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Nasdaq · USD

RYM

RYTHM, Inc.

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Tapewire entity
2092
SEC CIK
0001800637
Parsed reports
149

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 2026011
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 03, 2024 Filed Dec 6, 2024 02:01 UTC
Towns BrianEVP - Extraction
SaleCommon Stock 200 $45.60 $9,120.00
Disclosure

SEC source: 0001213900-24-106159 · ownership.xml · nonDerivative · entry 10

Towns Brian · CIK 0001981415 · EVP - Extraction

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,314

F1 · kind: These shares of common stock were sold by the reporting person to cover taxes associated with the settlement of certain restricted stock units that were initially granted to the reporting person on November 28, 2023.

Read SEC document
December 03, 2024 Filed Dec 6, 2024 02:01 UTC
Towns BrianEVP - Extraction
SaleCommon Stock 203 $44.76 $9,085.67
Disclosure

SEC source: 0001213900-24-106159 · ownership.xml · nonDerivative · entry 9

Towns Brian · CIK 0001981415 · EVP - Extraction

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,514

F1 · kind: These shares of common stock were sold by the reporting person to cover taxes associated with the settlement of certain restricted stock units that were initially granted to the reporting person on November 28, 2023.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.50 to $45.20, inclusive.

Read SEC document
December 03, 2024 Filed Dec 6, 2024 02:01 UTC
Towns BrianEVP - Extraction
SaleCommon Stock 497 $43.90 $21,816.31
Disclosure

SEC source: 0001213900-24-106159 · ownership.xml · nonDerivative · entry 8

Towns Brian · CIK 0001981415 · EVP - Extraction

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,717

F1 · kind: These shares of common stock were sold by the reporting person to cover taxes associated with the settlement of certain restricted stock units that were initially granted to the reporting person on November 28, 2023.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.47 to $44.44, inclusive.

Read SEC document
December 03, 2024 Filed Dec 6, 2024 02:01 UTC
Towns BrianEVP - Extraction
SaleCommon Stock 400 $42.53 $17,010.00
Disclosure

SEC source: 0001213900-24-106159 · ownership.xml · nonDerivative · entry 7

Towns Brian · CIK 0001981415 · EVP - Extraction

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,214

F1 · kind: These shares of common stock were sold by the reporting person to cover taxes associated with the settlement of certain restricted stock units that were initially granted to the reporting person on November 28, 2023.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.06 to $43.04, inclusive.

Read SEC document
December 03, 2024 Filed Dec 6, 2024 02:01 UTC
Towns BrianEVP - Extraction
SaleCommon Stock 900 $41.33 $37,198.80
Disclosure

SEC source: 0001213900-24-106159 · ownership.xml · nonDerivative · entry 6

Towns Brian · CIK 0001981415 · EVP - Extraction

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,614

F1 · kind: These shares of common stock were sold by the reporting person to cover taxes associated with the settlement of certain restricted stock units that were initially granted to the reporting person on November 28, 2023.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.055 to $42.02, inclusive.

Read SEC document
December 03, 2024 Filed Dec 6, 2024 02:01 UTC
Towns BrianEVP - Extraction
SaleCommon Stock 1,125 $40.47 $45,532.13
Disclosure

SEC source: 0001213900-24-106159 · ownership.xml · nonDerivative · entry 5

Towns Brian · CIK 0001981415 · EVP - Extraction

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,514

F1 · kind: These shares of common stock were sold by the reporting person to cover taxes associated with the settlement of certain restricted stock units that were initially granted to the reporting person on November 28, 2023.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.05 to $41.01, inclusive.

Read SEC document
December 03, 2024 Filed Dec 6, 2024 02:01 UTC
Towns BrianEVP - Extraction
SaleCommon Stock 1,075 $39.76 $42,745.23
Disclosure

SEC source: 0001213900-24-106159 · ownership.xml · nonDerivative · entry 4

Towns Brian · CIK 0001981415 · EVP - Extraction

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,639

F1 · kind: These shares of common stock were sold by the reporting person to cover taxes associated with the settlement of certain restricted stock units that were initially granted to the reporting person on November 28, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.005 to $40.00, inclusive.

Read SEC document
December 03, 2024 Filed Dec 6, 2024 02:01 UTC
Towns BrianEVP - Extraction
SaleCommon Stock 30 $35.16 $1,054.80
Disclosure

SEC source: 0001213900-24-106159 · ownership.xml · nonDerivative · entry 3

Towns Brian · CIK 0001981415 · EVP - Extraction

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,714

F1 · kind: These shares of common stock were sold by the reporting person to cover taxes associated with the settlement of certain restricted stock units that were initially granted to the reporting person on November 28, 2023.

Read SEC document
December 03, 2024 Filed Dec 6, 2024 02:01 UTC
Towns BrianEVP - Extraction
SaleCommon Stock 370 $34.53 $12,776.47
Disclosure

SEC source: 0001213900-24-106159 · ownership.xml · nonDerivative · entry 2

Towns Brian · CIK 0001981415 · EVP - Extraction

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,744

F1 · kind: These shares of common stock were sold by the reporting person to cover taxes associated with the settlement of certain restricted stock units that were initially granted to the reporting person on November 28, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.04 to $35.02, inclusive.

