Last 12 months
Inside the activity.
1 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2013 Filed Feb 5, 2013 19:19 UTC |
HOBSON MELLODY LDirector
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 32,000 | $0.00 Strike: $25.28 | $0.00 |
DisclosureSEC source: 0001127602-13-004423 · form4.xml · derivative · entry 3 HOBSON MELLODY L · CIK 0001169896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Common Stock · 32,000 shares Expires 2015-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing the right to buy 60,000 shares, became exercisable in three increments of 20,000 shares each on each of February 9, 2006, February 9, 2007 and February 9, 2008. Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 19:19 UTC |
HOBSON MELLODY LDirector
|
SaleCommon Stock | 32,000 | $56.99 | $1,823,779.20 |
DisclosureSEC source: 0001127602-13-004423 · form4.xml · nonDerivative · entry 2 HOBSON MELLODY L · CIK 0001169896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,419 F1 · price: This transaction was executed in multiple trades at prices ranging from $56.93 to $57.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 19:19 UTC |
HOBSON MELLODY LDirector
|
Exercise / conversionCommon Stock | 32,000 | $25.28 | $808,800.00 |
DisclosureSEC source: 0001127602-13-004423 · form4.xml · nonDerivative · entry 1 HOBSON MELLODY L · CIK 0001169896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2013 Filed Feb 1, 2013 18:11 UTC |
Gass Michellepres, Starbucks Coffee EMEA
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 19,014 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001127602-13-003630 · form4.xml · derivative · entry 7 Gass Michelle · CIK 0001450262 · pres, Starbucks Coffee EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,015 Underlying: Common Stock · 19,014 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option representing a right to buy 38,029 shares became exercisable in one increment of 9,508 shares on November 17, 2009 and three increments of 9,507 shares each on November 17, 2010, November 17, 2011 and November 17, 2012. Read SEC document |
| January 30, 2013 Filed Feb 1, 2013 18:11 UTC |
Gass Michellepres, Starbucks Coffee EMEA
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 28,734 | $0.00 Strike: $22.87 | $0.00 |
DisclosureSEC source: 0001127602-13-003630 · form4.xml · derivative · entry 6 Gass Michelle · CIK 0001450262 · pres, Starbucks Coffee EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,734 shares Expires 2017-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option representing a right to buy 28,734 shares became exercisable in two increments of 7,184 shares each on November 19, 2008 and November 19, 2009, and two increments of 7,183 shares each on November 19, 2010 and November 19, 2011. Read SEC document |
| January 30, 2013 Filed Feb 1, 2013 18:11 UTC |
Gass Michellepres, Starbucks Coffee EMEA
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 21,701 | $0.00 Strike: $36.75 | $0.00 |
DisclosureSEC source: 0001127602-13-003630 · form4.xml · derivative · entry 5 Gass Michelle · CIK 0001450262 · pres, Starbucks Coffee EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,701 shares Expires 2016-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option representing a right to buy 51,701 shares, became exercisable in one increment of 12,926 shares on November 20, 2007 and three increments of 12,925 shares each on November 20, 2008, November 20, 2009 and November 20, 2010. Read SEC document |
| January 30, 2013 Filed Feb 1, 2013 18:11 UTC |
Gass Michellepres, Starbucks Coffee EMEA
|
SaleCommon Stock | 104,449 | $55.62 | $5,809,432.49 |
DisclosureSEC source: 0001127602-13-003630 · form4.xml · nonDerivative · entry 4 Gass Michelle · CIK 0001450262 · pres, Starbucks Coffee EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,044 F1 · price: This transaction was executed in multiple trades at prices ranging from $55.39 to $56.1650. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 30, 2013 Filed Feb 1, 2013 18:11 UTC |
Gass Michellepres, Starbucks Coffee EMEA
|
Exercise / conversionCommon Stock | 19,014 | $8.64 | $164,280.96 |
DisclosureSEC source: 0001127602-13-003630 · form4.xml · nonDerivative · entry 3 Gass Michelle · CIK 0001450262 · pres, Starbucks Coffee EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2013 Filed Feb 1, 2013 18:11 UTC |
Gass Michellepres, Starbucks Coffee EMEA
|
Exercise / conversionCommon Stock | 28,734 | $22.87 | $657,146.58 |
DisclosureSEC source: 0001127602-13-003630 · form4.xml · nonDerivative · entry 2 Gass Michelle · CIK 0001450262 · pres, Starbucks Coffee EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2013 Filed Feb 1, 2013 18:11 UTC |
