Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 17, 2020 Filed Aug 19, 2020 20:24 UTC |
WU MIJIADirector
|
GrantCommon stock | 20,000 | $0.30 | $6,000.00 |
DisclosureSEC source: 0001437749-20-018340 · rdgdoc.xml · nonDerivative · entry 1 WU MIJIA · CIK 0001664299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| August 01, 2020 Filed Aug 4, 2020 18:04 UTC |
Fu Jian Ping10% owner
|
SaleCommon Stock | 1,302,350 | $1.23 | $1,601,890.50 |
DisclosureSEC source: 0001437749-20-016531 · rdgdoc.xml · nonDerivative · entry 1 Fu Jian Ping · CIK 0001668658 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000,000 F1 · security: Such shares were sold by Mr. Jian Ping Fu in a private transaction pursuant to a Shares Sale and Purchase Agreement, dated August 1, 2020. Read SEC document |
| May 26, 2020 Filed May 29, 2020 17:02 UTC |
Wang XiaopeiDirector
|
GrantStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $0.89 | $0.00 |
DisclosureSEC source: 0001437749-20-012074 · rdgdoc.xml · derivative · entry 1 Wang Xiaopei · CIK 0001796239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common stock · 20,000 shares Expires 2030-05-26 F1 · derivative.exercise_date: The stock options will vest in 12 equal monthly installments beginning on the grant date. Read SEC document |
| May 26, 2020 Filed May 29, 2020 21:01 UTC |
Freiman Paul E.Director
|
GrantStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $0.89 | $0.00 |
DisclosureSEC source: 0001437749-20-012073 · rdgdoc.xml · derivative · entry 1 Freiman Paul E. · CIK 0001410074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common stock · 20,000 shares Expires 2030-05-26 F1 · derivative.exercise_date: The stock options will vest in 12 equal monthly installments beginning on the grant date. Read SEC document |
| May 26, 2020 Filed May 29, 2020 21:03 UTC |
Zheng YenyouDirector
|
GrantStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $0.89 | $0.00 |
DisclosureSEC source: 0001437749-20-012076 · rdgdoc.xml · derivative · entry 1 Zheng Yenyou · CIK 0001330748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common stock · 20,000 shares Expires 2030-05-26 F1 · derivative.exercise_date: The stock options will vest in 12 equal monthly installments beginning on the grant date. Read SEC document |
| May 26, 2020 Filed May 29, 2020 21:04 UTC |
WU MIJIADirector
|
GrantStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $0.89 | $0.00 |
DisclosureSEC source: 0001437749-20-012077 · rdgdoc.xml · derivative · entry 1 WU MIJIA · CIK 0001664299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common stock · 20,000 shares Expires 2030-05-26 F1 · derivative.exercise_date: The stock options will vest in 12 equal monthly installments beginning on the grant date. Read SEC document |
| May 26, 2020 Filed May 29, 2020 21:02 UTC |
Li XinzhouDirector · 10% owner
|
GrantStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $0.89 | $0.00 |
DisclosureSEC source: 0001437749-20-012075 · rdgdoc.xml · derivative · entry 1 Li Xinzhou · CIK 0001565534 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common stock · 20,000 shares Expires 2030-05-26 F1 · derivative.exercise_date: The stock options will vest in 12 equal monthly installments beginning on the grant date. Read SEC document |
| May 26, 2020 Filed May 29, 2020 21:00 UTC |
Sit SwanDirector
|
GrantStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $0.89 | $0.00 |
DisclosureSEC source: 0001437749-20-012072 · rdgdoc.xml · derivative · entry 1 Sit Swan · CIK 0001801128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common stock · 20,000 shares Expires 2030-05-26 F1 · derivative.exercise_date: The stock options will vest in 12 equal monthly installments beginning on the grant date. Read SEC document |
| July 30, 2019 Filed Aug 6, 2019 08:18 UTC |
SIECZKAREK MARK MFormer Director and Officer
|
GrantCommon Stock | 167,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-015525 · rdgdoc.xml · nonDerivative · entry 1 SIECZKAREK MARK M · CIK 0001188738 · Former Director and Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,156,883 F1 · security: On July 30, 2019, Mr. Sieczkarek was issued 167,938 restricted stock units ("RSUs") with a fair market value equal to $220,000 from the Company's 2017 Omnibus Incentive Plan, which were immediately fully vested into common stock. Such RSUs were granted to Mr. Sieczkarek in relation to a Severance Agreement and General Release, as disclosed in the Company's Current Report on Form 8-K, filed with the SEC on July 25, 2019. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 01:49 UTC |
