SD

SEC source: 0001562180-17-002420 · primarydocument.xml · nonDerivative · entry 1

SUTER JOHN PATRICK · CIK 0001691210 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,065

SEC source: 0001562180-17-002416 · primarydocument.xml · nonDerivative · entry 1

William Marvin Griffin, Jr. · CIK 0001685244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,720

F1 · shares: Shares of restricted stock, one-third of which will vest on the grant date anniversary in each of 2018, 2019 and 2020.

SEC source: 0001562180-17-002419 · primarydocument.xml · nonDerivative · entry 1

WARMAN PHILIP T · CIK 0001498144 · SVP - General Counsel and Corp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,142

SEC source: 0001562180-17-002425 · primarydocument.xml · nonDerivative · entry 1

Bennett James Donald · CIK 0001443840 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,120

SEC source: 0001562180-17-002412 · primarydocument.xml · nonDerivative · entry 1

KORNDER DAVID J · CIK 0001234633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,145

F1 · shares: Shares of restricted stock, one-third of which will vest on the grant date anniversary in each of 2018, 2019 and 2020.

SEC source: 0001562180-17-002415 · primarydocument.xml · nonDerivative · entry 1

KORNDER DAVID J · CIK 0001234633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,145

F1 · shares: Shares of restricted stock, one-third of which will vest on the grant date anniversary in each of 2018, 2019 and 2020.

SEC source: 0001562180-17-002418 · primarydocument.xml · nonDerivative · entry 1

BENNETT MICHAEL L · CIK 0001230225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,720

F1 · shares: Shares of restricted stock, one-third of which will vest on the grant date anniversary in each of 2018, 2019 and 2020.

SEC source: 0001562180-17-002417 · primarydocument.xml · nonDerivative · entry 1

GENOVA JOHN V · CIK 0001276894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,361

F1 · shares: Shares of restricted stock, one-third of which will vest on the grant date anniversary in each of 2018, 2019 and 2020.

SEC source: 0001562180-17-002424 · primarydocument.xml · nonDerivative · entry 1

Bott Julian Mark · CIK 0001552149 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,056

SEC source: 0001562180-17-002423 · primarydocument.xml · nonDerivative · entry 1

GRIFFIN ROBERT SCOTT · CIK 0001592693 · SVP - People and Culture

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,336

SEC source: 0001562180-17-002421 · primarydocument.xml · nonDerivative · entry 1

Grubert Duane M · CIK 0001595441 · EVP - Investor Relations & Str

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,023

SEC source: 0001562180-17-001300 · primarydocument.xml · nonDerivative · entry 1

BENNETT MICHAEL L · CIK 0001230225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,527

F1 · price: The price reported in Column 4 is the weighted average price of multiple transactions on the reported date at prices ranging from $17.6236 and $17.7335. The reporting person will provide the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number and price of shares purchased or sold.

SEC source: 0001562180-17-001247 · primarydocument.xml · nonDerivative · entry 4

Bennett James Donald · CIK 0001443840 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,399

SEC source: 0001562180-17-001247 · primarydocument.xml · nonDerivative · entry 3

Bennett James Donald · CIK 0001443840 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,399

SEC source: 0001562180-17-001247 · primarydocument.xml · nonDerivative · entry 2

Bennett James Donald · CIK 0001443840 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,489

SEC source: 0001562180-17-001247 · primarydocument.xml · nonDerivative · entry 1

Bennett James Donald · CIK 0001443840 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,399

SEC source: 0001562180-17-001245 · primarydocument.xml · nonDerivative · entry 1

Grubert Duane M · CIK 0001595441 · EVP - Investor Relations & Str

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k)

Disclosed balance after: 6,000

SEC source: 0001562180-17-000802 · primarydocument.xml · nonDerivative · entry 1

SUTER JOHN PATRICK · CIK 0001691210 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,840

F1 · shares: Shares of Restricted Stock granted on February 15, 2017, one-third of which will vest on the 30th day of June in each of 2017, 2018 and 2019.

