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Nasdaq · USD

SBRA

Sabra Health Care REIT, Inc.

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886
SEC CIK
0001492298
Parsed reports
651

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 09, 2020 Filed Jun 12, 2020 01:40 UTC GrantCommon Stock 7,055 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000084 · wf-form4_159192601337870.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,830

F1 · shares: Grant of restricted stock units under the Issuer's 2009 Performance Incentive Plan. The units vest in equal monthly installments beginning July 9, 2020 and ending on the earlier of June 8, 2020 or the day before the date of the next annual stockholders' meeting.

F2 · balance_after: Consists of 7,055 unvested stock units and 35,775 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 16:34 UTC GrantCommon Stock 394 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000071 · wf-form4_159113007380458.xml · nonDerivative · entry 1

GEARY RONALD G · CIK 0000939563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,571

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Includes 532 unvested stock units and 17,556 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:34 UTC GrantCommon Stock 390 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000070 · wf-form4_159113004808195.xml · nonDerivative · entry 1

FOSTER MICHAEL J · CIK 0001145246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,191

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Includes 532 unvested stock units and 17,393 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:36 UTC GrantCommon Stock 390 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000075 · wf-form4_159113016269795.xml · nonDerivative · entry 1

WALTERS MILTON J · CIK 0001183922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,687

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Includes 532 unvested stock units and 17,393 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:35 UTC GrantCommon Stock 394 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000074 · wf-form4_159113013885133.xml · nonDerivative · entry 1

Malehorn Jeffrey A. · CIK 0001650988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,214

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Includes 532 unvested stock units and 17,556 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:35 UTC GrantCommon Stock 189 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000072 · wf-form4_159113009604331.xml · nonDerivative · entry 1

KATZMANN LYNNE S · CIK 0001770419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,722

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Consists of 532 unvested stock units and 8,190 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:35 UTC GrantCommon Stock 394 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000073 · wf-form4_159113011773329.xml · nonDerivative · entry 1

Lewis Raymond J · CIK 0001215187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,024

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Includes 532 unvested stock units and 17,556 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:34 UTC GrantCommon Stock 390 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000069 · wf-form4_159113002565184.xml · nonDerivative · entry 1

Ettl Robert A. · CIK 0001505079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,681

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Consists of 532 unvested stock units and 35,149 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:33 UTC GrantCommon Stock 390 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000068 · wf-form4_159113000153784.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,775

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Consists of 532 unvested stock units and 35,243 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:33 UTC
Nevo-Hacohen TalyaExecutive VP, CIO & Treasurer
GrantCommon Stock 2,875 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000067 · wf-form4_159112997963592.xml · nonDerivative · entry 1

Nevo-Hacohen Talya · CIK 0001505080 · Executive VP, CIO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,250

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Includes 131,816 stock units that, upon settlement, will be paid on a one-for-one basis in shares of the Issuer's Common Stock.

F3 · balance_after: Reflects a corrected number of shares, as noted in footnote 3 to the Form 4/A filed on March 9, 2020.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:32 UTC
Andrews Harold W. Jr.Executive VP, CFO & Secretary
GrantCommon Stock 2,875 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000066 · wf-form4_159112995929216.xml · nonDerivative · entry 1

Andrews Harold W. Jr. · CIK 0001505081 · Executive VP, CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,421

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Includes 131,816 stock units that, upon settlement, will be paid on a one-for-one basis in shares of the Issuer's Common Stock.

F3 · balance_after: Reflects a corrected number of shares, as noted in footnote 3 to the Form 4/A filed on March 9, 2020.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:32 UTC
MATROS RICHARD KDirector · Chairman, CEO and President
GrantCommon Stock 7,113 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000065 · wf-form4_159112993570824.xml · nonDerivative · entry 1

MATROS RICHARD K · CIK 0001184158 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,294

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Consists of stock units that, upon settlement, will be paid on a one-for-one basis in shares of the Issuer's Common Stock.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 20:21 UTC PurchaseCommon Stock 9,675 $7.71 $74,629.08
Disclosure

SEC source: 0001510192-20-000053 · wf-form4_158447649447544.xml · nonDerivative · entry 2

FOSTER MICHAEL J · CIK 0001145246 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Plan

