Last 12 months
Inside the activity.
0 purchase rows · 35 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 5 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 20, 2021 Filed Apr 22, 2021 23:57 UTC |
Gibson ChristopherDirector · Chief Executive Officer
|
OtherClass B Common Stock | 9,317,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028030 · doc4.xml · nonDerivative · entry 3 Gibson Christopher · CIK 0001856369 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,317,883 F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's IPO. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 23:57 UTC |
Gibson ChristopherDirector · Chief Executive Officer
|
OtherCommon Stock | 9,317,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028030 · doc4.xml · nonDerivative · entry 2 Gibson Christopher · CIK 0001856369 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's IPO. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 23:57 UTC |
Gibson ChristopherDirector · Chief Executive Officer
|
ConversionCommon Stock | 55,383 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028030 · doc4.xml · nonDerivative · entry 1 Gibson Christopher · CIK 0001856369 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,317,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's IPO. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 19:46 UTC |
Data Collective IV, L.P.10% owner
Data Collective IV GP, LLC10% owner
DCVC V GP, LLC10% owner
DCVC V, L.P.10% owner
DCVC Opportunity Fund II GP, LLC10% owner
DCVC Opportunity Fund II, L.P.10% owner
Ocko Matthew10% owner
|
ConversionSeries D Preferred Stock · Derivative | 3,726,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-028024 · doc4.xml · derivative · entry 15 Data Collective IV, L.P. · CIK 0001664972 · 10% owner Data Collective IV GP, LLC · CIK 0001664974 · 10% owner DCVC V GP, LLC · CIK 0001770616 · 10% owner DCVC V, L.P. · CIK 0001770617 · 10% owner DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner Ocko Matthew · CIK 0001836089 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 3,726,963 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F1 · derivative.underlying: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F5 · ownership.nature: Represents shares held of record by DCVC V, L.P. ("DCVC V"). DCVC V GP, LLC ("DCVC V GP") is the general partner of DCVC V and has sole voting and dispositive power with regard to the shares held by DCVC V. Matthew Ocko and Zachary Bogue are the managing members of DCVC V GP and share voting and dispositive power with respect to the shares held by DCVC V. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 19:46 UTC |
Data Collective IV, L.P.10% owner
Data Collective IV GP, LLC10% owner
DCVC V GP, LLC10% owner
DCVC V, L.P.10% owner
DCVC Opportunity Fund II GP, LLC10% owner
DCVC Opportunity Fund II, L.P.10% owner
Ocko Matthew10% owner
|
ConversionSeries C Preferred Stock · Derivative | 730,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-028024 · doc4.xml · derivative · entry 14 Data Collective IV, L.P. · CIK 0001664972 · 10% owner Data Collective IV GP, LLC · CIK 0001664974 · 10% owner DCVC V GP, LLC · CIK 0001770616 · 10% owner DCVC V, L.P. · CIK 0001770617 · 10% owner DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner Ocko Matthew · CIK 0001836089 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 730,353 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F1 · derivative.underlying: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F4 · ownership.nature: Represents shares held of record by DCVC Opportunity Fund II, L.P. ("DCVC Opp Fund II"). DCVC Opportunity Fund II GP, LLC ("DCVC Opp Fund II GP") is the general partner of DCVC Opp Fund II and has sole voting and dispositive power with regard to the shares held by DCVC Opp Fund II. Matthew Ocko and Zachary Bogue are the managing members of DCVC Opp Fund II GP and share voting and dispositive power with respect to the shares held by DCVC Opp Fund II. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 19:46 UTC |
Data Collective IV, L.P.10% owner
Data Collective IV GP, LLC10% owner
DCVC V GP, LLC10% owner
DCVC V, L.P.10% owner
DCVC Opportunity Fund II GP, LLC10% owner
DCVC Opportunity Fund II, L.P.10% owner
Ocko Matthew10% owner
|
ConversionSeries C Preferred Stock · Derivative | 1,095,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-028024 · doc4.xml · derivative · entry 13 Data Collective IV, L.P. · CIK 0001664972 · 10% owner Data Collective IV GP, LLC · CIK 0001664974 · 10% owner DCVC V GP, LLC · CIK 0001770616 · 10% owner DCVC V, L.P. · CIK 0001770617 · 10% owner DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner Ocko Matthew · CIK 0001836089 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,095,529 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F1 · derivative.underlying: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F2 · ownership.nature: Represents shares held of record by Data Collective IV, L.P. ("DCVC IV"). Data Collective IV GP, LLC ("DCVC IV GP") is the general partner of DCVC IV and has sole voting and dispositive power with regard to the shares held by DCVC IV. Matthew Ocko and Zachary Bogue are the managing members of DCVC IV GP and share voting and dispositive power with respect to the shares held by DCVC IV. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 19:46 UTC |