Raleigh Jason PhilipInterim CFO and Treasurer
|
Otherstock option · Derivative | 9,750 | $0.00 Strike: $2.35 | $0.00 |
DisclosureSEC source: 0001437749-19-011906 · rdgdoc.xml · derivative · entry 2 Raleigh Jason Philip · CIK 0001771217 · Interim CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 9,750 shares Expires 2027-06-02 Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 21:46 UTC |
Fu Jian Ping10% owner
|
Salecommon stock | 380,954 | $3.84 | $1,462,863.36 |
DisclosureSEC source: 0001437749-19-012010 · rdgdoc.xml · nonDerivative · entry 1 Fu Jian Ping · CIK 0001668658 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,302,350 Read SEC document |
| June 11, 2019 Filed Jun 14, 2019 01:32 UTC |
Pioneer Pharma (Hong Kong) Co Ltd10% owner
|
SaleCommon Stock | 24,326 | $4.04 | $98,277.04 |
DisclosureSEC source: 0001437749-19-012009 · rdgdoc.xml · nonDerivative · entry 1 Pioneer Pharma (Hong Kong) Co Ltd · CIK 0001593301 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,188,421 Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 10:03 UTC |
WU MIJIADirector
|
SaleCommon Stock | 15,873 | $4.04 | $64,126.92 |
DisclosureSEC source: 0001437749-19-011909 · rdgdoc.xml · nonDerivative · entry 2 WU MIJIA · CIK 0001664299 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 0 F1 · shares: On May 21, 2015, Mr. Wu and his spouse each purchased a warrant, which were both subsequently exercised on September 29, 2016 for 15,873 shares of Common Stock. Mr. Wu disclosed the exercise of his warrant on October 3, 2016 but not the exercise of his spouse's warrant, which he beneficially owned. Mr. Wu's spouse subsequently sold the 15,873 shares she owned on June 11, 2019. Read SEC document |
| June 11, 2019 Filed Oct 28, 2019 20:30 UTC Amendment |
Raleigh Jason PhilipInterim CFO and Treasurer
|
OtherStock Option (right to buy) · Derivative | 9,750 | $0.00 Strike: $2.35 | $0.00 |
DisclosureSEC source: 0001437749-19-020745 · rdgdoc.xml · derivative · entry 6 Raleigh Jason Philip · CIK 0001771217 · Interim CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,750 shares Expires 2027-06-02 Read SEC document |
| June 11, 2019 Filed Oct 28, 2019 20:30 UTC Amendment |
Raleigh Jason PhilipInterim CFO and Treasurer
|
SaleCommon Stock | 9,750 | $3.75 | $36,562.50 |
DisclosureSEC source: 0001437749-19-020745 · rdgdoc.xml · nonDerivative · entry 4 Raleigh Jason Philip · CIK 0001771217 · Interim CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: The amended Form 4 is being filed to show (1) the corresponding acquisition of common stock after the exercise of options in Table I and (2) the immediate sale of common stock after such exercise of options in Table I. Read SEC document |
| June 11, 2019 Filed Oct 28, 2019 20:30 UTC Amendment |
Raleigh Jason PhilipInterim CFO and Treasurer
|
GrantCommon Stock | 9,750 | $2.35 | $22,912.50 |
DisclosureSEC source: 0001437749-19-020745 · rdgdoc.xml · nonDerivative · entry 3 Raleigh Jason Philip · CIK 0001771217 · Interim CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,750 F1 · security: The amended Form 4 is being filed to show (1) the corresponding acquisition of common stock after the exercise of options in Table I and (2) the immediate sale of common stock after such exercise of options in Table I. Read SEC document |
| June 10, 2019 Filed Jun 13, 2019 01:36 UTC |
Hall JustinSVP, General Counsel
|
Otherstock option · Derivative | 47,500 | $0.00 Strike: $2.02 | $0.00 |
DisclosureSEC source: 0001437749-19-011905 · rdgdoc.xml · derivative · entry 1 Hall Justin · CIK 0001663021 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 47,500 shares Expires 2028-05-31 Read SEC document |
| June 10, 2019 Filed Jun 13, 2019 01:49 UTC |
Raleigh Jason PhilipInterim CFO and Treasurer
|
Otherstock option · Derivative | 23,405 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001437749-19-011906 · rdgdoc.xml · derivative · entry 1 Raleigh Jason Philip · CIK 0001771217 · Interim CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 23,405 shares Expires 2028-05-31 Read SEC document |
| June 10, 2019 Filed Jun 13, 2019 10:03 UTC |
WU MIJIADirector
|
SaleCommon Stock | 47,619 | $2.03 | $96,666.57 |
