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Rise Gold Corp.

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7717
SEC CIK
0001424864
Parsed reports
176

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 28, 2022 Filed Aug 11, 2023 19:12 UTC PurchaseWarrants · Derivative 500,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001727689-23-000061 · ownership.xml · derivative · entry 2

V B S Exchange Pty Ltd · CIK 0001972353 · 10% owner

V B S Investments Pty Ltd · CIK 0001972324 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2024-01-28

F1 · ownership.direct: Securities are beneficially owned directly by V B S Exchange Pty Ltd and indirectly by V B S Investments Pty Ltd

Read SEC document
January 28, 2022 Filed Aug 11, 2023 19:12 UTC PurchaseCommon Stock 500,000 $0.40 $200,000.00
Disclosure

SEC source: 0001727689-23-000061 · ownership.xml · nonDerivative · entry 1

V B S Exchange Pty Ltd · CIK 0001972353 · 10% owner

V B S Investments Pty Ltd · CIK 0001972324 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500,000

F1 · ownership.direct: Securities are beneficially owned directly by V B S Exchange Pty Ltd and indirectly by V B S Investments Pty Ltd

Read SEC document
November 27, 2020 Filed Dec 9, 2020 16:01 UTC
Boon VinceChief Financial Officer
SaleCommon Shares 5,000 $0.65 $3,250.00
Disclosure

SEC source: 0001567619-20-020797 · doc1.xml · nonDerivative · entry 3

Boon Vince · CIK 0001739631 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: Converted from Canadian sale price of C$0.84 using an exchange rate of C$1.2985 = US$1.00.

Read SEC document
November 26, 2020 Filed Dec 9, 2020 16:01 UTC
Boon VinceChief Financial Officer
SaleCommon Shares 107 $0.65 $69.55
Disclosure

SEC source: 0001567619-20-020797 · doc1.xml · nonDerivative · entry 2

Boon Vince · CIK 0001739631 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F2 · price: Converted from Canadian sale price of C$0.85 using an exchange rate of C$1.3013 = US$1.00.

Read SEC document
November 26, 2020 Filed Dec 9, 2020 16:01 UTC
Boon VinceChief Financial Officer
SaleCommon Shares 4,500 $0.65 $2,925.00
Disclosure

SEC source: 0001567619-20-020797 · doc1.xml · nonDerivative · entry 1

Boon Vince · CIK 0001739631 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,107

F1 · price: Converted from Canadian sale price of C$0.84 using an exchange rate of C$1.3013 = US$1.00.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 21:36 UTC
Lepard Lawrence WardDirector · 10% owner
PurchaseWarrants · Derivative 33,333 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001786366-20-000002 · primary_doc.xml · derivative · entry 4

Lepard Lawrence Ward · CIK 0001786366 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By EMA GARP FUND LP

Disclosed balance after: 33,333

Underlying: Common Stock · 33,333 shares

Expires 2022-07-31

Read SEC document
November 18, 2020 Filed Nov 20, 2020 21:36 UTC
Lepard Lawrence WardDirector · 10% owner
PurchaseCommon Stock 66,667 $0.75 $50,000.25
Disclosure

SEC source: 0001786366-20-000002 · primary_doc.xml · nonDerivative · entry 1

Lepard Lawrence Ward · CIK 0001786366 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By EMA GARP FUND LP

Disclosed balance after: 1,529,656

Read SEC document
October 26, 2020 Filed Oct 26, 2020 23:36 UTC
Proust JohnDirector
OtherCommon Shares 240,915 $0.76 $183,095.40
Disclosure

SEC source: 0001567619-20-018191 · doc1.xml · nonDerivative · entry 5

Proust John · CIK 0001738315 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gwen Proust 2018 Alter Ego Trust

Disclosed balance after: 240,915

F1 · kind: The shares were distributed to shareholders of Southern Arc Minerals Inc. on a pro-rata basis on October 22, 2020.