Gass Michellepres, Starbucks Coffee EMEA
|
Exercise / conversionCommon Stock | 21,701 | $36.75 | $797,511.75 |
DisclosureSEC source: 0001127602-13-003630 · form4.xml · nonDerivative · entry 1 Gass Michelle · CIK 0001450262 · pres, Starbucks Coffee EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2012 Filed Dec 26, 2012 18:02 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
Exercise / conversionCommon Stock Units · Derivative | 3,394,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-067175 · rrd364854.xml · derivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,394,184 shares Expires 2012-12-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The applicable deferral period for the Common Stock Units held under the Issuer's 1997 Deferred Stock Plan terminated on December 21, 2012 and each Common Stock Unit was then automatically converted into one share of Common Stock and issued pursuant to the terms of such plan. F3 · derivative.exercise_price: Each Common Stock Unit is the economic equivalent of one share of the Issuer's Common Stock. Read SEC document |
| December 21, 2012 Filed Dec 26, 2012 18:02 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
Exercise / conversionCommon Stock | 2,206,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-067175 · rrd364854.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,630,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The applicable deferral period for the Common Stock Units held under the Issuer's 1997 Deferred Stock Plan terminated on December 21, 2012 and each Common Stock Unit was then automatically converted into one share of Common Stock and issued pursuant to the terms of such plan. Read SEC document |
| December 21, 2012 Filed Dec 26, 2012 18:02 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
Tax withholdingCommon Stock | 1,187,965 | $53.60 | $63,674,924.00 |
DisclosureSEC source: 0001181431-12-067175 · rrd364854.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,423,950 F1 · security: The applicable deferral period for the Common Stock Units held under the Issuer's 1997 Deferred Stock Plan terminated on December 21, 2012 and each Common Stock Unit was then automatically converted into one share of Common Stock and issued pursuant to the terms of such plan. F2 · security: Shares withheld by the Issuer to satisfy tax withholding obligations upon conversion of the Common Stock Units into shares of Common Stock; not an open market transaction. Read SEC document |
| December 18, 2012 Filed Dec 20, 2012 18:15 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
Tax withholdingCommon Stock | 5,227 | $54.34 | $284,035.18 |
DisclosureSEC source: 0001127602-12-034796 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,630 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| December 14, 2012 Filed Mar 7, 2013 18:23 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-009970 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,373,950 Read SEC document |
| December 13, 2012 Filed Dec 14, 2012 18:59 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001127602-12-034026 · form4.xml · derivative · entry 7 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option representing a right to buy 2,714,947 shares, became exercisable in three increments of 678,737 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, and one increment of 678,736 shares on November 17, 2012. The option expires on November 17, 2018. Read SEC document |
| December 13, 2012 Filed Dec 14, 2012 18:59 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
SaleCommon Stock | 75,000 | $54.17 | $4,062,720.00 |
DisclosureSEC source: 0001127602-12-034026 · form4.xml · nonDerivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,423,950 F2 · price: This transaction was executed in multiple trades at prices ranging from $54.11 to $54.2530. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 13, 2012 Filed Dec 14, 2012 18:59 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
Exercise / conversionCommon Stock | 75,000 | $8.64 | $648,000.00 |
DisclosureSEC source: 0001127602-12-034026 · form4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,498,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 18:46 UTC |
ULLMAN MYRON E IIIDirector
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 19,396 | $0.00 Strike: $15.23 | $0.00 |
DisclosureSEC source: 0001127602-12-034020 · form4.xml · derivative · entry 3 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 19,396 shares Expires 2013-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 18:46 UTC |