Data Collective IV, L.P.10% owner
Data Collective IV GP, LLC10% owner
DCVC V GP, LLC10% owner
DCVC V, L.P.10% owner
DCVC Opportunity Fund II GP, LLC10% owner
DCVC Opportunity Fund II, L.P.10% owner
Ocko Matthew10% owner
|
ConversionSeries B Preferred Stock · Derivative | 3,220,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-028024 · doc4.xml · derivative · entry 12 Data Collective IV, L.P. · CIK 0001664972 · 10% owner Data Collective IV GP, LLC · CIK 0001664974 · 10% owner DCVC V GP, LLC · CIK 0001770616 · 10% owner DCVC V, L.P. · CIK 0001770617 · 10% owner DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner Ocko Matthew · CIK 0001836089 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 3,220,788 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F1 · derivative.underlying: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F4 · ownership.nature: Represents shares held of record by DCVC Opportunity Fund II, L.P. ("DCVC Opp Fund II"). DCVC Opportunity Fund II GP, LLC ("DCVC Opp Fund II GP") is the general partner of DCVC Opp Fund II and has sole voting and dispositive power with regard to the shares held by DCVC Opp Fund II. Matthew Ocko and Zachary Bogue are the managing members of DCVC Opp Fund II GP and share voting and dispositive power with respect to the shares held by DCVC Opp Fund II. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 19:46 UTC |
Data Collective IV, L.P.10% owner
Data Collective IV GP, LLC10% owner
DCVC V GP, LLC10% owner
DCVC V, L.P.10% owner
DCVC Opportunity Fund II GP, LLC10% owner
DCVC Opportunity Fund II, L.P.10% owner
Ocko Matthew10% owner
|
ConversionSeries B Preferred Stock · Derivative | 1,073,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-028024 · doc4.xml · derivative · entry 11 Data Collective IV, L.P. · CIK 0001664972 · 10% owner Data Collective IV GP, LLC · CIK 0001664974 · 10% owner DCVC V GP, LLC · CIK 0001770616 · 10% owner DCVC V, L.P. · CIK 0001770617 · 10% owner DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner Ocko Matthew · CIK 0001836089 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,073,595 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F1 · derivative.underlying: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F2 · ownership.nature: Represents shares held of record by Data Collective IV, L.P. ("DCVC IV"). Data Collective IV GP, LLC ("DCVC IV GP") is the general partner of DCVC IV and has sole voting and dispositive power with regard to the shares held by DCVC IV. Matthew Ocko and Zachary Bogue are the managing members of DCVC IV GP and share voting and dispositive power with respect to the shares held by DCVC IV. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 19:46 UTC |
Data Collective IV, L.P.10% owner
Data Collective IV GP, LLC10% owner
DCVC V GP, LLC10% owner
DCVC V, L.P.10% owner
DCVC Opportunity Fund II GP, LLC10% owner
DCVC Opportunity Fund II, L.P.10% owner
Ocko Matthew10% owner
|
ConversionSeries A Preferred Stock · Derivative | 3,771,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-028024 · doc4.xml · derivative · entry 10 Data Collective IV, L.P. · CIK 0001664972 · 10% owner Data Collective IV GP, LLC · CIK 0001664974 · 10% owner DCVC V GP, LLC · CIK 0001770616 · 10% owner DCVC V, L.P. · CIK 0001770617 · 10% owner DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner Ocko Matthew · CIK 0001836089 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 3,771,996 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F1 · derivative.underlying: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F2 · ownership.nature: Represents shares held of record by Data Collective IV, L.P. ("DCVC IV"). Data Collective IV GP, LLC ("DCVC IV GP") is the general partner of DCVC IV and has sole voting and dispositive power with regard to the shares held by DCVC IV. Matthew Ocko and Zachary Bogue are the managing members of DCVC IV GP and share voting and dispositive power with respect to the shares held by DCVC IV. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 19:46 UTC |
Data Collective IV, L.P.10% owner
Data Collective IV GP, LLC10% owner
DCVC V GP, LLC10% owner
DCVC V, L.P.10% owner
DCVC Opportunity Fund II GP, LLC10% owner
DCVC Opportunity Fund II, L.P.10% owner
Ocko Matthew10% owner
|
