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Nasdaq · USD

SAIA

SAIA INC

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3590
SEC CIK
0001177702
Parsed reports
385

Last 12 months

Inside the activity.

1 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202512
Dec 202502
Jan 202600
Feb 202609
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2020 Filed Feb 19, 2020 21:51 UTC
COL DOUGLAS LVP Finance, CFO
Exercise / conversionCommon Stock 1,630 $46.35 $75,550.50
Disclosure

SEC source: 0001562180-20-001362 · primarydocument.xml · nonDerivative · entry 1

COL DOUGLAS L · CIK 0001799742 · VP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:15 UTC
RAMU RAYMOND RExec. VP & Chief Customer Off.
Exercise / conversionStock Options (Right to Buy) · Derivative 3,580 $0.00 Strike: $46.35 $0.00
Disclosure

SEC source: 0001562180-20-001106 · primarydocument.xml · derivative · entry 4

RAMU RAYMOND R · CIK 0001641145 · Exec. VP & Chief Customer Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,580 shares

Expires 2024-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:15 UTC
RAMU RAYMOND RExec. VP & Chief Customer Off.
SaleCommon Stock 6,769 $97.02 $656,728.38
Disclosure

SEC source: 0001562180-20-001106 · primarydocument.xml · nonDerivative · entry 3

RAMU RAYMOND R · CIK 0001641145 · Exec. VP & Chief Customer Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,676

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:15 UTC
RAMU RAYMOND RExec. VP & Chief Customer Off.
SaleCommon Stock 3,580 $97.02 $347,328.38
Disclosure

SEC source: 0001562180-20-001106 · primarydocument.xml · nonDerivative · entry 2

RAMU RAYMOND R · CIK 0001641145 · Exec. VP & Chief Customer Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,445

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:15 UTC
RAMU RAYMOND RExec. VP & Chief Customer Off.
Exercise / conversionCommon Stock 3,580 $46.35 $165,933.00
Disclosure

SEC source: 0001562180-20-001106 · primarydocument.xml · nonDerivative · entry 1

RAMU RAYMOND R · CIK 0001641145 · Exec. VP & Chief Customer Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:15 UTC
ODELL RICHARD DCEO of Saia
Exercise / conversionStock Options (Right to Buy) · Derivative 9,029 $0.00 Strike: $27.45 $0.00
Disclosure

SEC source: 0001562180-20-001104 · primarydocument.xml · derivative · entry 6

ODELL RICHARD D · CIK 0001191293 · CEO of Saia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,029 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:15 UTC
ODELL RICHARD DCEO of Saia
SaleCommon Stock 9,029 $97.06 $876,393.56
Disclosure

SEC source: 0001562180-20-001104 · primarydocument.xml · nonDerivative · entry 4

ODELL RICHARD D · CIK 0001191293 · CEO of Saia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,806

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:15 UTC
ODELL RICHARD DCEO of Saia
Exercise / conversionCommon Stock 9,029 $27.45 $247,846.05
Disclosure

SEC source: 0001562180-20-001104 · primarydocument.xml · nonDerivative · entry 3

ODELL RICHARD D · CIK 0001191293 · CEO of Saia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:14 UTC SaleCommon Stock 6,400 $97.03 $620,966.40
Disclosure

SEC source: 0001562180-20-001102 · primarydocument.xml · nonDerivative · entry 2

HOLZGREFE FREDERICK J III · CIK 0001618555 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,346

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:15 UTC
PECK PAUL CExecutive VP Operations
Exercise / conversionStock Options (Right to Buy) · Derivative 1,740 $0.00 Strike: $46.35 $0.00
Disclosure

SEC source: 0001562180-20-001105 · primarydocument.xml · derivative · entry 4

PECK PAUL C · CIK 0001756698 · Executive VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,740 shares

Expires 2024-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:15 UTC
PECK PAUL CExecutive VP Operations
SaleCommon Stock 2,388 $95.87 $228,937.56
Disclosure

SEC source: 0001562180-20-001105 · primarydocument.xml · nonDerivative · entry 3

PECK PAUL C · CIK 0001756698 · Executive VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:15 UTC
PECK PAUL CExecutive VP Operations
SaleCommon Stock 1,740 $96.12 $167,249.67
Disclosure

SEC source: 0001562180-20-001105 · primarydocument.xml · nonDerivative · entry 2

PECK PAUL C · CIK 0001756698 · Executive VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,833