Read SEC document
December 03, 2024 Filed Dec 6, 2024 02:01 UTC
Towns BrianEVP - Extraction
SaleCommon Stock 482 $33.12 $15,965.29
Disclosure

SEC source: 0001213900-24-106159 · ownership.xml · nonDerivative · entry 1

Towns Brian · CIK 0001981415 · EVP - Extraction

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,114

F1 · kind: These shares of common stock were sold by the reporting person to cover taxes associated with the settlement of certain restricted stock units that were initially granted to the reporting person on November 28, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.81 to $33.7056, inclusive. The reporting person hereby undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (9) to this Form 4.

Read SEC document
December 03, 2024 Filed Dec 6, 2024 02:00 UTC
Kessler David AaronChief Science Officer
SaleCommon Stock 314 $45.62 $14,323.99
Disclosure

SEC source: 0001213900-24-106156 · ownership.xml · nonDerivative · entry 13

Kessler David Aaron · CIK 0001941459 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.20 to $46.00, inclusive.

Read SEC document
December 03, 2024 Filed Dec 6, 2024 02:00 UTC
Kessler David AaronChief Science Officer
SaleCommon Stock 200 $44.57 $8,914.00
Disclosure

SEC source: 0001213900-24-106156 · ownership.xml · nonDerivative · entry 12

Kessler David Aaron · CIK 0001941459 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.14 to $45.00, inclusive.

Read SEC document
December 03, 2024 Filed Dec 6, 2024 02:00 UTC
Kessler David AaronChief Science Officer
SaleCommon Stock 572 $43.14 $24,674.76
Disclosure

SEC source: 0001213900-24-106156 · ownership.xml · nonDerivative · entry 11

Kessler David Aaron · CIK 0001941459 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 514

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.24, inclusive.

Read SEC document
December 03, 2024 Filed Dec 6, 2024 02:00 UTC
Kessler David AaronChief Science Officer
SaleCommon Stock 400 $42.12 $16,847.80
Disclosure

SEC source: 0001213900-24-106156 · ownership.xml · nonDerivative · entry 10

Kessler David Aaron · CIK 0001941459 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,086

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.715 to $42.68, inclusive.

Read SEC document
December 03, 2024 Filed Dec 6, 2024 02:00 UTC
Kessler David AaronChief Science Officer
SaleCommon Stock 1,173 $40.07 $46,998.59
Disclosure

SEC source: 0001213900-24-106156 · ownership.xml · nonDerivative · entry 9

Kessler David Aaron · CIK 0001941459 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,486

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.59 to $41.50, inclusive.

Read SEC document
December 03, 2024 Filed Dec 6, 2024 02:00 UTC
Kessler David AaronChief Science Officer
SaleCommon Stock 2,551 $39.98 $101,985.15
Disclosure

SEC source: 0001213900-24-106156 · ownership.xml · nonDerivative · entry 8

Kessler David Aaron · CIK 0001941459 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,659

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.50 to $40.41, inclusive.

Read SEC document
December 03, 2024 Filed Dec 6, 2024 02:00 UTC
Kessler David AaronChief Science Officer
SaleCommon Stock 1,100 $38.78 $42,656.79
Disclosure

SEC source: 0001213900-24-106156 · ownership.xml · nonDerivative · entry 7

Kessler David Aaron · CIK 0001941459 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,210

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.425 to $39.02, inclusive.

Read SEC document
December 03, 2024 Filed Dec 6, 2024 02:00 UTC
Kessler David AaronChief Science Officer
SaleCommon Stock 575 $37.66 $21,656.05
Disclosure

SEC source: 0001213900-24-106156 · ownership.xml · nonDerivative · entry 6

Kessler David Aaron · CIK 0001941459 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,310

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.40 to $38.385, inclusive.

Read SEC document
December 03, 2024 Filed Dec 6, 2024 02:00 UTC
Kessler David AaronChief Science Officer
SaleCommon Stock 1,160 $37.22 $43,175.55
Disclosure

SEC source: 0001213900-24-106156 · ownership.xml · nonDerivative · entry 5

Kessler David Aaron · CIK 0001941459 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,885

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.40 to $37.35, inclusive.

Read SEC document
December 03, 2024 Filed Dec 6, 2024 02:00 UTC
Kessler David AaronChief Science Officer
SaleCommon Stock 865 $35.80 $30,966.14
Disclosure

SEC source: 0001213900-24-106156 · ownership.xml · nonDerivative · entry 4

Kessler David Aaron · CIK 0001941459 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,045

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.32 to $36.30, inclusive.

Read SEC document
December 03, 2024 Filed Dec 6, 2024 02:00 UTC
Kessler David AaronChief Science Officer
SaleCommon Stock 1,093 $34.74 $37,972.90
Disclosure

SEC source: 0001213900-24-106156 · ownership.xml · nonDerivative · entry 3

Kessler David Aaron · CIK 0001941459 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,910

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.26 to $35.25, inclusive.

Read SEC document
December 03, 2024 Filed Dec 6, 2024 02:00 UTC
Kessler David AaronChief Science Officer
SaleCommon Stock 1,514 $33.66 $50,965.48
Disclosure

SEC source: 0001213900-24-106156 · ownership.xml · nonDerivative · entry 2

Kessler David Aaron · CIK 0001941459 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,003

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.26 to $34.19, inclusive.

