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RECURSION PHARMACEUTICALS, INC.

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1008
SEC CIK
0001601830
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506

Last 12 months

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0 purchase rows · 35 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202505
Jan 202603
Feb 202604
Mar 202604
Apr 202603
May 202603
Jun 202605
Jul 202601
Aug 202601
Sep 202602
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 20, 2021 Filed Apr 22, 2021 23:57 UTC
Gibson ChristopherDirector · Chief Executive Officer
OtherClass B Common Stock 9,317,883 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028030 · doc4.xml · nonDerivative · entry 3

Gibson Christopher · CIK 0001856369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,317,883

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's IPO.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 23:57 UTC
Gibson ChristopherDirector · Chief Executive Officer
OtherCommon Stock 9,317,883 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028030 · doc4.xml · nonDerivative · entry 2

Gibson Christopher · CIK 0001856369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's IPO.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 23:57 UTC
Gibson ChristopherDirector · Chief Executive Officer
ConversionCommon Stock 55,383 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028030 · doc4.xml · nonDerivative · entry 1

Gibson Christopher · CIK 0001856369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,317,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's IPO.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 19:46 UTC
DCVC V, L.P.10% owner
Ocko Matthew10% owner
ConversionSeries D Preferred Stock · Derivative 3,726,963 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028024 · doc4.xml · derivative · entry 15

Data Collective IV, L.P. · CIK 0001664972 · 10% owner

Data Collective IV GP, LLC · CIK 0001664974 · 10% owner

DCVC V GP, LLC · CIK 0001770616 · 10% owner

DCVC V, L.P. · CIK 0001770617 · 10% owner

DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner

DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner

Ocko Matthew · CIK 0001836089 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 3,726,963 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F1 · derivative.underlying: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F5 · ownership.nature: Represents shares held of record by DCVC V, L.P. ("DCVC V"). DCVC V GP, LLC ("DCVC V GP") is the general partner of DCVC V and has sole voting and dispositive power with regard to the shares held by DCVC V. Matthew Ocko and Zachary Bogue are the managing members of DCVC V GP and share voting and dispositive power with respect to the shares held by DCVC V. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 19:46 UTC
DCVC V, L.P.10% owner
Ocko Matthew10% owner
ConversionSeries C Preferred Stock · Derivative 730,353 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028024 · doc4.xml · derivative · entry 14

Data Collective IV, L.P. · CIK 0001664972 · 10% owner

Data Collective IV GP, LLC · CIK 0001664974 · 10% owner

DCVC V GP, LLC · CIK 0001770616 · 10% owner

DCVC V, L.P. · CIK 0001770617 · 10% owner

DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner

DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner

Ocko Matthew · CIK 0001836089 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 730,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F1 · derivative.underlying: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F4 · ownership.nature: Represents shares held of record by DCVC Opportunity Fund II, L.P. ("DCVC Opp Fund II"). DCVC Opportunity Fund II GP, LLC ("DCVC Opp Fund II GP") is the general partner of DCVC Opp Fund II and has sole voting and dispositive power with regard to the shares held by DCVC Opp Fund II. Matthew Ocko and Zachary Bogue are the managing members of DCVC Opp Fund II GP and share voting and dispositive power with respect to the shares held by DCVC Opp Fund II. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 19:46 UTC
DCVC V, L.P.10% owner
Ocko Matthew10% owner
ConversionSeries C Preferred Stock · Derivative 1,095,529 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028024 · doc4.xml · derivative · entry 13

