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Nasdaq · USD

RYM

RYTHM, Inc.

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Tapewire entity
2092
SEC CIK
0001800637
Parsed reports
149

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 2026011
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2025 Filed Jun 13, 2025 21:00 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-017230 · form4-06132025_050604.xml · derivative · entry 7

Varier Krishnan · CIK 0001834250 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Shares of the issuer's common stock were issued to the reporting person upon the settlement of restricted stock units on June 12, 2025.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F8 · derivative.exercise_date: The reporting person was granted 5,000 restricted stock units on November 19, 2024 under the Plan. All of the restricted stock units settled on June 12, 2025.

F8 · derivative.expiration_date: The reporting person was granted 5,000 restricted stock units on November 19, 2024 under the Plan. All of the restricted stock units settled on June 12, 2025.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 21:00 UTC SaleCommon Stock 300 $25.68 $7,702.50
Disclosure

SEC source: 0001415889-25-017230 · form4-06132025_050604.xml · nonDerivative · entry 6

Varier Krishnan · CIK 0001834250 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.625 to $25.70, inclusive.

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June 12, 2025 Filed Jun 13, 2025 21:00 UTC SaleCommon Stock 1,271 $24.78 $31,499.07
Disclosure

SEC source: 0001415889-25-017230 · form4-06132025_050604.xml · nonDerivative · entry 5

Varier Krishnan · CIK 0001834250 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,300

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $25.16, inclusive.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 21:00 UTC SaleCommon Stock 2,029 $23.93 $48,560.87
Disclosure

SEC source: 0001415889-25-017230 · form4-06132025_050604.xml · nonDerivative · entry 4

Varier Krishnan · CIK 0001834250 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,571

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $24.40, inclusive.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 21:00 UTC SaleCommon Stock 1,400 $23.13 $32,377.80
Disclosure

SEC source: 0001415889-25-017230 · form4-06132025_050604.xml · nonDerivative · entry 3

Varier Krishnan · CIK 0001834250 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,600

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $23.41, inclusive. The reporting person hereby undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (7) to this Form 4.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 21:00 UTC Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-017230 · form4-06132025_050604.xml · nonDerivative · entry 2

Varier Krishnan · CIK 0001834250 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Shares of the issuer's common stock were issued to the reporting person upon the settlement of restricted stock units on June 12, 2025.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 21:00 UTC
Tolia SanjayDirector
Exercise / conversionRestricted Stock Unit · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-017231 · form4-06132025_050607.xml · derivative · entry 3

Tolia Sanjay · CIK 0001971464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Shares of the issuer's common stock were issued to the reporting person upon the settlement of restricted stock units on June 12, 2025.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F4 · derivative.exercise_date: The reporting person was granted 1,250 restricted stock units on January 31, 2025 under the Plan. All of the restricted stock units settled on June 12, 2025.

F4 · derivative.expiration_date: The reporting person was granted 1,250 restricted stock units on January 31, 2025 under the Plan. All of the restricted stock units settled on June 12, 2025.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 21:00 UTC
Tolia SanjayDirector
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-017231 · form4-06132025_050607.xml · nonDerivative · entry 2

Tolia Sanjay · CIK 0001971464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Shares of the issuer's common stock were issued to the reporting person upon the settlement of restricted stock units on June 12, 2025.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 21:04 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-017249 · form4-06132025_090600.xml · nonDerivative · entry 1

MAHONEY TIMOTHY · CIK 0000926012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

F1 · security: Grant of restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan, as amended, (the "Plan"). 100% of the restricted stock units will vest on the earlier of (i) the one year anniversary of the date of the grant of the restricted stock units and (ii) the next annual meeting of the stockholders of Agrify Corporation following the date of the grant of the restricted stock units, subject to the reporting person's continuous service to the issuer through such vesting date.

F2 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 21:00 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-017247 · form4-06132025_050643.xml · nonDerivative · entry 1

Shapiro Peter S. · CIK 0002055480 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,050

F1 · security: Grant of restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan, as amended, (the "Plan"). 100% of the restricted stock units will vest on the earlier of (i) the one year anniversary of the date of the grant of the restricted stock units and (ii) the next annual meeting of the stockholders of Agrify Corporation following the date of the grant of the restricted stock units, subject to the reporting person's continuous service to the issuer through such vesting date.

F2 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 21:00 UTC
Vakili ArmonDirector
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-017228 · form4-06132025_050601.xml · nonDerivative · entry 1

Vakili Armon · CIK 0002044319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

F1 · security: Grant of restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan, as amended, (the "Plan"). 100% of the restricted stock units will vest on the earlier of (i) the one year anniversary of the date of the grant of the restricted stock units and (ii) the next annual meeting of the stockholders of Agrify Corporation following the date of the grant of the restricted stock units, subject to the reporting person's continuous service to the issuer through such vesting date.

F2 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 21:05 UTC
Holtzman MaxDirector
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-017252 · form4-06132025_090620.xml · nonDerivative · entry 1

Holtzman Max · CIK 0001938929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

F1 · security: Grant of restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan, as amended, (the "Plan"). 100% of the restricted stock units will vest on the earlier of (i) the one year anniversary of the date of the grant of the restricted stock units and (ii) the next annual meeting of the stockholders of Agrify Corporation following the date of the grant of the restricted stock units, subject to the reporting person's continuous service to the issuer through such vesting date.

F2 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 21:00 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-017230 · form4-06132025_050604.xml · nonDerivative · entry 1

Varier Krishnan · CIK 0001834250 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

F1 · security: Grant of restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan, as amended, (the "Plan"). 100% of the restricted stock units will vest on the earlier of (i) the one year anniversary of the date of the grant of the restricted stock units and (ii) the next annual meeting of the stockholders of Agrify Corporation following the date of the grant of the restricted stock units, subject to the reporting person's continuous service to the issuer through such vesting date.

F2 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 21:00 UTC
Tolia SanjayDirector
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-017231 · form4-06132025_050607.xml · nonDerivative · entry 1

Tolia Sanjay · CIK 0001971464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

F1 · security: Grant of restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan, as amended, (the "Plan"). 100% of the restricted stock units will vest on the earlier of (i) the one year anniversary of the date of the grant of the restricted stock units and (ii) the next annual meeting of the stockholders of Agrify Corporation following the date of the grant of the restricted stock units, subject to the reporting person's continuous service to the issuer through such vesting date.