OtherClass A Common Stock | 3,726,963 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028024 · doc4.xml · nonDerivative · entry 9 Data Collective IV, L.P. · CIK 0001664972 · 10% owner Data Collective IV GP, LLC · CIK 0001664974 · 10% owner DCVC V GP, LLC · CIK 0001770616 · 10% owner DCVC V, L.P. · CIK 0001770617 · 10% owner DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner Ocko Matthew · CIK 0001836089 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,726,963 F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. F3 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. F5 · ownership.nature: Represents shares held of record by DCVC V, L.P. ("DCVC V"). DCVC V GP, LLC ("DCVC V GP") is the general partner of DCVC V and has sole voting and dispositive power with regard to the shares held by DCVC V. Matthew Ocko and Zachary Bogue are the managing members of DCVC V GP and share voting and dispositive power with respect to the shares held by DCVC V. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 19:46 UTC |
Data Collective IV, L.P.10% owner
Data Collective IV GP, LLC10% owner
DCVC V GP, LLC10% owner
DCVC V, L.P.10% owner
DCVC Opportunity Fund II GP, LLC10% owner
DCVC Opportunity Fund II, L.P.10% owner
Ocko Matthew10% owner
|
OtherCommon Stock | 3,726,963 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028024 · doc4.xml · nonDerivative · entry 8 Data Collective IV, L.P. · CIK 0001664972 · 10% owner Data Collective IV GP, LLC · CIK 0001664974 · 10% owner DCVC V GP, LLC · CIK 0001770616 · 10% owner DCVC V, L.P. · CIK 0001770617 · 10% owner DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner Ocko Matthew · CIK 0001836089 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. F3 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. F5 · ownership.nature: Represents shares held of record by DCVC V, L.P. ("DCVC V"). DCVC V GP, LLC ("DCVC V GP") is the general partner of DCVC V and has sole voting and dispositive power with regard to the shares held by DCVC V. Matthew Ocko and Zachary Bogue are the managing members of DCVC V GP and share voting and dispositive power with respect to the shares held by DCVC V. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 19:46 UTC |
Data Collective IV, L.P.10% owner
Data Collective IV GP, LLC10% owner
DCVC V GP, LLC10% owner
DCVC V, L.P.10% owner
DCVC Opportunity Fund II GP, LLC10% owner
DCVC Opportunity Fund II, L.P.10% owner
Ocko Matthew10% owner
|
ConversionCommon Stock | 3,726,963 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028024 · doc4.xml · nonDerivative · entry 7 Data Collective IV, L.P. · CIK 0001664972 · 10% owner Data Collective IV GP, LLC · CIK 0001664974 · 10% owner DCVC V GP, LLC · CIK 0001770616 · 10% owner DCVC V, L.P. · CIK 0001770617 · 10% owner DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner Ocko Matthew · CIK 0001836089 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,726,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F5 · ownership.nature: Represents shares held of record by DCVC V, L.P. ("DCVC V"). DCVC V GP, LLC ("DCVC V GP") is the general partner of DCVC V and has sole voting and dispositive power with regard to the shares held by DCVC V. Matthew Ocko and Zachary Bogue are the managing members of DCVC V GP and share voting and dispositive power with respect to the shares held by DCVC V. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 19:46 UTC |
Data Collective IV, L.P.10% owner
Data Collective IV GP, LLC10% owner
DCVC V GP, LLC10% owner
DCVC V, L.P.10% owner
DCVC Opportunity Fund II GP, LLC10% owner
DCVC Opportunity Fund II, L.P.10% owner
Ocko Matthew10% owner
|
OtherClass A Common Stock | 3,951,141 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028024 · doc4.xml · nonDerivative · entry 6 Data Collective IV, L.P. · CIK 0001664972 · 10% owner Data Collective IV GP, LLC · CIK 0001664974 · 10% owner DCVC V GP, LLC · CIK 0001770616 · 10% owner DCVC V, L.P. · CIK 0001770617 · 10% owner DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner Ocko Matthew · CIK 0001836089 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,951,141 F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. F3 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. F4 · ownership.nature: Represents shares held of record by DCVC Opportunity Fund II, L.P. ("DCVC Opp Fund II"). DCVC Opportunity Fund II GP, LLC ("DCVC Opp Fund II GP") is the general partner of DCVC Opp Fund II and has sole voting and dispositive power with regard to the shares held by DCVC Opp Fund II. Matthew Ocko and Zachary Bogue are the managing members of DCVC Opp Fund II GP and share voting and dispositive power with respect to the shares held by DCVC Opp Fund II. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 19:46 UTC |
Data Collective IV, L.P.10% owner
Data Collective IV GP, LLC10% owner
DCVC V GP, LLC10% owner
DCVC V, L.P.10% owner
DCVC Opportunity Fund II GP, LLC10% owner
DCVC Opportunity Fund II, L.P.10% owner
Ocko Matthew10% owner
|