Data Collective IV, L.P. · CIK 0001664972 · 10% owner

Data Collective IV GP, LLC · CIK 0001664974 · 10% owner

DCVC V GP, LLC · CIK 0001770616 · 10% owner

DCVC V, L.P. · CIK 0001770617 · 10% owner

DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner

DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner

Ocko Matthew · CIK 0001836089 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,095,529 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F1 · derivative.underlying: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F2 · ownership.nature: Represents shares held of record by Data Collective IV, L.P. ("DCVC IV"). Data Collective IV GP, LLC ("DCVC IV GP") is the general partner of DCVC IV and has sole voting and dispositive power with regard to the shares held by DCVC IV. Matthew Ocko and Zachary Bogue are the managing members of DCVC IV GP and share voting and dispositive power with respect to the shares held by DCVC IV. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 19:46 UTC
DCVC V, L.P.10% owner
Ocko Matthew10% owner
ConversionSeries B Preferred Stock · Derivative 3,220,788 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028024 · doc4.xml · derivative · entry 12

Data Collective IV, L.P. · CIK 0001664972 · 10% owner

Data Collective IV GP, LLC · CIK 0001664974 · 10% owner

DCVC V GP, LLC · CIK 0001770616 · 10% owner

DCVC V, L.P. · CIK 0001770617 · 10% owner

DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner

DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner

Ocko Matthew · CIK 0001836089 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 3,220,788 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F1 · derivative.underlying: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F4 · ownership.nature: Represents shares held of record by DCVC Opportunity Fund II, L.P. ("DCVC Opp Fund II"). DCVC Opportunity Fund II GP, LLC ("DCVC Opp Fund II GP") is the general partner of DCVC Opp Fund II and has sole voting and dispositive power with regard to the shares held by DCVC Opp Fund II. Matthew Ocko and Zachary Bogue are the managing members of DCVC Opp Fund II GP and share voting and dispositive power with respect to the shares held by DCVC Opp Fund II. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 19:46 UTC
DCVC V, L.P.10% owner
Ocko Matthew10% owner
ConversionSeries B Preferred Stock · Derivative 1,073,595 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028024 · doc4.xml · derivative · entry 11

Data Collective IV, L.P. · CIK 0001664972 · 10% owner

Data Collective IV GP, LLC · CIK 0001664974 · 10% owner

DCVC V GP, LLC · CIK 0001770616 · 10% owner

DCVC V, L.P. · CIK 0001770617 · 10% owner

DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner

DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner

Ocko Matthew · CIK 0001836089 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,073,595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F1 · derivative.underlying: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F2 · ownership.nature: Represents shares held of record by Data Collective IV, L.P. ("DCVC IV"). Data Collective IV GP, LLC ("DCVC IV GP") is the general partner of DCVC IV and has sole voting and dispositive power with regard to the shares held by DCVC IV. Matthew Ocko and Zachary Bogue are the managing members of DCVC IV GP and share voting and dispositive power with respect to the shares held by DCVC IV. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 19:46 UTC
DCVC V, L.P.10% owner
Ocko Matthew10% owner
ConversionSeries A Preferred Stock · Derivative 3,771,996 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028024 · doc4.xml · derivative · entry 10

Data Collective IV, L.P. · CIK 0001664972 · 10% owner

Data Collective IV GP, LLC · CIK 0001664974 · 10% owner

DCVC V GP, LLC · CIK 0001770616 · 10% owner

DCVC V, L.P. · CIK 0001770617 · 10% owner

DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner

DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner

Ocko Matthew · CIK 0001836089 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 3,771,996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F1 · derivative.underlying: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F2 · ownership.nature: Represents shares held of record by Data Collective IV, L.P. ("DCVC IV"). Data Collective IV GP, LLC ("DCVC IV GP") is the general partner of DCVC IV and has sole voting and dispositive power with regard to the shares held by DCVC IV. Matthew Ocko and Zachary Bogue are the managing members of DCVC IV GP and share voting and dispositive power with respect to the shares held by DCVC IV. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 19:46 UTC
DCVC V, L.P.10% owner
Ocko Matthew10% owner
OtherClass A Common Stock 3,726,963 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028024 · doc4.xml · nonDerivative · entry 9