Read SEC document
December 03, 2024 Filed Dec 6, 2024 02:00 UTC
Kessler David AaronChief Science Officer
SaleCommon Stock 2,081 $32.66 $67,956.93
Disclosure

SEC source: 0001213900-24-106156 · ownership.xml · nonDerivative · entry 1

Kessler David Aaron · CIK 0001941459 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,517

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.605 to $33.25, inclusive. The reporting person hereby undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (13) to this Form 4.

Read SEC document
November 28, 2024 Filed Dec 2, 2024 22:43 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,097 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-104690 · ownership.xml · derivative · entry 2

MAHONEY TIMOTHY · CIK 0000926012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of the issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on November 28, 2024.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F3 · derivative.exercise_date: On November 28, 2023, the reporting person was granted 1,097 restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. All of the restricted stock units vested on November 28, 2024.

F3 · derivative.expiration_date: On November 28, 2023, the reporting person was granted 1,097 restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. All of the restricted stock units vested on November 28, 2024.

Read SEC document
November 28, 2024 Filed Dec 2, 2024 22:43 UTC Exercise / conversionCommon Stock 1,097 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-104690 · ownership.xml · nonDerivative · entry 1

MAHONEY TIMOTHY · CIK 0000926012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of the issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on November 28, 2024.

Read SEC document
November 28, 2024 Filed Dec 2, 2024 22:38 UTC
Holtzman MaxDirector
Exercise / conversionRestricted Stock Unit · Derivative 1,097 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-104683 · ownership.xml · derivative · entry 2

Holtzman Max · CIK 0001938929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of the issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on November 28, 2024.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F3 · derivative.exercise_date: On November 28, 2023, the reporting person was granted 1,097 restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan (the "Plan"). All of the restricted stock units vested on November 28, 2024.

F3 · derivative.expiration_date: On November 28, 2023, the reporting person was granted 1,097 restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan (the "Plan"). All of the restricted stock units vested on November 28, 2024.

Read SEC document
November 28, 2024 Filed Dec 2, 2024 22:38 UTC
Holtzman MaxDirector
Exercise / conversionCommon Stock 1,097 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-104683 · ownership.xml · nonDerivative · entry 1

Holtzman Max · CIK 0001938929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of the issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on November 28, 2024.

Read SEC document
November 28, 2024 Filed Dec 2, 2024 22:45 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,097 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-104693 · ownership.xml · derivative · entry 2

Varier Krishnan · CIK 0001834250 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of the issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on November 28, 2024.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F3 · derivative.exercise_date: On November 28, 2023, the reporting person was granted 1,097 restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. All of the restricted stock units vested on November 28, 2024.

F3 · derivative.expiration_date: On November 28, 2023, the reporting person was granted 1,097 restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. All of the restricted stock units vested on November 28, 2024.

Read SEC document
November 28, 2024 Filed Dec 2, 2024 22:45 UTC Exercise / conversionCommon Stock 1,097 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-104693 · ownership.xml · nonDerivative · entry 1

Varier Krishnan · CIK 0001834250 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of the issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on November 28, 2024.

Read SEC document
November 28, 2024 Filed Dec 2, 2024 22:41 UTC
Kessler David AaronChief Science Officer
Exercise / conversionRestricted Stock Unit · Derivative 13,597 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-104688 · ownership.xml · derivative · entry 2

Kessler David Aaron · CIK 0001941459 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,597 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of the issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on November 28, 2024.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F3 · derivative.exercise_date: On November 28, 2023, the reporting person was granted 13,597 restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. All of the restricted stock units vested on November 28, 2024.

F3 · derivative.expiration_date: On November 28, 2023, the reporting person was granted 13,597 restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. All of the restricted stock units vested on November 28, 2024.

Read SEC document
November 28, 2024 Filed Dec 2, 2024 22:41 UTC
Kessler David AaronChief Science Officer
Exercise / conversionCommon Stock 13,597 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-104688 · ownership.xml · nonDerivative · entry 1

Kessler David Aaron · CIK 0001941459 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of the issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on November 28, 2024.

Read SEC document
November 28, 2024 Filed Dec 2, 2024 22:37 UTC
Towns BrianEVP - Extraction
Exercise / conversionRestricted Stock Unit · Derivative 13,597 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-104681 · ownership.xml · derivative · entry 2

Towns Brian · CIK 0001981415 · EVP - Extraction

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,597 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of the issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on November 28, 2024.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F3 · derivative.exercise_date: On November 28, 2023, the reporting person was granted 13,597 restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. All of the restricted stock units vested on November 28, 2024.

F3 · derivative.expiration_date: On November 28, 2023, the reporting person was granted 13,597 restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. All of the restricted stock units vested on November 28, 2024.

Read SEC document
November 28, 2024 Filed Dec 2, 2024 22:37 UTC
Towns BrianEVP - Extraction
Exercise / conversionCommon Stock 13,597 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-104681 · ownership.xml · nonDerivative · entry 1

Towns Brian · CIK 0001981415 · EVP - Extraction

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of the issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on November 28, 2024.