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:15 UTC
PECK PAUL CExecutive VP Operations
Exercise / conversionCommon Stock 1,740 $46.35 $80,649.00
Disclosure

SEC source: 0001562180-20-001105 · primarydocument.xml · nonDerivative · entry 1

PECK PAUL C · CIK 0001756698 · Executive VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:15 UTC
ODELL RICHARD DCEO of Saia
Exercise / conversionStock Options (Right to Buy) · Derivative 16,850 $0.00 Strike: $27.45 $0.00
Disclosure

SEC source: 0001562180-20-001104 · primarydocument.xml · derivative · entry 5

ODELL RICHARD D · CIK 0001191293 · CEO of Saia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,029

Underlying: Common Stock · 16,850 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:15 UTC
ODELL RICHARD DCEO of Saia
SaleCommon Stock 16,850 $97.07 $1,635,671.63
Disclosure

SEC source: 0001562180-20-001104 · primarydocument.xml · nonDerivative · entry 2

ODELL RICHARD D · CIK 0001191293 · CEO of Saia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,806

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:15 UTC
ODELL RICHARD DCEO of Saia
Exercise / conversionCommon Stock 16,850 $27.45 $462,532.50
Disclosure

SEC source: 0001562180-20-001104 · primarydocument.xml · nonDerivative · entry 1

ODELL RICHARD D · CIK 0001191293 · CEO of Saia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:14 UTC
COL DOUGLAS LVP Finance, CFO
OtherPhantom Stock · Derivative 968.577 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001103 · primarydocument.xml · derivative · entry 2

COL DOUGLAS L · CIK 0001799742 · VP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,738.522

Underlying: Common Stock · 968.577 shares

Expires not disclosed

F1 · derivative.exercise_price: The conversion rate of this derivative security on February 10, 2020 is 1.1788 resulting in 3,228.279 shares of common stock (underlying security in column 7).

F2 · derivative.exercise_date: Immediate

F3 · derivative.expiration_date: The shares of phantom stock become payable in the Company's common stock upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:14 UTC OtherPhantom Stock · Derivative 720.835 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001102 · primarydocument.xml · derivative · entry 3

HOLZGREFE FREDERICK J III · CIK 0001618555 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,026.883

Underlying: Common Stock · 720.835 shares

Expires not disclosed

F2 · derivative.exercise_price: The conversion rate of this derivative security on February 10, 2020 is 1.1788 resulting in 4,747.050 shares of common stock (underlying security in column 7).

F3 · derivative.exercise_date: Immediate

F4 · derivative.expiration_date: The shares of phantom stock become payable in the Company's common stock upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:14 UTC Tax withholdingCommon Stock 2,054 $97.06 $199,361.24
Disclosure

SEC source: 0001562180-20-001102 · primarydocument.xml · nonDerivative · entry 1

HOLZGREFE FREDERICK J III · CIK 0001618555 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,746

F1 · shares: Shares withheld at officer's election to cover tax liabilities incurred in connection with the vesting of restricted shares awarded in February 2016.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 21:31 UTC
COL DOUGLAS LVP Finance, CFO
Tax withholdingCommon Stock 193 $97.17 $18,753.81
Disclosure

SEC source: 0001562180-20-001048 · primarydocument.xml · nonDerivative · entry 4

COL DOUGLAS L · CIK 0001799742 · VP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,127

F4 · shares: Shares withheld at officer's election to cover tax liabilities incurred in connection with the vesting of restricted shares awarded in February 2017.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 21:29 UTC
ODELL RICHARD DCEO of Saia
Exercise / conversionStock Options (Right to Buy) · Derivative 31,861 $0.00 Strike: $27.45 $0.00
Disclosure

SEC source: 0001562180-20-001045 · primarydocument.xml · derivative · entry 8

ODELL RICHARD D · CIK 0001191293 · CEO of Saia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,879

Underlying: Common Stock · 31,861 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 21:29 UTC
ODELL RICHARD DCEO of Saia
Tax withholdingCommon Stock 3,491 $97.17 $339,220.47
Disclosure

SEC source: 0001562180-20-001045 · primarydocument.xml · nonDerivative · entry 6

ODELL RICHARD D · CIK 0001191293 · CEO of Saia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,806