Data Collective IV, L.P. · CIK 0001664972 · 10% owner

Data Collective IV GP, LLC · CIK 0001664974 · 10% owner

DCVC V GP, LLC · CIK 0001770616 · 10% owner

DCVC V, L.P. · CIK 0001770617 · 10% owner

DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner

DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner

Ocko Matthew · CIK 0001836089 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,726,963

F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

F3 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

F5 · ownership.nature: Represents shares held of record by DCVC V, L.P. ("DCVC V"). DCVC V GP, LLC ("DCVC V GP") is the general partner of DCVC V and has sole voting and dispositive power with regard to the shares held by DCVC V. Matthew Ocko and Zachary Bogue are the managing members of DCVC V GP and share voting and dispositive power with respect to the shares held by DCVC V. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 19:46 UTC
DCVC V, L.P.10% owner
Ocko Matthew10% owner
OtherCommon Stock 3,726,963 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028024 · doc4.xml · nonDerivative · entry 8

Data Collective IV, L.P. · CIK 0001664972 · 10% owner

Data Collective IV GP, LLC · CIK 0001664974 · 10% owner

DCVC V GP, LLC · CIK 0001770616 · 10% owner

DCVC V, L.P. · CIK 0001770617 · 10% owner

DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner

DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner

Ocko Matthew · CIK 0001836089 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

F3 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

F5 · ownership.nature: Represents shares held of record by DCVC V, L.P. ("DCVC V"). DCVC V GP, LLC ("DCVC V GP") is the general partner of DCVC V and has sole voting and dispositive power with regard to the shares held by DCVC V. Matthew Ocko and Zachary Bogue are the managing members of DCVC V GP and share voting and dispositive power with respect to the shares held by DCVC V. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 19:46 UTC
DCVC V, L.P.10% owner
Ocko Matthew10% owner
ConversionCommon Stock 3,726,963 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028024 · doc4.xml · nonDerivative · entry 7

Data Collective IV, L.P. · CIK 0001664972 · 10% owner

Data Collective IV GP, LLC · CIK 0001664974 · 10% owner

DCVC V GP, LLC · CIK 0001770616 · 10% owner

DCVC V, L.P. · CIK 0001770617 · 10% owner

DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner

DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner

Ocko Matthew · CIK 0001836089 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,726,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F5 · ownership.nature: Represents shares held of record by DCVC V, L.P. ("DCVC V"). DCVC V GP, LLC ("DCVC V GP") is the general partner of DCVC V and has sole voting and dispositive power with regard to the shares held by DCVC V. Matthew Ocko and Zachary Bogue are the managing members of DCVC V GP and share voting and dispositive power with respect to the shares held by DCVC V. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 19:46 UTC
DCVC V, L.P.10% owner
Ocko Matthew10% owner
OtherClass A Common Stock 3,951,141 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028024 · doc4.xml · nonDerivative · entry 6

Data Collective IV, L.P. · CIK 0001664972 · 10% owner

Data Collective IV GP, LLC · CIK 0001664974 · 10% owner

DCVC V GP, LLC · CIK 0001770616 · 10% owner

DCVC V, L.P. · CIK 0001770617 · 10% owner

DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner

DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner

Ocko Matthew · CIK 0001836089 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,951,141

F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

F3 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

F4 · ownership.nature: Represents shares held of record by DCVC Opportunity Fund II, L.P. ("DCVC Opp Fund II"). DCVC Opportunity Fund II GP, LLC ("DCVC Opp Fund II GP") is the general partner of DCVC Opp Fund II and has sole voting and dispositive power with regard to the shares held by DCVC Opp Fund II. Matthew Ocko and Zachary Bogue are the managing members of DCVC Opp Fund II GP and share voting and dispositive power with respect to the shares held by DCVC Opp Fund II. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 19:46 UTC
DCVC V, L.P.10% owner
Ocko Matthew10% owner
OtherCommon Stock 3,951,141 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028024 · doc4.xml · nonDerivative · entry 5