Read SEC document
November 22, 2024 Filed Nov 25, 2024 22:28 UTC
Kovler BenjaminDirector · Interim CEO
PurchaseCommon Stock 420 $44.81 $18,821.80
Disclosure

SEC source: 0001213900-24-102281 · ownership.xml · nonDerivative · entry 3

Kovler Benjamin · CIK 0001803392 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By daughter

Disclosed balance after: 420

Read SEC document
November 22, 2024 Filed Nov 25, 2024 22:28 UTC
Kovler BenjaminDirector · Interim CEO
PurchaseCommon Stock 420 $44.81 $18,821.80
Disclosure

SEC source: 0001213900-24-102281 · ownership.xml · nonDerivative · entry 2

Kovler Benjamin · CIK 0001803392 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By daughter

Disclosed balance after: 420

Read SEC document
November 22, 2024 Filed Nov 25, 2024 22:28 UTC
Kovler BenjaminDirector · Interim CEO
PurchaseCommon Stock 5,000 $45.89 $229,471.50
Disclosure

SEC source: 0001213900-24-102281 · ownership.xml · nonDerivative · entry 1

Kovler Benjamin · CIK 0001803392 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

F1 · price: Price represents the weighted average purchase price of the shares acquired ranging from $45.62 to $45.8999 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 20, 2024 Filed Nov 22, 2024 01:00 UTC
Kovler BenjaminDirector · Interim CEO
GrantCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-101144 · ownership.xml · nonDerivative · entry 1

Kovler Benjamin · CIK 0001803392 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F4 · price: The reported securities were purchased by the Reporting Person for a purchase price of $38.76 per share of common stock in connection with the Issuer's private placement that closed on November 21, 2024, which purchase price was determined in accordance with applicable Nasdaq listing rules.

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November 19, 2024 Filed Nov 22, 2024 01:00 UTC GrantRestricted Stock Unit · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-101148 · ownership.xml · derivative · entry 1

MAHONEY TIMOTHY · CIK 0000926012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F3 · derivative.exercise_date: 100% of the restricted stock units will vest on November 19, 2025, subject to obtaining shareholder approval for an increase in shares available under the Plan sufficient to grant shares of common stock underlying the restricted stock units, and subject to the reporting person's continuous service to the issuer through such vesting date.

F3 · derivative.expiration_date: 100% of the restricted stock units will vest on November 19, 2025, subject to obtaining shareholder approval for an increase in shares available under the Plan sufficient to grant shares of common stock underlying the restricted stock units, and subject to the reporting person's continuous service to the issuer through such vesting date.

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November 19, 2024 Filed Nov 21, 2024 20:00 UTC GrantRestricted Stock Unit · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-101143 · ownership.xml · derivative · entry 1

DREXLER RICHARD A · CIK 0001106873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F3 · derivative.exercise_date: 100% of the restricted stock units will vest on November 19, 2025, subject to obtaining shareholder approval for an increase in shares available under the Plan sufficient to grant shares of common stock underlying the restricted stock units, and subject to the reporting person's continuous service to the issuer through such vesting date.

F3 · derivative.expiration_date: 100% of the restricted stock units will vest on November 19, 2025, subject to obtaining shareholder approval for an increase in shares available under the Plan sufficient to grant shares of common stock underlying the restricted stock units, and subject to the reporting person's continuous service to the issuer through such vesting date.

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November 19, 2024 Filed Nov 22, 2024 01:00 UTC
Vakili ArmonDirector
GrantRestricted Stock Unit · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-101145 · ownership.xml · derivative · entry 1

Vakili Armon · CIK 0002044319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F3 · derivative.exercise_date: 100% of the restricted stock units will vest on November 19, 2025, subject to obtaining shareholder approval for an increase in shares available under the Plan sufficient to grant shares of common stock underlying the restricted stock units, and subject to the reporting person's continuous service to the issuer through such vesting date.

F3 · derivative.expiration_date: 100% of the restricted stock units will vest on November 19, 2025, subject to obtaining shareholder approval for an increase in shares available under the Plan sufficient to grant shares of common stock underlying the restricted stock units, and subject to the reporting person's continuous service to the issuer through such vesting date.

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November 19, 2024 Filed Nov 22, 2024 01:00 UTC
Holtzman MaxDirector
GrantRestricted Stock Unit · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-101146 · ownership.xml · derivative · entry 1

Holtzman Max · CIK 0001938929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F3 · derivative.exercise_date: 100% of the restricted stock units will vest on November 19, 2025, subject to obtaining shareholder approval for an increase in shares available under the Plan sufficient to grant shares of common stock underlying the restricted stock units, and subject to the reporting person's continuous service to the issuer through such vesting date.

F3 · derivative.expiration_date: 100% of the restricted stock units will vest on November 19, 2025, subject to obtaining shareholder approval for an increase in shares available under the Plan sufficient to grant shares of common stock underlying the restricted stock units, and subject to the reporting person's continuous service to the issuer through such vesting date.

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November 19, 2024 Filed Nov 22, 2024 01:00 UTC GrantRestricted Stock Unit · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-101147 · ownership.xml · derivative · entry 1

Varier Krishnan · CIK 0001834250 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F3 · derivative.exercise_date: 100% of the restricted stock units will vest on November 19, 2025, subject to obtaining shareholder approval for an increase in shares available under the Plan sufficient to grant shares of common stock underlying the restricted stock units, and subject to the reporting person's continuous service to the issuer through such vesting date.