ULLMAN MYRON E IIIDirector
|
SaleCommon Stock | 19,396 | $53.46 | $1,036,991.62 |
DisclosureSEC source: 0001127602-12-034020 · form4.xml · nonDerivative · entry 2 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $53.18 to $53.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 18:46 UTC |
ULLMAN MYRON E IIIDirector
|
Exercise / conversionCommon Stock | 19,396 | $15.23 | $295,401.08 |
DisclosureSEC source: 0001127602-12-034020 · form4.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 18:48 UTC |
BURROWS CLIFFORDpres, Americas and US
|
SaleCommon Stock | 50,000 | $53.39 | $2,669,610.00 |
DisclosureSEC source: 0001127602-12-034022 · form4.xml · nonDerivative · entry 1 BURROWS CLIFFORD · CIK 0001429248 · pres, Americas and US 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,095 F1 · price: This transaction was executed in multiple trades at prices ranging from $53.35 to $53.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 18:54 UTC |
CULVER JOHNpres, Starbucks Coffee CAP
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 8,466 | $0.00 Strike: $22.06 | $0.00 |
DisclosureSEC source: 0001127602-12-034024 · form4.xml · derivative · entry 5 CULVER JOHN · CIK 0001456877 · pres, Starbucks Coffee CAP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,907 Underlying: Common Stock · 8,466 shares Expires 2019-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option, representing a right to purchase a total of 56,373 shares, became exercisable in one increment of 14,094 shares on November 16, 2010, two increments of 14,093 shares each on November 16, 2011 and November 16, 2012, and becomes exercisable in one increment of 14,093 shares on November 16, 2013. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 18:54 UTC |
CULVER JOHNpres, Starbucks Coffee CAP
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 16,534 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001127602-12-034024 · form4.xml · derivative · entry 4 CULVER JOHN · CIK 0001456877 · pres, Starbucks Coffee CAP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,534 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing a right to purchase a total of 66,138 shares, became exercisable in two increments of 16,535 shares each on November 17, 2009 and November 17, 2010, and two increments of 16,534 shares each on November 17, 2011 November 17, 2012. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 18:54 UTC |
CULVER JOHNpres, Starbucks Coffee CAP
|
SaleCommon Stock | 25,000 | $53.52 | $1,338,047.50 |
DisclosureSEC source: 0001127602-12-034024 · form4.xml · nonDerivative · entry 3 CULVER JOHN · CIK 0001456877 · pres, Starbucks Coffee CAP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,929 F1 · price: This transaction was executed in multiple trades at prices ranging from $53.505 to $53.555. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 18:54 UTC |
CULVER JOHNpres, Starbucks Coffee CAP
|
Exercise / conversionCommon Stock | 8,466 | $22.06 | $186,759.96 |
DisclosureSEC source: 0001127602-12-034024 · form4.xml · nonDerivative · entry 2 CULVER JOHN · CIK 0001456877 · pres, Starbucks Coffee CAP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 18:54 UTC |
CULVER JOHNpres, Starbucks Coffee CAP
|
Exercise / conversionCommon Stock | 16,534 | $8.64 | $142,853.76 |
DisclosureSEC source: 0001127602-12-034024 · form4.xml · nonDerivative · entry 1 CULVER JOHN · CIK 0001456877 · pres, Starbucks Coffee CAP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 18:59 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 535,883 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001127602-12-034026 · form4.xml · derivative · entry 6 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 535,883 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option representing a right to buy 2,714,947 shares, became exercisable in three increments of 678,737 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, and one increment of 678,736 shares on November 17, 2012. The option expires on November 17, 2018. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 18:59 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
SaleCommon Stock | 535,883 | $53.85 | $28,859,443.08 |
DisclosureSEC source: 0001127602-12-034026 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,423,950 F1 · price: This transaction was executed in multiple trades at prices ranging from $53.73 to $54.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 18:59 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