Data Collective IV, L.P. · CIK 0001664972 · 10% owner

Data Collective IV GP, LLC · CIK 0001664974 · 10% owner

DCVC V GP, LLC · CIK 0001770616 · 10% owner

DCVC V, L.P. · CIK 0001770617 · 10% owner

DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner

DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner

Ocko Matthew · CIK 0001836089 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

F3 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

F4 · ownership.nature: Represents shares held of record by DCVC Opportunity Fund II, L.P. ("DCVC Opp Fund II"). DCVC Opportunity Fund II GP, LLC ("DCVC Opp Fund II GP") is the general partner of DCVC Opp Fund II and has sole voting and dispositive power with regard to the shares held by DCVC Opp Fund II. Matthew Ocko and Zachary Bogue are the managing members of DCVC Opp Fund II GP and share voting and dispositive power with respect to the shares held by DCVC Opp Fund II. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 19:46 UTC
DCVC V, L.P.10% owner
Ocko Matthew10% owner
ConversionCommon Stock 3,951,141 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028024 · doc4.xml · nonDerivative · entry 4

Data Collective IV, L.P. · CIK 0001664972 · 10% owner

Data Collective IV GP, LLC · CIK 0001664974 · 10% owner

DCVC V GP, LLC · CIK 0001770616 · 10% owner

DCVC V, L.P. · CIK 0001770617 · 10% owner

DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner

DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner

Ocko Matthew · CIK 0001836089 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,951,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F4 · ownership.nature: Represents shares held of record by DCVC Opportunity Fund II, L.P. ("DCVC Opp Fund II"). DCVC Opportunity Fund II GP, LLC ("DCVC Opp Fund II GP") is the general partner of DCVC Opp Fund II and has sole voting and dispositive power with regard to the shares held by DCVC Opp Fund II. Matthew Ocko and Zachary Bogue are the managing members of DCVC Opp Fund II GP and share voting and dispositive power with respect to the shares held by DCVC Opp Fund II. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 19:46 UTC
DCVC V, L.P.10% owner
Ocko Matthew10% owner
OtherClass A Common Stock 5,941,120 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028024 · doc4.xml · nonDerivative · entry 3

Data Collective IV, L.P. · CIK 0001664972 · 10% owner

Data Collective IV GP, LLC · CIK 0001664974 · 10% owner

DCVC V GP, LLC · CIK 0001770616 · 10% owner

DCVC V, L.P. · CIK 0001770617 · 10% owner

DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner

DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner

Ocko Matthew · CIK 0001836089 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,941,120

F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

F3 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

F2 · ownership.nature: Represents shares held of record by Data Collective IV, L.P. ("DCVC IV"). Data Collective IV GP, LLC ("DCVC IV GP") is the general partner of DCVC IV and has sole voting and dispositive power with regard to the shares held by DCVC IV. Matthew Ocko and Zachary Bogue are the managing members of DCVC IV GP and share voting and dispositive power with respect to the shares held by DCVC IV. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 19:46 UTC
DCVC V, L.P.10% owner
Ocko Matthew10% owner
OtherCommon Stock 5,941,120 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028024 · doc4.xml · nonDerivative · entry 2

Data Collective IV, L.P. · CIK 0001664972 · 10% owner

Data Collective IV GP, LLC · CIK 0001664974 · 10% owner

DCVC V GP, LLC · CIK 0001770616 · 10% owner

DCVC V, L.P. · CIK 0001770617 · 10% owner

DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner

DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner

Ocko Matthew · CIK 0001836089 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

F3 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

F2 · ownership.nature: Represents shares held of record by Data Collective IV, L.P. ("DCVC IV"). Data Collective IV GP, LLC ("DCVC IV GP") is the general partner of DCVC IV and has sole voting and dispositive power with regard to the shares held by DCVC IV. Matthew Ocko and Zachary Bogue are the managing members of DCVC IV GP and share voting and dispositive power with respect to the shares held by DCVC IV. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 19:46 UTC
DCVC V, L.P.10% owner
Ocko Matthew10% owner
ConversionCommon Stock 5,941,120 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028024 · doc4.xml · nonDerivative · entry 1

