Last 12 months
Inside the activity.
1 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2014 Filed Jun 12, 2014 18:02 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 7,486 | $0.00 Strike: $30.79 | $0.00 |
DisclosureSEC source: 0001127602-14-020730 · form4.xml · derivative · entry 4 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,985 Underlying: Common Stock · 7,486 shares Expires 2020-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option, representing the right to buy a total of 11,942 shares, became exercisable in two increments of 2,986 shares each on November 15, 2011 and November 15, 2012, and one increment of 2,985 shares on November 15, 2013, and will become exercisable in one increment of 2,985 shares on November 15, 2014. Read SEC document |
| June 10, 2014 Filed Jun 12, 2014 18:02 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
GiftCommon Stock | 6,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-020730 · form4.xml · nonDerivative · entry 3 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,388 Read SEC document |
| June 10, 2014 Filed Jun 12, 2014 18:02 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
SaleCommon Stock | 7,486 | $74.85 | $560,326.35 |
DisclosureSEC source: 0001127602-14-020730 · form4.xml · nonDerivative · entry 2 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,499 F2 · price: This transaction was executed in multiple trades at prices ranging from $74.842 to $74.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 10, 2014 Filed Jun 12, 2014 18:02 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
Exercise / conversionCommon Stock | 7,486 | $30.79 | $230,456.51 |
DisclosureSEC source: 0001127602-14-020730 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 96 shares purchased on March 31, 2014, pursuant to the Starbucks Corporation Employee Stock Purchase Plan. Read SEC document |
| June 05, 2014 Filed Jun 9, 2014 17:47 UTC |
WEATHERUP CRAIGDirector
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 21,962 | $0.00 Strike: $27.32 | $0.00 |
DisclosureSEC source: 0001127602-14-020330 · form4.xml · derivative · entry 5 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,962 shares Expires 2014-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2014 Filed Jun 9, 2014 17:47 UTC |
WEATHERUP CRAIGDirector
|
SaleCommon Stock | 21,962 | $74.86 | $1,644,048.97 |
DisclosureSEC source: 0001127602-14-020330 · form4.xml · nonDerivative · entry 4 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $74.83 to $74.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 05, 2014 Filed Jun 9, 2014 17:47 UTC |
WEATHERUP CRAIGDirector
|
Exercise / conversionCommon Stock | 21,962 | $27.32 | $600,001.84 |
DisclosureSEC source: 0001127602-14-020330 · form4.xml · nonDerivative · entry 3 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2014 Filed May 28, 2014 18:50 UTC |
JOHNSON KEVIN RDirector
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $22.06 | $0.00 |
DisclosureSEC source: 0001127602-14-019069 · form4.xml · derivative · entry 3 JOHNSON KEVIN R · CIK 0001193107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,960 Underlying: Common Stock · 10,000 shares Expires 2019-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2014 Filed May 28, 2014 18:50 UTC |
JOHNSON KEVIN RDirector
|
SaleCommon Stock | 10,000 | $72.25 | $722,500.00 |
DisclosureSEC source: 0001127602-14-019069 · form4.xml · nonDerivative · entry 2 JOHNSON KEVIN R · CIK 0001193107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,322 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2014. Read SEC document |
| May 23, 2014 Filed May 28, 2014 18:50 UTC |
JOHNSON KEVIN RDirector
|
Exercise / conversionCommon Stock | 10,000 | $22.06 | $220,600.00 |
DisclosureSEC source: 0001127602-14-019069 · form4.xml · nonDerivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2014 Filed Aug 15, 2014 17:45 UTC |
CULVER JOHNgroup pres, CAP, Channel Dev
|
GiftCommon Stock | 3,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-025725 · form4.xml · nonDerivative · entry 1 CULVER JOHN · CIK 0001456877 · group pres, CAP, Channel Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,965 F1 · balance_after: Includes 47 shares purchased on December 31, 2013 and 122 shares purchased on March 31, 2014, pursuant to the Starbucks Corporation Employee Stock Purchase Plan. Read SEC document |
| May 01, 2014 Filed May 5, 2014 18:14 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $22.06 | $0.00 |
