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SANDRIDGE ENERGY INC

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2054
SEC CIK
0001349436
Parsed reports
219

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2022 Filed Aug 15, 2022 23:07 UTC
Pranin Grayson RPresident, CEO and COO
Exercise / conversionRestricted Stock Unit · Derivative 15,060 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006099 · primarydocument.xml · derivative · entry 3

Pranin Grayson R · CIK 0001850724 · President, CEO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,060

Underlying: Common Stock · 15,060 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 23:07 UTC
Pranin Grayson RPresident, CEO and COO
Tax withholdingCommon Stock 4,383 $18.85 $82,619.55
Disclosure

SEC source: 0001562180-22-006099 · primarydocument.xml · nonDerivative · entry 2

Pranin Grayson R · CIK 0001850724 · President, CEO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,051

Read SEC document
August 11, 2022 Filed Aug 15, 2022 23:07 UTC
Pranin Grayson RPresident, CEO and COO
Exercise / conversionCommon Stock 15,060 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006099 · primarydocument.xml · nonDerivative · entry 1

Pranin Grayson R · CIK 0001850724 · President, CEO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 19:12 UTC
Gamoudi SalahEVP, CFO and CAO
Exercise / conversionRestricted Stock Unit · Derivative 66,667 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006100 · primarydocument.xml · derivative · entry 3

Gamoudi Salah · CIK 0001816983 · EVP, CFO and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,666

Underlying: Common Stock · 66,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 19:12 UTC
Gamoudi SalahEVP, CFO and CAO
Tax withholdingCommon Stock 21,202 $18.85 $399,657.70
Disclosure

SEC source: 0001562180-22-006100 · primarydocument.xml · nonDerivative · entry 2

Gamoudi Salah · CIK 0001816983 · EVP, CFO and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,985

Read SEC document
August 11, 2022 Filed Aug 15, 2022 19:12 UTC
Gamoudi SalahEVP, CFO and CAO
Exercise / conversionCommon Stock 66,667 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006100 · primarydocument.xml · nonDerivative · entry 1

Gamoudi Salah · CIK 0001816983 · EVP, CFO and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 18:24 UTC GrantCommon Stock 3,979 $18.85 $75,004.15
Disclosure

SEC source: 0001562180-22-006092 · primarydocument.xml · nonDerivative · entry 1

FRATES JONATHAN · CIK 0001669447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,071

F1 · shares: Shares of Restricted Stock granted August 11, 2022 which will vest on the earlier of the first anniversary of the grant date or the day immediately preceding the Company's next annual meeting of stockholders.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 18:25 UTC GrantCommon Stock 3,979 $18.85 $75,004.15
Disclosure

SEC source: 0001562180-22-006091 · primarydocument.xml · nonDerivative · entry 1

LIPINSKI JOHN J · CIK 0001403558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,327

F1 · shares: Shares of Restricted Stock granted August 11, 2022 which will vest on the earlier of the first anniversary of the grant date or the day immediately preceding the Company's next annual meeting of stockholders.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 22:25 UTC GrantCommon Stock 3,979 $18.85 $75,004.15
Disclosure

SEC source: 0001562180-22-006093 · primarydocument.xml · nonDerivative · entry 1

Firestone Jaffrey Adam · CIK 0001525848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,070

F1 · shares: Shares of Restricted Stock granted August 11, 2022 which will vest on the earlier of the first anniversary of the grant date or the day immediately preceding the Company's next annual meeting of stockholders.

Read SEC document
March 15, 2022 Filed Mar 18, 2022 01:25 UTC
Pranin Grayson RPresident, CEO and COO
GrantRestricted Stock Unit · Derivative 8,019 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002787 · primarydocument.xml · derivative · entry 3

Pranin Grayson R · CIK 0001850724 · President, CEO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,019

Underlying: Common Stock · 8,019 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
March 15, 2022 Filed Mar 18, 2022 01:25 UTC
Pranin Grayson RPresident, CEO and COO
Tax withholdingCommon Stock 2,179 $13.51 $29,438.29
Disclosure