F4 · shares: Shares withheld at officer's election to cover tax liabilities incurred in connection with the vesting of restricted shares awarded in February 2017.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 21:29 UTC
ODELL RICHARD DCEO of Saia
SaleCommon Stock 31,861 $97.89 $3,118,774.52
Disclosure

SEC source: 0001562180-20-001045 · primarydocument.xml · nonDerivative · entry 5

ODELL RICHARD D · CIK 0001191293 · CEO of Saia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,297

Read SEC document
February 07, 2020 Filed Feb 10, 2020 21:29 UTC
ODELL RICHARD DCEO of Saia
Exercise / conversionCommon Stock 31,861 $27.45 $874,584.45
Disclosure

SEC source: 0001562180-20-001045 · primarydocument.xml · nonDerivative · entry 4

ODELL RICHARD D · CIK 0001191293 · CEO of Saia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 21:38 UTC
RAMU RAYMOND RExec. VP & Chief Customer Off.
Tax withholdingCommon Stock 425 $97.17 $41,297.25
Disclosure

SEC source: 0001562180-20-001050 · primarydocument.xml · nonDerivative · entry 4

RAMU RAYMOND R · CIK 0001641145 · Exec. VP & Chief Customer Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,445

F5 · shares: Shares withheld at officer's election to cover tax liabilities incurred in connection with the vesting of restricted shares awarded in February 2017.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 21:31 UTC
MASCHMEIER STEPHANIEChief Accounting Officer
Tax withholdingCommon Stock 193 $97.17 $18,753.81
Disclosure

SEC source: 0001562180-20-001049 · primarydocument.xml · nonDerivative · entry 4

MASCHMEIER STEPHANIE · CIK 0001310590 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,676

F4 · shares: Shares withheld at officer's election to cover tax liabilities incurred in connection with the vesting of restricted shares awarded in February 2017.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 21:30 UTC
PECK PAUL CExecutive VP Operations
Tax withholdingCommon Stock 206 $97.17 $20,017.02
Disclosure

SEC source: 0001562180-20-001047 · primarydocument.xml · nonDerivative · entry 3

PECK PAUL C · CIK 0001756698 · Executive VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,833

F3 · shares: Shares withheld at officer's election to cover tax liabilities incurred in connection with the vesting of restricted shares awarded in February 2017.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 21:30 UTC Tax withholdingCommon Stock 1,101 $97.17 $106,984.17
Disclosure

SEC source: 0001562180-20-001046 · primarydocument.xml · nonDerivative · entry 4

HOLZGREFE FREDERICK J III · CIK 0001618555 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,800

F4 · shares: Shares withheld at officer's election to cover tax liabilities incurred in connection with the vesting of restricted shares awarded in February 2017.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:31 UTC
COL DOUGLAS LVP Finance, CFO
GrantStock Options (Right to Buy) · Derivative 2,820 $0.00 Strike: $100.20 $0.00
Disclosure

SEC source: 0001562180-20-001048 · primarydocument.xml · derivative · entry 5

COL DOUGLAS L · CIK 0001799742 · VP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,820

Underlying: Common Stock · 2,820 shares

Expires 2027-02-06

F5 · derivative.exercise_date: Stock Options granted as part of the long-term incentive program approved by the Compensation Committee. One-third of the award vests each year on the anniversary of the grant date.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:31 UTC
COL DOUGLAS LVP Finance, CFO
Tax withholdingCommon Stock 782 $100.20 $78,356.40
Disclosure

SEC source: 0001562180-20-001048 · primarydocument.xml · nonDerivative · entry 3

COL DOUGLAS L · CIK 0001799742 · VP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,320

F3 · shares: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the 2018 Omnibus Incentive Plan for the 1/1/17-12/31/19 performance period.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:31 UTC
COL DOUGLAS LVP Finance, CFO
GrantCommon Stock 2,562 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001048 · primarydocument.xml · nonDerivative · entry 2

COL DOUGLAS L · CIK 0001799742 · VP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,102

F2 · shares: Issuance of Performance Unit Awards under the 2018 Omnibus Incentive Plan for the 1/1/17-12/31/19 performance period.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:31 UTC
COL DOUGLAS LVP Finance, CFO
GrantCommon Stock 936 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001048 · primarydocument.xml · nonDerivative · entry 1

COL DOUGLAS L · CIK 0001799742 · VP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,540