F3 · derivative.expiration_date: 100% of the restricted stock units will vest on November 19, 2025, subject to obtaining shareholder approval for an increase in shares available under the Plan sufficient to grant shares of common stock underlying the restricted stock units, and subject to the reporting person's continuous service to the issuer through such vesting date.

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November 19, 2024 Filed Nov 22, 2024 01:00 UTC
Kovler BenjaminDirector · Interim CEO
GrantRestricted Stock Unit · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-101144 · ownership.xml · derivative · entry 2

Kovler Benjamin · CIK 0001803392 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F3 · derivative.exercise_date: 100% of the restricted stock units will vest on November 19, 2025, subject to obtaining shareholder approval for an increase in shares available under the Plan sufficient to grant shares of common stock underlying the restricted stock units, and subject to the reporting person's continuous service to the issuer through such vesting date.

F3 · derivative.expiration_date: 100% of the restricted stock units will vest on November 19, 2025, subject to obtaining shareholder approval for an increase in shares available under the Plan sufficient to grant shares of common stock underlying the restricted stock units, and subject to the reporting person's continuous service to the issuer through such vesting date.

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November 05, 2024 Filed Nov 7, 2024 21:51 UTC SalePre-Funded Warrants (right to buy) · Derivative 5,069,162 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001213900-24-095557 · ownership.xml · derivative · entry 4

Chan I-Tseng Jenny · CIK 0002009461 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By CP Acquisitions, LLC

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · kind: On November 5, 2024, each of M Zion Capital, LLC, M Olivet Capital, LLC and M Cannan Capital, LLC, and CP Acquisitions, LLC ("CP Acquisitions"), an entity affiliated with and controlled by Raymond Chang, the former Chairman and Chief Executive Officer of the Issuer and by I-Tseng Jenny Chan, a former member of the Issuer's Board of Directors, entered into a purchase agreement whereby CP Acquisitions sold all of its non-derivative and derivative securities in Issuer to a third party purchaser. In connection with this transaction, the Reporting Person resigned from the board of the Issuer, effective November 5, 2024. Pursuant to this transaction, each of M Zion Capital, LLC, M Olivet Capital, LLC and M Cannan Capital, LLC sold all of its non-derivative and derivative securities in Issuer to a third party purchaser.

F3 · price: There was no per share purchase price, and the assets included other consideration aside from the Reporting Person's equity. The total purchase price paid by the buyer to all sellers was $18,280,000.00.

F1 · derivative.exercise_date: On November 5, 2024, each of M Zion Capital, LLC, M Olivet Capital, LLC and M Cannan Capital, LLC, and CP Acquisitions, LLC ("CP Acquisitions"), an entity affiliated with and controlled by Raymond Chang, the former Chairman and Chief Executive Officer of the Issuer and by I-Tseng Jenny Chan, a former member of the Issuer's Board of Directors, entered into a purchase agreement whereby CP Acquisitions sold all of its non-derivative and derivative securities in Issuer to a third party purchaser. In connection with this transaction, the Reporting Person resigned from the board of the Issuer, effective November 5, 2024. Pursuant to this transaction, each of M Zion Capital, LLC, M Olivet Capital, LLC and M Cannan Capital, LLC sold all of its non-derivative and derivative securities in Issuer to a third party purchaser.

F1 · derivative.expiration_date: On November 5, 2024, each of M Zion Capital, LLC, M Olivet Capital, LLC and M Cannan Capital, LLC, and CP Acquisitions, LLC ("CP Acquisitions"), an entity affiliated with and controlled by Raymond Chang, the former Chairman and Chief Executive Officer of the Issuer and by I-Tseng Jenny Chan, a former member of the Issuer's Board of Directors, entered into a purchase agreement whereby CP Acquisitions sold all of its non-derivative and derivative securities in Issuer to a third party purchaser. In connection with this transaction, the Reporting Person resigned from the board of the Issuer, effective November 5, 2024. Pursuant to this transaction, each of M Zion Capital, LLC, M Olivet Capital, LLC and M Cannan Capital, LLC sold all of its non-derivative and derivative securities in Issuer to a third party purchaser.

F1 · derivative.underlying_shares: On November 5, 2024, each of M Zion Capital, LLC, M Olivet Capital, LLC and M Cannan Capital, LLC, and CP Acquisitions, LLC ("CP Acquisitions"), an entity affiliated with and controlled by Raymond Chang, the former Chairman and Chief Executive Officer of the Issuer and by I-Tseng Jenny Chan, a former member of the Issuer's Board of Directors, entered into a purchase agreement whereby CP Acquisitions sold all of its non-derivative and derivative securities in Issuer to a third party purchaser. In connection with this transaction, the Reporting Person resigned from the board of the Issuer, effective November 5, 2024. Pursuant to this transaction, each of M Zion Capital, LLC, M Olivet Capital, LLC and M Cannan Capital, LLC sold all of its non-derivative and derivative securities in Issuer to a third party purchaser.