SEC source: 0001562180-22-002787 · primarydocument.xml · nonDerivative · entry 2

Pranin Grayson R · CIK 0001850724 · President, CEO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,374

Read SEC document
March 15, 2022 Filed Mar 18, 2022 01:25 UTC
Pranin Grayson RPresident, CEO and COO
GrantCommon Stock 7,486 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002787 · primarydocument.xml · nonDerivative · entry 1

Pranin Grayson R · CIK 0001850724 · President, CEO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,553

F1 · shares: Represents the vesting and settlement of performance share units granted by the Issuer on February 26, 2021, under Issuer's 2016 Omnibus Incentive Plan, as amended.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:16 UTC
Gamoudi SalahSVP, CFO & CAO
GrantRestricted Stock Unit · Derivative 7,402 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002785 · primarydocument.xml · derivative · entry 3

Gamoudi Salah · CIK 0001816983 · SVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,402

Underlying: Common Stock · 7,402 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:16 UTC
Gamoudi SalahSVP, CFO & CAO
Tax withholdingCommon Stock 2,021 $13.51 $27,303.71
Disclosure

SEC source: 0001562180-22-002785 · primarydocument.xml · nonDerivative · entry 2

Gamoudi Salah · CIK 0001816983 · SVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,520

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:16 UTC
Gamoudi SalahSVP, CFO & CAO
GrantCommon Stock 8,317 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002785 · primarydocument.xml · nonDerivative · entry 1

Gamoudi Salah · CIK 0001816983 · SVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,541

F1 · shares: Represents the vesting and settlement of performance share units granted by the Issuer on February 26, 2021, under Issuer's 2016 Omnibus Incentive Plan, as amended.

Read SEC document
February 26, 2022 Filed Mar 2, 2022 22:41 UTC
Pranin Grayson RPresident, CEO and COO
Exercise / conversionCommon Stock · Derivative 4,991 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002130 · primarydocument.xml · derivative · entry 3

Pranin Grayson R · CIK 0001850724 · President, CEO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,980

Underlying: Common Stock · 4,991 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
February 26, 2022 Filed Mar 2, 2022 22:41 UTC
Pranin Grayson RPresident, CEO and COO
Tax withholdingCommon Stock 1,717 $13.04 $22,389.68
Disclosure

SEC source: 0001562180-22-002130 · primarydocument.xml · nonDerivative · entry 2

Pranin Grayson R · CIK 0001850724 · President, CEO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,067

Read SEC document
February 26, 2022 Filed Mar 2, 2022 22:41 UTC
Pranin Grayson RPresident, CEO and COO
Exercise / conversionCommon Stock 4,991 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002130 · primarydocument.xml · nonDerivative · entry 1

Pranin Grayson R · CIK 0001850724 · President, CEO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2022 Filed Mar 2, 2022 17:54 UTC
Gamoudi SalahSVP, CFO & CAO
Exercise / conversionRestricted Stock Unit · Derivative 5,545 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002132 · primarydocument.xml · derivative · entry 3

Gamoudi Salah · CIK 0001816983 · SVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,089

Underlying: Common Stock · 5,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
February 26, 2022 Filed Mar 2, 2022 17:54 UTC
Gamoudi SalahSVP, CFO & CAO
Tax withholdingCommon Stock 1,645 $13.04 $21,450.80
Disclosure

SEC source: 0001562180-22-002132 · primarydocument.xml · nonDerivative · entry 2

Gamoudi Salah · CIK 0001816983 · SVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,224

Read SEC document
February 26, 2022 Filed Mar 2, 2022 17:54 UTC
Gamoudi SalahSVP, CFO & CAO
Exercise / conversionCommon Stock 5,545 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002132 · primarydocument.xml · nonDerivative · entry 1

Gamoudi Salah · CIK 0001816983 · SVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2021 Filed Sep 1, 2021 22:52 UTC
Pranin Grayson RPresident, CEO and COO
GrantRestricted Stock Unit · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005715 · primarydocument.xml · derivative · entry 2

Pranin Grayson R · CIK 0001850724 · President, CEO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
August 27, 2021 Filed Sep 1, 2021 22:52 UTC
Pranin Grayson RPresident, CEO and COO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $9.58 $0.00
Disclosure

