $82.00 $1,483,790.00
Disclosure

SEC source: 0001209191-21-021828 · doc4.xml · nonDerivative · entry 2

Weiser Jorg · CIK 0001797782 · EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,416

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2020.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:46 UTC
Weiser JorgEVP & Managing Director
Exercise / conversionCommon Stock 18,095 $3.07 $55,551.65
Disclosure

SEC source: 0001209191-21-021828 · doc4.xml · nonDerivative · entry 1

Weiser Jorg · CIK 0001797782 · EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2020.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:22 UTC
Lebowitz JoelEVP & CFO
Exercise / conversionStock Option (right to buy) · Derivative 5,574 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001209191-21-021331 · doc4.xml · derivative · entry 6

Lebowitz Joel · CIK 0001797829 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,478

Underlying: Common Stock · 5,574 shares

Expires 2028-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2020.

F5 · derivative.exercise_date: The option was granted on November 29, 2018. The shares underlying the option vested with respect to 25% of the shares on November 14, 2019 and the remainder vest in equal monthly installments through November 14, 2022.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:22 UTC
Lebowitz JoelEVP & CFO
SaleCommon Stock 100 $81.15 $8,115.00
Disclosure

SEC source: 0001209191-21-021331 · doc4.xml · nonDerivative · entry 5

Lebowitz Joel · CIK 0001797829 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2020.

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March 15, 2021 Filed Mar 17, 2021 16:22 UTC
Lebowitz JoelEVP & CFO
SaleCommon Stock 1,796 $80.47 $144,532.20
Disclosure

SEC source: 0001209191-21-021331 · doc4.xml · nonDerivative · entry 4

Lebowitz Joel · CIK 0001797829 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.13 to $80.91, inclusive.

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March 15, 2021 Filed Mar 17, 2021 16:22 UTC
Lebowitz JoelEVP & CFO
SaleCommon Stock 3,378 $79.81 $269,602.91
Disclosure

SEC source: 0001209191-21-021331 · doc4.xml · nonDerivative · entry 3

Lebowitz Joel · CIK 0001797829 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,896

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.13 to $80.06, inclusive.

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March 15, 2021 Filed Mar 17, 2021 16:22 UTC
Lebowitz JoelEVP & CFO
SaleCommon Stock 300 $78.15 $23,444.01
Disclosure

SEC source: 0001209191-21-021331 · doc4.xml · nonDerivative · entry 2

Lebowitz Joel · CIK 0001797829 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,274

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.97 to $78.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) of this Form 4.

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March 15, 2021 Filed Mar 17, 2021 16:22 UTC
Lebowitz JoelEVP & CFO
Exercise / conversionCommon Stock 5,574 $4.34 $24,191.16
Disclosure

SEC source: 0001209191-21-021331 · doc4.xml · nonDerivative · entry 1

Lebowitz Joel · CIK 0001797829 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2020.

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March 12, 2021 Filed Mar 16, 2021 21:00 UTC
D'Cruz ConyEVP & Chief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,800 $0.00 Strike: $3.07 $0.00
Disclosure

SEC source: 0001209191-21-020890 · doc4.xml · derivative · entry 4

D'Cruz Cony · CIK 0001797727 · EVP & Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,279

Underlying: Common Stock · 2,800 shares

Expires 2026-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2020.

F2 · derivative.exercise_date: The option was granted on May 11, 2016 and is fully vested.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 21:00 UTC
D'Cruz ConyEVP & Chief Business Officer
SaleCommon Stock 2,000 $79.50 $159,000.00
Disclosure

SEC source: 0001209191-21-020890 · doc4.xml · nonDerivative · entry 3

D'Cruz Cony · CIK 0001797727 · EVP & Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cony and Pearl D'Cruz Revocable Trust dated August 20, 2019, and any amendments thereto

Disclosed balance after: 149,082

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2020.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 21:00 UTC
D'Cruz ConyEVP & Chief Business Officer
SaleCommon Stock 2,800 $79.50 $222,600.00
Disclosure

SEC source: 0001209191-21-020890 · doc4.xml · nonDerivative · entry 2

D'Cruz Cony · CIK 0001797727 · EVP & Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2020.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 21:00 UTC
D'Cruz ConyEVP & Chief Business Officer
Exercise / conversionCommon Stock 2,800 $3.07 $8,596.00
Disclosure

SEC source: 0001209191-21-020890 · doc4.xml · nonDerivative · entry 1

D'Cruz Cony · CIK 0001797727 · EVP & Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2020.

Read SEC document
March 11, 2021 Filed Mar 11, 2021 18:08 UTC
SHAW DAVID E10% owner
SaleCommon Stock, par value $0.01 per share 8,497 $81.72 $694,390.98
Disclosure

SEC source: 0001209191-21-019902 · doc4.xml · nonDerivative · entry 13

SHAW DAVID E · CIK 0001023870 · 10% owner

Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Schrodinger Equity Holdings, LLC

Disclosed balance after: 8,632,225

F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.

F15 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $81.43 to $82.00, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.

Read SEC document
March 11, 2021 Filed Mar 11, 2021 18:08 UTC
SHAW DAVID E10% owner
SaleCommon Stock, par value $0.01 per share 3,427 $80.78 $276,829.98
Disclosure

SEC source: 0001209191-21-019902 · doc4.xml · nonDerivative · entry 12

SHAW DAVID E · CIK 0001023870 · 10% owner

Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Schrodinger Equity Holdings, LLC

Disclosed balance after: 8,640,722

F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.