Disclosed balance after: 42,461.9

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.675 to $7.7156, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 16, 2020 Filed Mar 17, 2020 20:21 UTC PurchaseCommon Stock 3,200 $7.75 $24,800.00
Disclosure

SEC source: 0001510192-20-000053 · wf-form4_158447649447544.xml · nonDerivative · entry 1

FOSTER MICHAEL J · CIK 0001145246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,801

F1 · balance_after: Includes 2,085 unvested stock units and 15,450 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

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March 06, 2020 Filed Jun 12, 2020 01:41 UTC SaleCommon Stock 10,545 $18.39 $193,918.33
Disclosure

SEC source: 0001510192-20-000085 · wf-form4_159192604110472.xml · nonDerivative · entry 1

Ettl Robert A. · CIK 0001505079 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Ettl Family Trust

Disclosed balance after: 39,613

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.381 to $18.405, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Reported holdings are as of March 6, 2020. One subsequent Form 4 filing (filed on June 2, 2020) did not reflect the correct number of shares beneficially owned by the reporting person. As of June 11, 2020 and after giving effect to the subsequent Form 4 filing, the reporting person beneficially indirectly owned 40,140 shares of the Issuer's Common Stock.

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February 28, 2020 Filed Mar 3, 2020 19:30 UTC GrantCommon Stock 399 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000041 · wf-form4_158328181318698.xml · nonDerivative · entry 1

GEARY RONALD G · CIK 0000939563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,177

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Includes 2,085 unvested stock units and 15,609 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:30 UTC GrantCommon Stock 395 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000040 · wf-form4_158328179249987.xml · nonDerivative · entry 1

FOSTER MICHAEL J · CIK 0001145246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,601

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Includes 2,085 unvested stock units and 15,450 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:30 UTC GrantCommon Stock 192 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000042 · wf-form4_158328183582235.xml · nonDerivative · entry 1

KATZMANN LYNNE S · CIK 0001770419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,533

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Consists of 2,085 unvested stock units and 6,448 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:32 UTC GrantCommon Stock 395 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000045 · wf-form4_158328190685519.xml · nonDerivative · entry 1

WALTERS MILTON J · CIK 0001183922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,297

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Includes 2,085 unvested stock units and 15,450 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:31 UTC GrantCommon Stock 399 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000044 · wf-form4_158328188525243.xml · nonDerivative · entry 1

Malehorn Jeffrey A. · CIK 0001650988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,820

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Includes 2,085 unvested stock units and 15,609 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:31 UTC GrantCommon Stock 399 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000043 · wf-form4_158328186096404.xml · nonDerivative · entry 1

Lewis Raymond J · CIK 0001215187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,630

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Includes 2,085 unvested stock units and 15,609 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

F3 · balance_after: Includes 120,000 shares that were previously held in a grantor retained annuity trust of which the reporting person was the sole trustee and sole beneficiary and that were transferred to direct ownership on December 13, 2019.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:29 UTC GrantCommon Stock 395 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000039 · wf-form4_158328177004378.xml · nonDerivative · entry 1

Ettl Robert A. · CIK 0001505079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,818

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Consists of 2,085 unvested stock units and 33,733 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:29 UTC GrantCommon Stock 395 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000038 · wf-form4_158328174842252.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,875

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Consists of 2,085 unvested stock units and 33,790 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:29 UTC
Nevo-Hacohen TalyaExecutive VP, CIO & Treasurer
Tax withholdingCommon Stock 434 $19.55 $8,484.70
Disclosure

SEC source: 0001510192-20-000037 · wf-form4_158328172677132.xml · nonDerivative · entry 2

Nevo-Hacohen Talya · CIK 0001505080 · Executive VP, CIO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,680

F2 · shares: Represents shares withheld by the Issuer in accordance with Rule 16b-3 to satisfy tax withholding obligations in connection with the vested and payable portion of the stock units described in footnote 1 above.

