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Nasdaq · USD

SANM

SANMINA CORP

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Tapewire entity
3522
SEC CIK
0000897723
Parsed reports
373

Last 12 months

Inside the activity.

1 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202610
Feb 202606
Mar 202600
Apr 202603
May 202608
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2017 Filed Feb 8, 2017 21:03 UTC
ANDERSON DAVID ROBERTSVP & Corp Controller
Exercise / conversionCommon Stock 15,833 $15.48 $245,015.68
Disclosure

SEC source: 0001104659-17-007419 · a4.xml · nonDerivative · entry 1

ANDERSON DAVID ROBERT · CIK 0001572376 · SVP & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:03 UTC
REID ALAN McWILLIAMSEVP, Global Human Resources
Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 10,833 $0.00 Strike: $7.99 $0.00
Disclosure

SEC source: 0001104659-17-007418 · a4.xml · derivative · entry 3

REID ALAN McWILLIAMS · CIK 0001564818 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,833 shares

Expires 2022-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:03 UTC
REID ALAN McWILLIAMSEVP, Global Human Resources
SaleCommon Stock 10,833 $40.04 $433,799.90
Disclosure

SEC source: 0001104659-17-007418 · a4.xml · nonDerivative · entry 2

REID ALAN McWILLIAMS · CIK 0001564818 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,426

F1 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $40.005 TO $40.075 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:03 UTC
REID ALAN McWILLIAMSEVP, Global Human Resources
Exercise / conversionCommon Stock 10,833 $7.99 $86,555.67
Disclosure

SEC source: 0001104659-17-007418 · a4.xml · nonDerivative · entry 1

REID ALAN McWILLIAMS · CIK 0001564818 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:02 UTC SaleCommon Stock 50,000 $40.03 $2,001,720.00
Disclosure

SEC source: 0001104659-17-007416 · a4.xml · nonDerivative · entry 1

WARD JACKIE M · CIK 0001086247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,463

F1 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $40.00 TO $40.175 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:02 UTC Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 7,181 $0.00 Strike: $24.14 $0.00
Disclosure

SEC source: 0001104659-17-006660 · a4.xml · derivative · entry 24

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,181 shares

Expires 2025-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:02 UTC Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 4,820 $0.00 Strike: $15.91 $0.00
Disclosure

SEC source: 0001104659-17-006660 · a4.xml · derivative · entry 23

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,820 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:02 UTC Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 6,367 $0.00 Strike: $11.85 $0.00
Disclosure

SEC source: 0001104659-17-006660 · a4.xml · derivative · entry 22

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,367 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:02 UTC Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 6,449 $0.00 Strike: $11.58 $0.00
Disclosure

SEC source: 0001104659-17-006660 · a4.xml · derivative · entry 21

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,449 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:02 UTC Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 8,598 $0.00 Strike: $17.06 $0.00
Disclosure

SEC source: 0001104659-17-006660 · a4.xml · derivative · entry 20

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,598 shares

Expires 2024-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:02 UTC Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 1,667 $0.00 Strike: $17.29 $0.00
Disclosure

SEC source: 0001104659-17-006660 · a4.xml · derivative · entry 19

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,667 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:02 UTC Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 1,667 $0.00 Strike: $9.78 $0.00
Disclosure

SEC source: 0001104659-17-006660 · a4.xml · derivative · entry 18

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,667 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:02 UTC Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 1,667 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0001104659-17-006660 · a4.xml · derivative · entry 17

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,667 shares

Expires 2019-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:02 UTC SaleCommon Stock 7,181 $39.53 $283,864.93
Disclosure

SEC source: 0001104659-17-006660 · a4.xml · nonDerivative · entry 16

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,095

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:02 UTC Exercise / conversionCommon Stock 7,181 $24.14 $173,349.34
Disclosure

SEC source: 0001104659-17-006660 · a4.xml · nonDerivative · entry 15

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:02 UTC SaleCommon Stock 4,820 $39.31 $189,489.14
Disclosure

SEC source: 0001104659-17-006660 · a4.xml · nonDerivative · entry 14

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,095

F1 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $39.10 TO $39.575 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:02 UTC Exercise / conversionCommon Stock 4,820 $15.91 $76,686.20
Disclosure

SEC source: 0001104659-17-006660 · a4.xml · nonDerivative · entry 13

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:02 UTC SaleCommon Stock 6,367 $39.31 $250,306.51
Disclosure