Exercise / conversionCommon Stock | 535,883 | $8.64 | $4,630,029.12 |
DisclosureSEC source: 0001127602-12-034026 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,959,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 19:05 UTC |
Alstead Troycfo and cao
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 61,023 | $0.00 Strike: $22.06 | $0.00 |
DisclosureSEC source: 0001127602-12-034028 · form4.xml · derivative · entry 5 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,340 Underlying: Common Stock · 61,023 shares Expires 2019-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option, representing a right to purchase a total of 81,363 shares, became exercisable in three increments of 20,341 shares each on November 16, 2010, November 16, 2011 and November 16, 2012 and becomes exercisable in one increment 20,340 on November 16, 2013. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 19:05 UTC |
Alstead Troycfo and cao
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 16,534 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001127602-12-034028 · form4.xml · derivative · entry 4 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,534 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing a right to purchase a total of 66,138 shares, became exercisable in two increments of 16,535 shares each on November 17, 2009 and November 17, 2010, and two increments of 16,534 shares each on each of November 17, 2011 and November 17, 2012. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 19:05 UTC |
Alstead Troycfo and cao
|
SaleCommon Stock | 118,570 | $53.55 | $6,349,316.79 |
DisclosureSEC source: 0001127602-12-034028 · form4.xml · nonDerivative · entry 3 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,102 F1 · price: This transaction was executed in multiple trades at prices ranging from $53.47 to $53.612. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 19:05 UTC |
Alstead Troycfo and cao
|
Exercise / conversionCommon Stock | 61,023 | $22.06 | $1,346,167.38 |
DisclosureSEC source: 0001127602-12-034028 · form4.xml · nonDerivative · entry 2 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 19:05 UTC |
Alstead Troycfo and cao
|
Exercise / conversionCommon Stock | 16,534 | $8.64 | $142,853.76 |
DisclosureSEC source: 0001127602-12-034028 · form4.xml · nonDerivative · entry 1 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,649 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2012 Filed Dec 11, 2012 20:37 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 434,655 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001127602-12-033574 · form4.xml · derivative · entry 11 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 685,883 Underlying: Common Stock · 434,655 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option representing a right to buy 2,714,947 shares, became exercisable in three increments of 678,737 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, and one increment of 678,736 shares on November 17, 2012. The option expires on November 17, 2018. Read SEC document |
| December 11, 2012 Filed Dec 11, 2012 20:37 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
SaleCommon Stock | 434,655 | $53.26 | $23,151,420.45 |
DisclosureSEC source: 0001127602-12-033574 · form4.xml · nonDerivative · entry 7 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,423,950 F3 · price: This transaction was executed in multiple trades at prices ranging from $53.16 to $53.4421. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 11, 2012 Filed Dec 11, 2012 20:37 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
Exercise / conversionCommon Stock | 434,655 | $8.64 | $3,755,419.20 |
DisclosureSEC source: 0001127602-12-033574 · form4.xml · nonDerivative · entry 6 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,858,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2012 Filed Dec 13, 2012 19:13 UTC |
WEATHERUP CRAIGDirector
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 18,376 | $0.00 Strike: $12.25 | $0.00 |
DisclosureSEC source: 0001127602-12-033877 · form4.xml · derivative · entry 4 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,376 shares Expires 2013-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2012 Filed Dec 13, 2012 19:13 UTC |
WEATHERUP CRAIGDirector
|
SaleCommon Stock | 18,376 | $53.43 | $981,894.00 |
DisclosureSEC source: 0001127602-12-033877 · form4.xml · nonDerivative · entry 2 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $53.4322 to $53.4350. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 11, 2012 Filed Dec 13, 2012 19:13 UTC |
WEATHERUP CRAIGDirector
|