F2 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

Read SEC document
May 28, 2025 Filed May 28, 2025 22:34 UTC SaleCommon Stock 5,836 $25.50 $148,818.00
Disclosure

SEC source: 0001415889-25-014763 · form4-05282025_100556.xml · nonDerivative · entry 3

Varier Krishnan · CIK 0001834250 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 28, 2025 Filed May 29, 2025 22:14 UTC
RSLGH, LLC10% owner
PurchaseCommon Stock 1,100 $27.07 $29,777.00
Disclosure

SEC source: 0001213900-25-049042 · ownership.xml · nonDerivative · entry 3

RSLGH, LLC · CIK 0002043397 · 10% owner

Green Thumb Industries Inc. · CIK 0001795139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 698,961

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.00 to $27.75, inclusive.

F1 · ownership.direct: The Investor is the direct beneficial owner of the Common Stock. The Investor is an indirectly wholly-owned subsidiary of Green Thumb Industries Inc. ("Green Thumb"). Green Thumb is the sole shareholder of GTI23, Inc., which is the sole member of VCP23, LLC, which is the sole shareholder of For Success Holding Company. For Success Holding Company is the sole member of Wellness Mgmt, LLC, which is the sole member of Investor.

Read SEC document
May 28, 2025 Filed May 29, 2025 22:14 UTC
RSLGH, LLC10% owner
PurchaseCommon Stock 6,200 $25.66 $159,092.00
Disclosure

SEC source: 0001213900-25-049042 · ownership.xml · nonDerivative · entry 2

RSLGH, LLC · CIK 0002043397 · 10% owner

Green Thumb Industries Inc. · CIK 0001795139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 697,861

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.50 to $26.00, inclusive. The reporting person hereby undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

F1 · ownership.direct: The Investor is the direct beneficial owner of the Common Stock. The Investor is an indirectly wholly-owned subsidiary of Green Thumb Industries Inc. ("Green Thumb"). Green Thumb is the sole shareholder of GTI23, Inc., which is the sole member of VCP23, LLC, which is the sole shareholder of For Success Holding Company. For Success Holding Company is the sole member of Wellness Mgmt, LLC, which is the sole member of Investor.

Read SEC document
May 27, 2025 Filed May 28, 2025 22:22 UTC SaleCommon Stock 247 $26.27 $6,488.22
Disclosure

SEC source: 0001415889-25-014753 · form4-05282025_100526.xml · nonDerivative · entry 6

MAHONEY TIMOTHY · CIK 0000926012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.59, inclusive.

Read SEC document
May 27, 2025 Filed May 28, 2025 22:22 UTC SaleCommon Stock 1,416 $25.43 $36,003.36
Disclosure

SEC source: 0001415889-25-014753 · form4-05282025_100526.xml · nonDerivative · entry 5

MAHONEY TIMOTHY · CIK 0000926012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.98, inclusive.

Read SEC document
May 27, 2025 Filed May 28, 2025 22:22 UTC SaleCommon Stock 1,721 $24.25 $41,734.94
Disclosure

SEC source: 0001415889-25-014753 · form4-05282025_100526.xml · nonDerivative · entry 4

MAHONEY TIMOTHY · CIK 0000926012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,663

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.77, inclusive.

Read SEC document
May 27, 2025 Filed May 28, 2025 22:22 UTC SaleCommon Stock 1,598 $23.39 $37,380.58
Disclosure

SEC source: 0001415889-25-014753 · form4-05282025_100526.xml · nonDerivative · entry 3

MAHONEY TIMOTHY · CIK 0000926012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,384

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.95, inclusive.

Read SEC document
May 27, 2025 Filed May 28, 2025 22:22 UTC SaleCommon Stock 2,250 $22.56 $50,756.40
Disclosure

SEC source: 0001415889-25-014753 · form4-05282025_100526.xml · nonDerivative · entry 2

MAHONEY TIMOTHY · CIK 0000926012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,982

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.94, inclusive. The reporting person hereby undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (6) to this Form 4.

Read SEC document
May 27, 2025 Filed May 28, 2025 22:22 UTC
Holtzman MaxDirector
SaleCommon Stock 100 $26.59 $2,659.00
Disclosure

SEC source: 0001415889-25-014752 · form4-05282025_100500.xml · nonDerivative · entry 3

Holtzman Max · CIK 0001938929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 27, 2025 Filed May 28, 2025 22:22 UTC
Holtzman MaxDirector
SaleCommon Stock 6,996 $23.00 $160,908.00
Disclosure

SEC source: 0001415889-25-014752 · form4-05282025_100500.xml · nonDerivative · entry 2

Holtzman Max · CIK 0001938929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100

Read SEC document
May 27, 2025 Filed May 28, 2025 22:34 UTC SaleCommon Stock 2,100 $25.69 $53,950.05
Disclosure

SEC source: 0001415889-25-014763 · form4-05282025_100556.xml · nonDerivative · entry 2

Varier Krishnan · CIK 0001834250 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,836

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.50 to $25.70, inclusive. The reporting person hereby undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
May 27, 2025 Filed May 29, 2025 22:14 UTC
RSLGH, LLC10% owner
PurchaseCommon Stock 25,000 $25.00 $625,000.00
Disclosure

SEC source: 0001213900-25-049042 · ownership.xml · nonDerivative · entry 1

RSLGH, LLC · CIK 0002043397 · 10% owner

Green Thumb Industries Inc. · CIK 0001795139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 691,661

F1 · ownership.direct: The Investor is the direct beneficial owner of the Common Stock. The Investor is an indirectly wholly-owned subsidiary of Green Thumb Industries Inc. ("Green Thumb"). Green Thumb is the sole shareholder of GTI23, Inc., which is the sole member of VCP23, LLC, which is the sole shareholder of For Success Holding Company. For Success Holding Company is the sole member of Wellness Mgmt, LLC, which is the sole member of Investor.

Read SEC document
May 23, 2025 Filed May 28, 2025 22:22 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,245 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014753 · form4-05282025_100526.xml · derivative · entry 9

MAHONEY TIMOTHY · CIK 0000926012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of the issuer's common stock were issued to the reporting person upon the settlement of restricted stock units on May 23, 2025.