F2 · price: The closing price of the Issuer's common shares on October 22, 2020, was converted from the Canadian closing price of C$1.00 using an exchange rate of C$1.3142 = US$1.00.

F4 · ownership.nature: Trust controlled by the reporting person.

Read SEC document
October 22, 2020 Filed Oct 26, 2020 18:15 UTC
Boon VinceChief Financial Officer
OtherCommon Shares 9,607 $0.76 $7,301.32
Disclosure

SEC source: 0001567619-20-018187 · doc1.xml · nonDerivative · entry 1

Boon Vince · CIK 0001739631 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,607

F1 · kind: The shares were distributed to shareholders of Southern Arc Minerals Inc. on a pro-rata basis on October 22, 2020.

F2 · price: The closing price of the Issuer's common shares on October 22, 2020, was converted from the Canadian closing price of C$1.00 using an exchange rate of C$1.3142 = U.S.$1.00.

Read SEC document
October 22, 2020 Filed Oct 27, 2020 00:08 UTC OtherCommon Shares 2,734,388 $0.76 $2,078,134.88
Disclosure

SEC source: 0001567619-20-018194 · doc1.xml · nonDerivative · entry 1

SOUTHERN ARC MINERALS INC · CIK 0001350138 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,612

F1 · kind: The shares were distributed to shareholders of Southern Arc Minerals Inc. on a pro-rate basis on October 22, 2020.

F2 · shares: Reflects 10:1 stock consolidation effected by the Issuer on December 16, 2019.

F3 · price: The closing price of the Issuer's common shares on October 22, 2020, was converted from the Canadian closing price of C$1.00 using an exchange rate of C$1.3142 = US$1.00.

F2 · balance_after: Reflects 10:1 stock consolidation effected by the Issuer on December 16, 2019.

Read SEC document
October 22, 2020 Filed Oct 26, 2020 23:36 UTC
Proust JohnDirector
OtherCommon Shares 6,124 $0.76 $4,654.24
Disclosure

SEC source: 0001567619-20-018191 · doc1.xml · nonDerivative · entry 4

Proust John · CIK 0001738315 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Proust Family Trust

Disclosed balance after: 6,124

F1 · kind: The shares were distributed to shareholders of Southern Arc Minerals Inc. on a pro-rata basis on October 22, 2020.

F2 · price: The closing price of the Issuer's common shares on October 22, 2020, was converted from the Canadian closing price of C$1.00 using an exchange rate of C$1.3142 = US$1.00.

F4 · ownership.nature: Trust controlled by the reporting person.

Read SEC document
October 22, 2020 Filed Oct 26, 2020 23:36 UTC
Proust JohnDirector
OtherCommon Shares 186,007 $0.76 $141,365.32
Disclosure

SEC source: 0001567619-20-018191 · doc1.xml · nonDerivative · entry 3

Proust John · CIK 0001738315 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · J. Proust & Associates

Disclosed balance after: 186,007

F1 · kind: The shares were distributed to shareholders of Southern Arc Minerals Inc. on a pro-rata basis on October 22, 2020.

F2 · price: The closing price of the Issuer's common shares on October 22, 2020, was converted from the Canadian closing price of C$1.00 using an exchange rate of C$1.3142 = US$1.00.

F3 · ownership.nature: A corporation wholly owned by the reporting person.

Read SEC document
October 22, 2020 Filed Oct 26, 2020 23:36 UTC
Proust JohnDirector
OtherCommon Shares 8,941 $0.76 $6,795.16
Disclosure

SEC source: 0001567619-20-018191 · doc1.xml · nonDerivative · entry 2

Proust John · CIK 0001738315 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Portland Management Inc.

Disclosed balance after: 8,941

F1 · kind: The shares were distributed to shareholders of Southern Arc Minerals Inc. on a pro-rata basis on October 22, 2020.

F2 · price: The closing price of the Issuer's common shares on October 22, 2020, was converted from the Canadian closing price of C$1.00 using an exchange rate of C$1.3142 = US$1.00.