Data Collective IV, L.P. · CIK 0001664972 · 10% owner

Data Collective IV GP, LLC · CIK 0001664974 · 10% owner

DCVC V GP, LLC · CIK 0001770616 · 10% owner

DCVC V, L.P. · CIK 0001770617 · 10% owner

DCVC Opportunity Fund II GP, LLC · CIK 0001668343 · 10% owner

DCVC Opportunity Fund II, L.P. · CIK 0001668344 · 10% owner

Ocko Matthew · CIK 0001836089 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,941,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F2 · ownership.nature: Represents shares held of record by Data Collective IV, L.P. ("DCVC IV"). Data Collective IV GP, LLC ("DCVC IV GP") is the general partner of DCVC IV and has sole voting and dispositive power with regard to the shares held by DCVC IV. Matthew Ocko and Zachary Bogue are the managing members of DCVC IV GP and share voting and dispositive power with respect to the shares held by DCVC IV. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such shares and this report shall not be deemed an admission that such person is the beneficial owner of such shares, except to the extent of such person's indirect pecuniary interest therein, if any.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 23:59 UTC ConversionStock Option (Right to Buy) · Derivative 525,000 $0.00 Strike: $2.22 $0.00
Disclosure

SEC source: 0001209191-21-028032 · doc4.xml · derivative · entry 6

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,000

Underlying: Class A Common Stock · 525,000 shares

Expires 2030-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the award shall vest one month after March 16, 2020, or the Vesting Commencement Date, and one forty-eighth (1/48th) of the shares subject to the award shall vest each month thereafter on the same day of the month as the Vesting Commencement Date.

F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 23:59 UTC ConversionStock Option (Right to Buy) · Derivative 525,000 $0.00 Strike: $2.22 $0.00
Disclosure

SEC source: 0001209191-21-028032 · doc4.xml · derivative · entry 5

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 525,000 shares

Expires 2030-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the award shall vest one month after March 16, 2020, or the Vesting Commencement Date, and one forty-eighth (1/48th) of the shares subject to the award shall vest each month thereafter on the same day of the month as the Vesting Commencement Date.

F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 23:59 UTC ConversionStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001209191-21-028032 · doc4.xml · derivative · entry 4

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Class A Common Stock · 12,500 shares

Expires 2031-04-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option becomes exercisable upon the earlier of April 15, 2022 or the date of the Issuer's first annual meeting of stockholders.

F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 23:59 UTC ConversionStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001209191-21-028032 · doc4.xml · derivative · entry 3

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2031-04-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option becomes exercisable upon the earlier of April 15, 2022 or the date of the Issuer's first annual meeting of stockholders.

F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 23:59 UTC ConversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028032 · doc4.xml · nonDerivative · entry 2

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of common stock of the Issuer, with all such shares being received on the earlier of April 16, 2022 or the Issuer's first annual meeting of stockholders. In the event the Reporting Person ceases to be a service provider to the Issuer, the unvested RSUs will be cancelled by the Issuer.

F1 · price: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 23:59 UTC ConversionCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028032 · doc4.xml · nonDerivative · entry 1

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock.

F2 · shares: The shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of common stock of the Issuer, with all such shares being received on the earlier of April 16, 2022 or the Issuer's first annual meeting of stockholders. In the event the Reporting Person ceases to be a service provider to the Issuer, the unvested RSUs will be cancelled by the Issuer.

F1 · price: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock.