F3 · balance_after: Includes 128,941 stock units that, upon settlement, will be paid on a one-for-one basis in shares of the Issuer's Common Stock.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:29 UTC
Nevo-Hacohen TalyaExecutive VP, CIO & Treasurer
GrantCommon Stock 3,725 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000037 · wf-form4_158328172677132.xml · nonDerivative · entry 1

Nevo-Hacohen Talya · CIK 0001505080 · Executive VP, CIO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,114

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate. Of these units, 824 were immediately payable as they related to an annual bonus performance stock unit award that vested and was issued on February 21, 2020.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:28 UTC
Andrews Harold W. Jr.Executive VP, CFO & Secretary
Tax withholdingCommon Stock 434 $19.55 $8,484.70
Disclosure

SEC source: 0001510192-20-000036 · wf-form4_158328170605285.xml · nonDerivative · entry 2

Andrews Harold W. Jr. · CIK 0001505081 · Executive VP, CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,851

F2 · shares: Represents shares withheld by the Issuer in accordance with Rule 16b-3 to satisfy tax withholding obligations in connection with the vested and payable portion of the stock units described in footnote 1 above.

F3 · balance_after: Includes 128,941 stock units that, upon settlement, will be paid on a one-for-one basis in shares of the Issuer's Common Stock.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:28 UTC
Andrews Harold W. Jr.Executive VP, CFO & Secretary
GrantCommon Stock 3,725 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000036 · wf-form4_158328170605285.xml · nonDerivative · entry 1

Andrews Harold W. Jr. · CIK 0001505081 · Executive VP, CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,285

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate. Of these units, 824 were immediately payable as they related to an annual bonus performance stock unit award that vested and was issued on February 21, 2020.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:28 UTC
MATROS RICHARD KDirector · Chairman, CEO and President
GiftCommon Stock 797 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000035 · wf-form4_158328168242705.xml · nonDerivative · entry 4

MATROS RICHARD K · CIK 0001184158 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By R&A Matros Revocable Trust

Disclosed balance after: 1,029,703

F3 · shares: Represents the vested and payable portion of the stock units described in footnote 1 above less the shares withheld to satisfy tax withholding obligations as described in footnote 2 above. These shares were payable as of February 28, 2020 and have been transferred by the reporting person to the R&A Matros Revocable Trust.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:28 UTC
MATROS RICHARD KDirector · Chairman, CEO and President
GiftCommon Stock 797 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000035 · wf-form4_158328168242705.xml · nonDerivative · entry 3

MATROS RICHARD K · CIK 0001184158 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,181

F3 · shares: Represents the vested and payable portion of the stock units described in footnote 1 above less the shares withheld to satisfy tax withholding obligations as described in footnote 2 above. These shares were payable as of February 28, 2020 and have been transferred by the reporting person to the R&A Matros Revocable Trust.

F4 · balance_after: Consists of stock units that, upon settlement, will be paid on a one-for-one basis in shares of the Issuer's Common Stock.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:28 UTC
MATROS RICHARD KDirector · Chairman, CEO and President
Tax withholdingCommon Stock 887 $19.55 $17,340.85
Disclosure

SEC source: 0001510192-20-000035 · wf-form4_158328168242705.xml · nonDerivative · entry 2

MATROS RICHARD K · CIK 0001184158 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,978

F2 · shares: Represents shares withheld by the Issuer in accordance with Rule 16b-3 to satisfy tax withholding obligations in connection with the vested and payable portion of the stock units described in footnote 1 above.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:28 UTC
MATROS RICHARD KDirector · Chairman, CEO and President
GrantCommon Stock 8,866 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000035 · wf-form4_158328168242705.xml · nonDerivative · entry 1

MATROS RICHARD K · CIK 0001184158 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,865

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate. Of these units, 1,684 were immediately payable as they related to an annual bonus performance stock unit award that vested and was issued on February 21, 2020.

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February 21, 2020 Filed Feb 26, 2020 02:10 UTC
Nevo-Hacohen TalyaExecutive VP, CIO & Treasurer
Tax withholdingCommon Stock 11,531 $21.99 $253,566.69
Disclosure

SEC source: 0001510192-20-000023 · wf-form4_158268299313602.xml · nonDerivative · entry 3

Nevo-Hacohen Talya · CIK 0001505080 · Executive VP, CIO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,389

F3 · shares: Represents shares withheld by the Issuer in accordance with Rule 16b-3 to satisfy tax withholding obligations in connection with the vesting of the PSUs, as reported herein.

F4 · balance_after: Includes 126,040 stock units that, upon settlement, will be paid on a one-for-one basis in shares of the Issuer's Common Stock.