F3 · ownership.nature: A corporation wholly owned by the reporting person.

Read SEC document
October 22, 2020 Filed Oct 26, 2020 23:36 UTC
Proust JohnDirector
OtherCommon Shares 126,279 $0.76 $95,972.04
Disclosure

SEC source: 0001567619-20-018191 · doc1.xml · nonDerivative · entry 1

Proust John · CIK 0001738315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,279

F1 · kind: The shares were distributed to shareholders of Southern Arc Minerals Inc. on a pro-rata basis on October 22, 2020.

F2 · price: The closing price of the Issuer's common shares on October 22, 2020, was converted from the Canadian closing price of C$1.00 using an exchange rate of C$1.3142 = US$1.00.

Read SEC document
October 22, 2020 Filed Jan 28, 2022 22:19 UTC Amendment
Proust JohnDirector
OtherCommon Shares 240,915 $0.76 $183,095.40
Disclosure

SEC source: 0001567619-22-002001 · doc1.xml · nonDerivative · entry 5

Proust John · CIK 0001738315 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gwen Proust 2018 Alter Ego Trust

Disclosed balance after: 240,915

F1 · kind: The shares were distributed to shareholders of Southern Arc Minerals Inc. on a pro-rata basis on October 22, 2020.

F2 · price: The closing price of the Issuer's common shares on October 22, 2020, was converted from the Canadian closing price of C$1.00 using an exchange rate of C$1.3142 = US$1.00.

F4 · ownership.nature: Trust controlled by the reporting person.

Read SEC document
October 22, 2020 Filed Jan 28, 2022 22:19 UTC Amendment
Proust JohnDirector
OtherCommon Shares 6,125 $0.76 $4,655.00
Disclosure

SEC source: 0001567619-22-002001 · doc1.xml · nonDerivative · entry 4

Proust John · CIK 0001738315 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Proust Family Trust

Disclosed balance after: 6,125

F1 · kind: The shares were distributed to shareholders of Southern Arc Minerals Inc. on a pro-rata basis on October 22, 2020.

F2 · price: The closing price of the Issuer's common shares on October 22, 2020, was converted from the Canadian closing price of C$1.00 using an exchange rate of C$1.3142 = US$1.00.

F4 · ownership.nature: Trust controlled by the reporting person.

Read SEC document
October 22, 2020 Filed Jan 28, 2022 22:19 UTC Amendment
Proust JohnDirector
OtherCommon Shares 330,124 $0.76 $250,894.24
Disclosure

SEC source: 0001567619-22-002001 · doc1.xml · nonDerivative · entry 3

Proust John · CIK 0001738315 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · J. Proust & Associates

Disclosed balance after: 330,124

F1 · kind: The shares were distributed to shareholders of Southern Arc Minerals Inc. on a pro-rata basis on October 22, 2020.

F2 · price: The closing price of the Issuer's common shares on October 22, 2020, was converted from the Canadian closing price of C$1.00 using an exchange rate of C$1.3142 = US$1.00.

F5 · balance_after: This Form 4 is being amended solely to correct the number of shares distributed to each individual holder by Southern Arc Minerals Inc. on October 22, 2020.

F3 · ownership.nature: A corporation wholly owned by the reporting person.

Read SEC document
October 22, 2020 Filed Jan 28, 2022 22:19 UTC Amendment
Proust JohnDirector
OtherCommon Shares 26,956 $0.76 $20,486.56
Disclosure

SEC source: 0001567619-22-002001 · doc1.xml · nonDerivative · entry 2

Proust John · CIK 0001738315 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Portland Management Inc.

Disclosed balance after: 26,956

F1 · kind: The shares were distributed to shareholders of Southern Arc Minerals Inc. on a pro-rata basis on October 22, 2020.

F2 · price: The closing price of the Issuer's common shares on October 22, 2020, was converted from the Canadian closing price of C$1.00 using an exchange rate of C$1.3142 = US$1.00.