F1 · balance_after: On November 5, 2024, each of M Zion Capital, LLC, M Olivet Capital, LLC and M Cannan Capital, LLC, and CP Acquisitions, LLC ("CP Acquisitions"), an entity affiliated with and controlled by Raymond Chang, the former Chairman and Chief Executive Officer of the Issuer and by I-Tseng Jenny Chan, a former member of the Issuer's Board of Directors, entered into a purchase agreement whereby CP Acquisitions sold all of its non-derivative and derivative securities in Issuer to a third party purchaser. In connection with this transaction, the Reporting Person resigned from the board of the Issuer, effective November 5, 2024. Pursuant to this transaction, each of M Zion Capital, LLC, M Olivet Capital, LLC and M Cannan Capital, LLC sold all of its non-derivative and derivative securities in Issuer to a third party purchaser.

F4 · ownership.nature: CP Acquisitions is an entity controlled by the reporting person, and the reported securities may be deemed to be indirectly beneficially owned by the reporting person. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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November 05, 2024 Filed Nov 7, 2024 21:51 UTC SaleCommon Stock 67,997 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-095557 · ownership.xml · nonDerivative · entry 3

Chan I-Tseng Jenny · CIK 0002009461 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By M Cannan Capital, LLC

Disclosed balance after: 0

F1 · kind: On November 5, 2024, each of M Zion Capital, LLC, M Olivet Capital, LLC and M Cannan Capital, LLC, and CP Acquisitions, LLC ("CP Acquisitions"), an entity affiliated with and controlled by Raymond Chang, the former Chairman and Chief Executive Officer of the Issuer and by I-Tseng Jenny Chan, a former member of the Issuer's Board of Directors, entered into a purchase agreement whereby CP Acquisitions sold all of its non-derivative and derivative securities in Issuer to a third party purchaser. In connection with this transaction, the Reporting Person resigned from the board of the Issuer, effective November 5, 2024. Pursuant to this transaction, each of M Zion Capital, LLC, M Olivet Capital, LLC and M Cannan Capital, LLC sold all of its non-derivative and derivative securities in Issuer to a third party purchaser.

F3 · price: There was no per share purchase price, and the assets included other consideration aside from the Reporting Person's equity. The total purchase price paid by the buyer to all sellers was $18,280,000.00.

F2 · ownership.nature: M Zion Capital, LLC, M Olivet Capital, LLC and M Cannan Capital, LLC are entities controlled by the reporting person, and the reported securities may be deemed to be indirectly beneficially owned by the reporting person. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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November 05, 2024 Filed Nov 7, 2024 21:51 UTC SaleCommon Stock 67,997 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-095557 · ownership.xml · nonDerivative · entry 2

Chan I-Tseng Jenny · CIK 0002009461 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By M Olivet Capital, LLC

Disclosed balance after: 0

F1 · kind: On November 5, 2024, each of M Zion Capital, LLC, M Olivet Capital, LLC and M Cannan Capital, LLC, and CP Acquisitions, LLC ("CP Acquisitions"), an entity affiliated with and controlled by Raymond Chang, the former Chairman and Chief Executive Officer of the Issuer and by I-Tseng Jenny Chan, a former member of the Issuer's Board of Directors, entered into a purchase agreement whereby CP Acquisitions sold all of its non-derivative and derivative securities in Issuer to a third party purchaser. In connection with this transaction, the Reporting Person resigned from the board of the Issuer, effective November 5, 2024. Pursuant to this transaction, each of M Zion Capital, LLC, M Olivet Capital, LLC and M Cannan Capital, LLC sold all of its non-derivative and derivative securities in Issuer to a third party purchaser.

F3 · price: There was no per share purchase price, and the assets included other consideration aside from the Reporting Person's equity. The total purchase price paid by the buyer to all sellers was $18,280,000.00.

F2 · ownership.nature: M Zion Capital, LLC, M Olivet Capital, LLC and M Cannan Capital, LLC are entities controlled by the reporting person, and the reported securities may be deemed to be indirectly beneficially owned by the reporting person. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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November 05, 2024 Filed Nov 7, 2024 21:51 UTC SaleCommon Stock 67,997 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-095557 · ownership.xml · nonDerivative · entry 1

Chan I-Tseng Jenny · CIK 0002009461 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By M Zion Capital, LLC

Disclosed balance after: 0

F1 · kind: On November 5, 2024, each of M Zion Capital, LLC, M Olivet Capital, LLC and M Cannan Capital, LLC, and CP Acquisitions, LLC ("CP Acquisitions"), an entity affiliated with and controlled by Raymond Chang, the former Chairman and Chief Executive Officer of the Issuer and by I-Tseng Jenny Chan, a former member of the Issuer's Board of Directors, entered into a purchase agreement whereby CP Acquisitions sold all of its non-derivative and derivative securities in Issuer to a third party purchaser. In connection with this transaction, the Reporting Person resigned from the board of the Issuer, effective November 5, 2024. Pursuant to this transaction, each of M Zion Capital, LLC, M Olivet Capital, LLC and M Cannan Capital, LLC sold all of its non-derivative and derivative securities in Issuer to a third party purchaser.

F3 · price: There was no per share purchase price, and the assets included other consideration aside from the Reporting Person's equity. The total purchase price paid by the buyer to all sellers was $18,280,000.00.