OtherCommon Stock | 3,951,141 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028024 · doc4.xml · nonDerivative · entry 5 Data Collective IV, L.P. · CIK 0001664972 · 10% owner Data Collective IV GP, LLC · CIK 0001664974 · 10% owner DCVC V GP, LLC · CIK 0001770616 · 10% owner DCVC V, L.P. · CIK 0001770617 · 10% owner DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner Ocko Matthew · CIK 0001836089 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. F3 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. F4 · ownership.nature: Represents shares held of record by DCVC Opportunity Fund II, L.P. ("DCVC Opp Fund II"). DCVC Opportunity Fund II GP, LLC ("DCVC Opp Fund II GP") is the general partner of DCVC Opp Fund II and has sole voting and dispositive power with regard to the shares held by DCVC Opp Fund II. Matthew Ocko and Zachary Bogue are the managing members of DCVC Opp Fund II GP and share voting and dispositive power with respect to the shares held by DCVC Opp Fund II. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 19:46 UTC |
Data Collective IV, L.P.10% owner
Data Collective IV GP, LLC10% owner
DCVC V GP, LLC10% owner
DCVC V, L.P.10% owner
DCVC Opportunity Fund II GP, LLC10% owner
DCVC Opportunity Fund II, L.P.10% owner
Ocko Matthew10% owner
|
ConversionCommon Stock | 3,951,141 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028024 · doc4.xml · nonDerivative · entry 4 Data Collective IV, L.P. · CIK 0001664972 · 10% owner Data Collective IV GP, LLC · CIK 0001664974 · 10% owner DCVC V GP, LLC · CIK 0001770616 · 10% owner DCVC V, L.P. · CIK 0001770617 · 10% owner DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner Ocko Matthew · CIK 0001836089 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,951,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F4 · ownership.nature: Represents shares held of record by DCVC Opportunity Fund II, L.P. ("DCVC Opp Fund II"). DCVC Opportunity Fund II GP, LLC ("DCVC Opp Fund II GP") is the general partner of DCVC Opp Fund II and has sole voting and dispositive power with regard to the shares held by DCVC Opp Fund II. Matthew Ocko and Zachary Bogue are the managing members of DCVC Opp Fund II GP and share voting and dispositive power with respect to the shares held by DCVC Opp Fund II. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 19:46 UTC |
Data Collective IV, L.P.10% owner
Data Collective IV GP, LLC10% owner
DCVC V GP, LLC10% owner
DCVC V, L.P.10% owner
DCVC Opportunity Fund II GP, LLC10% owner
DCVC Opportunity Fund II, L.P.10% owner
Ocko Matthew10% owner
|
OtherClass A Common Stock | 5,941,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028024 · doc4.xml · nonDerivative · entry 3 Data Collective IV, L.P. · CIK 0001664972 · 10% owner Data Collective IV GP, LLC · CIK 0001664974 · 10% owner DCVC V GP, LLC · CIK 0001770616 · 10% owner DCVC V, L.P. · CIK 0001770617 · 10% owner DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner Ocko Matthew · CIK 0001836089 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,941,120 F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. F3 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. F2 · ownership.nature: Represents shares held of record by Data Collective IV, L.P. ("DCVC IV"). Data Collective IV GP, LLC ("DCVC IV GP") is the general partner of DCVC IV and has sole voting and dispositive power with regard to the shares held by DCVC IV. Matthew Ocko and Zachary Bogue are the managing members of DCVC IV GP and share voting and dispositive power with respect to the shares held by DCVC IV. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 19:46 UTC |
Data Collective IV, L.P.10% owner
Data Collective IV GP, LLC10% owner
DCVC V GP, LLC10% owner
DCVC V, L.P.10% owner
DCVC Opportunity Fund II GP, LLC10% owner
DCVC Opportunity Fund II, L.P.10% owner
Ocko Matthew10% owner
|
OtherCommon Stock | 5,941,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028024 · doc4.xml · nonDerivative · entry 2 Data Collective IV, L.P. · CIK 0001664972 · 10% owner Data Collective IV GP, LLC · CIK 0001664974 · 10% owner DCVC V GP, LLC · CIK 0001770616 · 10% owner DCVC V, L.P. · CIK 0001770617 · 10% owner DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner Ocko Matthew · CIK 0001836089 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. F3 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. F2 · ownership.nature: Represents shares held of record by Data Collective IV, L.P. ("DCVC IV"). Data Collective IV GP, LLC ("DCVC IV GP") is the general partner of DCVC IV and has sole voting and dispositive power with regard to the shares held by DCVC IV. Matthew Ocko and Zachary Bogue are the managing members of DCVC IV GP and share voting and dispositive power with respect to the shares held by DCVC IV. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 19:46 UTC |
Data Collective IV, L.P.10% owner
Data Collective IV GP, LLC10% owner
DCVC V GP, LLC10% owner
DCVC V, L.P.10% owner
DCVC Opportunity Fund II GP, LLC10% owner
DCVC Opportunity Fund II, L.P.10% owner
Ocko Matthew10% owner
|