F5 · balance_after: This Form 4 is being amended solely to correct the number of shares distributed to each individual holder by Southern Arc Minerals Inc. on October 22, 2020.

F3 · ownership.nature: A corporation wholly owned by the reporting person.

Read SEC document
October 22, 2020 Filed Jan 28, 2022 22:19 UTC Amendment
Proust JohnDirector
OtherCommon Shares 36,206 $0.76 $27,516.56
Disclosure

SEC source: 0001567619-22-002001 · doc1.xml · nonDerivative · entry 1

Proust John · CIK 0001738315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,206

F1 · kind: The shares were distributed to shareholders of Southern Arc Minerals Inc. on a pro-rata basis on October 22, 2020.

F2 · price: The closing price of the Issuer's common shares on October 22, 2020, was converted from the Canadian closing price of C$1.00 using an exchange rate of C$1.3142 = US$1.00.

F5 · balance_after: This Form 4 is being amended solely to correct the number of shares distributed to each individual holder by Southern Arc Minerals Inc. on October 22, 2020.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 20:30 UTC
Lepard Lawrence WardDirector · 10% owner
PurchaseCommon Stock 65,783 $0.74 $48,732.05
Disclosure

SEC source: 0001727689-20-000008 · primary_doc.xml · nonDerivative · entry 2

Lepard Lawrence Ward · CIK 0001786366 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By EMA GARP FUND LP

Disclosed balance after: 1,462,989

F2 · price: Weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $0.7455 to $0.75. The reporting person undertakes to provide the issuer, any security holder of the issuer, and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
October 02, 2020 Filed Oct 9, 2020 00:45 UTC Amendment
Lepard Lawrence WardDirector · 10% owner
PurchaseCommon Stock 65,783 $0.74 $48,732.05
Disclosure

SEC source: 0001727689-20-000010 · primary_doc.xml · nonDerivative · entry 2

Lepard Lawrence Ward · CIK 0001786366 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By EMA GARP FUND LP

Disclosed balance after: 1,462,989

F2 · price: Weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $0.7455 to $0.75. The reporting person undertakes to provide the issuer, any security holder of the issuer, and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:30 UTC
Lepard Lawrence WardDirector · 10% owner
PurchaseCommon Stock 140,000 $0.75 $104,860.00
Disclosure

SEC source: 0001727689-20-000008 · primary_doc.xml · nonDerivative · entry 1

Lepard Lawrence Ward · CIK 0001786366 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By EMA GARP FUND LP

Disclosed balance after: 1,397,206

F1 · price: Weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $0.69 to $0.75. The reporting person undertakes to provide the issuer, any security holder of the issuer, and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
October 01, 2020 Filed Oct 9, 2020 00:45 UTC Amendment
Lepard Lawrence WardDirector · 10% owner
PurchaseCommon Stock 140,000 $0.75 $104,860.00
Disclosure

SEC source: 0001727689-20-000010 · primary_doc.xml · nonDerivative · entry 1

Lepard Lawrence Ward · CIK 0001786366 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By EMA GARP FUND LP

Disclosed balance after: 1,397,206

F1 · price: Weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $0.69 to $0.75. The reporting person undertakes to provide the issuer, any security holder of the issuer, and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 20:19 UTC
Lepard Lawrence WardDirector · 10% owner
PurchaseCommon Stock 102,302 $0.70 $71,253.34
Disclosure

SEC source: 0001727689-20-000007 · primary_doc.xml · nonDerivative · entry 2

Lepard Lawrence Ward · CIK 0001786366 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By EMA GARP FUND LP

Disclosed balance after: 1,257,206

F2 · price: Weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $0.59 to $0.75. The reporting person undertakes to provide the issuer, any security holder of the issuer, and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
September 30, 2020 Filed Oct 8, 2020 23:43 UTC Amendment
Lepard Lawrence WardDirector · 10% owner
PurchaseCommon Stock 102,302 $0.70 $71,253.34
Disclosure