F1 · shares: Restricted shares granted as part of the long-term incentive program approved by the Compensation Committee. The restricted stock award cliff vests in year three.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:29 UTC
ODELL RICHARD DCEO of Saia
GrantStock Options (Right to Buy) · Derivative 15,780 $0.00 Strike: $100.20 $0.00
Disclosure

SEC source: 0001562180-20-001045 · primarydocument.xml · derivative · entry 7

ODELL RICHARD D · CIK 0001191293 · CEO of Saia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,780

Underlying: Common Stock · 15,780 shares

Expires 2027-02-06

F5 · derivative.exercise_date: Stock Options granted as part of the long-term incentive program approved by the Compensation Committee. One-third of the award vests each year on the anniversary of the grant date.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:29 UTC
ODELL RICHARD DCEO of Saia
Tax withholdingCommon Stock 13,460 $100.20 $1,348,692.00
Disclosure

SEC source: 0001562180-20-001045 · primarydocument.xml · nonDerivative · entry 3

ODELL RICHARD D · CIK 0001191293 · CEO of Saia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,297

F3 · shares: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the 2018 Omnibus Incentive Plan for the 1/1/17-12/31/19 performance period.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:29 UTC
ODELL RICHARD DCEO of Saia
GrantCommon Stock 30,960 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001045 · primarydocument.xml · nonDerivative · entry 2

ODELL RICHARD D · CIK 0001191293 · CEO of Saia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,757

F2 · shares: Issuance of Performance Unit Awards under the 2018 Omnibus Incentive Plan for the 1/1/17-12/31/19 performance period.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:29 UTC
ODELL RICHARD DCEO of Saia
GrantCommon Stock 5,246 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001045 · primarydocument.xml · nonDerivative · entry 1

ODELL RICHARD D · CIK 0001191293 · CEO of Saia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,797

F1 · shares: Restricted shares granted as part of the long-term incentive program approved by the Compensation Committee. The restricted stock award cliff vests in year three.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:38 UTC
RAMU RAYMOND RExec. VP & Chief Customer Off.
GrantStock Options (Right to Buy) · Derivative 4,880 $0.00 Strike: $100.20 $0.00
Disclosure

SEC source: 0001562180-20-001050 · primarydocument.xml · derivative · entry 5

RAMU RAYMOND R · CIK 0001641145 · Exec. VP & Chief Customer Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,880

Underlying: Common Stock · 4,880 shares

Expires 2027-02-06

F6 · derivative.exercise_date: Stock Options granted as part of the long-term incentive program approved by the Compensation Committee. One-third of the award vests each year on the anniversary of the grant date.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:38 UTC
RAMU RAYMOND RExec. VP & Chief Customer Off.
GrantCommon Stock 5,640 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001050 · primarydocument.xml · nonDerivative · entry 3

RAMU RAYMOND R · CIK 0001641145 · Exec. VP & Chief Customer Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,870

F4 · shares: Issuance of Performance Unit Awards under the 2018 Omnibus Incentive Plan for the 1/1/17-12/31/19 performance period.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:38 UTC
RAMU RAYMOND RExec. VP & Chief Customer Off.
Tax withholdingCommon Stock 1,698 $100.20 $170,139.60
Disclosure

SEC source: 0001562180-20-001050 · primarydocument.xml · nonDerivative · entry 2

RAMU RAYMOND R · CIK 0001641145 · Exec. VP & Chief Customer Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,230

F3 · shares: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the 2018 Omnibus Incentive Plan for the 1/1/17-12/31/19 performance period.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:38 UTC
RAMU RAYMOND RExec. VP & Chief Customer Off.
GrantCommon Stock 1,621 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001050 · primarydocument.xml · nonDerivative · entry 1

RAMU RAYMOND R · CIK 0001641145 · Exec. VP & Chief Customer Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,928

F1 · shares: Restricted shares granted as part of the long-term incentive program approved by the Compensation Committee. The restricted stock award cliff vests in year three.