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February 21, 2020 Filed Feb 26, 2020 02:10 UTC
Nevo-Hacohen TalyaExecutive VP, CIO & Treasurer
GrantCommon Stock 35,775 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000023 · wf-form4_158268299313602.xml · nonDerivative · entry 2

Nevo-Hacohen Talya · CIK 0001505080 · Executive VP, CIO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,920

F2 · shares: Represents shares of the Issuer's Common Stock issued under the Issuer's 2009 Performance Incentive Plan subject to an annual bonus performance stock unit ("PSU") award granted on April 24, 2019, including 3,019 shares with respect to dividend equivalent payments calculated based on the market value of the Issuer's Common Stock on the applicable dividend date. The Compensation Committee determined on February 21, 2020 that the number of PSUs earned was 97.2% of the target. Upon this determination, the PSUs vested and were paid out immediately. Each PSU represented a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's achievement of an adjusted normalized funds from operations per share target for a performance period beginning January 1, 2019 and ending December 31, 2019.

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February 21, 2020 Filed Feb 26, 2020 02:10 UTC
Nevo-Hacohen TalyaExecutive VP, CIO & Treasurer
GrantCommon Stock 1,658 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000023 · wf-form4_158268299313602.xml · nonDerivative · entry 1

Nevo-Hacohen Talya · CIK 0001505080 · Executive VP, CIO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,145

F1 · shares: Represents the vesting of stock units granted under the Issuer's 2009 Performance Incentive Plan subject to a funds from operations-based stock unit ("FFO units") award granted on December 16, 2016, including 374 shares with respect to dividend equivalent payments calculated based on the market value of the Issuer's Common Stock on the applicable dividend date. The Compensation Committee determined on February 21, 2020 that the number of FFO units earned was 8.0% of the target. Upon this determination, the FFO units vested immediately. Each FFO unit represented a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's achievement of a funds from operations target for a performance period beginning January 1, 2019 and ending December 31, 2019. The vested units will be paid on a one-for-one basis in shares of the Issuer's Common Stock on January 4, 2021, subject to earlier payment in the event of death, disability or change of control.

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February 21, 2020 Filed Feb 26, 2020 02:09 UTC
Andrews Harold W. Jr.Executive VP, CFO & Secretary
Tax withholdingCommon Stock 11,531 $21.99 $253,566.69
Disclosure

SEC source: 0001510192-20-000022 · wf-form4_158268297167710.xml · nonDerivative · entry 3

Andrews Harold W. Jr. · CIK 0001505081 · Executive VP, CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,560

F3 · shares: Represents shares withheld by the Issuer in accordance with Rule 16b-3 to satisfy tax withholding obligations in connection with the vesting of the PSUs, as reported herein.

F4 · balance_after: Includes 126,040 stock units that, upon settlement, will be paid on a one-for-one basis in shares of the Issuer's Common Stock.

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February 21, 2020 Filed Feb 26, 2020 02:09 UTC
Andrews Harold W. Jr.Executive VP, CFO & Secretary
GrantCommon Stock 35,775 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000022 · wf-form4_158268297167710.xml · nonDerivative · entry 2

Andrews Harold W. Jr. · CIK 0001505081 · Executive VP, CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,091

F2 · shares: Represents shares of the Issuer's Common Stock issued under the Issuer's 2009 Performance Incentive Plan subject to an annual bonus performance stock unit ("PSU") award granted on April 24, 2019, including 3,019 shares with respect to dividend equivalent payments calculated based on the market value of the Issuer's Common Stock on the applicable dividend date. The Compensation Committee determined on February 21, 2020 that the number of PSUs earned was 97.2% of the target. Upon this determination, the PSUs vested and were paid out immediately. Each PSU represented a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's achievement of an adjusted normalized funds from operations per share target for a performance period beginning January 1, 2019 and ending December 31, 2019.