F14 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $80.43 to $81.41, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.

Read SEC document
March 11, 2021 Filed Mar 11, 2021 18:08 UTC
SHAW DAVID E10% owner
SaleCommon Stock, par value $0.01 per share 10,268 $79.75 $818,886.35
Disclosure

SEC source: 0001209191-21-019902 · doc4.xml · nonDerivative · entry 11

SHAW DAVID E · CIK 0001023870 · 10% owner

Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Schrodinger Equity Holdings, LLC

Disclosed balance after: 8,644,149

F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.

F13 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $79.42 to $80.39, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.

Read SEC document
March 11, 2021 Filed Mar 11, 2021 18:08 UTC
SHAW DAVID E10% owner
SaleCommon Stock, par value $0.01 per share 12,674 $79.00 $1,001,240.93
Disclosure

SEC source: 0001209191-21-019902 · doc4.xml · nonDerivative · entry 10

SHAW DAVID E · CIK 0001023870 · 10% owner

Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Schrodinger Equity Holdings, LLC

Disclosed balance after: 8,654,417

F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.

F12 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $78.42 to $79.41, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.

Read SEC document
March 11, 2021 Filed Mar 11, 2021 18:08 UTC
SHAW DAVID E10% owner
SaleCommon Stock, par value $0.01 per share 4,859 $77.66 $377,336.33
Disclosure

SEC source: 0001209191-21-019902 · doc4.xml · nonDerivative · entry 9

SHAW DAVID E · CIK 0001023870 · 10% owner

Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Schrodinger Equity Holdings, LLC

Disclosed balance after: 8,667,091

F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.

F11 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $77.40 to $78.37, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.

Read SEC document
March 11, 2021 Filed Mar 11, 2021 18:08 UTC
SHAW DAVID E10% owner
SaleCommon Stock, par value $0.01 per share 7,530 $76.83 $578,510.32
Disclosure

SEC source: 0001209191-21-019902 · doc4.xml · nonDerivative · entry 8

SHAW DAVID E · CIK 0001023870 · 10% owner

Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Schrodinger Equity Holdings, LLC

Disclosed balance after: 8,671,950

F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.

F10 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $76.4 to $77.38, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.

Read SEC document
March 11, 2021 Filed Mar 11, 2021 18:08 UTC
SHAW DAVID E10% owner
SaleCommon Stock, par value $0.01 per share 4,112 $76.00 $312,500.90
Disclosure

SEC source: 0001209191-21-019902 · doc4.xml · nonDerivative · entry 7

SHAW DAVID E · CIK 0001023870 · 10% owner

Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Schrodinger Equity Holdings, LLC

Disclosed balance after: 8,679,480

F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.

F9 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $75.40 to $76.39, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:53 UTC SaleCommon Stock 20,000 $80.46 $1,609,204.00
Disclosure

SEC source: 0001209191-21-020210 · doc4.xml · nonDerivative · entry 2

Friesner Richard · CIK 0001798426 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trust

Disclosed balance after: 694,925

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2020

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.96, inclusive.

F4 · ownership.nature: These shares are owned directly by the RF 2018 GRAT (the "Trust"), a grantor retained annuity trust, and indirectly by Mr. Friesner as trustee and sole annuitant of the Trust.

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March 11, 2021 Filed Mar 12, 2021 21:53 UTC SaleCommon Stock 12,000 $80.28 $963,378.00
Disclosure

SEC source: 0001209191-21-020210 · doc4.xml · nonDerivative · entry 1

Friesner Richard · CIK 0001798426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,450

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2020

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (3).

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:52 UTC
Weiser JorgEVP & Managing Director
Exercise / conversionStock Option (right to buy) · Derivative 3,924 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001209191-21-020207 · doc4.xml · derivative · entry 8

Weiser Jorg · CIK 0001797782 · EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,141

Underlying: Common Stock · 3,924 shares

Expires 2028-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option was granted on November 29, 2018. The shares underlying the option vested with respect to 25% of the shares on December 31, 2019 and the remainder are scheduled to vest in equal monthly installments through December 31, 2022.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:52 UTC
Weiser JorgEVP & Managing Director
Exercise / conversionStock Option (right to buy) · Derivative 8,659 $0.00 Strike: $3.07 $0.00
Disclosure

SEC source: 0001209191-21-020207 · doc4.xml · derivative · entry 7

Weiser Jorg · CIK 0001797782 · EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,095

Underlying: Common Stock · 8,659 shares

Expires 2026-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted on May 11, 2016 and is fully vested.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:52 UTC
Weiser JorgEVP & Managing Director
SaleCommon Stock 3,800 $82.00 $311,600.00
Disclosure

SEC source: 0001209191-21-020207 · doc4.xml · nonDerivative · entry 5

Weiser Jorg · CIK 0001797782 · EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,416

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2020.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:52 UTC
Weiser JorgEVP & Managing Director
SaleCommon Stock 3,924 $82.00 $321,768.00
Disclosure

SEC source: 0001209191-21-020207 · doc4.xml · nonDerivative · entry 4

Weiser Jorg · CIK 0001797782 · EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,216

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2020.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:52 UTC
Weiser JorgEVP & Managing Director
Exercise / conversionCommon Stock 3,924 $4.34 $17,030.16
Disclosure

SEC source: 0001209191-21-020207 · doc4.xml · nonDerivative · entry 3

Weiser Jorg · CIK 0001797782 · EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.