SEC source: 0001562180-17-000800 · primarydocument.xml · nonDerivative · entry 1

WARMAN PHILIP T · CIK 0001498144 · SVP - General Counsel and Corp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,401

F1 · shares: Shares of Restricted Stock granted on February 15, 2017, one-third of which will vest on the 30th day of June in each of 2017, 2018 and 2019.

SEC source: 0001562180-17-000807 · primarydocument.xml · nonDerivative · entry 1

Bennett James Donald · CIK 0001443840 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,399

F1 · shares: Shares of Restricted Stock granted on February 15, 2017, one-third of which will vest on the 30th day of June in each of 2017, 2018 and 2019.

SEC source: 0001562180-17-000798 · primarydocument.xml · nonDerivative · entry 1

GRIFFIN ROBERT SCOTT · CIK 0001592693 · SVP - People and Culture

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,114

F1 · shares: Shares of Restricted Stock granted on February 15, 2017, one-third of which will vest on the 30th day of June in each of 2017, 2018 and 2019.

SEC source: 0001562180-17-000801 · primarydocument.xml · nonDerivative · entry 1

Bott Julian Mark · CIK 0001552149 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,704

F1 · shares: Shares of Restricted Stock granted on February 15, 2017, one-third of which will vest on the 30th day of June in each of 2017, 2018 and 2019.

SEC source: 0001562180-17-000799 · primarydocument.xml · nonDerivative · entry 1

Grubert Duane M · CIK 0001595441 · EVP - Investor Relations & Str

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,426

F1 · shares: Shares of Restricted Stock granted on February 15, 2017, one-third of which will vest on the 30th day of June in each of 2017, 2018 and 2019.

SEC source: 0000905148-17-000360 · form4.xml · nonDerivative · entry 3

Tyrus Capital S.A.M. · CIK 0001543065 · 10% owner

Chedraoui Tony · CIK 0001482897 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,154,161

F1 · ownership.direct: These shares of the Issuer's Common Stock, $0.001 par value per share (the "Shares") or 0.00% Convertible Senior Subordinated Notes due 2020 ("Convertible Notes"), as applicable, are or were held, as applicable, for the account of Tyrus Capital Event Master Fund Limited. Tyrus Capital S.A.M serves as investment manager to Tyrus Capital Event Master Fund Limited. Mr. Chedraoui is the Chief Investment Officer and control person of Tyrus Capital S.A.M.

F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Shares, including Shares obtained upon conversion of Convertible Notes and Shares obtainable upon exercise of Warrants, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.

F1 · ownership.nature: These shares of the Issuer's Common Stock, $0.001 par value per share (the "Shares") or 0.00% Convertible Senior Subordinated Notes due 2020 ("Convertible Notes"), as applicable, are or were held, as applicable, for the account of Tyrus Capital Event Master Fund Limited. Tyrus Capital S.A.M serves as investment manager to Tyrus Capital Event Master Fund Limited. Mr. Chedraoui is the Chief Investment Officer and control person of Tyrus Capital S.A.M.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares, including Shares obtained upon conversion of Convertible Notes and Shares obtainable upon exercise of Warrants, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.

SEC source: 0000905148-17-000360 · form4.xml · derivative · entry 6

Tyrus Capital S.A.M. · CIK 0001543065 · 10% owner

Chedraoui Tony · CIK 0001482897 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 502,174 shares

Expires 2020-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Convertible Notes had a conversion rate of approximately 0.05330841 Shares per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes were convertible at any time to, and including, the business day immediately preceding the maturity date of October 4, 2020. On February 13, 2017, the Issuer notified all holders of Convertible Notes that a mandatory conversion event had occurred and that all outstanding Convertible Notes would mandatorily convert pursuant to the terms of the indenture governing the Convertible Notes.

F5 · date: The Convertible Notes had a conversion rate of approximately 0.05330841 Shares per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes were convertible at any time to, and including, the business day immediately preceding the maturity date of October 4, 2020. On February 13, 2017, the Issuer notified all holders of Convertible Notes that a mandatory conversion event had occurred and that all outstanding Convertible Notes would mandatorily convert pursuant to the terms of the indenture governing the Convertible Notes.