DisclosureSEC source: 0001127602-14-016432 · form4.xml · derivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,224 Underlying: Common Stock · 200,000 shares Expires 2019-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option, representing the right to buy a total of 610,224 shares, became exercisable in four increments of 152,556 shares each on November 16, 2010, November 16, 2011, November 16, 2012 and November 16, 2013. The option expires on November 16, 2019. Read SEC document |
| May 01, 2014 Filed May 5, 2014 18:14 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
Exercise / conversionCommon Stock | 200,000 | $22.06 | $4,412,000.00 |
DisclosureSEC source: 0001127602-14-016432 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,689,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2014 Filed Jun 9, 2014 17:47 UTC |
WEATHERUP CRAIGDirector
|
GiftCommon Stock | 1,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-020330 · form4.xml · nonDerivative · entry 2 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Weatherup Family Trust Disclosed balance after: 37,503 Read SEC document |
| February 18, 2014 Filed Feb 20, 2014 20:50 UTC |
Alstead Troychief operating officer
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 34,740 | $73.97 Strike: $73.97 | $2,569,717.80 |
DisclosureSEC source: 0001127602-14-007551 · form4.xml · derivative · entry 3 Alstead Troy · CIK 0001450940 · chief operating officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,740 Underlying: Common Stock · 34,740 shares Expires 2024-02-18 F2 · derivative.exercise_date: The option, representing the right to buy a total of 34,740 shares, becomes exercisable in four increments of 8,685 shares each on February 18, 2015, February 18, 2016, February 18, 2017 and February 18, 2018. Read SEC document |
| February 18, 2014 Filed Feb 20, 2014 20:50 UTC |
Alstead Troychief operating officer
|
GrantCommon Stock | 8,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-007551 · form4.xml · nonDerivative · entry 2 Alstead Troy · CIK 0001450940 · chief operating officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,714 F1 · shares: Represents Restricted Stock Units granted February 18, 2014, 4,225 of which are scheduled to vest on February 18, 2016 and 4,224 of which are scheduled to vest on February 18, 2018. Read SEC document |
| February 18, 2014 Filed Feb 20, 2014 20:51 UTC |
Maw Scott Harlanevp, chief financial officer
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 16,675 | $73.97 Strike: $73.97 | $1,233,449.75 |
DisclosureSEC source: 0001127602-14-007553 · form4.xml · derivative · entry 2 Maw Scott Harlan · CIK 0001483625 · evp, chief financial officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,675 Underlying: Common Stock · 16,675 shares Expires 2024-02-18 F2 · derivative.exercise_date: The option, representing the right to buy a total of 16,675 shares, becomes exercisable in three increments of 4,169 shares each on February 18, 2015, February 18, 2016 and February 18, 2017, and one increment of 4,168 shares on February 18, 2018. Read SEC document |
| February 18, 2014 Filed Feb 20, 2014 20:51 UTC |
Maw Scott Harlanevp, chief financial officer
|
GrantCommon Stock | 4,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-007553 · form4.xml · nonDerivative · entry 1 Maw Scott Harlan · CIK 0001483625 · evp, chief financial officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,219 F1 · shares: Represents Restricted Stock Units granted February 18, 2014, 2,028 of which are scheduled to vest on each of February 18, 2016 and February 18, 2018. Read SEC document |
| January 17, 2014 Filed Feb 20, 2014 20:46 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
Tax withholdingCommon Stock | 619 | $74.90 | $46,363.10 |
DisclosureSEC source: 0001127602-14-007549 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,403 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. F2 · balance_after: Includes 72 shares purchased on December 31, 2013, pursuant to the Starbucks Corporation Employee Stock Purchase Plan. Read SEC document |
| December 23, 2013 Filed Aug 25, 2014 18:48 UTC |
LEE OLDEN CDirector
|
GiftNon-qualified Stock Option (Right to Buy) · Derivative | 29,919 | $0.00 Strike: $22.06 | $0.00 |
DisclosureSEC source: 0001209191-14-054316 · doc4.xml · derivative · entry 3 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,919 shares Expires 2019-11-16 Read SEC document |
| December 23, 2013 Filed Feb 6, 2015 18:21 UTC Amendment |
LEE OLDEN CDirector
|
GiftNon-qualified Stock Option (Right to Buy) · Derivative | 29,919 | $0.00 Strike: $22.06 | $0.00 |