SEC source: 0001727689-20-000009 · primary_doc.xml · nonDerivative · entry 2

Lepard Lawrence Ward · CIK 0001786366 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By EMA GARP FUND LP

Disclosed balance after: 1,257,206

F2 · price: Weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $0.59 to $0.75. The reporting person undertakes to provide the issuer, any security holder of the issuer, and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
September 29, 2020 Filed Oct 1, 2020 20:19 UTC
Lepard Lawrence WardDirector · 10% owner
PurchaseCommon Stock 91,571 $0.62 $56,911.38
Disclosure

SEC source: 0001727689-20-000007 · primary_doc.xml · nonDerivative · entry 1

Lepard Lawrence Ward · CIK 0001786366 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By EMA GARP FUND LP

Disclosed balance after: 1,154,904

F1 · price: Weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $0.56 to $0.64. The reporting person undertakes to provide the issuer, any security holder of the issuer, and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
September 29, 2020 Filed Oct 8, 2020 23:43 UTC Amendment
Lepard Lawrence WardDirector · 10% owner
PurchaseCommon Stock 91,571 $0.62 $56,911.38
Disclosure

SEC source: 0001727689-20-000009 · primary_doc.xml · nonDerivative · entry 1

Lepard Lawrence Ward · CIK 0001786366 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By EMA GARP FUND LP

Disclosed balance after: 1,154,904

F1 · price: Weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $0.56 to $0.64. The reporting person undertakes to provide the issuer, any security holder of the issuer, and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 18:43 UTC
Mossman BenjaminDirector · CEO, President
GrantOptions · Derivative 1,338,500 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001727689-20-000006 · primary_doc.xml · derivative · entry 2

Mossman Benjamin · CIK 0001687923 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,338,500

Underlying: Common Stock · 1,338,500 shares

Expires 2025-09-22

Read SEC document
July 31, 2020 Filed Aug 4, 2020 20:31 UTC
Mossman BenjaminDirector · CEO, President
Disposition to issuerOptions · Derivative 58,660 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001727689-20-000003 · primary_doc.xml · derivative · entry 7

Mossman Benjamin · CIK 0001687923 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,660 shares

Expires 2021-08-08

F1 · derivative.exercise_price: Represents a price in Canadian dollars.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 20:31 UTC
Mossman BenjaminDirector · CEO, President
Disposition to issuerOptions · Derivative 214,254 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001727689-20-000003 · primary_doc.xml · derivative · entry 6

Mossman Benjamin · CIK 0001687923 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 214,254 shares

Expires 2021-12-27

F1 · derivative.exercise_price: Represents a price in Canadian dollars.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 20:31 UTC
Mossman BenjaminDirector · CEO, President
Disposition to issuerOptions · Derivative 263,100 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001727689-20-000003 · primary_doc.xml · derivative · entry 5

Mossman Benjamin · CIK 0001687923 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 263,100 shares

Expires 2023-04-18

F1 · derivative.exercise_price: Represents a price in Canadian dollars.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 20:31 UTC
Mossman BenjaminDirector · CEO, President
Disposition to issuerOptions · Derivative 100,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001727689-20-000003 · primary_doc.xml · derivative · entry 4

Mossman Benjamin · CIK 0001687923 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2023-11-29

F1 · derivative.exercise_price: Represents a price in Canadian dollars.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 20:31 UTC
Mossman BenjaminDirector · CEO, President
Disposition to issuerOptions · Derivative 461,284 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001727689-20-000003 · primary_doc.xml · derivative · entry 3

Mossman Benjamin · CIK 0001687923 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 461,284 shares

Expires 2024-08-21

F1 · derivative.exercise_price: Represents a price in Canadian dollars.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 20:31 UTC
Mossman BenjaminDirector · CEO, President
PurchaseWarrants · Derivative 20,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001727689-20-000003 · primary_doc.xml · derivative · entry 2

Mossman Benjamin · CIK 0001687923 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2022-07-31