DisclosureSEC source: 0001437749-19-011909 · rdgdoc.xml · nonDerivative · entry 1 WU MIJIA · CIK 0001664299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 10, 2019 Filed Oct 28, 2019 20:30 UTC Amendment |
Raleigh Jason PhilipInterim CFO and Treasurer
|
OtherStock Option (right to buy) · Derivative | 23,405 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001437749-19-020745 · rdgdoc.xml · derivative · entry 5 Raleigh Jason Philip · CIK 0001771217 · Interim CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,405 shares Expires 2028-05-31 Read SEC document |
| June 10, 2019 Filed Oct 28, 2019 20:30 UTC Amendment |
Raleigh Jason PhilipInterim CFO and Treasurer
|
SaleCommon Stock | 23,405 | $3.00 | $70,215.00 |
DisclosureSEC source: 0001437749-19-020745 · rdgdoc.xml · nonDerivative · entry 2 Raleigh Jason Philip · CIK 0001771217 · Interim CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: The amended Form 4 is being filed to show (1) the corresponding acquisition of common stock after the exercise of options in Table I and (2) the immediate sale of common stock after such exercise of options in Table I. Read SEC document |
| June 10, 2019 Filed Oct 28, 2019 20:30 UTC Amendment |
Raleigh Jason PhilipInterim CFO and Treasurer
|
GrantCommon Stock | 23,405 | $2.20 | $51,491.00 |
DisclosureSEC source: 0001437749-19-020745 · rdgdoc.xml · nonDerivative · entry 1 Raleigh Jason Philip · CIK 0001771217 · Interim CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,405 F1 · security: The amended Form 4 is being filed to show (1) the corresponding acquisition of common stock after the exercise of options in Table I and (2) the immediate sale of common stock after such exercise of options in Table I. Read SEC document |
| June 10, 2019 Filed Oct 28, 2019 20:29 UTC Amendment |
Hall JustinInterim President & CEO and GC
|
OtherStock Option (right to buy) · Derivative | 47,500 | $0.00 Strike: $2.02 | $0.00 |
DisclosureSEC source: 0001437749-19-020744 · rdgdoc.xml · derivative · entry 3 Hall Justin · CIK 0001663021 · Interim President & CEO and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,500 shares Expires 2028-05-31 Read SEC document |
| June 10, 2019 Filed Oct 28, 2019 20:29 UTC Amendment |
Hall JustinInterim President & CEO and GC
|
SaleCommon Stock | 47,500 | $3.03 | $143,925.00 |
DisclosureSEC source: 0001437749-19-020744 · rdgdoc.xml · nonDerivative · entry 2 Hall Justin · CIK 0001663021 · Interim President & CEO and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,405 F1 · security: The amended Form 4 is being filed to show (1) the corresponding acquisition of common stock after the exercise of options in Table I and (2) the immediate sale of common stock after such exercise of options in Table I. Read SEC document |
| June 10, 2019 Filed Oct 28, 2019 20:29 UTC Amendment |
Hall JustinInterim President & CEO and GC
|
GrantCommon Stock | 47,500 | $2.02 | $95,950.00 |
DisclosureSEC source: 0001437749-19-020744 · rdgdoc.xml · nonDerivative · entry 1 Hall Justin · CIK 0001663021 · Interim President & CEO and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,905 F1 · security: The amended Form 4 is being filed to show (1) the corresponding acquisition of common stock after the exercise of options in Table I and (2) the immediate sale of common stock after such exercise of options in Table I. Read SEC document |
| May 30, 2019 Filed Oct 28, 2019 20:24 UTC |
Freiman Paul E.Director
|
GrantStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001437749-19-020738 · rdgdoc.xml · derivative · entry 1 Freiman Paul E. · CIK 0001410074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common stock · 20,000 shares Expires 2029-05-30 F1 · derivative.exercise_date: The stock options will vest in 12 equal monthly installments beginning on the grant date. Read SEC document |
| May 30, 2019 Filed Oct 28, 2019 16:25 UTC |
SIECZKAREK MARK MDirector
|
GrantStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001437749-19-020739 · rdgdoc.xml · derivative · entry 1 SIECZKAREK MARK M · CIK 0001188738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2029-05-30 F1 · derivative.exercise_date: The stock options will vest in 12 equal monthly installments beginning on the grant date. Read SEC document |
| May 30, 2019 Filed Oct 28, 2019 20:28 UTC |
Li XinzhouDirector · 10% owner
|
GrantStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001437749-19-020742 · rdgdoc.xml · derivative · entry 1 Li Xinzhou · CIK 0001565534 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common stock · 20,000 shares Expires 2029-05-30 F1 · derivative.exercise_date: The stock options will vest in 12 equal monthly installments beginning on the grant date. Read SEC document |