Exercise / conversionCommon Stock | 18,376 | $12.25 | $225,014.12 |
DisclosureSEC source: 0001127602-12-033877 · form4.xml · nonDerivative · entry 1 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2012 Filed Jan 17, 2014 18:37 UTC |
LEE OLDEN CDirector
|
GiftNon-qualified Stock Option (Right to Buy) · Derivative | 16,497 | $43.64 Strike: $43.64 | $719,929.08 |
DisclosureSEC source: 0001127602-14-002305 · form5.xml · derivative · entry 2 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,497 shares Expires 2021-11-14 Read SEC document |
| December 11, 2012 Filed Jan 17, 2014 18:37 UTC |
LEE OLDEN CDirector
|
GiftNon-qualified Stock Option (Right to Buy) · Derivative | 23,389 | $30.79 Strike: $30.79 | $720,030.37 |
DisclosureSEC source: 0001127602-14-002305 · form5.xml · derivative · entry 1 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,389 shares Expires 2020-11-15 Read SEC document |
| December 11, 2012 Filed Feb 6, 2015 18:16 UTC Amendment |
LEE OLDEN CDirector
|
GiftNon-qualified Stock Option (Right to Buy) · Derivative | 16,497 | $0.00 Strike: $43.64 | $0.00 |
DisclosureSEC source: 0001127602-15-004900 · form5a.xml · derivative · entry 4 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 16,497 Underlying: Common Stock · 16,497 shares Expires 2021-11-14 F1 · kind: This transaction involved a gift of the stock option by the reporting person to a trust for the benefit of the reporting person's adult son, of which the reporting person is the primary trustee. Read SEC document |
| December 11, 2012 Filed Feb 6, 2015 18:16 UTC Amendment |
LEE OLDEN CDirector
|
GiftNon-qualified Stock Option (Right to Buy) · Derivative | 16,497 | $0.00 Strike: $43.64 | $0.00 |
DisclosureSEC source: 0001127602-15-004900 · form5a.xml · derivative · entry 3 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,497 shares Expires 2021-11-14 F1 · kind: This transaction involved a gift of the stock option by the reporting person to a trust for the benefit of the reporting person's adult son, of which the reporting person is the primary trustee. Read SEC document |
| December 11, 2012 Filed Feb 6, 2015 18:16 UTC Amendment |
LEE OLDEN CDirector
|
GiftNon-qualified Stock Option (Right to Buy) · Derivative | 23,389 | $0.00 Strike: $30.79 | $0.00 |
DisclosureSEC source: 0001127602-15-004900 · form5a.xml · derivative · entry 2 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 23,389 Underlying: Common Stock · 23,389 shares Expires 2020-11-15 F1 · kind: This transaction involved a gift of the stock option by the reporting person to a trust for the benefit of the reporting person's adult son, of which the reporting person is the primary trustee. Read SEC document |
| December 11, 2012 Filed Feb 6, 2015 18:16 UTC Amendment |
LEE OLDEN CDirector
|
GiftNon-qualified Stock Option (Right to Buy) · Derivative | 23,389 | $0.00 Strike: $30.79 | $0.00 |
DisclosureSEC source: 0001127602-15-004900 · form5a.xml · derivative · entry 1 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,389 shares Expires 2020-11-15 F1 · kind: This transaction involved a gift of the stock option by the reporting person to a trust for the benefit of the reporting person's adult son, of which the reporting person is the primary trustee. Read SEC document |
| December 10, 2012 Filed Dec 11, 2012 20:37 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 396,798 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001127602-12-033574 · form4.xml · derivative · entry 10 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120,538 Underlying: Common Stock · 396,798 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option representing a right to buy 2,714,947 shares, became exercisable in three increments of 678,737 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, and one increment of 678,736 shares on November 17, 2012. The option expires on November 17, 2018. Read SEC document |
| December 10, 2012 Filed Dec 11, 2012 20:37 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
GiftCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-033574 · form4.xml · nonDerivative · entry 5 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,423,950 Read SEC document |
| December 10, 2012 Filed Dec 11, 2012 20:37 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
SaleCommon Stock | 396,798 | $53.11 | $21,072,473.63 |
DisclosureSEC source: 0001127602-12-033574 · form4.xml · nonDerivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,623,950 F2 · price: This transaction was executed in multiple trades at prices ranging from $52.90 to $53.6150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.