ConversionCommon Stock | 5,941,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028024 · doc4.xml · nonDerivative · entry 1 Data Collective IV, L.P. · CIK 0001664972 · 10% owner Data Collective IV GP, LLC · CIK 0001664974 · 10% owner DCVC V GP, LLC · CIK 0001770616 · 10% owner DCVC V, L.P. · CIK 0001770617 · 10% owner DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner Ocko Matthew · CIK 0001836089 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,941,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F2 · ownership.nature: Represents shares held of record by Data Collective IV, L.P. ("DCVC IV"). Data Collective IV GP, LLC ("DCVC IV GP") is the general partner of DCVC IV and has sole voting and dispositive power with regard to the shares held by DCVC IV. Matthew Ocko and Zachary Bogue are the managing members of DCVC IV GP and share voting and dispositive power with respect to the shares held by DCVC IV. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 23:59 UTC |
HERSHBERG ROBERTDirector
|
ConversionStock Option (Right to Buy) · Derivative | 525,000 | $0.00 Strike: $2.22 | $0.00 |
DisclosureSEC source: 0001209191-21-028032 · doc4.xml · derivative · entry 6 HERSHBERG ROBERT · CIK 0001274139 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,000 Underlying: Class A Common Stock · 525,000 shares Expires 2030-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the award shall vest one month after March 16, 2020, or the Vesting Commencement Date, and one forty-eighth (1/48th) of the shares subject to the award shall vest each month thereafter on the same day of the month as the Vesting Commencement Date. F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 23:59 UTC |
HERSHBERG ROBERTDirector
|
ConversionStock Option (Right to Buy) · Derivative | 525,000 | $0.00 Strike: $2.22 | $0.00 |
DisclosureSEC source: 0001209191-21-028032 · doc4.xml · derivative · entry 5 HERSHBERG ROBERT · CIK 0001274139 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 525,000 shares Expires 2030-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the award shall vest one month after March 16, 2020, or the Vesting Commencement Date, and one forty-eighth (1/48th) of the shares subject to the award shall vest each month thereafter on the same day of the month as the Vesting Commencement Date. F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 23:59 UTC |
HERSHBERG ROBERTDirector
|
ConversionStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001209191-21-028032 · doc4.xml · derivative · entry 4 HERSHBERG ROBERT · CIK 0001274139 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Class A Common Stock · 12,500 shares Expires 2031-04-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option becomes exercisable upon the earlier of April 15, 2022 or the date of the Issuer's first annual meeting of stockholders. F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 23:59 UTC |
HERSHBERG ROBERTDirector
|
ConversionStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001209191-21-028032 · doc4.xml · derivative · entry 3 HERSHBERG ROBERT · CIK 0001274139 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2031-04-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option becomes exercisable upon the earlier of April 15, 2022 or the date of the Issuer's first annual meeting of stockholders. F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 23:59 UTC |
HERSHBERG ROBERTDirector
|
ConversionClass A Common Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-028032 · doc4.xml · nonDerivative · entry 2 HERSHBERG ROBERT · CIK 0001274139 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of common stock of the Issuer, with all such shares being received on the earlier of April 16, 2022 or the Issuer's first annual meeting of stockholders. In the event the Reporting Person ceases to be a service provider to the Issuer, the unvested RSUs will be cancelled by the Issuer. F1 · price: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 23:59 UTC |
HERSHBERG ROBERTDirector
|
ConversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-028032 · doc4.xml · nonDerivative · entry 1 HERSHBERG ROBERT · CIK 0001274139 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. F2 · shares: The shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of common stock of the Issuer, with all such shares being received on the earlier of April 16, 2022 or the Issuer's first annual meeting of stockholders. In the event the Reporting Person ceases to be a service provider to the Issuer, the unvested RSUs will be cancelled by the Issuer. F1 · price: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. Read SEC document |
| April 20, 2021 Filed Apr 23, 2021 00:12 UTC |
Virani ShafiqueChief Corp. Dev. Officer
|
ConversionStock Option (Right to Buy) · Derivative | 732,000 | $0.00 Strike: $2.22 | $0.00 |