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F8 · derivative.exercise_date: The reporting person was granted 18 restricted stock units on July 14, 2022, 2,968 restricted stock units on November 28, 2023, and 4,245 restricted stock units on April 24, 2024, in each case under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. All of the restricted stock units settled on May 23, 2025.

F8 · derivative.expiration_date: The reporting person was granted 18 restricted stock units on July 14, 2022, 2,968 restricted stock units on November 28, 2023, and 4,245 restricted stock units on April 24, 2024, in each case under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. All of the restricted stock units settled on May 23, 2025.

Read SEC document
May 23, 2025 Filed May 28, 2025 22:22 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,969 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014753 · form4-05282025_100526.xml · derivative · entry 8

MAHONEY TIMOTHY · CIK 0000926012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,969 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of the issuer's common stock were issued to the reporting person upon the settlement of restricted stock units on May 23, 2025.

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F8 · derivative.exercise_date: The reporting person was granted 18 restricted stock units on July 14, 2022, 2,968 restricted stock units on November 28, 2023, and 4,245 restricted stock units on April 24, 2024, in each case under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. All of the restricted stock units settled on May 23, 2025.

F8 · derivative.expiration_date: The reporting person was granted 18 restricted stock units on July 14, 2022, 2,968 restricted stock units on November 28, 2023, and 4,245 restricted stock units on April 24, 2024, in each case under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. All of the restricted stock units settled on May 23, 2025.

Read SEC document
May 23, 2025 Filed May 28, 2025 22:22 UTC Exercise / conversionRestricted Stock Unit · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014753 · form4-05282025_100526.xml · derivative · entry 7

MAHONEY TIMOTHY · CIK 0000926012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of the issuer's common stock were issued to the reporting person upon the settlement of restricted stock units on May 23, 2025.

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F8 · derivative.exercise_date: The reporting person was granted 18 restricted stock units on July 14, 2022, 2,968 restricted stock units on November 28, 2023, and 4,245 restricted stock units on April 24, 2024, in each case under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. All of the restricted stock units settled on May 23, 2025.

F8 · derivative.expiration_date: The reporting person was granted 18 restricted stock units on July 14, 2022, 2,968 restricted stock units on November 28, 2023, and 4,245 restricted stock units on April 24, 2024, in each case under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. All of the restricted stock units settled on May 23, 2025.

Read SEC document
May 23, 2025 Filed May 28, 2025 22:22 UTC Exercise / conversionCommon Stock 7,232 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-014753 · form4-05282025_100526.xml · nonDerivative · entry 1

MAHONEY TIMOTHY · CIK 0000926012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of the issuer's common stock were issued to the reporting person upon the settlement of restricted stock units on May 23, 2025.

Read SEC document
May 23, 2025 Filed May 28, 2025 22:22 UTC
Holtzman MaxDirector
Exercise / conversionRestricted Stock Unit · Derivative 3,569 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014752 · form4-05282025_100500.xml · derivative · entry 6

Holtzman Max · CIK 0001938929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,569 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of the issuer's common stock were issued to the reporting person upon the settlement of restricted stock units on May 23, 2025.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F3 · derivative.exercise_date: The reporting person was granted 18 restricted stock units on July 14, 2022, 3,509 restricted stock units on November 28, 2023, and 3,569 restricted stock units on April 24, 2024, in each case under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. All of the restricted stock units settled on May 23, 2025.

F3 · derivative.expiration_date: The reporting person was granted 18 restricted stock units on July 14, 2022, 3,509 restricted stock units on November 28, 2023, and 3,569 restricted stock units on April 24, 2024, in each case under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. All of the restricted stock units settled on May 23, 2025.

Read SEC document
May 23, 2025 Filed May 28, 2025 22:22 UTC
Holtzman MaxDirector
Exercise / conversionRestricted Stock Unit · Derivative 3,509 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014752 · form4-05282025_100500.xml · derivative · entry 5

Holtzman Max · CIK 0001938929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of the issuer's common stock were issued to the reporting person upon the settlement of restricted stock units on May 23, 2025.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F3 · derivative.exercise_date: The reporting person was granted 18 restricted stock units on July 14, 2022, 3,509 restricted stock units on November 28, 2023, and 3,569 restricted stock units on April 24, 2024, in each case under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. All of the restricted stock units settled on May 23, 2025.

F3 · derivative.expiration_date: The reporting person was granted 18 restricted stock units on July 14, 2022, 3,509 restricted stock units on November 28, 2023, and 3,569 restricted stock units on April 24, 2024, in each case under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. All of the restricted stock units settled on May 23, 2025.

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May 23, 2025 Filed May 28, 2025 22:22 UTC
Holtzman MaxDirector
Exercise / conversionRestricted Stock Unit · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014752 · form4-05282025_100500.xml · derivative · entry 4

Holtzman Max · CIK 0001938929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of the issuer's common stock were issued to the reporting person upon the settlement of restricted stock units on May 23, 2025.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F3 · derivative.exercise_date: The reporting person was granted 18 restricted stock units on July 14, 2022, 3,509 restricted stock units on November 28, 2023, and 3,569 restricted stock units on April 24, 2024, in each case under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. All of the restricted stock units settled on May 23, 2025.

F3 · derivative.expiration_date: The reporting person was granted 18 restricted stock units on July 14, 2022, 3,509 restricted stock units on November 28, 2023, and 3,569 restricted stock units on April 24, 2024, in each case under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. All of the restricted stock units settled on May 23, 2025.

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May 23, 2025 Filed May 28, 2025 22:22 UTC
Holtzman MaxDirector
Exercise / conversionCommon Stock 7,096 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-014752 · form4-05282025_100500.xml · nonDerivative · entry 1

Holtzman Max · CIK 0001938929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of the issuer's common stock were issued to the reporting person upon the settlement of restricted stock units on May 23, 2025.

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May 23, 2025 Filed May 28, 2025 22:34 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,057 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014763 · form4-05282025_100556.xml · derivative · entry 6

Varier Krishnan · CIK 0001834250 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of the issuer's common stock were issued to the reporting person upon the settlement of restricted stock units on May 23, 2025.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F4 · derivative.exercise_date: The reporting person was granted 18 restricted stock units on July 14, 2022, 2,764 restricted stock units on November 28, 2023, and 4,057 restricted stock units on April 24, 2024, in each case under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. All of the restricted stock units settled on May 23, 2025.