| May 30, 2019 Filed Oct 28, 2019 20:27 UTC |
WU MIJIADirector
|
GrantStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001437749-19-020741 · rdgdoc.xml · derivative · entry 1 WU MIJIA · CIK 0001664299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common stock · 20,000 shares Expires 2029-05-30 F1 · derivative.exercise_date: The stock options will vest in 12 equal monthly installments beginning on the grant date. Read SEC document |
| May 30, 2019 Filed Oct 28, 2019 20:25 UTC |
Maderis Gail JDirector
|
GrantStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001437749-19-020740 · rdgdoc.xml · derivative · entry 1 Maderis Gail J · CIK 0001503147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common stock · 20,000 shares Expires 2029-05-30 F1 · derivative.exercise_date: The stock options will vest in 12 equal monthly installments beginning on the grant date. Read SEC document |
| May 30, 2019 Filed Oct 30, 2019 20:31 UTC |
Zavodnick Todd ErikDirector
|
GrantStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001437749-19-020935 · rdgdoc.xml · derivative · entry 1 Zavodnick Todd Erik · CIK 0001660467 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common stock · 20,000 shares Expires 2029-05-30 F1 · derivative.exercise_date: The stock options will vest in 12 equal monthly installments beginning on the grant date. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 20:30 UTC |
McGovern John JosephInt Pres, CEO, CFO & Treasurer
|
GrantStock option (right to buy) · Derivative | 250,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001437749-18-018183 · rdgdoc.xml · derivative · entry 1 McGovern John Joseph · CIK 0001713625 · Int Pres, CEO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,000 Underlying: Common Stock · 250,000 shares Expires 2028-10-09 F1 · derivative.exercise_date: 6.25% will vest every three months over 4 years. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 21:34 UTC |
Hall JustinSVP, General Counsel
|
GrantStock Option (right to buy) · Derivative | 190,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001437749-18-011095 · rdgdoc.xml · derivative · entry 1 Hall Justin · CIK 0001663021 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,710 Underlying: common stock · 190,000 shares Expires 2028-05-31 F1 · derivative.exercise_date: 25% will vest on the first anniversary of the Grant Date. 6.25% will vest every three months thereafter Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 21:21 UTC |
McGovern John JosephCFO and Treasurer
|
GrantStock Option (right to buy) · Derivative | 90,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001437749-18-011092 · rdgdoc.xml · derivative · entry 1 McGovern John Joseph · CIK 0001713625 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,000 Underlying: common stock · 90,000 shares Expires 2028-05-31 F1 · derivative.exercise_date: 25% will vest on the first anniversary of the Grant Date. 6.25% will vest every three months thereafter Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 17:59 UTC |
Freiman Paul E.Director
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001437749-18-011195 · rdgdoc.xml · derivative · entry 1 Freiman Paul E. · CIK 0001410074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,697 Underlying: common stock · 20,000 shares Expires 2028-05-31 F1 · derivative.exercise_date: Stock options will vest in 12 equal monthly installments. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:22 UTC |
Zavodnick Todd ErikDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001437749-18-011213 · rdgdoc.xml · derivative · entry 1 Zavodnick Todd Erik · CIK 0001660467 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,698 Underlying: common stock · 20,000 shares Expires 2028-05-31 F1 · derivative.exercise_date: Stock options will vest in 12 equal monthly installments. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:27 UTC |
WU MIJIADirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001437749-18-011214 · rdgdoc.xml · derivative · entry 1 WU MIJIA · CIK 0001664299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,244 Underlying: common stock · 20,000 shares Expires 2028-05-31 F1 · derivative.exercise_date: Stock options will vest in 12 equal monthly installments. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:18 UTC |