Read SEC document
April 20, 2021 Filed Apr 23, 2021 00:12 UTC
Virani ShafiqueChief Corp. Dev. Officer
ConversionStock Option (Right to Buy) · Derivative 732,000 $0.00 Strike: $2.22 $0.00
Disclosure

SEC source: 0001209191-21-028049 · doc4.xml · derivative · entry 4

Virani Shafique · CIK 0001856081 · Chief Corp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,000

Underlying: Class A Common Stock · 732,000 shares

Expires 2030-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the award shall vest one month after March 1, 2020, or the Vesting Commencement Date, and one forty-eighth (1/48th) of the shares subject to the award shall vest each month thereafter on the same day of the month as the Vesting Commencement Date.

F1 · derivative.underlying: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

Read SEC document
April 20, 2021 Filed Apr 23, 2021 00:12 UTC
Virani ShafiqueChief Corp. Dev. Officer
ConversionStock Option (Right to Buy) · Derivative 732,000 $0.00 Strike: $2.22 $0.00
Disclosure

SEC source: 0001209191-21-028049 · doc4.xml · derivative · entry 3

Virani Shafique · CIK 0001856081 · Chief Corp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 732,000 shares

Expires 2030-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the award shall vest one month after March 1, 2020, or the Vesting Commencement Date, and one forty-eighth (1/48th) of the shares subject to the award shall vest each month thereafter on the same day of the month as the Vesting Commencement Date.

F1 · derivative.underlying: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

Read SEC document
April 20, 2021 Filed Apr 23, 2021 00:12 UTC
Virani ShafiqueChief Corp. Dev. Officer
OtherClass A Common Stock 18,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028049 · doc4.xml · nonDerivative · entry 2

Virani Shafique · CIK 0001856081 · Chief Corp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

Read SEC document
April 20, 2021 Filed Apr 23, 2021 00:12 UTC
Virani ShafiqueChief Corp. Dev. Officer
OtherCommon Stock 18,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028049 · doc4.xml · nonDerivative · entry 1

Virani Shafique · CIK 0001856081 · Chief Corp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

Read SEC document
April 20, 2021 Filed Apr 23, 2021 00:09 UTC
Secora MichaelChief Financial Officer
ConversionStock Option (Right to Buy) · Derivative 1,500,000 $0.00 Strike: $2.22 $0.00
Disclosure

SEC source: 0001209191-21-028044 · doc4.xml · derivative · entry 8

Secora Michael · CIK 0001855980 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,000

Underlying: Class A Common Stock · 1,500,000 shares

Expires 2030-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the award shall vest incrementally upon satisfaction of certain liquidity events.

F1 · derivative.underlying: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

Read SEC document
April 20, 2021 Filed Apr 23, 2021 00:09 UTC
Secora MichaelChief Financial Officer
ConversionStock Option (Right to Buy) · Derivative 820,313 $0.00 Strike: $2.22 $0.00
Disclosure

SEC source: 0001209191-21-028044 · doc4.xml · derivative · entry 7

Secora Michael · CIK 0001855980 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 820,313

Underlying: Class A Common Stock · 820,313 shares

Expires 2030-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the award shall vest one month after March 1, 2020, or the Vesting Commencement Date, and one forty-eighth (1/48th) of the shares subject to the award shall vest each month thereafter on the same day of the month as the Vesting Commencement Date.

F1 · derivative.underlying: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

Read SEC document
April 20, 2021 Filed Apr 23, 2021 00:09 UTC
Secora MichaelChief Financial Officer
ConversionStock Option (Right to Buy) · Derivative 1,500,000 $0.00 Strike: $2.22 $0.00
Disclosure

SEC source: 0001209191-21-028044 · doc4.xml · derivative · entry 6

Secora Michael · CIK 0001855980 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500,000 shares

Expires 2030-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the award shall vest incrementally upon satisfaction of certain liquidity events.