F5 · kind: The Convertible Notes had a conversion rate of approximately 0.05330841 Shares per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes were convertible at any time to, and including, the business day immediately preceding the maturity date of October 4, 2020. On February 13, 2017, the Issuer notified all holders of Convertible Notes that a mandatory conversion event had occurred and that all outstanding Convertible Notes would mandatorily convert pursuant to the terms of the indenture governing the Convertible Notes.

F5 · derivative.exercise_date: The Convertible Notes had a conversion rate of approximately 0.05330841 Shares per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes were convertible at any time to, and including, the business day immediately preceding the maturity date of October 4, 2020. On February 13, 2017, the Issuer notified all holders of Convertible Notes that a mandatory conversion event had occurred and that all outstanding Convertible Notes would mandatorily convert pursuant to the terms of the indenture governing the Convertible Notes.

F2 · ownership.direct: These Shares or Convertible Notes, as applicable, are or were held, as applicable, for the account of TC Five Limited. Tyrus Capital S.A.M. serves as investment manager to TC Five Limited.

F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Shares, including Shares obtained upon conversion of Convertible Notes and Shares obtainable upon exercise of Warrants, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.

F2 · ownership.nature: These Shares or Convertible Notes, as applicable, are or were held, as applicable, for the account of TC Five Limited. Tyrus Capital S.A.M. serves as investment manager to TC Five Limited.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares, including Shares obtained upon conversion of Convertible Notes and Shares obtainable upon exercise of Warrants, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.

SEC source: 0000905148-17-000360 · form4.xml · derivative · entry 5

Tyrus Capital S.A.M. · CIK 0001543065 · 10% owner

Chedraoui Tony · CIK 0001482897 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 1,093,407 shares

Expires 2020-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Convertible Notes had a conversion rate of approximately 0.05330841 Shares per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes were convertible at any time to, and including, the business day immediately preceding the maturity date of October 4, 2020. On February 13, 2017, the Issuer notified all holders of Convertible Notes that a mandatory conversion event had occurred and that all outstanding Convertible Notes would mandatorily convert pursuant to the terms of the indenture governing the Convertible Notes.

F5 · date: The Convertible Notes had a conversion rate of approximately 0.05330841 Shares per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes were convertible at any time to, and including, the business day immediately preceding the maturity date of October 4, 2020. On February 13, 2017, the Issuer notified all holders of Convertible Notes that a mandatory conversion event had occurred and that all outstanding Convertible Notes would mandatorily convert pursuant to the terms of the indenture governing the Convertible Notes.

F5 · kind: The Convertible Notes had a conversion rate of approximately 0.05330841 Shares per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes were convertible at any time to, and including, the business day immediately preceding the maturity date of October 4, 2020. On February 13, 2017, the Issuer notified all holders of Convertible Notes that a mandatory conversion event had occurred and that all outstanding Convertible Notes would mandatorily convert pursuant to the terms of the indenture governing the Convertible Notes.

F5 · derivative.exercise_date: The Convertible Notes had a conversion rate of approximately 0.05330841 Shares per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes were convertible at any time to, and including, the business day immediately preceding the maturity date of October 4, 2020. On February 13, 2017, the Issuer notified all holders of Convertible Notes that a mandatory conversion event had occurred and that all outstanding Convertible Notes would mandatorily convert pursuant to the terms of the indenture governing the Convertible Notes.

F1 · ownership.direct: These shares of the Issuer's Common Stock, $0.001 par value per share (the "Shares") or 0.00% Convertible Senior Subordinated Notes due 2020 ("Convertible Notes"), as applicable, are or were held, as applicable, for the account of Tyrus Capital Event Master Fund Limited. Tyrus Capital S.A.M serves as investment manager to Tyrus Capital Event Master Fund Limited. Mr. Chedraoui is the Chief Investment Officer and control person of Tyrus Capital S.A.M.

F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Shares, including Shares obtained upon conversion of Convertible Notes and Shares obtainable upon exercise of Warrants, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.