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February 21, 2020 Filed Feb 26, 2020 02:09 UTC
Andrews Harold W. Jr.Executive VP, CFO & Secretary
GrantCommon Stock 1,658 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000022 · wf-form4_158268297167710.xml · nonDerivative · entry 1

Andrews Harold W. Jr. · CIK 0001505081 · Executive VP, CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,316

F1 · shares: Represents the vesting of stock units granted under the Issuer's 2009 Performance Incentive Plan subject to a funds from operations-based stock unit ("FFO units") award granted on December 16, 2016, including 374 shares with respect to dividend equivalent payments calculated based on the market value of the Issuer's Common Stock on the applicable dividend date. The Compensation Committee determined on February 21, 2020 that the number of FFO units earned was 8.0% of the target. Upon this determination, the FFO units vested immediately. Each FFO unit represented a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's achievement of a funds from operations target for a performance period beginning January 1, 2019 and ending December 31, 2019. The vested units will be paid on a one-for-one basis in shares of the Issuer's Common Stock on January 4, 2021, subject to earlier payment in the event of death, disability or change of control.

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February 21, 2020 Filed Feb 26, 2020 02:09 UTC
MATROS RICHARD KDirector · Chairman, CEO and President
GiftCommon Stock 36,589 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000021 · wf-form4_158268295190494.xml · nonDerivative · entry 5

MATROS RICHARD K · CIK 0001184158 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By R&A Matros Revocable Trust

Disclosed balance after: 1,028,906

F4 · shares: Represents shares of the Issuer's Common Stock acquired in connection with the vesting of the PSUs that have been transferred by the reporting person to the R&A Matros Revocable Trust.

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February 21, 2020 Filed Feb 26, 2020 02:09 UTC
MATROS RICHARD KDirector · Chairman, CEO and President
GiftCommon Stock 36,589 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000021 · wf-form4_158268295190494.xml · nonDerivative · entry 4

MATROS RICHARD K · CIK 0001184158 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,999

F4 · shares: Represents shares of the Issuer's Common Stock acquired in connection with the vesting of the PSUs that have been transferred by the reporting person to the R&A Matros Revocable Trust.

F5 · balance_after: Consists of stock units that, upon settlement, will be paid on a one-for-one basis in shares of the Issuer's Common Stock.

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February 21, 2020 Filed Feb 26, 2020 02:09 UTC
MATROS RICHARD KDirector · Chairman, CEO and President
Tax withholdingCommon Stock 36,590 $21.99 $804,614.10
Disclosure

SEC source: 0001510192-20-000021 · wf-form4_158268295190494.xml · nonDerivative · entry 3

MATROS RICHARD K · CIK 0001184158 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,588

F3 · shares: Represents shares withheld by the Issuer in accordance with Rule 16b-3 to satisfy tax withholding obligations in connection with the vesting of the PSUs, as reported herein.

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February 21, 2020 Filed Feb 26, 2020 02:09 UTC
MATROS RICHARD KDirector · Chairman, CEO and President
GrantCommon Stock 73,179 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000021 · wf-form4_158268295190494.xml · nonDerivative · entry 2

MATROS RICHARD K · CIK 0001184158 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,178

F2 · shares: Represents shares of the Issuer's Common Stock issued under the Issuer's 2009 Performance Incentive Plan subject to an annual bonus performance stock unit ("PSU") award granted on April 24, 2019, including 6,176 shares with respect to dividend equivalent payments calculated based on the market value of the Issuer's Common Stock on the applicable dividend date. The Compensation Committee determined on February 21, 2020 that the number of PSUs earned was 97.2% of the target. Upon this determination, the PSUs vested and were paid out immediately. Each PSU represented a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's achievement of an adjusted normalized funds from operations per share target for a performance period beginning January 1, 2019 and ending December 31, 2019.

Read SEC document
February 21, 2020 Filed Feb 26, 2020 02:09 UTC
MATROS RICHARD KDirector · Chairman, CEO and President
GrantCommon Stock 3,647 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000021 · wf-form4_158268295190494.xml · nonDerivative · entry 1

MATROS RICHARD K · CIK 0001184158 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,999

F1 · shares: Represents the vesting of stock units granted under the Issuer's 2009 Performance Incentive Plan subject to a funds from operations-based stock unit ("FFO units") award granted on December 16, 2016, including 821 shares with respect to dividend equivalent payments calculated based on the market value of the Issuer's Common Stock on the applicable dividend date. The Compensation Committee determined on February 21, 2020 that the number of FFO units earned was 8.0% of the target. Upon this determination, the FFO units vested immediately. Each FFO unit represented a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's achievement of a funds from operations target for a performance period beginning January 1, 2019 and ending December 31, 2019. The vested units will be paid on a one-for-one basis in shares of the Issuer's Common Stock on January 4, 2021, subject to earlier payment in the event of death, disability or change of control.