DisclosureSEC source: 0001127602-15-004907 · form4a.xml · derivative · entry 2 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 29,919 Underlying: Common Stock · 29,919 shares Expires 2019-11-16 F1 · kind: This transaction involved a gift of the stock option by the reporting person to a trust for the benefit of the reporting person's adult son, of which the reporting person is the primary trustee. Read SEC document |
| December 23, 2013 Filed Feb 6, 2015 18:21 UTC Amendment |
LEE OLDEN CDirector
|
GiftNon-qualified Stock Option (Right to Buy) · Derivative | 29,919 | $0.00 Strike: $22.06 | $0.00 |
DisclosureSEC source: 0001127602-15-004907 · form4a.xml · derivative · entry 1 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,919 shares Expires 2019-11-16 F1 · kind: This transaction involved a gift of the stock option by the reporting person to a trust for the benefit of the reporting person's adult son, of which the reporting person is the primary trustee. Read SEC document |
| December 13, 2013 Filed Dec 17, 2013 18:16 UTC |
ULLMAN MYRON E IIIDirector
|
PurchaseCommon Stock | 7,000 | $76.43 | $535,010.00 |
DisclosureSEC source: 0001127602-13-034897 · form4.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $76.42 to $76.43. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 13, 2013 Filed Jul 31, 2014 18:18 UTC |
ULLMAN MYRON E IIIDirector
|
GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-024322 · form4.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Read SEC document |
| December 12, 2013 Filed Dec 16, 2013 16:58 UTC |
CULVER JOHNgroup pres, CAP, Channel Dev
|
SaleCommon Stock | 20,000 | $76.89 | $1,537,800.00 |
DisclosureSEC source: 0001127602-13-034727 · form4.xml · nonDerivative · entry 1 CULVER JOHN · CIK 0001456877 · group pres, CAP, Channel Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,317 F1 · price: This transaction was executed in multiple trades at prices ranging from $76.87 to $76.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 11, 2013 Filed Dec 12, 2013 18:08 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
GiftCommon Stock | 5,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-034496 · form4.xml · nonDerivative · entry 4 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,950 Read SEC document |
| December 10, 2013 Filed Dec 12, 2013 18:08 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 1,471 | $0.00 Strike: $30.79 | $0.00 |
DisclosureSEC source: 0001127602-13-034496 · form4.xml · derivative · entry 6 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,471 Underlying: Common Stock · 1,471 shares Expires 2020-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option, representing the right to buy a total of 11,942 shares, became exercisable in two increments of 2,986 shares each on November 15, 2011 and November 15, 2012, and one increment of 2,985 shares on November 15, 2013, and becomes exercisable in one increment of 2,985 shares on November 15, 2014. Read SEC document |
| December 10, 2013 Filed Dec 12, 2013 18:08 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 11,029 | $0.00 Strike: $22.06 | $0.00 |
DisclosureSEC source: 0001127602-13-034496 · form4.xml · derivative · entry 5 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,029 shares Expires 2019-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing the right to buy a total of 14,529 shares, became exercisable in one increment of 3,633 shares on November 16, 2010 and three increments of 3,632 shares each on November 16, 2011, November 16, 2012 and November 16, 2013. Read SEC document |
| December 10, 2013 Filed Dec 12, 2013 18:08 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
SaleCommon Stock | 12,500 | $77.03 | $962,812.50 |
DisclosureSEC source: 0001127602-13-034496 · form4.xml · nonDerivative · entry 3 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,744 F1 · price: This transaction was executed in multiple trades at prices ranging from $77.02 to $77.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2013 Filed Dec 12, 2013 18:08 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
Exercise / conversionCommon Stock | 1,471 | $30.79 | $45,284.74 |
DisclosureSEC source: 0001127602-13-034496 · form4.xml · nonDerivative · entry 2 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2013 Filed Dec 12, 2013 18:08 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
Exercise / conversionCommon Stock | 11,029 | $22.06 | $243,299.74 |
DisclosureSEC source: 0001127602-13-034496 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2013 Filed Nov 27, 2013 16:56 UTC |
BURROWS CLIFFORDgroup pres., Americas EMEA
|