SEC source: 0001104659-17-006660 · a4.xml · nonDerivative · entry 12

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,095

F1 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $39.10 TO $39.575 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:02 UTC Exercise / conversionCommon Stock 6,367 $11.85 $75,448.95
Disclosure

SEC source: 0001104659-17-006660 · a4.xml · nonDerivative · entry 11

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:02 UTC SaleCommon Stock 6,449 $39.31 $253,530.18
Disclosure

SEC source: 0001104659-17-006660 · a4.xml · nonDerivative · entry 10

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,095

F1 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $39.10 TO $39.575 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:02 UTC Exercise / conversionCommon Stock 6,449 $11.58 $74,679.42
Disclosure

SEC source: 0001104659-17-006660 · a4.xml · nonDerivative · entry 9

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:02 UTC SaleCommon Stock 8,598 $39.31 $338,014.03
Disclosure

SEC source: 0001104659-17-006660 · a4.xml · nonDerivative · entry 8

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,095

F1 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $39.10 TO $39.575 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:02 UTC Exercise / conversionCommon Stock 8,598 $17.06 $146,681.88
Disclosure

SEC source: 0001104659-17-006660 · a4.xml · nonDerivative · entry 7

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:02 UTC SaleCommon Stock 1,667 $39.31 $65,534.94
Disclosure

SEC source: 0001104659-17-006660 · a4.xml · nonDerivative · entry 6

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,095

F1 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $39.10 TO $39.575 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:02 UTC Exercise / conversionCommon Stock 1,667 $17.29 $28,822.43
Disclosure

SEC source: 0001104659-17-006660 · a4.xml · nonDerivative · entry 5

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:02 UTC SaleCommon Stock 1,667 $39.31 $65,534.94
Disclosure

SEC source: 0001104659-17-006660 · a4.xml · nonDerivative · entry 4

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,095

F1 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $39.10 TO $39.575 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:02 UTC Exercise / conversionCommon Stock 1,667 $9.78 $16,303.26
Disclosure

SEC source: 0001104659-17-006660 · a4.xml · nonDerivative · entry 3

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:02 UTC SaleCommon Stock 1,667 $39.31 $65,534.94
Disclosure

SEC source: 0001104659-17-006660 · a4.xml · nonDerivative · entry 2

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,095

F1 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $39.10 TO $39.575 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:02 UTC Exercise / conversionCommon Stock 1,667 $1.80 $3,000.60
Disclosure

SEC source: 0001104659-17-006660 · a4.xml · nonDerivative · entry 1

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 23:34 UTC Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 7,181 $0.00 Strike: $24.14 $0.00
Disclosure

SEC source: 0001104659-16-160196 · a4.xml · derivative · entry 15

Licata Joseph G Jr · CIK 0001411131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,181 shares

Expires 2025-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 23:34 UTC Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 1,667 $0.00 Strike: $17.29 $0.00
Disclosure

SEC source: 0001104659-16-160196 · a4.xml · derivative · entry 14

Licata Joseph G Jr · CIK 0001411131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,667 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 23:34 UTC Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 4,820 $0.00 Strike: $15.91 $0.00
Disclosure

SEC source: 0001104659-16-160196 · a4.xml · derivative · entry 13

Licata Joseph G Jr · CIK 0001411131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,820 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 23:34 UTC Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 8,598 $0.00 Strike: $17.06 $0.00
Disclosure

SEC source: 0001104659-16-160196 · a4.xml · derivative · entry 12

Licata Joseph G Jr · CIK 0001411131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,598 shares

Expires 2024-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 23:34 UTC Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 865 $0.00 Strike: $12.72 $0.00
Disclosure

SEC source: 0001104659-16-160196 · a4.xml · derivative · entry 11

Licata Joseph G Jr · CIK 0001411131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 865 shares

Expires 2017-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 23:34 UTC SaleCommon Stock 7,181 $33.07 $237,482.85
Disclosure

SEC source: 0001104659-16-160196 · a4.xml · nonDerivative · entry 10

Licata Joseph G Jr · CIK 0001411131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,753

F2 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $33.00 TO $33.15 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 23:34 UTC Exercise / conversionCommon Stock 7,181 $24.14 $173,349.34
Disclosure