DisclosureSEC source: 0001209191-21-028049 · doc4.xml · derivative · entry 4 Virani Shafique · CIK 0001856081 · Chief Corp. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732,000 Underlying: Class A Common Stock · 732,000 shares Expires 2030-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the award shall vest one month after March 1, 2020, or the Vesting Commencement Date, and one forty-eighth (1/48th) of the shares subject to the award shall vest each month thereafter on the same day of the month as the Vesting Commencement Date. F1 · derivative.underlying: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. Read SEC document |
| April 20, 2021 Filed Apr 23, 2021 00:12 UTC |
Virani ShafiqueChief Corp. Dev. Officer
|
ConversionStock Option (Right to Buy) · Derivative | 732,000 | $0.00 Strike: $2.22 | $0.00 |
DisclosureSEC source: 0001209191-21-028049 · doc4.xml · derivative · entry 3 Virani Shafique · CIK 0001856081 · Chief Corp. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 732,000 shares Expires 2030-03-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the award shall vest one month after March 1, 2020, or the Vesting Commencement Date, and one forty-eighth (1/48th) of the shares subject to the award shall vest each month thereafter on the same day of the month as the Vesting Commencement Date. F1 · derivative.underlying: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. Read SEC document |
| April 20, 2021 Filed Apr 23, 2021 00:12 UTC |
Virani ShafiqueChief Corp. Dev. Officer
|
OtherClass A Common Stock | 18,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028049 · doc4.xml · nonDerivative · entry 2 Virani Shafique · CIK 0001856081 · Chief Corp. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. Read SEC document |
| April 20, 2021 Filed Apr 23, 2021 00:12 UTC |
Virani ShafiqueChief Corp. Dev. Officer
|
OtherCommon Stock | 18,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028049 · doc4.xml · nonDerivative · entry 1 Virani Shafique · CIK 0001856081 · Chief Corp. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. Read SEC document |
| April 20, 2021 Filed Apr 23, 2021 00:09 UTC |
Secora MichaelChief Financial Officer
|
ConversionStock Option (Right to Buy) · Derivative | 1,500,000 | $0.00 Strike: $2.22 | $0.00 |
DisclosureSEC source: 0001209191-21-028044 · doc4.xml · derivative · entry 8 Secora Michael · CIK 0001855980 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,000 Underlying: Class A Common Stock · 1,500,000 shares Expires 2030-03-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the award shall vest incrementally upon satisfaction of certain liquidity events. F1 · derivative.underlying: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. Read SEC document |
| April 20, 2021 Filed Apr 23, 2021 00:09 UTC |
Secora MichaelChief Financial Officer
|
ConversionStock Option (Right to Buy) · Derivative | 820,313 | $0.00 Strike: $2.22 | $0.00 |
DisclosureSEC source: 0001209191-21-028044 · doc4.xml · derivative · entry 7 Secora Michael · CIK 0001855980 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 820,313 Underlying: Class A Common Stock · 820,313 shares Expires 2030-03-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the award shall vest one month after March 1, 2020, or the Vesting Commencement Date, and one forty-eighth (1/48th) of the shares subject to the award shall vest each month thereafter on the same day of the month as the Vesting Commencement Date. F1 · derivative.underlying: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. Read SEC document |
| April 20, 2021 Filed Apr 23, 2021 00:09 UTC |
Secora MichaelChief Financial Officer
|
ConversionStock Option (Right to Buy) · Derivative | 1,500,000 | $0.00 Strike: $2.22 | $0.00 |
DisclosureSEC source: 0001209191-21-028044 · doc4.xml · derivative · entry 6 Secora Michael · CIK 0001855980 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500,000 shares Expires 2030-03-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the award shall vest incrementally upon satisfaction of certain liquidity events. F1 · derivative.underlying: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. Read SEC document |
| April 20, 2021 Filed Apr 23, 2021 00:09 UTC |
Secora MichaelChief Financial Officer
|
ConversionStock Option (Right to Buy) · Derivative | 820,313 | $0.00 Strike: $2.22 | $0.00 |
DisclosureSEC source: 0001209191-21-028044 · doc4.xml · derivative · entry 5 Secora Michael · CIK 0001855980 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 820,313 shares Expires 2030-03-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the award shall vest one month after March 1, 2020, or the Vesting Commencement Date, and one forty-eighth (1/48th) of the shares subject to the award shall vest each month thereafter on the same day of the month as the Vesting Commencement Date. F1 · derivative.underlying: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. Read SEC document |
| April 20, 2021 Filed Apr 23, 2021 00:09 UTC |