F1 · derivative.underlying: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

Read SEC document
April 20, 2021 Filed Apr 23, 2021 00:09 UTC
Secora MichaelChief Financial Officer
ConversionStock Option (Right to Buy) · Derivative 820,313 $0.00 Strike: $2.22 $0.00
Disclosure

SEC source: 0001209191-21-028044 · doc4.xml · derivative · entry 5

Secora Michael · CIK 0001855980 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 820,313 shares

Expires 2030-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the award shall vest one month after March 1, 2020, or the Vesting Commencement Date, and one forty-eighth (1/48th) of the shares subject to the award shall vest each month thereafter on the same day of the month as the Vesting Commencement Date.

F1 · derivative.underlying: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

Read SEC document
April 20, 2021 Filed Apr 23, 2021 00:09 UTC
Secora MichaelChief Financial Officer
ConversionSeries D Preferred Stock · Derivative 149,077 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028044 · doc4.xml · derivative · entry 4

Secora Michael · CIK 0001855980 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 149,077 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of Recursion Pharmaceuticals, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). Each shares of Series C Preferred Stock automatically converted into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock into Common Stock had no expiration date.

F1 · derivative.exercise_date: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

F1 · derivative.expiration_date: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

F1 · derivative.underlying: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

Read SEC document
April 20, 2021 Filed Apr 23, 2021 00:09 UTC
Secora MichaelChief Financial Officer
OtherClass A Common Stock 528,762 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028044 · doc4.xml · nonDerivative · entry 3

Secora Michael · CIK 0001855980 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,762

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

Read SEC document
April 20, 2021 Filed Apr 23, 2021 00:09 UTC
Secora MichaelChief Financial Officer
OtherCommon Stock 528,762 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028044 · doc4.xml · nonDerivative · entry 2

Secora Michael · CIK 0001855980 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

Read SEC document
April 20, 2021 Filed Apr 23, 2021 00:09 UTC
Secora MichaelChief Financial Officer
ConversionCommon Stock 149,077 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028044 · doc4.xml · nonDerivative · entry 1

Secora Michael · CIK 0001855980 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

Read SEC document
April 20, 2021 Filed Apr 23, 2021 00:06 UTC
Li Dean YDirector
ConversionSeries A-1 Preferred Stock · Derivative 32,685 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028040 · doc4.xml · derivative · entry 15

Li Dean Y · CIK 0001837016 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Dean Li and Ruth Li Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 32,685 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. Each share of Series C Preferred Stock shall automatically convert into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. Each share of Series C Preferred Stock shall automatically convert into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. Each share of Series C Preferred Stock shall automatically convert into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.

F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. Each share of Series C Preferred Stock shall automatically convert into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.

Read SEC document
April 20, 2021 Filed Apr 23, 2021 00:06 UTC
Li Dean YDirector
ConversionSeries A Preferred Stock · Derivative 22,698 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028040 · doc4.xml · derivative · entry 14

Li Dean Y · CIK 0001837016 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Dean Li and Ruth Li Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 22,698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. Each share of Series C Preferred Stock shall automatically convert into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. Each share of Series C Preferred Stock shall automatically convert into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. Each share of Series C Preferred Stock shall automatically convert into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.

F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. Each share of Series C Preferred Stock shall automatically convert into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.

Read SEC document
April 20, 2021 Filed Apr 23, 2021 00:06 UTC
Li Dean YDirector
ConversionStock Option (Right to Buy) · Derivative 27,778 Not disclosed Strike: $18.00 Not disclosed
Disclosure

SEC source: 0001209191-21-028040 · doc4.xml · derivative · entry 13

Li Dean Y · CIK 0001837016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,778

Underlying: Class A Common Stock · 27,778 shares

Expires 2031-04-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

F4 · derivative.exercise_date: The option becomes exercisable as to 1/3rd of the shares subject to the option on each anniversary of April 15, 2021, subject to the Reporting Person's continuous status as a service provider through each such date.

F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. Each share of Series C Preferred Stock shall automatically convert into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.