F2 · ownership.nature: M Zion Capital, LLC, M Olivet Capital, LLC and M Cannan Capital, LLC are entities controlled by the reporting person, and the reported securities may be deemed to be indirectly beneficially owned by the reporting person. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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November 05, 2024 Filed Nov 8, 2024 02:55 UTC SaleWarrants (right to buy) · Derivative 10 Not disclosed Strike: $7.48 Not disclosed
Disclosure

SEC source: 0001213900-24-095551 · ownership.xml · derivative · entry 9

Chang Raymond Nobu · CIK 0001831402 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By RTC3 2020 Irrevocable Family Trust

Disclosed balance after: 0

Underlying: Common Stock · 10 shares

Expires 2027-07-28

F8 · derivative.exercise_price: Each warrant will be exercisable during the period beginning on the date when approval for such exercise is obtained from the issuer's stockholders and ending five years thereafter, at an exercise price of $9.75 or $7.48, as applicable, and subject to adjustment as provided under the warrant agreement, and the reverse stock splits of the Issuer's Common Stock effective on October 18, 2022, July 5, 2023, and October 8, 2024.

F1 · kind: On November 5, 2024, each of GIC Acquisition, LLC ("GIC"), RTC3 2020 Irrevocable Family Trust ("RTC3"), Chinwei Wang, the Reporting Person, and CP Acquisitions, LLC ("CP Acquisitions"), an entity affiliated with and controlled by the Reporting Person, Raymond Chang, the former Chairman and Chief Executive Officer of the Issuer and by I-Tseng Jenny Chan, a former member of the Issuer's Board of Directors, entered into a purchase agreement whereby CP Acquisitions sold all of its non-derivative and derivative securities in Issuer to a third party purchaser. In connection with this transaction, the Reporting Person resigned from the board of the Agrify Corporation (the "Issuer") and all officer positions, effective November 5, 2024. Pursuant to this transaction, each of CP Acquisitions, GIC, RTC3, Chinwei Wang, and the Reporting Person sold or otherwise disposed all of its pre-funded warrants and derivative securities in Issuer to a third party purchaser.

F1 · price: On November 5, 2024, each of GIC Acquisition, LLC ("GIC"), RTC3 2020 Irrevocable Family Trust ("RTC3"), Chinwei Wang, the Reporting Person, and CP Acquisitions, LLC ("CP Acquisitions"), an entity affiliated with and controlled by the Reporting Person, Raymond Chang, the former Chairman and Chief Executive Officer of the Issuer and by I-Tseng Jenny Chan, a former member of the Issuer's Board of Directors, entered into a purchase agreement whereby CP Acquisitions sold all of its non-derivative and derivative securities in Issuer to a third party purchaser. In connection with this transaction, the Reporting Person resigned from the board of the Agrify Corporation (the "Issuer") and all officer positions, effective November 5, 2024. Pursuant to this transaction, each of CP Acquisitions, GIC, RTC3, Chinwei Wang, and the Reporting Person sold or otherwise disposed all of its pre-funded warrants and derivative securities in Issuer to a third party purchaser.

F8 · derivative.exercise_date: Each warrant will be exercisable during the period beginning on the date when approval for such exercise is obtained from the issuer's stockholders and ending five years thereafter, at an exercise price of $9.75 or $7.48, as applicable, and subject to adjustment as provided under the warrant agreement, and the reverse stock splits of the Issuer's Common Stock effective on October 18, 2022, July 5, 2023, and October 8, 2024.

F8 · derivative.expiration_date: Each warrant will be exercisable during the period beginning on the date when approval for such exercise is obtained from the issuer's stockholders and ending five years thereafter, at an exercise price of $9.75 or $7.48, as applicable, and subject to adjustment as provided under the warrant agreement, and the reverse stock splits of the Issuer's Common Stock effective on October 18, 2022, July 5, 2023, and October 8, 2024.

F7 · ownership.nature: Held by RTC3, of which the reporting person retains the authority to remove the independent trustee. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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November 05, 2024 Filed Nov 8, 2024 02:55 UTC SaleWarrants (right to buy) · Derivative 22 Not disclosed Strike: $0.30 Not disclosed
Disclosure

SEC source: 0001213900-24-095551 · ownership.xml · derivative · entry 8

Chang Raymond Nobu · CIK 0001831402 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By RTC3 2020 Irrevocable Family Trust

Disclosed balance after: 0

Underlying: Common Stock · 22 shares

Expires 2025-09-18

F1 · kind: On November 5, 2024, each of GIC Acquisition, LLC ("GIC"), RTC3 2020 Irrevocable Family Trust ("RTC3"), Chinwei Wang, the Reporting Person, and CP Acquisitions, LLC ("CP Acquisitions"), an entity affiliated with and controlled by the Reporting Person, Raymond Chang, the former Chairman and Chief Executive Officer of the Issuer and by I-Tseng Jenny Chan, a former member of the Issuer's Board of Directors, entered into a purchase agreement whereby CP Acquisitions sold all of its non-derivative and derivative securities in Issuer to a third party purchaser. In connection with this transaction, the Reporting Person resigned from the board of the Agrify Corporation (the "Issuer") and all officer positions, effective November 5, 2024. Pursuant to this transaction, each of CP Acquisitions, GIC, RTC3, Chinwei Wang, and the Reporting Person sold or otherwise disposed all of its pre-funded warrants and derivative securities in Issuer to a third party purchaser.