Read SEC document
February 21, 2020 Filed Mar 9, 2020 23:37 UTC Amendment
Nevo-Hacohen TalyaExecutive VP, CIO & Treasurer
Tax withholdingCommon Stock 18,836 $21.99 $414,203.64
Disclosure

SEC source: 0001510192-20-000051 · wf-form4a_158379700821599.xml · nonDerivative · entry 1

Nevo-Hacohen Talya · CIK 0001505080 · Executive VP, CIO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,084

F1 · shares: This amendment to Form 4 corrects the number of shares withheld by the Issuer in accordance with Rule 16b-3 to satisfy tax withholding obligations in connection with the issuance of shares subject to an annual bonus performance stock unit award, as reported in the original Form 4.

F2 · balance_after: Includes 126,040 stock units that, upon settlement, will be paid on a one-for-one basis in shares of the Issuer's Common Stock.

F3 · balance_after: One subsequent Form 4 filing (filed on March 3, 2020) did not reflect the correct number of shares beneficially owned by the reporting person. As of the date of this report and after giving effect to the subsequent Form 4 filing, the reporting person beneficially owns 424,375 shares of the Issuer's Common Stock.

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February 21, 2020 Filed Mar 9, 2020 23:36 UTC Amendment
Andrews Harold W. Jr.Executive VP, CFO & Secretary
Tax withholdingCommon Stock 18,836 $21.99 $414,203.64
Disclosure

SEC source: 0001510192-20-000050 · wf-form4a_158379698889460.xml · nonDerivative · entry 1

Andrews Harold W. Jr. · CIK 0001505081 · Executive VP, CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,255

F1 · shares: This amendment to Form 4 corrects the number of shares withheld by the Issuer in accordance with Rule 16b-3 to satisfy tax withholding obligations in connection with the issuance of shares subject to an annual bonus performance stock unit award, as reported in the original Form 4.

F2 · balance_after: Includes 126,040 stock units that, upon settlement, will be paid on a one-for-one basis in shares of the Issuer's Common Stock.

F3 · balance_after: One subsequent Form 4 filing (filed on March 3, 2020) did not reflect the correct number of shares beneficially owned by the reporting person. As of the date of this report and after giving effect to the subsequent Form 4 filing, the reporting person beneficially owns 429,546 shares of the Issuer's Common Stock.

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February 21, 2020 Filed Mar 9, 2020 23:36 UTC Amendment
MATROS RICHARD KDirector · Chairman, CEO and President
GiftCommon Stock 34,650 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000049 · wf-form4a_158379696819782.xml · nonDerivative · entry 3

MATROS RICHARD K · CIK 0001184158 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By R&A Matros Revocable Trust

Disclosed balance after: 1,026,967

F2 · shares: This amendment to Form 4 corrects the number of shares of the Issuer's Common Stock acquired in connection with the vesting of the PSUs that have been transferred by the reporting person to the R&A Matros Revocable Trust.

F4 · balance_after: One subsequent Form 4 filing (filed on March 3, 2020) did not reflect the correct number of shares beneficially owned by the reporting person. As of the date of this report and after giving effect to the subsequent Form 4 filing, the reporting person indirectly beneficially owns 1,027,764 shares of the Issuer's Common Stock.

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February 21, 2020 Filed Mar 9, 2020 23:36 UTC Amendment
MATROS RICHARD KDirector · Chairman, CEO and President
GiftCommon Stock 34,650 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000049 · wf-form4a_158379696819782.xml · nonDerivative · entry 2

MATROS RICHARD K · CIK 0001184158 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,999

F2 · shares: This amendment to Form 4 corrects the number of shares of the Issuer's Common Stock acquired in connection with the vesting of the PSUs that have been transferred by the reporting person to the R&A Matros Revocable Trust.

F3 · balance_after: Consists of stock units that, upon settlement, will be paid on a one-for-one basis in shares of the Issuer's Common Stock.