F4 · derivative.expiration_date: The reporting person was granted 18 restricted stock units on July 14, 2022, 2,764 restricted stock units on November 28, 2023, and 4,057 restricted stock units on April 24, 2024, in each case under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. All of the restricted stock units settled on May 23, 2025.

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May 23, 2025 Filed May 28, 2025 22:34 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,764 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014763 · form4-05282025_100556.xml · derivative · entry 5

Varier Krishnan · CIK 0001834250 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,764 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of the issuer's common stock were issued to the reporting person upon the settlement of restricted stock units on May 23, 2025.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F4 · derivative.exercise_date: The reporting person was granted 18 restricted stock units on July 14, 2022, 2,764 restricted stock units on November 28, 2023, and 4,057 restricted stock units on April 24, 2024, in each case under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. All of the restricted stock units settled on May 23, 2025.

F4 · derivative.expiration_date: The reporting person was granted 18 restricted stock units on July 14, 2022, 2,764 restricted stock units on November 28, 2023, and 4,057 restricted stock units on April 24, 2024, in each case under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. All of the restricted stock units settled on May 23, 2025.

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May 23, 2025 Filed May 28, 2025 22:34 UTC Exercise / conversionRestricted Stock Unit · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014763 · form4-05282025_100556.xml · derivative · entry 4

Varier Krishnan · CIK 0001834250 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of the issuer's common stock were issued to the reporting person upon the settlement of restricted stock units on May 23, 2025.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F4 · derivative.exercise_date: The reporting person was granted 18 restricted stock units on July 14, 2022, 2,764 restricted stock units on November 28, 2023, and 4,057 restricted stock units on April 24, 2024, in each case under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. All of the restricted stock units settled on May 23, 2025.

F4 · derivative.expiration_date: The reporting person was granted 18 restricted stock units on July 14, 2022, 2,764 restricted stock units on November 28, 2023, and 4,057 restricted stock units on April 24, 2024, in each case under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. All of the restricted stock units settled on May 23, 2025.

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May 23, 2025 Filed May 28, 2025 22:34 UTC Exercise / conversionCommon Stock 6,839 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-014763 · form4-05282025_100556.xml · nonDerivative · entry 1

Varier Krishnan · CIK 0001834250 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of the issuer's common stock were issued to the reporting person upon the settlement of restricted stock units on May 23, 2025.

Read SEC document
May 22, 2025 Filed May 23, 2025 01:55 UTC
RSLGH, LLC10% owner
OtherSecured Convertible Note · Derivative Not disclosed $27,000,000.00 Strike: $23.53 $27,000,000.00
Disclosure

SEC source: 0001213900-25-047018 · ownership.xml · derivative · entry 1

RSLGH, LLC · CIK 0002043397 · 10% owner

Green Thumb Industries Inc. · CIK 0001795139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 1,147,471 shares

Expires 2026-11-22

F1 · kind: On 5/22/2025, the Issuer issued a Secured Convertible Note (the "Note") to RSLGH, LLC (the "Investor") with an original principal amount of $27.0 million. The Note bears interest at 10% per annum, payable in pre-funded warrants with an exercise price of $0.001 per share (the "Pre-Funded Warrants") with a value per Pre-Funded Warrant of $23.53. The Note is secured by the Issuer's assets and rank senior to all other indebtedness except that they rank on parity with the Secured Convertible Note issued to the Investor on November 5, 2024. The Note may be converted into Common Stock at a conversion price of $23.53 per share or, at the election of the holder, into Pre-Funded Warrants at a conversion price of $23.53 per share, subject to certain customary conditions. The Note includes a beneficial ownership limitation of 49.99% with respect to the Investor.

F1 · price: On 5/22/2025, the Issuer issued a Secured Convertible Note (the "Note") to RSLGH, LLC (the "Investor") with an original principal amount of $27.0 million. The Note bears interest at 10% per annum, payable in pre-funded warrants with an exercise price of $0.001 per share (the "Pre-Funded Warrants") with a value per Pre-Funded Warrant of $23.53. The Note is secured by the Issuer's assets and rank senior to all other indebtedness except that they rank on parity with the Secured Convertible Note issued to the Investor on November 5, 2024. The Note may be converted into Common Stock at a conversion price of $23.53 per share or, at the election of the holder, into Pre-Funded Warrants at a conversion price of $23.53 per share, subject to certain customary conditions. The Note includes a beneficial ownership limitation of 49.99% with respect to the Investor.

F1 · derivative.exercise_date: On 5/22/2025, the Issuer issued a Secured Convertible Note (the "Note") to RSLGH, LLC (the "Investor") with an original principal amount of $27.0 million. The Note bears interest at 10% per annum, payable in pre-funded warrants with an exercise price of $0.001 per share (the "Pre-Funded Warrants") with a value per Pre-Funded Warrant of $23.53. The Note is secured by the Issuer's assets and rank senior to all other indebtedness except that they rank on parity with the Secured Convertible Note issued to the Investor on November 5, 2024. The Note may be converted into Common Stock at a conversion price of $23.53 per share or, at the election of the holder, into Pre-Funded Warrants at a conversion price of $23.53 per share, subject to certain customary conditions. The Note includes a beneficial ownership limitation of 49.99% with respect to the Investor.

F1 · derivative.expiration_date: On 5/22/2025, the Issuer issued a Secured Convertible Note (the "Note") to RSLGH, LLC (the "Investor") with an original principal amount of $27.0 million. The Note bears interest at 10% per annum, payable in pre-funded warrants with an exercise price of $0.001 per share (the "Pre-Funded Warrants") with a value per Pre-Funded Warrant of $23.53. The Note is secured by the Issuer's assets and rank senior to all other indebtedness except that they rank on parity with the Secured Convertible Note issued to the Investor on November 5, 2024. The Note may be converted into Common Stock at a conversion price of $23.53 per share or, at the election of the holder, into Pre-Funded Warrants at a conversion price of $23.53 per share, subject to certain customary conditions. The Note includes a beneficial ownership limitation of 49.99% with respect to the Investor.