F2 · balance_after: On December 16, 2019, the issuer effected a 1 for 10 reverse stock split (the "Reverse Split"). All numbers reported on this Form 4 have been adjusted to reflect the Reverse Split.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 20:31 UTC
Mossman BenjaminDirector · CEO, President
PurchaseCommon Stock 40,000 $0.75 $30,000.00
Disclosure

SEC source: 0001727689-20-000003 · primary_doc.xml · nonDerivative · entry 1

Mossman Benjamin · CIK 0001687923 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,829

F2 · balance_after: On December 16, 2019, the issuer effected a 1 for 10 reverse stock split (the "Reverse Split"). All numbers reported on this Form 4 have been adjusted to reflect the Reverse Split.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 22:57 UTC
Lepard Lawrence WardDirector · 10% owner
PurchaseWarrants · Derivative 66,667 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001727689-20-000002 · primary_doc.xml · derivative · entry 4

Lepard Lawrence Ward · CIK 0001786366 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By EMA GARP FUND LP

Disclosed balance after: 66,667

Underlying: Common Stock · 66,667 shares

Expires 2022-07-31

Read SEC document
July 31, 2020 Filed Aug 4, 2020 22:57 UTC
Lepard Lawrence WardDirector · 10% owner
PurchaseCommon Stock 133,333 $0.75 $99,999.75
Disclosure

SEC source: 0001727689-20-000002 · primary_doc.xml · nonDerivative · entry 1

Lepard Lawrence Ward · CIK 0001786366 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By EMA GARP FUND LP

Disclosed balance after: 1,063,333

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:47 UTC
Lepard Lawrence WardDirector · 10% owner
PurchaseCommon Stock 198,000 $0.50 $98,386.20
Disclosure

SEC source: 0001786366-20-000001 · primary_doc.xml · nonDerivative · entry 2

Lepard Lawrence Ward · CIK 0001786366 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By EMA GARP FUND LP

Disclosed balance after: 930,000

F1 · shares: On December 16, 2019, the issuer effected a 1 for 10 reverse stock split (the "Reverse Split"). All numbers reported on this Form 4 have been adjusted to reflect the Reverse Split.

F3 · price: Weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $0.4579 to $0.58. The reporting person undertakes to provide the issuer, any security holder of the issuer, and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F1 · balance_after: On December 16, 2019, the issuer effected a 1 for 10 reverse stock split (the "Reverse Split"). All numbers reported on this Form 4 have been adjusted to reflect the Reverse Split.

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December 31, 2019 Filed Jan 3, 2020 22:47 UTC
Lepard Lawrence WardDirector · 10% owner
PurchaseCommon Stock 100,000 $0.48 $48,180.00
Disclosure

SEC source: 0001786366-20-000001 · primary_doc.xml · nonDerivative · entry 1

Lepard Lawrence Ward · CIK 0001786366 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,875

F1 · shares: On December 16, 2019, the issuer effected a 1 for 10 reverse stock split (the "Reverse Split"). All numbers reported on this Form 4 have been adjusted to reflect the Reverse Split.

F2 · price: Weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $0.4547 to $0.5768. The reporting person undertakes to provide the issuer, any security holder of the issuer, and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F1 · balance_after: On December 16, 2019, the issuer effected a 1 for 10 reverse stock split (the "Reverse Split"). All numbers reported on this Form 4 have been adjusted to reflect the Reverse Split.

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August 21, 2019 Filed Aug 23, 2019 21:27 UTC
Boon VinceChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.07 $0.00
Disclosure

SEC source: 0001567619-19-017552 · doc1.xml · derivative · entry 1

Boon Vince · CIK 0001739631 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2024-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 21, 2019 Filed Aug 23, 2019 14:48 UTC
Mossman BenjaminDirector · CEO, President
PurchaseOptions · Derivative 4,612,840 $0.00 Strike: $0.07 $0.00
Disclosure

SEC source: 0001727689-19-000009 · primary_doc.xml · derivative · entry 2

Mossman Benjamin · CIK 0001687923 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,612,840

Underlying: Common Stock · 4,612,840 shares

Expires 2024-08-21

F1 · derivative.exercise_price: Represents a price in Canadian dollars.