Maderis Gail JDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001437749-18-011211 · rdgdoc.xml · derivative · entry 1 Maderis Gail J · CIK 0001503147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,213 Underlying: common stock · 20,000 shares Expires 2028-05-31 F1 · derivative.exercise_date: stock options will vest in 12 equal monthly installments. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 18:24 UTC |
Ma YonghaoDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001437749-18-011198 · rdgdoc.xml · derivative · entry 1 Ma Yonghao · CIK 0001683136 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,629 Underlying: common stock · 20,000 shares Expires 2028-05-31 F1 · derivative.exercise_date: Stock Options to vest in 12 equal monthly installments Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 18:16 UTC |
Liu YanbinDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001437749-18-011197 · rdgdoc.xml · derivative · entry 1 Liu Yanbin · CIK 0001740506 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: common stock · 20,000 shares Expires 2028-05-31 F1 · derivative.exercise_date: Stock options will vest in 12 equal monthly installments Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 18:10 UTC |
Li XinzhouDirector · 10% owner
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001437749-18-011196 · rdgdoc.xml · derivative · entry 1 Li Xinzhou · CIK 0001565534 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,248 Underlying: common stock · 20,000 shares Expires 2028-05-31 F1 · derivative.exercise_date: Stock Options will vest in 12 equal monthly installments Read SEC document |
| December 14, 2017 Filed Jan 8, 2018 18:29 UTC |
STUART LEWIS JChief Commercial Officer
|
GrantRestricted Stock Unit · Derivative | 10,000 | $0.00 Strike: $3.42 | $0.00 |
DisclosureSEC source: 0001437749-18-000425 · rdgdoc.xml · derivative · entry 1 STUART LEWIS J · CIK 0001407368 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: common stock · 10,000 shares Expires 2027-12-14 F1 · security: Granted pursuant to the 2017 Omnibus Incentive Plan F2 · derivative.exercise_date: Vesting will occur only if performance criteria are met and certified by the Compensation Committee before August 1, 2018 Read SEC document |
| December 14, 2017 Filed Jan 8, 2018 18:21 UTC |
STUART LEWIS JChief Commercial Officer
|
Grantstock option (right to buy) · Derivative | 100,000 | $0.00 Strike: $3.42 | $0.00 |
DisclosureSEC source: 0001437749-18-000424 · rdgdoc.xml · derivative · entry 1 STUART LEWIS J · CIK 0001407368 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: common stock · 100,000 shares Expires 2027-12-14 F1 · security: Granted pursuant to the 2017 Omnibus Incentive Plan F2 · derivative.exercise_date: 25% will vest on the first anniversary of the grant date, vesting quarterly thereafter over the next three years. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 23:53 UTC |
Hall JustinSVP, General Counsel
|
Otherstock option · Derivative | 20,000 | $0.00 Strike: $2.78 | $0.00 |
DisclosureSEC source: 0001437749-17-016028 · rdgdoc.xml · derivative · entry 1 Hall Justin · CIK 0001663021 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,160 Underlying: common stock · 20,000 shares Expires 2026-06-06 Read SEC document |
| July 17, 2017 Filed Aug 1, 2017 19:58 UTC |
McGovern John JosephCFO and Treasurer
|
GrantStock option (right to buy) · Derivative | 100,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001437749-17-013477 · rdgdoc.xml · derivative · entry 1 McGovern John Joseph · CIK 0001713625 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: common stock · 100,000 shares Expires 2027-07-17 F1 · security: 25% of the award will vest on the first anniversary of the date of the award with 6.25% of the remaining award vesting every three months thereafter. F1 · derivative.exercise_date: 25% of the award will vest on the first anniversary of the date of the award with 6.25% of the remaining award vesting every three months thereafter. Read SEC document |
| July 03, 2017 Filed Jul 7, 2017 20:20 UTC |
Li XinzhouDirector · 10% owner
|
Grantstock option (right to buy) · Derivative | 5,248 | $0.00 Strike: $3.75 | $0.00 |