SaleCommon Stock | 35,000 | $80.66 | $2,823,061.50 |
DisclosureSEC source: 0001127602-13-033118 · form4.xml · nonDerivative · entry 1 BURROWS CLIFFORD · CIK 0001429248 · group pres., Americas EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,006 F1 · price: This transaction was executed in multiple trades at prices ranging from $80.64 to $80.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 25, 2013 Filed Nov 27, 2013 16:57 UTC |
Alstead Troycfo, group pres Business Srv
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 15,707 | $0.00 Strike: $49.74 | $0.00 |
DisclosureSEC source: 0001127602-13-033120 · form4.xml · derivative · entry 9 Alstead Troy · CIK 0001450940 · cfo, group pres Business Srv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,120 Underlying: Common Stock · 15,707 shares Expires 2022-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option, representing the right to buy a total of 62,827 shares, became exercisable in one increment of 15,707 shares on November 19, 2013, and becomes exercisable in two increments of 15,707 shares each on November 19, 2014 and November 19, 2015 and one increment of 15,706 shares on November 19, 2016. Read SEC document |
| November 25, 2013 Filed Nov 27, 2013 16:57 UTC |
Alstead Troycfo, group pres Business Srv
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 26,853 | $0.00 Strike: $43.64 | $0.00 |
DisclosureSEC source: 0001127602-13-033120 · form4.xml · derivative · entry 8 Alstead Troy · CIK 0001450940 · cfo, group pres Business Srv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,706 Underlying: Common Stock · 26,853 shares Expires 2021-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option, representing a right to buy a total of 107,413 shares, became exercisable in one increment of 26,854 shares on November 14, 2012 and one increment of 26,853 shares on November 14, 2013, and becomes exercisable in two increments of 26,853 shares each on November 14, 2014 and November 14, 2015. Read SEC document |
| November 25, 2013 Filed Nov 27, 2013 16:57 UTC |
Alstead Troycfo, group pres Business Srv
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 25,079 | $0.00 Strike: $30.79 | $0.00 |
DisclosureSEC source: 0001127602-13-033120 · form4.xml · derivative · entry 7 Alstead Troy · CIK 0001450940 · cfo, group pres Business Srv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,079 Underlying: Common Stock · 25,079 shares Expires 2020-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option, representing a right to buy a total of 100,316 shares, became exercisable in three increments of 25,079 shares each on November 15, 2011, November 15, 2012 and November 15, 2013, and becomes exercisable in one increment of 25,079 shares on November 15, 2014. Read SEC document |
| November 25, 2013 Filed Nov 27, 2013 16:57 UTC |
Alstead Troycfo, group pres Business Srv
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 20,340 | $0.00 Strike: $22.06 | $0.00 |
DisclosureSEC source: 0001127602-13-033120 · form4.xml · derivative · entry 6 Alstead Troy · CIK 0001450940 · cfo, group pres Business Srv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,340 shares Expires 2019-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing the right to buy a total of 81,363 shares, became exercisable in three increments of 20,341 shares each on November 16, 2010, November 16, 2011 and November 16, 2012, and one increment of 20,340 shares on November 16, 2013. Read SEC document |
| November 25, 2013 Filed Nov 27, 2013 16:57 UTC |
Alstead Troycfo, group pres Business Srv
|
SaleCommon Stock | 114,807 | $80.65 | $9,258,840.13 |
DisclosureSEC source: 0001127602-13-033120 · form4.xml · nonDerivative · entry 5 Alstead Troy · CIK 0001450940 · cfo, group pres Business Srv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,545 F1 · price: This transaction was executed in multiple trades at prices ranging from $80.51 to $80.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 25, 2013 Filed Nov 27, 2013 16:57 UTC |
Alstead Troycfo, group pres Business Srv
|
Exercise / conversionCommon Stock | 15,707 | $49.74 | $781,266.18 |
DisclosureSEC source: 0001127602-13-033120 · form4.xml · nonDerivative · entry 4 Alstead Troy · CIK 0001450940 · cfo, group pres Business Srv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2013 Filed Nov 27, 2013 16:57 UTC |
Alstead Troycfo, group pres Business Srv
|
Exercise / conversionCommon Stock | 26,853 | $43.64 | $1,171,864.92 |