F1 · derivative.underlying_shares: On 5/22/2025, the Issuer issued a Secured Convertible Note (the "Note") to RSLGH, LLC (the "Investor") with an original principal amount of $27.0 million. The Note bears interest at 10% per annum, payable in pre-funded warrants with an exercise price of $0.001 per share (the "Pre-Funded Warrants") with a value per Pre-Funded Warrant of $23.53. The Note is secured by the Issuer's assets and rank senior to all other indebtedness except that they rank on parity with the Secured Convertible Note issued to the Investor on November 5, 2024. The Note may be converted into Common Stock at a conversion price of $23.53 per share or, at the election of the holder, into Pre-Funded Warrants at a conversion price of $23.53 per share, subject to certain customary conditions. The Note includes a beneficial ownership limitation of 49.99% with respect to the Investor.

F2 · ownership.direct: The Investor is the direct beneficial owner of the Note. The Investor is an indirectly wholly-owned subsidiary of Green Thumb Industries Inc. ("Green Thumb"). Green Thumb is the sole shareholder of GTI23, Inc., which is the sole member of VCP23, LLC, which is the sole shareholder of For Success Holdings Company. For Success Holdings Company is the sole member of Wellness Mgmt, LLC, which is the sole member of Investor.

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May 08, 2025 Filed May 12, 2025 20:30 UTC
RSLGH, LLC10% owner
Exercise / conversionPre-Funded Warrants (right to buy) · Derivative 18,614 $27.42 Strike: $0.00 $510,395.88
Disclosure

SEC source: 0001213900-25-042059 · ownership.xml · derivative · entry 1

RSLGH, LLC · CIK 0002043397 · 10% owner

Green Thumb Industries Inc. · CIK 0001795139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,614

Underlying: Common Stock · 18,614 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On 5/8/2025, RLSGH, LLC (the "Investor") entered into an amendment with Agrify Corporation (the "Issuer") to the Secured Convertible Note (the "Note") dated 11/5/2025 from the Issuer to the Investor, to issue pre-funded warrants in lieu of cash interest. No changes were made to the conversion price of the Note. The pre-funded warrants have an exercise price of $0.001 per share, were exercisable upon issuance, will expire when the applicable warrant is exercised in full, and are exercisable on a cash basis or, if there is no effective registration statement registering the resale of the underlying shares of common stock, on a cashless exercise basis at the Issuer's discretion. The number of pre-funded warrants issued was determined based on the interest payment owed divided by $27.42, which is equal to the most recent closing price of the Issuer's common stock as of the time the amendment was signed. The pre-funded warrants include a beneficial ownership limitation of 49.99%.

F1 · derivative.exercise_date: On 5/8/2025, RLSGH, LLC (the "Investor") entered into an amendment with Agrify Corporation (the "Issuer") to the Secured Convertible Note (the "Note") dated 11/5/2025 from the Issuer to the Investor, to issue pre-funded warrants in lieu of cash interest. No changes were made to the conversion price of the Note. The pre-funded warrants have an exercise price of $0.001 per share, were exercisable upon issuance, will expire when the applicable warrant is exercised in full, and are exercisable on a cash basis or, if there is no effective registration statement registering the resale of the underlying shares of common stock, on a cashless exercise basis at the Issuer's discretion. The number of pre-funded warrants issued was determined based on the interest payment owed divided by $27.42, which is equal to the most recent closing price of the Issuer's common stock as of the time the amendment was signed. The pre-funded warrants include a beneficial ownership limitation of 49.99%.

F1 · derivative.expiration_date: On 5/8/2025, RLSGH, LLC (the "Investor") entered into an amendment with Agrify Corporation (the "Issuer") to the Secured Convertible Note (the "Note") dated 11/5/2025 from the Issuer to the Investor, to issue pre-funded warrants in lieu of cash interest. No changes were made to the conversion price of the Note. The pre-funded warrants have an exercise price of $0.001 per share, were exercisable upon issuance, will expire when the applicable warrant is exercised in full, and are exercisable on a cash basis or, if there is no effective registration statement registering the resale of the underlying shares of common stock, on a cashless exercise basis at the Issuer's discretion. The number of pre-funded warrants issued was determined based on the interest payment owed divided by $27.42, which is equal to the most recent closing price of the Issuer's common stock as of the time the amendment was signed. The pre-funded warrants include a beneficial ownership limitation of 49.99%.

F2 · ownership.direct: The Investor is the direct beneficial owner of the pre-funded warrants. The Investor is an indirectly wholly-owned subsidiary of Green Thumb Industries Inc. ("Green Thumb"). Green Thumb is the sole shareholder of GTI23, Inc., which is the sole member of VCP23, LLC, which is the sole shareholder of For Success Holdings Company. For Success Holdings Company is the sole member of Wellness Mgmt, LLC, which is the sole member of Core Growth, LLC. Core Growth, LLC is the sole member of Investor.

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January 31, 2025 Filed Feb 5, 2025 12:00 UTC
Tolia SanjayDirector
GrantRestricted Stock Unit · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-010245 · ownership.xml · derivative · entry 1

Tolia Sanjay · CIK 0001971464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F3 · derivative.exercise_date: 100% of the restricted stock units will vest on the earlier of (i) the one year anniversary of the date of the grant of the restricted stock units and (ii) the next annual meeting of the stockholders of Agrify Corporation following the date of the grant of the restricted stock units, subject to obtaining shareholder approval for an increase in shares available under the Plan sufficient to grant shares of common stock underlying the restricted stock units, and subject to the reporting person's continuous service to the issuer through such vesting date.

F3 · derivative.expiration_date: 100% of the restricted stock units will vest on the earlier of (i) the one year anniversary of the date of the grant of the restricted stock units and (ii) the next annual meeting of the stockholders of Agrify Corporation following the date of the grant of the restricted stock units, subject to obtaining shareholder approval for an increase in shares available under the Plan sufficient to grant shares of common stock underlying the restricted stock units, and subject to the reporting person's continuous service to the issuer through such vesting date.

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January 31, 2025 Filed Feb 6, 2025 23:49 UTC GrantRestricted Stock Unit · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-011028 · ownership.xml · derivative · entry 1

Shapiro Peter S. · CIK 0002055480 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan (the "Plan").