Read SEC document
April 20, 2021 Filed Apr 23, 2021 00:06 UTC
Li Dean YDirector
ConversionStock Option (Right to Buy) · Derivative 27,778 Not disclosed Strike: $18.00 Not disclosed
Disclosure

SEC source: 0001209191-21-028040 · doc4.xml · derivative · entry 12

Li Dean Y · CIK 0001837016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,778 shares

Expires 2031-04-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

F4 · derivative.exercise_date: The option becomes exercisable as to 1/3rd of the shares subject to the option on each anniversary of April 15, 2021, subject to the Reporting Person's continuous status as a service provider through each such date.

F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series D Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date. Each share of Series C Preferred Stock shall automatically convert into Common Stock on a 1.1869358:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.

Read SEC document
April 20, 2021 Filed Apr 23, 2021 00:06 UTC
Li Dean YDirector
OtherClass A Common Stock 13,889 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028040 · doc4.xml · nonDerivative · entry 11

Li Dean Y · CIK 0001837016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,390

F3 · shares: The shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of common stock of the Issuer, with 1/3rd of the total amount being received on each anniversary of April 16, 2021.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

Read SEC document
April 20, 2021 Filed Apr 23, 2021 00:06 UTC
Li Dean YDirector
OtherCommon Stock 13,889 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028040 · doc4.xml · nonDerivative · entry 10

Li Dean Y · CIK 0001837016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: The shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of common stock of the Issuer, with 1/3rd of the total amount being received on each anniversary of April 16, 2021.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

Read SEC document
April 20, 2021 Filed Apr 23, 2021 00:06 UTC
Li Dean YDirector
OtherClass A Common Stock 582,501 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028040 · doc4.xml · nonDerivative · entry 9

Li Dean Y · CIK 0001837016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,501

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

Read SEC document
April 20, 2021 Filed Apr 23, 2021 00:06 UTC
Li Dean YDirector
OtherCommon Stock 582,501 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028040 · doc4.xml · nonDerivative · entry 8

Li Dean Y · CIK 0001837016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

Read SEC document
April 20, 2021 Filed Apr 23, 2021 00:06 UTC
Li Dean YDirector
OtherClass A Common Stock 1,350,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028040 · doc4.xml · nonDerivative · entry 7

Li Dean Y · CIK 0001837016 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Dean Y. Li 2021 2021 GRAT

Disclosed balance after: 1,350,000

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

Read SEC document
April 20, 2021 Filed Apr 23, 2021 00:06 UTC
Li Dean YDirector
OtherCommon Stock 1,350,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028040 · doc4.xml · nonDerivative · entry 6

Li Dean Y · CIK 0001837016 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Dean Y. Li 2021 2021 GRAT

Disclosed balance after: 0

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

Read SEC document
April 20, 2021 Filed Apr 23, 2021 00:06 UTC
Li Dean YDirector
OtherClass A Common Stock 450,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028040 · doc4.xml · nonDerivative · entry 5

Li Dean Y · CIK 0001837016 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Dean Y. Li 2021 2021 Family Trust

Disclosed balance after: 450,000

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

Read SEC document
April 20, 2021 Filed Apr 23, 2021 00:06 UTC
Li Dean YDirector
OtherCommon Stock 450,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028040 · doc4.xml · nonDerivative · entry 4

Li Dean Y · CIK 0001837016 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Dean Y. Li 2021 2021 Family Trust

Disclosed balance after: 0

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

Read SEC document
April 20, 2021 Filed Apr 23, 2021 00:06 UTC
Li Dean YDirector
OtherClass A Common Stock 1,422,048 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028040 · doc4.xml · nonDerivative · entry 3

Li Dean Y · CIK 0001837016 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Dean Li and Ruth Li Revocable Trust

Disclosed balance after: 1,422,048

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

Read SEC document
April 20, 2021 Filed Apr 23, 2021 00:06 UTC
Li Dean YDirector
OtherCommon Stock 1,422,048 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028040 · doc4.xml · nonDerivative · entry 2

Li Dean Y · CIK 0001837016 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Dean Li and Ruth Li Revocable Trust

Disclosed balance after: 0

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.