Secora MichaelChief Financial Officer
|
ConversionSeries D Preferred Stock · Derivative | 149,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-028044 · doc4.xml · derivative · entry 4 Secora Michael · CIK 0001855980 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 149,077 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date. F1 · derivative.exercise_date: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. F1 · derivative.expiration_date: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. F1 · derivative.underlying: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. Read SEC document |
| April 20, 2021 Filed Apr 23, 2021 00:09 UTC |
Secora MichaelChief Financial Officer
|
OtherClass A Common Stock | 528,762 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028044 · doc4.xml · nonDerivative · entry 3 Secora Michael · CIK 0001855980 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,762 F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. Read SEC document |
| April 20, 2021 Filed Apr 23, 2021 00:09 UTC |
Secora MichaelChief Financial Officer
|
OtherCommon Stock | 528,762 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028044 · doc4.xml · nonDerivative · entry 2 Secora Michael · CIK 0001855980 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. Read SEC document |
| April 20, 2021 Filed Apr 23, 2021 00:09 UTC |
Secora MichaelChief Financial Officer
|
ConversionCommon Stock | 149,077 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028044 · doc4.xml · nonDerivative · entry 1 Secora Michael · CIK 0001855980 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. Read SEC document |
| April 20, 2021 Filed Apr 23, 2021 00:06 UTC |
Li Dean YDirector
|
ConversionSeries A-1 Preferred Stock · Derivative | 32,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-028040 · doc4.xml · derivative · entry 15 Li Dean Y · CIK 0001837016 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Dean Li and Ruth Li Revocable Trust Disclosed balance after: 0 Underlying: Common Stock · 32,685 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. Each share of Series C Preferred Stock shall automatically convert into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. F1 · derivative.exercise_date: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. Each share of Series C Preferred Stock shall automatically convert into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. F1 · derivative.expiration_date: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. Each share of Series C Preferred Stock shall automatically convert into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. Each share of Series C Preferred Stock shall automatically convert into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. Read SEC document |
| April 20, 2021 Filed Apr 23, 2021 00:06 UTC |
Li Dean YDirector
|
ConversionSeries A Preferred Stock · Derivative | 22,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-028040 · doc4.xml · derivative · entry 14 Li Dean Y · CIK 0001837016 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Dean Li and Ruth Li Revocable Trust Disclosed balance after: 0 Underlying: Common Stock · 22,698 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. Each share of Series C Preferred Stock shall automatically convert into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. F1 · derivative.exercise_date: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. Each share of Series C Preferred Stock shall automatically convert into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. F1 · derivative.expiration_date: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. Each share of Series C Preferred Stock shall automatically convert into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. Each share of Series C Preferred Stock shall automatically convert into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. Read SEC document |
| April 20, 2021 Filed Apr 23, 2021 00:06 UTC |
Li Dean YDirector
|
ConversionStock Option (Right to Buy) · Derivative | 27,778 | Not disclosed Strike: $18.00 | Not disclosed |
DisclosureSEC source: 0001209191-21-028040 · doc4.xml · derivative · entry 13 Li Dean Y · CIK 0001837016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,778 Underlying: Class A Common Stock · 27,778 shares Expires 2031-04-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. F4 · derivative.exercise_date: The option becomes exercisable as to 1/3rd of the shares subject to the option on each anniversary of April 15, 2021, subject to the Reporting Person's continuous status as a service provider through each such date. F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. Each share of Series C Preferred Stock shall automatically convert into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. Read SEC document |
| April 20, 2021 Filed Apr 23, 2021 00:06 UTC |
Li Dean YDirector
|