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F3 · derivative.exercise_date: 100% of the restricted stock units will vest on the earlier of (i) the one year anniversary of the date of the grant of the restricted stock units and (ii) the next annual meeting of the stockholders of Agrify Corporation following the date of the grant of the restricted stock units, subject to obtaining shareholder approval for an increase in shares available under the Plan sufficient to grant shares of common stock underlying the restricted stock units, and subject to the reporting person's continuous service to the issuer through such vesting date.

F3 · derivative.expiration_date: 100% of the restricted stock units will vest on the earlier of (i) the one year anniversary of the date of the grant of the restricted stock units and (ii) the next annual meeting of the stockholders of Agrify Corporation following the date of the grant of the restricted stock units, subject to obtaining shareholder approval for an increase in shares available under the Plan sufficient to grant shares of common stock underlying the restricted stock units, and subject to the reporting person's continuous service to the issuer through such vesting date.

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December 31, 2024 Filed Jan 3, 2025 21:41 UTC
Chan I-Tseng JennyFormer 10% Owner
OtherConvertible Note · Derivative 0 $0.00 Strike: $1.46 $0.00
Disclosure

SEC source: 0001213900-25-000919 · ownership.xml · derivative · entry 2

Chan I-Tseng Jenny · CIK 0002009461 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By CP Acquisitions, LLC

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2025-12-31

F1 · kind: On 12/31/2024, CP Acquisitions, LLC ("CP"), an entity affiliated with the Reporting Person, signed an Asset Purchase Agreement ("APA") for the purchase of certain assets of the Issuer and closed the transaction. In exchange for the assets, CP, among other consideration, terminated the: (i) Senior Secured Amended, Restated and Consolidated Convertible Note dated 1/24 2024, as amended on 5/21/2024; and (ii) Junior Secured Convertible Promissory Note dated 8/14/2024, as amended on October 18, 2024. As of the date of the APA, the Reporting Person is no longer a "Reporting Person."

F1 · derivative.exercise_date: On 12/31/2024, CP Acquisitions, LLC ("CP"), an entity affiliated with the Reporting Person, signed an Asset Purchase Agreement ("APA") for the purchase of certain assets of the Issuer and closed the transaction. In exchange for the assets, CP, among other consideration, terminated the: (i) Senior Secured Amended, Restated and Consolidated Convertible Note dated 1/24 2024, as amended on 5/21/2024; and (ii) Junior Secured Convertible Promissory Note dated 8/14/2024, as amended on October 18, 2024. As of the date of the APA, the Reporting Person is no longer a "Reporting Person."

F1 · derivative.underlying_shares: On 12/31/2024, CP Acquisitions, LLC ("CP"), an entity affiliated with the Reporting Person, signed an Asset Purchase Agreement ("APA") for the purchase of certain assets of the Issuer and closed the transaction. In exchange for the assets, CP, among other consideration, terminated the: (i) Senior Secured Amended, Restated and Consolidated Convertible Note dated 1/24 2024, as amended on 5/21/2024; and (ii) Junior Secured Convertible Promissory Note dated 8/14/2024, as amended on October 18, 2024. As of the date of the APA, the Reporting Person is no longer a "Reporting Person."

F1 · balance_after: On 12/31/2024, CP Acquisitions, LLC ("CP"), an entity affiliated with the Reporting Person, signed an Asset Purchase Agreement ("APA") for the purchase of certain assets of the Issuer and closed the transaction. In exchange for the assets, CP, among other consideration, terminated the: (i) Senior Secured Amended, Restated and Consolidated Convertible Note dated 1/24 2024, as amended on 5/21/2024; and (ii) Junior Secured Convertible Promissory Note dated 8/14/2024, as amended on October 18, 2024. As of the date of the APA, the Reporting Person is no longer a "Reporting Person."

F2 · ownership.nature: CP is an entity controlled by the reporting person, and the reported securities may be deemed to be indirectly beneficially owned by the reporting person. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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December 31, 2024 Filed Jan 3, 2025 21:41 UTC
Chan I-Tseng JennyFormer 10% Owner
OtherConvertible Note · Derivative Not disclosed $0.00 Strike: $3.95 $3,000,000.00
Disclosure

SEC source: 0001213900-25-000919 · ownership.xml · derivative · entry 1

Chan I-Tseng Jenny · CIK 0002009461 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By CP Acquisitions, LLC

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2025-07-01

F1 · kind: On 12/31/2024, CP Acquisitions, LLC ("CP"), an entity affiliated with the Reporting Person, signed an Asset Purchase Agreement ("APA") for the purchase of certain assets of the Issuer and closed the transaction. In exchange for the assets, CP, among other consideration, terminated the: (i) Senior Secured Amended, Restated and Consolidated Convertible Note dated 1/24 2024, as amended on 5/21/2024; and (ii) Junior Secured Convertible Promissory Note dated 8/14/2024, as amended on October 18, 2024. As of the date of the APA, the Reporting Person is no longer a "Reporting Person."

F1 · price: On 12/31/2024, CP Acquisitions, LLC ("CP"), an entity affiliated with the Reporting Person, signed an Asset Purchase Agreement ("APA") for the purchase of certain assets of the Issuer and closed the transaction. In exchange for the assets, CP, among other consideration, terminated the: (i) Senior Secured Amended, Restated and Consolidated Convertible Note dated 1/24 2024, as amended on 5/21/2024; and (ii) Junior Secured Convertible Promissory Note dated 8/14/2024, as amended on October 18, 2024. As of the date of the APA, the Reporting Person is no longer a "Reporting Person."

F1 · derivative.exercise_date: On 12/31/2024, CP Acquisitions, LLC ("CP"), an entity affiliated with the Reporting Person, signed an Asset Purchase Agreement ("APA") for the purchase of certain assets of the Issuer and closed the transaction. In exchange for the assets, CP, among other consideration, terminated the: (i) Senior Secured Amended, Restated and Consolidated Convertible Note dated 1/24 2024, as amended on 5/21/2024; and (ii) Junior Secured Convertible Promissory Note dated 8/14/2024, as amended on October 18, 2024. As of the date of the APA, the Reporting Person is no longer a "Reporting Person."