F1 · price: On November 5, 2024, each of GIC Acquisition, LLC ("GIC"), RTC3 2020 Irrevocable Family Trust ("RTC3"), Chinwei Wang, the Reporting Person, and CP Acquisitions, LLC ("CP Acquisitions"), an entity affiliated with and controlled by the Reporting Person, Raymond Chang, the former Chairman and Chief Executive Officer of the Issuer and by I-Tseng Jenny Chan, a former member of the Issuer's Board of Directors, entered into a purchase agreement whereby CP Acquisitions sold all of its non-derivative and derivative securities in Issuer to a third party purchaser. In connection with this transaction, the Reporting Person resigned from the board of the Agrify Corporation (the "Issuer") and all officer positions, effective November 5, 2024. Pursuant to this transaction, each of CP Acquisitions, GIC, RTC3, Chinwei Wang, and the Reporting Person sold or otherwise disposed all of its pre-funded warrants and derivative securities in Issuer to a third party purchaser.

F8 · derivative.exercise_date: Each warrant will be exercisable during the period beginning on the date when approval for such exercise is obtained from the issuer's stockholders and ending five years thereafter, at an exercise price of $9.75 or $7.48, as applicable, and subject to adjustment as provided under the warrant agreement, and the reverse stock splits of the Issuer's Common Stock effective on October 18, 2022, July 5, 2023, and October 8, 2024.

F8 · derivative.expiration_date: Each warrant will be exercisable during the period beginning on the date when approval for such exercise is obtained from the issuer's stockholders and ending five years thereafter, at an exercise price of $9.75 or $7.48, as applicable, and subject to adjustment as provided under the warrant agreement, and the reverse stock splits of the Issuer's Common Stock effective on October 18, 2022, July 5, 2023, and October 8, 2024.

F7 · ownership.nature: Held by RTC3, of which the reporting person retains the authority to remove the independent trustee. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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November 05, 2024 Filed Nov 8, 2024 02:55 UTC SaleWarrants (right to buy) · Derivative 15,385 Not disclosed Strike: $9.75 Not disclosed
Disclosure

SEC source: 0001213900-24-095551 · ownership.xml · derivative · entry 7

Chang Raymond Nobu · CIK 0001831402 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By RTC3 2020 Irrevocable Family Trust

Disclosed balance after: 0

Underlying: Common Stock · 15,385 shares

Expires not disclosed

F1 · kind: On November 5, 2024, each of GIC Acquisition, LLC ("GIC"), RTC3 2020 Irrevocable Family Trust ("RTC3"), Chinwei Wang, the Reporting Person, and CP Acquisitions, LLC ("CP Acquisitions"), an entity affiliated with and controlled by the Reporting Person, Raymond Chang, the former Chairman and Chief Executive Officer of the Issuer and by I-Tseng Jenny Chan, a former member of the Issuer's Board of Directors, entered into a purchase agreement whereby CP Acquisitions sold all of its non-derivative and derivative securities in Issuer to a third party purchaser. In connection with this transaction, the Reporting Person resigned from the board of the Agrify Corporation (the "Issuer") and all officer positions, effective November 5, 2024. Pursuant to this transaction, each of CP Acquisitions, GIC, RTC3, Chinwei Wang, and the Reporting Person sold or otherwise disposed all of its pre-funded warrants and derivative securities in Issuer to a third party purchaser.

F1 · price: On November 5, 2024, each of GIC Acquisition, LLC ("GIC"), RTC3 2020 Irrevocable Family Trust ("RTC3"), Chinwei Wang, the Reporting Person, and CP Acquisitions, LLC ("CP Acquisitions"), an entity affiliated with and controlled by the Reporting Person, Raymond Chang, the former Chairman and Chief Executive Officer of the Issuer and by I-Tseng Jenny Chan, a former member of the Issuer's Board of Directors, entered into a purchase agreement whereby CP Acquisitions sold all of its non-derivative and derivative securities in Issuer to a third party purchaser. In connection with this transaction, the Reporting Person resigned from the board of the Agrify Corporation (the "Issuer") and all officer positions, effective November 5, 2024. Pursuant to this transaction, each of CP Acquisitions, GIC, RTC3, Chinwei Wang, and the Reporting Person sold or otherwise disposed all of its pre-funded warrants and derivative securities in Issuer to a third party purchaser.

F8 · derivative.exercise_date: Each warrant will be exercisable during the period beginning on the date when approval for such exercise is obtained from the issuer's stockholders and ending five years thereafter, at an exercise price of $9.75 or $7.48, as applicable, and subject to adjustment as provided under the warrant agreement, and the reverse stock splits of the Issuer's Common Stock effective on October 18, 2022, July 5, 2023, and October 8, 2024.

F8 · derivative.expiration_date: Each warrant will be exercisable during the period beginning on the date when approval for such exercise is obtained from the issuer's stockholders and ending five years thereafter, at an exercise price of $9.75 or $7.48, as applicable, and subject to adjustment as provided under the warrant agreement, and the reverse stock splits of the Issuer's Common Stock effective on October 18, 2022, July 5, 2023, and October 8, 2024.

F7 · ownership.nature: Held by RTC3, of which the reporting person retains the authority to remove the independent trustee. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.