F1 · ownership.nature: These shares of the Issuer's Common Stock, $0.001 par value per share (the "Shares") or 0.00% Convertible Senior Subordinated Notes due 2020 ("Convertible Notes"), as applicable, are or were held, as applicable, for the account of Tyrus Capital Event Master Fund Limited. Tyrus Capital S.A.M serves as investment manager to Tyrus Capital Event Master Fund Limited. Mr. Chedraoui is the Chief Investment Officer and control person of Tyrus Capital S.A.M.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares, including Shares obtained upon conversion of Convertible Notes and Shares obtainable upon exercise of Warrants, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.

SEC source: 0000905148-17-000360 · form4.xml · nonDerivative · entry 2

Tyrus Capital S.A.M. · CIK 0001543065 · 10% owner

Chedraoui Tony · CIK 0001482897 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 918,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · date: The Convertible Notes had a conversion rate of approximately 0.05330841 Shares per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes were convertible at any time to, and including, the business day immediately preceding the maturity date of October 4, 2020. On February 13, 2017, the Issuer notified all holders of Convertible Notes that a mandatory conversion event had occurred and that all outstanding Convertible Notes would mandatorily convert pursuant to the terms of the indenture governing the Convertible Notes.

F5 · price: The Convertible Notes had a conversion rate of approximately 0.05330841 Shares per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes were convertible at any time to, and including, the business day immediately preceding the maturity date of October 4, 2020. On February 13, 2017, the Issuer notified all holders of Convertible Notes that a mandatory conversion event had occurred and that all outstanding Convertible Notes would mandatorily convert pursuant to the terms of the indenture governing the Convertible Notes.

F2 · ownership.direct: These Shares or Convertible Notes, as applicable, are or were held, as applicable, for the account of TC Five Limited. Tyrus Capital S.A.M. serves as investment manager to TC Five Limited.

F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Shares, including Shares obtained upon conversion of Convertible Notes and Shares obtainable upon exercise of Warrants, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.

F2 · ownership.nature: These Shares or Convertible Notes, as applicable, are or were held, as applicable, for the account of TC Five Limited. Tyrus Capital S.A.M. serves as investment manager to TC Five Limited.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares, including Shares obtained upon conversion of Convertible Notes and Shares obtainable upon exercise of Warrants, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.

SEC source: 0000905148-17-000360 · form4.xml · nonDerivative · entry 1

Tyrus Capital S.A.M. · CIK 0001543065 · 10% owner

Chedraoui Tony · CIK 0001482897 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,170,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · date: The Convertible Notes had a conversion rate of approximately 0.05330841 Shares per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes were convertible at any time to, and including, the business day immediately preceding the maturity date of October 4, 2020. On February 13, 2017, the Issuer notified all holders of Convertible Notes that a mandatory conversion event had occurred and that all outstanding Convertible Notes would mandatorily convert pursuant to the terms of the indenture governing the Convertible Notes.

F5 · price: The Convertible Notes had a conversion rate of approximately 0.05330841 Shares per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes were convertible at any time to, and including, the business day immediately preceding the maturity date of October 4, 2020. On February 13, 2017, the Issuer notified all holders of Convertible Notes that a mandatory conversion event had occurred and that all outstanding Convertible Notes would mandatorily convert pursuant to the terms of the indenture governing the Convertible Notes.

F1 · ownership.direct: These shares of the Issuer's Common Stock, $0.001 par value per share (the "Shares") or 0.00% Convertible Senior Subordinated Notes due 2020 ("Convertible Notes"), as applicable, are or were held, as applicable, for the account of Tyrus Capital Event Master Fund Limited. Tyrus Capital S.A.M serves as investment manager to Tyrus Capital Event Master Fund Limited. Mr. Chedraoui is the Chief Investment Officer and control person of Tyrus Capital S.A.M.

F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Shares, including Shares obtained upon conversion of Convertible Notes and Shares obtainable upon exercise of Warrants, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.

F1 · ownership.nature: These shares of the Issuer's Common Stock, $0.001 par value per share (the "Shares") or 0.00% Convertible Senior Subordinated Notes due 2020 ("Convertible Notes"), as applicable, are or were held, as applicable, for the account of Tyrus Capital Event Master Fund Limited. Tyrus Capital S.A.M serves as investment manager to Tyrus Capital Event Master Fund Limited. Mr. Chedraoui is the Chief Investment Officer and control person of Tyrus Capital S.A.M.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares, including Shares obtained upon conversion of Convertible Notes and Shares obtainable upon exercise of Warrants, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.