F1 · derivative.underlying_shares: On 12/31/2024, CP Acquisitions, LLC ("CP"), an entity affiliated with the Reporting Person, signed an Asset Purchase Agreement ("APA") for the purchase of certain assets of the Issuer and closed the transaction. In exchange for the assets, CP, among other consideration, terminated the: (i) Senior Secured Amended, Restated and Consolidated Convertible Note dated 1/24 2024, as amended on 5/21/2024; and (ii) Junior Secured Convertible Promissory Note dated 8/14/2024, as amended on October 18, 2024. As of the date of the APA, the Reporting Person is no longer a "Reporting Person."

F1 · valueOwnedAfter: On 12/31/2024, CP Acquisitions, LLC ("CP"), an entity affiliated with the Reporting Person, signed an Asset Purchase Agreement ("APA") for the purchase of certain assets of the Issuer and closed the transaction. In exchange for the assets, CP, among other consideration, terminated the: (i) Senior Secured Amended, Restated and Consolidated Convertible Note dated 1/24 2024, as amended on 5/21/2024; and (ii) Junior Secured Convertible Promissory Note dated 8/14/2024, as amended on October 18, 2024. As of the date of the APA, the Reporting Person is no longer a "Reporting Person."

F2 · ownership.nature: CP is an entity controlled by the reporting person, and the reported securities may be deemed to be indirectly beneficially owned by the reporting person. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 31, 2024 Filed Jan 4, 2025 02:42 UTC
Chang Raymond NobuFormer 10% Owner
OtherConvertible Note · Derivative 0 $0.00 Strike: $1.46 $0.00
Disclosure

SEC source: 0001213900-25-000920 · ownership.xml · derivative · entry 2

Chang Raymond Nobu · CIK 0001831402 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By CP Acquisitions, LLC

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2025-12-31

F1 · kind: On 12/31/2024, CP Acquisitions, LLC ("CP"), an entity affiliated with the Reporting Person, signed an Asset Purchase Agreement ("APA") for the purchase of certain assets of the Issuer and closed the transaction. In exchange for the assets, CP, among other consideration, terminated the: (i) Senior Secured Amended, Restated and Consolidated Convertible Note dated 1/24 2024, as amended on 5/21/2024; and (ii) Junior Secured Convertible Promissory Note dated 8/14/2024, as amended on October 18, 2024. As of the date of the APA, the Reporting Person is no longer a "Reporting Person."

F1 · derivative.exercise_date: On 12/31/2024, CP Acquisitions, LLC ("CP"), an entity affiliated with the Reporting Person, signed an Asset Purchase Agreement ("APA") for the purchase of certain assets of the Issuer and closed the transaction. In exchange for the assets, CP, among other consideration, terminated the: (i) Senior Secured Amended, Restated and Consolidated Convertible Note dated 1/24 2024, as amended on 5/21/2024; and (ii) Junior Secured Convertible Promissory Note dated 8/14/2024, as amended on October 18, 2024. As of the date of the APA, the Reporting Person is no longer a "Reporting Person."

F1 · derivative.underlying_shares: On 12/31/2024, CP Acquisitions, LLC ("CP"), an entity affiliated with the Reporting Person, signed an Asset Purchase Agreement ("APA") for the purchase of certain assets of the Issuer and closed the transaction. In exchange for the assets, CP, among other consideration, terminated the: (i) Senior Secured Amended, Restated and Consolidated Convertible Note dated 1/24 2024, as amended on 5/21/2024; and (ii) Junior Secured Convertible Promissory Note dated 8/14/2024, as amended on October 18, 2024. As of the date of the APA, the Reporting Person is no longer a "Reporting Person."

F1 · balance_after: On 12/31/2024, CP Acquisitions, LLC ("CP"), an entity affiliated with the Reporting Person, signed an Asset Purchase Agreement ("APA") for the purchase of certain assets of the Issuer and closed the transaction. In exchange for the assets, CP, among other consideration, terminated the: (i) Senior Secured Amended, Restated and Consolidated Convertible Note dated 1/24 2024, as amended on 5/21/2024; and (ii) Junior Secured Convertible Promissory Note dated 8/14/2024, as amended on October 18, 2024. As of the date of the APA, the Reporting Person is no longer a "Reporting Person."

F2 · ownership.nature: CP is an entity controlled by the reporting person, and the reported securities may be deemed to be indirectly beneficially owned by the reporting person. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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December 31, 2024 Filed Jan 4, 2025 02:42 UTC
Chang Raymond NobuFormer 10% Owner
OtherConvertible Note · Derivative Not disclosed $0.00 Strike: $3.95 $3,000,000.00
Disclosure

SEC source: 0001213900-25-000920 · ownership.xml · derivative · entry 1

Chang Raymond Nobu · CIK 0001831402 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By CP Acquisitions, LLC

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2025-07-01

F1 · kind: On 12/31/2024, CP Acquisitions, LLC ("CP"), an entity affiliated with the Reporting Person, signed an Asset Purchase Agreement ("APA") for the purchase of certain assets of the Issuer and closed the transaction. In exchange for the assets, CP, among other consideration, terminated the: (i) Senior Secured Amended, Restated and Consolidated Convertible Note dated 1/24 2024, as amended on 5/21/2024; and (ii) Junior Secured Convertible Promissory Note dated 8/14/2024, as amended on October 18, 2024. As of the date of the APA, the Reporting Person is no longer a "Reporting Person."

F1 · price: On 12/31/2024, CP Acquisitions, LLC ("CP"), an entity affiliated with the Reporting Person, signed an Asset Purchase Agreement ("APA") for the purchase of certain assets of the Issuer and closed the transaction. In exchange for the assets, CP, among other consideration, terminated the: (i) Senior Secured Amended, Restated and Consolidated Convertible Note dated 1/24 2024, as amended on 5/21/2024; and (ii) Junior Secured Convertible Promissory Note dated 8/14/2024, as amended on October 18, 2024. As of the date of the APA, the Reporting Person is no longer a "Reporting Person."

F1 · derivative.exercise_date: On 12/31/2024, CP Acquisitions, LLC ("CP"), an entity affiliated with the Reporting Person, signed an Asset Purchase Agreement ("APA") for the purchase of certain assets of the Issuer and closed the transaction. In exchange for the assets, CP, among other consideration, terminated the: (i) Senior Secured Amended, Restated and Consolidated Convertible Note dated 1/24 2024, as amended on 5/21/2024; and (ii) Junior Secured Convertible Promissory Note dated 8/14/2024, as amended on October 18, 2024. As of the date of the APA, the Reporting Person is no longer a "Reporting Person."