Read SEC document
February 21, 2020 Filed Mar 9, 2020 23:36 UTC Amendment
MATROS RICHARD KDirector · Chairman, CEO and President
Tax withholdingCommon Stock 38,529 $21.99 $847,252.71
Disclosure

SEC source: 0001510192-20-000049 · wf-form4a_158379696819782.xml · nonDerivative · entry 1

MATROS RICHARD K · CIK 0001184158 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,649

F1 · shares: This amendment to Form 4 corrects the number of shares withheld by the Issuer in accordance with Rule 16b-3 to satisfy tax withholding obligations in connection with the issuance of shares subject to an annual bonus performance stock unit ("PSU") award, as reported in the original Form 4.

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January 15, 2020 Filed Jan 17, 2020 22:55 UTC
MATROS RICHARD KDirector · Chairman, CEO and President
GrantCommon Stock 29,775 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000014 · wf-form4_157930171233972.xml · nonDerivative · entry 1

MATROS RICHARD K · CIK 0001184158 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,352

F1 · shares: Represents the vesting of stock units granted under the Issuer's 2009 Performance Incentive Plan subject to a relative total stockholder return-based stock unit ("TSR units") award granted on December 16, 2016, including 6,710 shares with respect to dividend equivalent payments calculated based on the market value of the Issuer's Common Stock on the applicable dividend date. The Compensation Committee determined on January 15, 2020 that the number of TSR units earned was 64.09% of the target, based on the percentile ranking of the Issuer's total stockholder return among the total stockholder returns for the stocks comprising a group of pre-selected peer companies over the three-year performance period. Upon this determination, the TSR units vested immediately. The vested units will be paid on a one-for-one basis in shares of the Issuer's Common Stock on January 4, 2021, subject to earlier payment in the event of death, disability or change of control.

F2 · balance_after: Consists of stock units that, upon settlement, will be paid on a one-for-one basis in shares of the Issuer's Common Stock.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:09 UTC
Nevo-Hacohen TalyaExecutive VP, CIO & Treasurer
GrantCommon Stock 13,534 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000017 · wf-form4_157930253674916.xml · nonDerivative · entry 1

Nevo-Hacohen Talya · CIK 0001505080 · Executive VP, CIO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,487

F1 · shares: Represents the vesting of stock units granted under the Issuer's 2009 Performance Incentive Plan subject to a relative total stockholder return-based stock unit ("TSR units") award granted on December 16, 2016, including 3,050 shares with respect to dividend equivalent payments calculated based on the market value of the Issuer's Common Stock on the applicable dividend date. The Compensation Committee determined on January 15, 2020 that the number of TSR units earned was 64.09% of the target, based on the percentile ranking of the Issuer's total stockholder return among the total stockholder returns for the stocks comprising a group of pre-selected peer companies over the three-year performance period. Upon this determination, the TSR units vested immediately. The vested units will be paid on a one-for-one basis in shares of the Issuer's Common Stock on January 4, 2021, subject to earlier payment in the event of death, disability or change of control.

F2 · balance_after: Includes 124,382 stock units that, upon settlement, will be paid on a one-for-one basis in shares of the Issuer's Common Stock.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 22:55 UTC
Andrews Harold W. Jr.Executive VP, CFO & Secretary
GrantCommon Stock 13,534 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000015 · wf-form4_157930173217577.xml · nonDerivative · entry 1

Andrews Harold W. Jr. · CIK 0001505081 · Executive VP, CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,658

F1 · shares: Represents the vesting of stock units granted under the Issuer's 2009 Performance Incentive Plan subject to a relative total stockholder return-based stock unit ("TSR units") award granted on December 16, 2016, including 3,050 shares with respect to dividend equivalent payments calculated based on the market value of the Issuer's Common Stock on the applicable dividend date. The Compensation Committee determined on January 15, 2020 that the number of TSR units earned was 64.09% of the target, based on the percentile ranking of the Issuer's total stockholder return among the total stockholder returns for the stocks comprising a group of pre-selected peer companies over the three-year performance period. Upon this determination, the TSR units vested immediately. The vested units will be paid on a one-for-one basis in shares of the Issuer's Common Stock on January 4, 2021, subject to earlier payment in the event of death, disability or change of control.

F2 · balance_after: Includes 124,382 stock units that, upon settlement, will be paid on a one-for-one basis in shares of the Issuer's Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.