SEC source: 0000905148-17-000158 · form4.xml · nonDerivative · entry 1

Tyrus Capital S.A.M. · CIK 0001543065 · 10% owner

Chedraoui Tony · CIK 0001482897 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,076,954

F5 · price: The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $20.6213 to $ $20.8435, inclusive. Each Reporting Person undertakes to provide to Sandridge Energy Inc., and security holders of Sandridge Energy Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth above in this footnote (5) to this Form 4.

F1 · ownership.direct: These shares of the Issuer's Common Stock, $0.001 par value per share (the "Shares") are held for the account of Tyrus Capital Event Master Fund Limited. Tyrus Capital S.A.M serves as investment manager to Tyrus Capital Event Master Fund Limited. Mr. Chedraoui is the Chief Investment Officer and control person of Tyrus Capital S.A.M.

F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Shares, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.

F1 · ownership.nature: These shares of the Issuer's Common Stock, $0.001 par value per share (the "Shares") are held for the account of Tyrus Capital Event Master Fund Limited. Tyrus Capital S.A.M serves as investment manager to Tyrus Capital Event Master Fund Limited. Mr. Chedraoui is the Chief Investment Officer and control person of Tyrus Capital S.A.M.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.

SEC source: 0000905148-16-002137 · form4.xml · derivative · entry 3

Tyrus Capital S.A.M. · CIK 0001543065 · 10% owner

Chedraoui Tony · CIK 0001482897 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 69,300 shares

Expires 2020-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Convertible Notes are convertible at a conversion rate of 0.05330841 Shares per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes are convertible at any time to, and including, the business day immediately preceding the maturity date of October 4, 2020. On the maturity date, the Convertible Notes will mandatorily convert into Shares unless earlier repurchased, redeemed or converted.

F4 · derivative.exercise_date: The Convertible Notes are convertible at a conversion rate of 0.05330841 Shares per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes are convertible at any time to, and including, the business day immediately preceding the maturity date of October 4, 2020. On the maturity date, the Convertible Notes will mandatorily convert into Shares unless earlier repurchased, redeemed or converted.

F1 · ownership.direct: These shares of the Issuer's Common Stock, $0.001 par value per share (the "Shares") or 0.00% Convertible Senior Subordinated Notes due 2020 ("Convertible Notes"), as applicable, are held for the account of Tyrus Capital Event Master Fund Limited. Tyrus Capital S.A.M serves as investment manager to Tyrus Capital Event Master Fund Limited. Mr. Chedraoui is the Chief Investment Officer and control person of Tyrus Capital S.A.M.

F3 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Shares, including Shares obtainable upon conversion of Convertible Notes, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.

F1 · ownership.nature: These shares of the Issuer's Common Stock, $0.001 par value per share (the "Shares") or 0.00% Convertible Senior Subordinated Notes due 2020 ("Convertible Notes"), as applicable, are held for the account of Tyrus Capital Event Master Fund Limited. Tyrus Capital S.A.M serves as investment manager to Tyrus Capital Event Master Fund Limited. Mr. Chedraoui is the Chief Investment Officer and control person of Tyrus Capital S.A.M.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares, including Shares obtainable upon conversion of Convertible Notes, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.

SEC source: 0000905148-16-002137 · form4.xml · nonDerivative · entry 1

Tyrus Capital S.A.M. · CIK 0001543065 · 10% owner

Chedraoui Tony · CIK 0001482897 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,588,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The Convertible Notes are convertible at a conversion rate of 0.05330841 Shares per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes are convertible at any time to, and including, the business day immediately preceding the maturity date of October 4, 2020. On the maturity date, the Convertible Notes will mandatorily convert into Shares unless earlier repurchased, redeemed or converted.