ConversionStock Option (Right to Buy) · Derivative | 27,778 | Not disclosed Strike: $18.00 | Not disclosed |
DisclosureSEC source: 0001209191-21-028040 · doc4.xml · derivative · entry 12 Li Dean Y · CIK 0001837016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,778 shares Expires 2031-04-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. F4 · derivative.exercise_date: The option becomes exercisable as to 1/3rd of the shares subject to the option on each anniversary of April 15, 2021, subject to the Reporting Person's continuous status as a service provider through each such date. F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. Each share of Series C Preferred Stock shall automatically convert into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. Read SEC document |
| April 20, 2021 Filed Apr 23, 2021 00:06 UTC |
Li Dean YDirector
|
OtherClass A Common Stock | 13,889 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028040 · doc4.xml · nonDerivative · entry 11 Li Dean Y · CIK 0001837016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,390 F3 · shares: The shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of common stock of the Issuer, with 1/3rd of the total amount being received on each anniversary of April 16, 2021. F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. Read SEC document |
| April 20, 2021 Filed Apr 23, 2021 00:06 UTC |
Li Dean YDirector
|
OtherCommon Stock | 13,889 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028040 · doc4.xml · nonDerivative · entry 10 Li Dean Y · CIK 0001837016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: The shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of common stock of the Issuer, with 1/3rd of the total amount being received on each anniversary of April 16, 2021. F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. Read SEC document |
| April 20, 2021 Filed Apr 23, 2021 00:06 UTC |
Li Dean YDirector
|
OtherClass A Common Stock | 582,501 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028040 · doc4.xml · nonDerivative · entry 9 Li Dean Y · CIK 0001837016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,501 F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. Read SEC document |
| April 20, 2021 Filed Apr 23, 2021 00:06 UTC |
Li Dean YDirector
|
OtherCommon Stock | 582,501 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028040 · doc4.xml · nonDerivative · entry 8 Li Dean Y · CIK 0001837016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. Read SEC document |
| April 20, 2021 Filed Apr 23, 2021 00:06 UTC |
Li Dean YDirector
|
OtherClass A Common Stock | 1,350,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028040 · doc4.xml · nonDerivative · entry 7 Li Dean Y · CIK 0001837016 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Dean Y. Li 2021 2021 GRAT Disclosed balance after: 1,350,000 F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. Read SEC document |
| April 20, 2021 Filed Apr 23, 2021 00:06 UTC |
Li Dean YDirector
|
OtherCommon Stock | 1,350,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028040 · doc4.xml · nonDerivative · entry 6 Li Dean Y · CIK 0001837016 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Dean Y. Li 2021 2021 GRAT Disclosed balance after: 0 F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. Read SEC document |
| April 20, 2021 Filed Apr 23, 2021 00:06 UTC |
Li Dean YDirector
|
OtherClass A Common Stock | 450,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028040 · doc4.xml · nonDerivative · entry 5 Li Dean Y · CIK 0001837016 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Dean Y. Li 2021 2021 Family Trust Disclosed balance after: 450,000 F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. Read SEC document |
| April 20, 2021 Filed Apr 23, 2021 00:06 UTC |
Li Dean YDirector
|
OtherCommon Stock | 450,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028040 · doc4.xml · nonDerivative · entry 4 Li Dean Y · CIK 0001837016 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Dean Y. Li 2021 2021 Family Trust Disclosed balance after: 0 F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. Read SEC document |
| April 20, 2021 Filed Apr 23, 2021 00:06 UTC |
Li Dean YDirector
|
OtherClass A Common Stock | 1,422,048 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028040 · doc4.xml · nonDerivative · entry 3 Li Dean Y · CIK 0001837016 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Dean Li and Ruth Li Revocable Trust Disclosed balance after: 1,422,048 F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. Read SEC document |
| April 20, 2021 Filed Apr 23, 2021 00:06 UTC |
Li Dean YDirector
|
OtherCommon Stock | 1,422,048 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028040 · doc4.xml · nonDerivative · entry 2 Li Dean Y · CIK 0001837016 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Dean Li and Ruth Li Revocable Trust Disclosed balance after: 0 F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.