SEC source: 0001562180-21-005715 · primarydocument.xml · derivative · entry 1

Pranin Grayson R · CIK 0001850724 · President, CEO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2031-08-27

F1 · derivative.exercise_date: The option vests in five equal annual installments of 50,000 options each beginning on August 27, 2022. The option expires on August 27, 2031.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:33 UTC
Pranin Grayson RPresident, CEO and COO
Exercise / conversionRestricted Stock Unit · Derivative 15,061 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005309 · primarydocument.xml · derivative · entry 3

Pranin Grayson R · CIK 0001850724 · President, CEO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,120

Underlying: Common Stock · 15,061 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:33 UTC
Pranin Grayson RPresident, CEO and COO
Tax withholdingCommon Stock 4,421 $8.20 $36,252.20
Disclosure

SEC source: 0001562180-21-005309 · primarydocument.xml · nonDerivative · entry 2

Pranin Grayson R · CIK 0001850724 · President, CEO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,793

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:33 UTC
Pranin Grayson RPresident, CEO and COO
Exercise / conversionCommon Stock 15,061 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005309 · primarydocument.xml · nonDerivative · entry 1

Pranin Grayson R · CIK 0001850724 · President, CEO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 17:08 UTC
Gamoudi SalahSVP, CFO & CAO
Exercise / conversionRestricted Stock Unit · Derivative 66,667 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005312 · primarydocument.xml · derivative · entry 3

Gamoudi Salah · CIK 0001816983 · SVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,333

Underlying: Common Stock · 66,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 17:08 UTC
Gamoudi SalahSVP, CFO & CAO
Tax withholdingCommon Stock 17,993 $8.20 $147,542.60
Disclosure

SEC source: 0001562180-21-005312 · primarydocument.xml · nonDerivative · entry 2

Gamoudi Salah · CIK 0001816983 · SVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,324

Read SEC document
August 11, 2021 Filed Aug 13, 2021 17:08 UTC
Gamoudi SalahSVP, CFO & CAO
Exercise / conversionCommon Stock 66,667 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005312 · primarydocument.xml · nonDerivative · entry 1

Gamoudi Salah · CIK 0001816983 · SVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:53 UTC
Pranin Grayson RSVP, Chief Operating Officer
Tax withholdingCommon Stock 578 $6.40 $3,699.20
Disclosure

SEC source: 0001562180-21-004810 · primarydocument.xml · nonDerivative · entry 1

Pranin Grayson R · CIK 0001850724 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,153

Read SEC document
July 01, 2021 Filed Jul 19, 2021 19:15 UTC Amendment GrantCommon Stock 11,719 $6.40 $75,001.60
Disclosure

SEC source: 0001562180-21-004999 · primarydocument.xml · nonDerivative · entry 1

FRATES JONATHAN · CIK 0001669447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,092

F1 · shares: Shares of Restricted Stock granted July 1, 2021 which will vest on the earlier of the first anniversary of the grant date or the day immediately preceding the Company's next annual meeting of stockholders.

F2 · shares: This amendment to the Form 4 originally filed on July 1, 2021 corrects the number of shares of restricted stock granted to the Reporting Person as well as the price of the securities acquired.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 18:04 UTC GrantCommon Stock 12,235 $6.13 $75,000.55
Disclosure

SEC source: 0001562180-21-004639 · primarydocument.xml · nonDerivative · entry 1

FRATES JONATHAN · CIK 0001669447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,608

F1 · shares: Shares of Restricted Stock granted on June 29, 2021 which will vest on the earlier of the first anniversary of the grant date or the day immediately preceding the Company's next annual meeting of stockholders.

Read SEC document
May 25, 2021 Filed May 27, 2021 21:29 UTC GrantRestricted Stock Unit · Derivative 15,091 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-003793 · primarydocument.xml · derivative · entry 1

READ RANDOLPH C · CIK 0001074613 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,091

Underlying: Common Stock · 15,091 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units granted on May 25, 2021 which will vest on the earlier of the first anniversary of the grant date or the day immediately preceding the Company's next annual meeting of stockholders.