SEC source: 0001104659-16-160196 · a4.xml · nonDerivative · entry 9

Licata Joseph G Jr · CIK 0001411131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 23:34 UTC SaleCommon Stock 1,667 $33.48 $55,818.66
Disclosure

SEC source: 0001104659-16-160196 · a4.xml · nonDerivative · entry 8

Licata Joseph G Jr · CIK 0001411131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,753

F1 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $33.15 TO $33.80 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 23:34 UTC Exercise / conversionCommon Stock 1,667 $17.29 $28,822.43
Disclosure

SEC source: 0001104659-16-160196 · a4.xml · nonDerivative · entry 7

Licata Joseph G Jr · CIK 0001411131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 23:34 UTC SaleCommon Stock 4,820 $33.48 $161,395.29
Disclosure

SEC source: 0001104659-16-160196 · a4.xml · nonDerivative · entry 6

Licata Joseph G Jr · CIK 0001411131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,753

F1 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $33.15 TO $33.80 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

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November 30, 2016 Filed Dec 1, 2016 23:34 UTC Exercise / conversionCommon Stock 4,820 $15.91 $76,686.20
Disclosure

SEC source: 0001104659-16-160196 · a4.xml · nonDerivative · entry 5

Licata Joseph G Jr · CIK 0001411131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 30, 2016 Filed Dec 1, 2016 23:34 UTC SaleCommon Stock 8,598 $33.48 $287,899.73
Disclosure

SEC source: 0001104659-16-160196 · a4.xml · nonDerivative · entry 4

Licata Joseph G Jr · CIK 0001411131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,753

F1 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $33.15 TO $33.80 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

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November 30, 2016 Filed Dec 1, 2016 23:34 UTC Exercise / conversionCommon Stock 8,598 $17.06 $146,681.88
Disclosure

SEC source: 0001104659-16-160196 · a4.xml · nonDerivative · entry 3

Licata Joseph G Jr · CIK 0001411131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 30, 2016 Filed Dec 1, 2016 23:34 UTC SaleCommon Stock 865 $33.48 $28,964.09
Disclosure

SEC source: 0001104659-16-160196 · a4.xml · nonDerivative · entry 2

Licata Joseph G Jr · CIK 0001411131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,753

F1 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $33.15 TO $33.80 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

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November 30, 2016 Filed Dec 1, 2016 23:34 UTC Exercise / conversionCommon Stock 865 $12.72 $11,002.80
Disclosure

SEC source: 0001104659-16-160196 · a4.xml · nonDerivative · entry 1

Licata Joseph G Jr · CIK 0001411131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 23:33 UTC Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 1,667 $0.00 Strike: $23.46 $0.00
Disclosure

SEC source: 0001104659-16-160195 · a4.xml · derivative · entry 2

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,667 shares

Expires 2017-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.

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November 30, 2016 Filed Dec 1, 2016 23:33 UTC Exercise / conversionCommon Stock 1,667 $23.46 $39,107.82
Disclosure

SEC source: 0001104659-16-160195 · a4.xml · nonDerivative · entry 1

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2016 Filed Nov 23, 2016 21:08 UTC SaleCommon Stock 7,576 $31.87 $241,430.45
Disclosure

SEC source: 0001104659-16-158908 · a4.xml · nonDerivative · entry 2

WARD JACKIE M · CIK 0001086247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,463

F1 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $31.80 TO $31.95 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

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November 23, 2016 Filed Nov 28, 2016 21:06 UTC Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 8,598 $0.00 Strike: $17.06 $0.00
Disclosure

SEC source: 0001104659-16-159283 · a4.xml · derivative · entry 3

Goldsberry John · CIK 0001323560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,598 shares

Expires 2024-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.

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November 23, 2016 Filed Nov 28, 2016 21:06 UTC SaleCommon Stock 8,598 $32.69 $281,034.23
Disclosure

SEC source: 0001104659-16-159283 · a4.xml · nonDerivative · entry 2

Goldsberry John · CIK 0001323560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,505

F1 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $32.65 TO $32.70 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

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November 23, 2016 Filed Nov 28, 2016 21:06 UTC Exercise / conversionCommon Stock 8,598 $17.06 $146,681.88
Disclosure

SEC source: 0001104659-16-159283 · a4.xml · nonDerivative · entry 1

Goldsberry John · CIK 0001323560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.