F2 · balance_after: Reflects certain transactions since the reporting person's last Form 4 that were exempt under Rule 16a-12.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:31 UTC
MASCHMEIER STEPHANIEChief Accounting Officer
GrantStock Options (Right to Buy) · Derivative 1,450 $0.00 Strike: $100.20 $0.00
Disclosure

SEC source: 0001562180-20-001049 · primarydocument.xml · derivative · entry 5

MASCHMEIER STEPHANIE · CIK 0001310590 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,450

Underlying: Common Stock · 1,450 shares

Expires 2027-02-06

F5 · derivative.exercise_date: Stock Options granted as part of the long-term incentive program approved by the Compensation Committee. One-third of the award vests each year on the anniversary of the grant date.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:31 UTC
MASCHMEIER STEPHANIEChief Accounting Officer
GrantCommon Stock 2,562 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001049 · primarydocument.xml · nonDerivative · entry 3

MASCHMEIER STEPHANIE · CIK 0001310590 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,869

F3 · shares: Issuance of Performance Unit Awards under the 2018 Omnibus Incentive Plan for the 1/1/17-12/31/19 performance period.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:31 UTC
MASCHMEIER STEPHANIEChief Accounting Officer
Tax withholdingCommon Stock 784 $100.20 $78,556.80
Disclosure

SEC source: 0001562180-20-001049 · primarydocument.xml · nonDerivative · entry 2

MASCHMEIER STEPHANIE · CIK 0001310590 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,307

F2 · shares: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the 2018 Omnibus Incentive Plan for the 1/1/17-12/31/19 performance period.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:31 UTC
MASCHMEIER STEPHANIEChief Accounting Officer
GrantCommon Stock 481 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001049 · primarydocument.xml · nonDerivative · entry 1

MASCHMEIER STEPHANIE · CIK 0001310590 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,091

F1 · shares: Restricted shares granted as part of the long-term incentive program approved by the Compensation Committee. The restricted stock award cliff vests in year three.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:30 UTC
PECK PAUL CExecutive VP Operations
Tax withholdingCommon Stock 823 $100.20 $82,464.60
Disclosure

SEC source: 0001562180-20-001047 · primarydocument.xml · nonDerivative · entry 2

PECK PAUL C · CIK 0001756698 · Executive VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,039

F2 · shares: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the 2018 Omnibus Incentive Plan for the 1/1/17-12/31/19 performance period.

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February 06, 2020 Filed Feb 10, 2020 21:30 UTC
PECK PAUL CExecutive VP Operations
GrantCommon Stock 2,734 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001047 · primarydocument.xml · nonDerivative · entry 1

PECK PAUL C · CIK 0001756698 · Executive VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,862

F1 · shares: Issuance of Performance Unit Awards under the 2018 Omnibus Incentive Plan for the 1/1/17-12/31/19 performance period.

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February 06, 2020 Filed Feb 10, 2020 21:30 UTC GrantStock Options (Right to Buy) · Derivative 7,660 $0.00 Strike: $100.20 $0.00
Disclosure

SEC source: 0001562180-20-001046 · primarydocument.xml · derivative · entry 5

HOLZGREFE FREDERICK J III · CIK 0001618555 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,660

Underlying: Common Stock · 7,660 shares

Expires 2027-02-06

F5 · derivative.exercise_date: Stock Options granted as part of the long-term incentive program approved by the Compensation Committee. One-third of the award vests each year on the anniversary of the grant date.

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February 06, 2020 Filed Feb 10, 2020 21:30 UTC Tax withholdingCommon Stock 3,397 $100.20 $340,379.40
Disclosure

SEC source: 0001562180-20-001046 · primarydocument.xml · nonDerivative · entry 3

HOLZGREFE FREDERICK J III · CIK 0001618555 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,901

F3 · shares: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the 2018 Omnibus Incentive Plan for the 1/1/17-12/31/19 performance period.

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February 06, 2020 Filed Feb 10, 2020 21:30 UTC GrantCommon Stock 9,766 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001046 · primarydocument.xml · nonDerivative · entry 2

HOLZGREFE FREDERICK J III · CIK 0001618555 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,298

F2 · shares: Issuance of Performance Unit Awards under the 2018 Omnibus Incentive Plan for the 1/1/17-12/31/19 performance period.

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February 06, 2020 Filed Feb 10, 2020 21:30 UTC GrantCommon Stock 2,546 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001046 · primarydocument.xml · nonDerivative · entry 1

HOLZGREFE FREDERICK J III · CIK 0001618555 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,532

F1 · shares: Restricted shares granted as part of the long-term incentive program approved by the Compensation Committee. The restricted stock award cliff vests in year three.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.