DisclosureSEC source: 0001127602-13-033120 · form4.xml · nonDerivative · entry 3 Alstead Troy · CIK 0001450940 · cfo, group pres Business Srv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2013 Filed Nov 27, 2013 16:57 UTC |
Alstead Troycfo, group pres Business Srv
|
Exercise / conversionCommon Stock | 25,079 | $30.79 | $772,057.02 |
DisclosureSEC source: 0001127602-13-033120 · form4.xml · nonDerivative · entry 2 Alstead Troy · CIK 0001450940 · cfo, group pres Business Srv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2013 Filed Nov 27, 2013 16:57 UTC |
Alstead Troycfo, group pres Business Srv
|
Exercise / conversionCommon Stock | 20,340 | $22.06 | $448,700.40 |
DisclosureSEC source: 0001127602-13-033120 · form4.xml · nonDerivative · entry 1 Alstead Troy · CIK 0001450940 · cfo, group pres Business Srv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2013 Filed Feb 20, 2014 20:50 UTC |
Alstead Troychief operating officer
|
GiftCommon Stock | 15,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-007551 · form4.xml · nonDerivative · entry 1 Alstead Troy · CIK 0001450940 · chief operating officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,265 Read SEC document |
| November 21, 2013 Filed Nov 25, 2013 18:11 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 82,000 | $0.00 Strike: $27.32 | $0.00 |
DisclosureSEC source: 0001127602-13-032847 · form4.xml · derivative · entry 8 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 82,000 shares Expires 2014-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option, representing the right to buy a total of 1,000,000 shares, became exercisable in one increment of 333,334 shares on October 1, 2005, and in two increments of 333,333 shares each on October 1, 2006 and October 1, 2007. The option expires on November 16, 2014. Read SEC document |
| November 21, 2013 Filed Nov 25, 2013 18:11 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001127602-13-032847 · form4.xml · derivative · entry 7 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option, representing the right to buy a total of 2,714,947 shares, became exercisable in three increments of 678,737 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, and one increment of 678,736 shares on November 17, 2012. The option expires on November 17, 2018. Read SEC document |
| November 21, 2013 Filed Nov 25, 2013 18:11 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 400,000 | $0.00 Strike: $30.42 | $0.00 |
DisclosureSEC source: 0001127602-13-032847 · form4.xml · derivative · entry 6 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,469 Underlying: Common Stock · 400,000 shares Expires 2015-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing the right to buy a total of 966,469 shares, became exercisable in one increment of 322,157 shares on November 16, 2006, and in two increments of 322,156 shares each on November 16, 2007 and November 16, 2008. The option expires on November 16, 2015. Read SEC document |
| November 21, 2013 Filed Nov 25, 2013 18:11 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
SaleCommon Stock | 557,000 | $81.44 | $45,362,748.40 |
DisclosureSEC source: 0001127602-13-032847 · form4.xml · nonDerivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,489,468 F1 · price: This transaction was executed in multiple trades at prices ranging from $81.25 to $81.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 21, 2013 Filed Nov 25, 2013 18:11 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
Exercise / conversionCommon Stock | 82,000 | $27.32 | $2,240,240.00 |
DisclosureSEC source: 0001127602-13-032847 · form4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,046,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2013 Filed Nov 25, 2013 18:11 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
Exercise / conversionCommon Stock | 75,000 | $8.64 | $648,000.00 |
DisclosureSEC source: 0001127602-13-032847 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,964,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2013 Filed Nov 25, 2013 18:11 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
Exercise / conversionCommon Stock | 400,000 | $30.42 | $12,168,000.00 |
DisclosureSEC source: 0001127602-13-032847 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,889,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2013 Filed Jun 9, 2014 17:47 UTC |
WEATHERUP CRAIGDirector
|
GiftCommon Stock | 1,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-020330 · form4.xml · nonDerivative · entry 1 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Weatherup Family Trust Disclosed balance after: 38,813 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.