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August 21, 2019 Filed Aug 24, 2019 01:31 UTC
Proust JohnDirector
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 750,000 $0.00 Strike: $0.07 $0.00
Disclosure

SEC source: 0001567619-19-017554 · doc1.xml · derivative · entry 1

Proust John · CIK 0001738315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 750,000 shares

Expires 2024-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 22:10 UTC PurchaseOptions · Derivative 400,000 $0.00 Strike: $0.07 $0.00
Disclosure

SEC source: 0001727689-19-000011 · primary_doc.xml · derivative · entry 1

Vehrs Thomas I. · CIK 0001705293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2024-08-21

F1 · derivative.exercise_price: Represents a price in Canadian dollars.

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August 21, 2019 Filed Aug 23, 2019 19:57 UTC PurchaseOptions · Derivative 400,000 $0.00 Strike: $0.07 $0.00
Disclosure

SEC source: 0001727689-19-000010 · primary_doc.xml · derivative · entry 1

Flanigan Murray Guinn · CIK 0001780964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2024-08-21

F1 · derivative.exercise_price: Represents a price in Canadian dollars.

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July 03, 2019 Filed Jul 12, 2019 16:13 UTC
Mossman BenjaminDirector · CEO, President
PurchaseWarrants · Derivative 357,143 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001727689-19-000007 · primary_doc.xml · derivative · entry 2

Mossman Benjamin · CIK 0001687923 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,143

Underlying: Common Stock · 357,143 shares

Expires 2022-07-03

F1 · derivative.exercise_price: Represents a price in Canadian dollars.

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July 03, 2019 Filed Jul 12, 2019 16:13 UTC
Mossman BenjaminDirector · CEO, President
PurchaseWarrants 714,286 $0.07 $50,000.02
Disclosure

SEC source: 0001727689-19-000007 · primary_doc.xml · nonDerivative · entry 1

Mossman Benjamin · CIK 0001687923 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,628,286

F1 · price: Represents a price in Canadian dollars.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 18:07 UTC
Mossman BenjaminDirector · CEO, President
PurchaseWarrants · Derivative 100,000 $0.00 Strike: $0.13 $0.00
Disclosure

SEC source: 0001727689-19-000002 · primary_doc.xml · derivative · entry 2

Mossman Benjamin · CIK 0001687923 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2021-03-01

F1 · derivative.exercise_price: Represents a price in Canadian dollars.

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March 01, 2019 Filed Mar 5, 2019 18:07 UTC
Mossman BenjaminDirector · CEO, President
PurchaseCommon Stock 200,000 $0.10 $20,000.00
Disclosure

SEC source: 0001727689-19-000002 · primary_doc.xml · nonDerivative · entry 1

Mossman Benjamin · CIK 0001687923 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 914,000

F1 · price: Represents a price in Canadian dollars.

Read SEC document
November 29, 2018 Filed Dec 1, 2018 00:12 UTC
Proust JohnDirector
GrantStock Options (Right to Buy) · Derivative 1,500,000 $0.00 Strike: $0.09 $0.00
Disclosure

SEC source: 0001567619-18-007191 · doc1.xml · derivative · entry 1

Proust John · CIK 0001738315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,000

Underlying: Common Stock · 1,500,000 shares

Expires 2023-11-29

F1 · derivative.exercise_price: Converted from exercise price of Cdn$0.12 using a foreign exchange rate of Cdn$1.3301=US$1.00.

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November 29, 2018 Filed Dec 3, 2018 13:00 UTC
Mossman BenjaminDirector · CEO, President
GrantOptions · Derivative 1,000,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001727689-18-000014 · primary_doc.xml · derivative · entry 2

Mossman Benjamin · CIK 0001687923 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2023-11-29

F1 · derivative.exercise_price: Represents a price in Canadian dollars.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.