F2 · derivative.expiration_date: Restricted Stock Units granted on May 25, 2021 which will vest on the earlier of the first anniversary of the grant date or the day immediately preceding the Company's next annual meeting of stockholders.

Read SEC document
May 25, 2021 Filed May 27, 2021 17:45 UTC GrantRestricted Stock Unit · Derivative 15,091 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-003795 · primarydocument.xml · derivative · entry 1

LIPINSKI JOHN J · CIK 0001403558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,091

Underlying: Common Stock · 15,091 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units granted on May 25, 2021 which will vest on the earlier of the first anniversary of the grant date or the day immediately preceding the Company's next annual meeting of stockholders.

F2 · derivative.expiration_date: Restricted Stock Units granted on May 25, 2021 which will vest on the earlier of the first anniversary of the grant date or the day immediately preceding the Company's next annual meeting of stockholders.

Read SEC document
May 25, 2021 Filed Jun 1, 2021 21:02 UTC Amendment GrantCommon Stock 15,091 $4.97 $75,002.27
Disclosure

SEC source: 0001562180-21-003874 · primarydocument.xml · nonDerivative · entry 1

READ RANDOLPH C · CIK 0001074613 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,348

F1 · shares: On May 27, 2021, the reporting person filed a Form 4 which inadvertently reported a grant of Restricted Stock Units on May 25, 2021. In fact, as reported in this amendment, the reporting person was issued Restricted Stock Awards on May 25, 2021 in the amounts set forth herein.

F2 · shares: Shares of Restricted Stock granted on May 25, 2021 which will vest on the earlier of the first anniversary of the grant date or the day immediately preceding the Company's next annual meeting of stockholders.

Read SEC document
May 25, 2021 Filed Jun 1, 2021 17:12 UTC Amendment GrantCommon Stock 15,091 $4.97 $75,002.27
Disclosure

SEC source: 0001562180-21-003876 · primarydocument.xml · nonDerivative · entry 1

LIPINSKI JOHN J · CIK 0001403558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,348

F1 · shares: On May 27, 2021, the reporting person filed a Form 4 which inadvertently reported a grant of Restricted Stock Units on May 25, 2021. In fact, as reported in this amendment, the reporting person was issued Restricted Stock Awards on May 25, 2021 in the amounts set forth herein.

F2 · shares: Shares of Restricted Stock granted on May 25, 2021 which will vest on the earlier of the first anniversary of the grant date or the day immediately preceding the Company's next annual meeting of stockholders.

Read SEC document
May 25, 2021 Filed Jun 1, 2021 21:57 UTC GrantCommon Stock 15,091 $4.97 $75,002.27
Disclosure

SEC source: 0001562180-21-003884 · primarydocument.xml · nonDerivative · entry 1

Firestone Jaffrey Adam · CIK 0001525848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,091

F1 · shares: Shares of Restricted Stock granted on May 25, 2021 which will vest on the earlier of the first anniversary of the grant date or the day immediately preceding the Company's next annual meeting of stockholders.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 20:38 UTC
Pranin Grayson RSVP, Chief Operating Officer
Tax withholdingCommon Stock 6,626 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002769 · primarydocument.xml · nonDerivative · entry 2

Pranin Grayson R · CIK 0001850724 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,731

Read SEC document
April 07, 2021 Filed Apr 9, 2021 20:38 UTC
Pranin Grayson RSVP, Chief Operating Officer
GrantCommon Stock 22,590 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002769 · primarydocument.xml · nonDerivative · entry 1

Pranin Grayson R · CIK 0001850724 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,357

F1 · shares: Represents the vesting and settlement of performance share units granted by the Issuer on August 11, 2020, under Issuer's 2016 Omnibus Incentive Plan, as amended.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 16:42 UTC
Gamoudi SalahSVP, Chief Operating Officer
Tax withholdingCommon Stock 24,350 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002771 · primarydocument.xml · nonDerivative · entry 2

Gamoudi Salah · CIK 0001816983 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,650

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April 07, 2021 Filed Apr 9, 2021 16:42 UTC
Gamoudi SalahSVP, Chief Operating Officer
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002771 · primarydocument.xml · nonDerivative · entry 1

Gamoudi Salah · CIK 0001816983 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · shares: Represents the vesting and settlement of performance share units granted by the Issuer on August 11, 2020, under Issuer's 2016 Omnibus Incentive Plan, as amended.