F1 · ownership.direct: These shares of the Issuer's Common Stock, $0.001 par value per share (the "Shares") or 0.00% Convertible Senior Subordinated Notes due 2020 ("Convertible Notes"), as applicable, are held for the account of Tyrus Capital Event Master Fund Limited. Tyrus Capital S.A.M serves as investment manager to Tyrus Capital Event Master Fund Limited. Mr. Chedraoui is the Chief Investment Officer and control person of Tyrus Capital S.A.M.

F3 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Shares, including Shares obtainable upon conversion of Convertible Notes, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.

F1 · ownership.nature: These shares of the Issuer's Common Stock, $0.001 par value per share (the "Shares") or 0.00% Convertible Senior Subordinated Notes due 2020 ("Convertible Notes"), as applicable, are held for the account of Tyrus Capital Event Master Fund Limited. Tyrus Capital S.A.M serves as investment manager to Tyrus Capital Event Master Fund Limited. Mr. Chedraoui is the Chief Investment Officer and control person of Tyrus Capital S.A.M.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares, including Shares obtainable upon conversion of Convertible Notes, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.

SEC source: 0001349436-16-000253 · edgardoc.xml · nonDerivative · entry 1

William Marvin Griffin, Jr. · CIK 0001685244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,527

F1 · shares: Shares of Restricted Stock that shall vest as to one-third of the total on each of the first three anniversaries of the Grant Date.

SEC source: 0001349436-16-000249 · edgardoc.xml · nonDerivative · entry 1

WARMAN PHILIP T · CIK 0001498144 · SVP - General Counsel and Corp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,506

F1 · security: On May 16, 2016, Sandridge Energy, Inc. and substantially all of its direct and indirect subsidiaries (collectively, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of United States Code in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On September 9, 2016 the Bankruptcy Court entered an order confirming the Amended Order Confirming The Amended Joint Chapter 11 Plan Of Reorganization Of SandRidge Energy, Inc. and Its Debtor Affiliates (the "Plan").

F2 · kind: (Continued from Footnote 1) On October 4, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of SandRidge Energy, Inc. old common stock were cancelled and extinguished. The Class A Common Stock is an issue of capital stock created as of the Effective Date and represents an ownership interest in SandRidge Energy, Inc. subsequent to the Effective Date.

F3 · shares: Consists of 54,506 shares of restricted common stock, the restriction of which lapse in one-third (1/3) installments on each of the first, second and third anniversaries of the grant date.

SEC source: 0001349436-16-000239 · edgardoc.xml · nonDerivative · entry 1

Bennett James Donald · CIK 0001443840 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,541

F1 · security: On May 16, 2016, Sandridge Energy, Inc. and substantially all of its direct and indirect subsidiaries (collectively, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of United States Code in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On September 9, 2016 the Bankruptcy Court entered an order confirming the Amended Order Confirming The Amended Joint Chapter 11 Plan Of Reorganization Of SandRidge Energy, Inc. and Its Debtor Affiliates (the "Plan").

F2 · kind: (Continued from Footnote 1) On October 4, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of SandRidge Energy, Inc. old common stock were cancelled and extinguished. The Class A Common Stock is an issue of capital stock created as of the Effective Date and represents an ownership interest in SandRidge Energy, Inc. subsequent to the Effective Date.

F3 · shares: Consists of 381,541 shares of restricted common stock, the restriction of which lapse in one-third (1/3) installments on each of the first, second and third anniversaries of the grant date.

SEC source: 0001349436-16-000257 · edgardoc.xml · nonDerivative · entry 1

KORNDER DAVID J · CIK 0001234633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,254

F1 · shares: Shares of Restricted Stock that shall vest as to one-third of the total on each of the first three anniversaries of the Grant Date.

SEC source: 0001349436-16-000251 · edgardoc.xml · nonDerivative · entry 1

BENNETT MICHAEL L · CIK 0001230225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,527

F1 · shares: Shares of Restricted Stock that shall vest as to one-third of the total on each of the first three anniversaries of the Grant Date.

SEC source: 0001349436-16-000255 · edgardoc.xml · nonDerivative · entry 1

GENOVA JOHN V · CIK 0001276894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,901

F1 · shares: Shares of Restricted Stock that shall vest as to one-third of the total on each of the first three anniversaries of the Grant Date.