F1 · derivative.underlying_shares: On 12/31/2024, CP Acquisitions, LLC ("CP"), an entity affiliated with the Reporting Person, signed an Asset Purchase Agreement ("APA") for the purchase of certain assets of the Issuer and closed the transaction. In exchange for the assets, CP, among other consideration, terminated the: (i) Senior Secured Amended, Restated and Consolidated Convertible Note dated 1/24 2024, as amended on 5/21/2024; and (ii) Junior Secured Convertible Promissory Note dated 8/14/2024, as amended on October 18, 2024. As of the date of the APA, the Reporting Person is no longer a "Reporting Person."

F1 · valueOwnedAfter: On 12/31/2024, CP Acquisitions, LLC ("CP"), an entity affiliated with the Reporting Person, signed an Asset Purchase Agreement ("APA") for the purchase of certain assets of the Issuer and closed the transaction. In exchange for the assets, CP, among other consideration, terminated the: (i) Senior Secured Amended, Restated and Consolidated Convertible Note dated 1/24 2024, as amended on 5/21/2024; and (ii) Junior Secured Convertible Promissory Note dated 8/14/2024, as amended on October 18, 2024. As of the date of the APA, the Reporting Person is no longer a "Reporting Person."

F2 · ownership.nature: CP is an entity controlled by the reporting person, and the reported securities may be deemed to be indirectly beneficially owned by the reporting person. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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December 12, 2024 Filed Dec 16, 2024 12:42 UTC
RSLGH, LLC10% owner
PurchasePre-Funded Warrants (right to buy) · Derivative 185,500 $35.54 Strike: $0.00 $6,592,670.00
Disclosure

SEC source: 0001213900-24-109031 · ownership.xml · derivative · entry 1

RSLGH, LLC · CIK 0002043397 · 10% owner

Green Thumb Industries Inc. · CIK 0001795139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,500

Underlying: Common Stock · 185,500 shares

Expires not disclosed

F1 · price: On 12/12/2024, RLSGH, LLC (the "Investor") entered into a purchase agreement with Double or Nothing, LLC ("DON"), pursuant to which the Investor purchased pre-funded warrants to acquire up to 185,500 shares of the common stock of Agrify Corporation (the "Issuer") at a purchase price of $35.54 per pre-funded warrant, which is equal to the most recent closing price of the Issuer's common stock as of the time the purchase agreement was signed. The pre-funded warrants include a beneficial ownership limitation of 4.99% of the Issuer's common stock. The Investor may increase or decrease this percentage, but not in excess of 49.99%, by providing at least 61 days' prior notice. Additionally, the pre-funded warrants may not be exercised to the extent that the aggregate number of shares of common stock issued at closing and upon exercise of pre-funded warrants under the Asset Purchase Agreement among the Company, DON its members, dated as of 12/12/2024, would collectively exceed 370,670.

F1 · derivative.exercise_date: On 12/12/2024, RLSGH, LLC (the "Investor") entered into a purchase agreement with Double or Nothing, LLC ("DON"), pursuant to which the Investor purchased pre-funded warrants to acquire up to 185,500 shares of the common stock of Agrify Corporation (the "Issuer") at a purchase price of $35.54 per pre-funded warrant, which is equal to the most recent closing price of the Issuer's common stock as of the time the purchase agreement was signed. The pre-funded warrants include a beneficial ownership limitation of 4.99% of the Issuer's common stock. The Investor may increase or decrease this percentage, but not in excess of 49.99%, by providing at least 61 days' prior notice. Additionally, the pre-funded warrants may not be exercised to the extent that the aggregate number of shares of common stock issued at closing and upon exercise of pre-funded warrants under the Asset Purchase Agreement among the Company, DON its members, dated as of 12/12/2024, would collectively exceed 370,670.

F1 · derivative.expiration_date: On 12/12/2024, RLSGH, LLC (the "Investor") entered into a purchase agreement with Double or Nothing, LLC ("DON"), pursuant to which the Investor purchased pre-funded warrants to acquire up to 185,500 shares of the common stock of Agrify Corporation (the "Issuer") at a purchase price of $35.54 per pre-funded warrant, which is equal to the most recent closing price of the Issuer's common stock as of the time the purchase agreement was signed. The pre-funded warrants include a beneficial ownership limitation of 4.99% of the Issuer's common stock. The Investor may increase or decrease this percentage, but not in excess of 49.99%, by providing at least 61 days' prior notice. Additionally, the pre-funded warrants may not be exercised to the extent that the aggregate number of shares of common stock issued at closing and upon exercise of pre-funded warrants under the Asset Purchase Agreement among the Company, DON its members, dated as of 12/12/2024, would collectively exceed 370,670.

F2 · ownership.direct: The Investor is the direct beneficial owner of the pre-funded warrants. The Investor is an indirectly wholly-owned subsidiary of Green Thumb Industries Inc. ("Green Thumb"). Green Thumb is the sole shareholder of GTI23, Inc., which is the sole member of VCP23, LLC, which is the sole shareholder of For Success Holdings Company. For Success Holdings Company is the sole member of Wellness Mgmt, LLC, which is the sole member of Core Growth, LLC. Core Growth, LLC is the sole member of Investor.

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December 03, 2024 Filed Dec 6, 2024 02:01 UTC SaleCommon Stock 1,097 $42.69 $46,829.61
Disclosure

SEC source: 0001213900-24-106157 · ownership.xml · nonDerivative · entry 1

MAHONEY TIMOTHY · CIK 0000926012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.50 to $43.11, inclusive. The reporting person hereby undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

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December 03, 2024 Filed Dec 6, 2024 02:01 UTC
Holtzman MaxDirector
SaleCommon Stock 297 $43.25 $12,845.25
Disclosure

SEC source: 0001213900-24-106158 · ownership.xml · nonDerivative · entry 2

Holtzman Max · CIK 0001938929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

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December 03, 2024 Filed Dec 6, 2024 02:01 UTC
Holtzman MaxDirector
SaleCommon Stock 800 $41.14 $32,908.16
Disclosure

SEC source: 0001213900-24-106158 · ownership.xml · nonDerivative · entry 1

Holtzman Max · CIK 0001938929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.80 to $41.77, inclusive. The reporting person hereby undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.