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April 06, 2021 Filed Apr 8, 2021 20:04 UTC
Giesler Carl FredrickPresident and CEO
Exercise / conversionRestricted Stock Unit · Derivative 333,334 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002750 · primarydocument.xml · derivative · entry 3

Giesler Carl Fredrick · CIK 0001619684 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,666

Underlying: Common Stock · 333,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the grant date.

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April 06, 2021 Filed Apr 8, 2021 20:04 UTC
Giesler Carl FredrickPresident and CEO
Tax withholdingCommon Stock 99,599 $3.92 $390,428.08
Disclosure

SEC source: 0001562180-21-002750 · primarydocument.xml · nonDerivative · entry 2

Giesler Carl Fredrick · CIK 0001619684 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,735

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April 06, 2021 Filed Apr 8, 2021 20:04 UTC
Giesler Carl FredrickPresident and CEO
Exercise / conversionCommon Stock 333,334 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002750 · primarydocument.xml · nonDerivative · entry 1

Giesler Carl Fredrick · CIK 0001619684 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 26, 2021 Filed Mar 2, 2021 19:13 UTC GrantRestricted Stock Unit · Derivative 16,634 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001812 · primarydocument.xml · derivative · entry 1

Gamoudi Salah · CIK 0001816983 · CFO/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,634

Underlying: Common Stock · 16,634 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the grant date.

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February 26, 2021 Filed Apr 19, 2021 16:29 UTC Amendment GrantRestricted Stock Unit · Derivative 16,634 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002857 · primarydocument.xml · derivative · entry 1

Gamoudi Salah · CIK 0001816983 · CFO/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,634

Underlying: Common Stock · 16,634 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the grant date.

F3 · balance_after: On March 2, 2021, the reporting person filed a Form 4 which inadvertently reported that, following the grant of 16,634 restricted stock units, he would beneficially own 216,634 of such restricted stock units. This amendment corrects the amount of restricted stock units held after the February 26, 2021 grant of restricted stock units.

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August 11, 2020 Filed Aug 21, 2020 16:57 UTC GrantRestricted Stock Unit · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005613 · primarydocument.xml · derivative · entry 1

Gamoudi Salah · CIK 0001816983 · CFO/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the grant date.

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July 01, 2020 Filed Jul 2, 2020 20:39 UTC
SUTER JOHN PATRICKEVP & Chief Operating Officer
Tax withholdingCommon Stock 4,895 $1.30 $6,363.50
Disclosure

SEC source: 0001562180-20-004828 · primarydocument.xml · nonDerivative · entry 1

SUTER JOHN PATRICK · CIK 0001691210 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,459

F1 · shares: Represents the number of shares of common stock withheld or surrendered to pay tax withholding obligations incurred in connection with the vesting of restricted stock.

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July 01, 2020 Filed Jul 2, 2020 16:40 UTC
JOHNSON MICHAEL ASVP, CFO and CAO
Tax withholdingCommon Stock 1,791 $1.30 $2,328.30
Disclosure

SEC source: 0001562180-20-004829 · primarydocument.xml · nonDerivative · entry 1

JOHNSON MICHAEL A · CIK 0001167593 · SVP, CFO and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,335

F1 · shares: Represents the number of shares of common stock withheld or surrendered to pay tax withholding obligations incurred in connection with the vesting of restricted stock.

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June 08, 2020 Filed Jun 10, 2020 20:17 UTC GrantCommon Stock 34,884 $2.15 $75,000.60
Disclosure

SEC source: 0001562180-20-004414 · primarydocument.xml · nonDerivative · entry 1

READ RANDOLPH C · CIK 0001074613 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,257

F1 · shares: Shares of Restricted Stock granted on June 8, 2020 which will vest on the earlier of the first anniversary of the grant date or the day immediately preceding the Company's next annual meeting of stockholders.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.