SEC source: 0001349436-16-000247 · edgardoc.xml · nonDerivative · entry 1

Turk Steven Darrell · CIK 0001635880 · EVP and Chief Operating Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,012

F1 · security: On May 16, 2016, Sandridge Energy, Inc. and substantially all of its direct and indirect subsidiaries (collectively, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of United States Code in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On September 9, 2016 the Bankruptcy Court entered an order confirming the Amended Order Confirming The Amended Joint Chapter 11 Plan Of Reorganization Of SandRidge Energy, Inc. and Its Debtor Affiliates (the "Plan").

F2 · kind: (Continued from Footnote 1) On October 4, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of SandRidge Energy, Inc. old common stock were cancelled and extinguished. The Class A Common Stock is an issue of capital stock created as of the Effective Date and represents an ownership interest in SandRidge Energy, Inc. subsequent to the Effective Date.

F3 · shares: Consists of 109,012 shares of restricted common stock, the restriction of which lapse in one-third (1/3) installments on each of the first, second and third anniversaries of the grant date.

SEC source: 0001349436-16-000245 · edgardoc.xml · nonDerivative · entry 1

Grubert Duane M · CIK 0001595441 · EVP - Investor Relations & Str

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,674

F1 · security: On May 16, 2016, Sandridge Energy, Inc. and substantially all of its direct and indirect subsidiaries (collectively, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of United States Code in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On September 9, 2016 the Bankruptcy Court entered an order confirming the Amended Order Confirming The Amended Joint Chapter 11 Plan Of Reorganization Of SandRidge Energy, Inc. and Its Debtor Affiliates (the "Plan").

F2 · kind: (Continued from Footnote 1) On October 4, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of SandRidge Energy, Inc. old common stock were cancelled and extinguished. The Class A Common Stock is an issue of capital stock created as of the Effective Date and represents an ownership interest in SandRidge Energy, Inc. subsequent to the Effective Date.

F3 · shares: Consists of 72,674 shares of restricted common stock, the restriction of which lapse in one-third (1/3) installments on each of the first, second and third anniversaries of the grant date.

SEC source: 0001349436-16-000243 · edgardoc.xml · nonDerivative · entry 1

GRIFFIN ROBERT SCOTT · CIK 0001592693 · SVP - People and Culture

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,506

F1 · security: On May 16, 2016, Sandridge Energy, Inc. and substantially all of its direct and indirect subsidiaries (collectively, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of United States Code in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On September 9, 2016 the Bankruptcy Court entered an order confirming the Amended Order Confirming The Amended Joint Chapter 11 Plan Of Reorganization Of SandRidge Energy, Inc. and Its Debtor Affiliates (the "Plan").

F2 · kind: (Continued from Footnote 1) On October 4, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of SandRidge Energy, Inc. old common stock were cancelled and extinguished. The Class A Common Stock is an issue of capital stock created as of the Effective Date and represents an ownership interest in SandRidge Energy, Inc. subsequent to the Effective Date.

F3 · shares: Consists of 54,506 shares of restricted common stock, the restriction of which lapse in one-third (1/3) installments on each of the first, second and third anniversaries of the grant date.

SEC source: 0001349436-16-000241 · edgardoc.xml · nonDerivative · entry 1

Bott Julian Mark · CIK 0001552149 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,448

F1 · security: On May 16, 2016, Sandridge Energy, Inc. and substantially all of its direct and indirect subsidiaries (collectively, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of United States Code in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On September 9, 2016 the Bankruptcy Court entered an order confirming the Amended Order Confirming The Amended Joint Chapter 11 Plan Of Reorganization Of SandRidge Energy, Inc. and Its Debtor Affiliates (the "Plan").

F2 · kind: (Continued from Footnote 1) On October 4, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of SandRidge Energy, Inc. old common stock were cancelled and extinguished. The Class A Common Stock is an issue of capital stock created as of the Effective Date and represents an ownership interest in SandRidge Energy, Inc. subsequent to the Effective Date.

F3 · shares: Consists of 134,448 shares of restricted common stock, the restriction of which lapse in one-third (1/3) installments on each of the first, second and third anniversaries of the grant date.