DisclosureSEC source: 0001437749-17-012378 · rdgdoc.xml · derivative · entry 1 Li Xinzhou · CIK 0001565534 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,248 Underlying: common stock · 5,248 shares Expires 2027-07-03 F2 · security: Granted as compensation as a director for Q3 and Q4 2017, pursuant to the 2017 Non-Employee Director Plan F1 · derivative.exercise_price: option vests in equal installments over the next six months so that they are fully vested by Dec 31, 2017 F1 · derivative.exercise_date: option vests in equal installments over the next six months so that they are fully vested by Dec 31, 2017 Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 17:34 UTC |
SIECZKAREK MARK MDirector · CEO
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Grantstock option (right to buy) · Derivative | 250,000 | $0.00 Strike: $2.35 | $0.00 |
DisclosureSEC source: 0001437749-17-010787 · rdgdoc.xml · derivative · entry 1 SIECZKAREK MARK M · CIK 0001188738 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: common stock · 250,000 shares Expires 2027-06-02 F1 · security: Granted pursuant to the 2017 Omnibus Incentive Plan F2 · shares: Granted pursuant to the employment agreement signed between Company and Executive on June 2, 2017. F3 · balance_after: One-fourth (1/4) of the shares subject to the Option will vest on January 31, 2018, in direct proportion to the percentage achievement of the stated 2017 corporate goals, as approved and determined by the Board. The remaining three-fourths (3/4) of the shares subject to the Option shall vest in equal parts on January 31, 2019, January 31, 2020 and January 31, 2021, in direct proportion to the percentage achievement of the stated corporate goals for the previous fiscal year of such date. The Option will be fully vested and exercisable on January 31, 2021, subject to Mr. Sieczkarek continuing to be an employee (or otherwise providing services to the Company) through the relevant vesting dates. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 18:35 UTC |
SIECZKAREK MARK MDirector · CEO
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Grantstock option (right to buy) · Derivative | 238,609 | $0.00 Strike: $3.60 | $0.00 |
DisclosureSEC source: 0001437749-17-001161 · rdgdoc.xml · derivative · entry 1 SIECZKAREK MARK M · CIK 0001188738 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 936,857 Underlying: Common Stock · 238,609 shares Expires 2027-01-25 F1 · security: Granted pursuant to the 2007 Omnibus Incentive Plan F2 · shares: Granted pursuant to the employment agreement signed between Company and Executive on May 26, 2016: Executive shall be entitled to a stock option grant equal to six percent (6%) of the aggregate number of shares issued pursuant to the Company's warrant exercises in the 2016 calendar year. Such grant shall be approved and granted by the Board at the first Board meeting in January 2017. The grant shall completely vest on January 31, 2017 in direct proportion to the percentage achievement of the stated 2016 corporate goals, as approved and determined by the Board of Directors. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 18:43 UTC | Grantstock option (right to buy) · Derivative | 116,000 | $0.00 Strike: $3.60 | $0.00 |
DisclosureSEC source: 0001437749-17-001162 · rdgdoc.xml · derivative · entry 1 PAULSON THOMAS J · CIK 0001256960 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,788 Underlying: Common Stock · 116,000 shares Expires 2027-01-25 F1 · security: Options granted pursuant to 2007 Omnibus Incentive Plan F2 · derivative.exercise_date: the Option will vest on January 31, 2018, in direct proportion to the percentage achievement of the stated 2017 corporate goals, as approved and determined by the Board. Read SEC document |
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| January 25, 2017 Filed Jan 26, 2017 23:48 UTC |
Hall JustinSVP, General Counsel
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Grantstock option (right to buy) · Derivative | 143,000 | $0.00 Strike: $3.60 | $0.00 |
DisclosureSEC source: 0001437749-17-001163 · rdgdoc.xml · derivative · entry 1 Hall Justin · CIK 0001663021 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,160 Underlying: Common Stock · 143,000 shares Expires 2027-01-25 F1 · security: Options granted pursuant to 2007 Omnibus Incentive Plan F2 · derivative.exercise_date: the Option will vest on January 31, 2018, in direct proportion to the percentage achievement of the stated 2017 corporate goals, as approved and determined by the Board. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.