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RETRACTABLE TECHNOLOGIES INC

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7624
SEC CIK
0000946563
Parsed reports
504

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 16, 2019 Filed Apr 17, 2019 17:03 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 15,000 $0.67 $10,065.00
Disclosure

SEC source: 0001174567-19-000036 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,103,278

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
April 15, 2019 Filed Apr 16, 2019 15:15 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 6,000 $0.69 $4,122.00
Disclosure

SEC source: 0001174567-19-000035 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,088,278

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
April 12, 2019 Filed Apr 15, 2019 17:38 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,000 $0.70 $1,392.00
Disclosure

SEC source: 0001174567-19-000034 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,082,278

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

Read SEC document
April 10, 2019 Filed Apr 10, 2019 21:29 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,000 $0.68 $1,362.00
Disclosure

SEC source: 0001174567-19-000031 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,080,176

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

Read SEC document
April 10, 2019 Filed Apr 12, 2019 20:07 UTC Amendment
SHAW THOMAS JDirector · Presdient and CEO · 10% owner
PurchaseCommon Stock 2,100 $0.68 $1,430.10
Disclosure

SEC source: 0001174567-19-000033 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · Presdient and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,080,278

F1 · shares: This Form 4/A is being filed to correct the reported number of shares purchased on 4/10/2019. No changes are made to the number of shares indirectly held by Mr. Shaw which remains 4,300,000.

Read SEC document
April 09, 2019 Filed Apr 9, 2019 21:24 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,000 $0.69 $1,372.00
Disclosure

SEC source: 0001174567-19-000030 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,078,176

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

Read SEC document
April 05, 2019 Filed Apr 8, 2019 18:16 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 12,000 $0.68 $8,113.20
Disclosure

SEC source: 0001174567-19-000029 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,076,178

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 15:17 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 6,100 $0.58 $3,528.85
Disclosure

SEC source: 0001174567-19-000028 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,064,178

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 15:30 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,500 $0.63 $946.50
Disclosure

SEC source: 0001174567-19-000027 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,058,078

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

Read SEC document
March 27, 2019 Filed Mar 28, 2019 16:06 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 32,500 $0.68 $22,067.50
Disclosure

SEC source: 0001174567-19-000026 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,056,578

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 17:35 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 13,700 $0.77 $10,480.50
Disclosure

SEC source: 0001174567-19-000025 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,024,078

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 21:24 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 8,200 $0.80 $6,543.60
Disclosure

SEC source: 0001174567-19-000024 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,010,378

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
March 21, 2019 Filed Mar 21, 2019 20:41 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 14,937 $0.82 $12,278.21
Disclosure

SEC source: 0001174567-19-000023 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,002,178

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
March 18, 2019 Filed Mar 18, 2019 21:56 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 13,401 $0.81 $10,881.61
Disclosure

SEC source: 0001174567-19-000022 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,987,241

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
March 12, 2019 Filed Mar 13, 2019 16:05 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,826 $0.73 $1,334.81
Disclosure

SEC source: 0001174567-19-000021 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,973,840

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
March 05, 2019 Filed Mar 6, 2019 15:44 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,500 $0.74 $1,102.50
Disclosure

SEC source: 0001174567-19-000020 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,972,014

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
March 04, 2019 Filed Mar 4, 2019 22:23 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 577 $0.74 $428.71
Disclosure

SEC source: 0001174567-19-000019 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,970,514

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:23 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 236 $0.74 $173.93
Disclosure

SEC source: 0001174567-19-000019 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,969,937

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
February 26, 2019 Filed Feb 26, 2019 22:08 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 4,449 $0.75 $3,345.65
Disclosure

SEC source: 0001174567-19-000018 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,969,701

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 22:08 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 169 $0.76 $128.27
Disclosure

SEC source: 0001174567-19-000018 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,965,252

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:19 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 11,300 $0.74 $8,350.70
Disclosure

SEC source: 0001174567-19-000016 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,967,752

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 19:10 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 6,621 $0.73 $4,853.19
Disclosure

SEC source: 0001174567-19-000015 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,956,452

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 19:10 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 13,900 $0.73 $10,160.90
Disclosure

SEC source: 0001174567-19-000015 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,949,831

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 16:47 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 10,368 $0.73 $7,558.27
Disclosure

SEC source: 0001174567-19-000013 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,935,931

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 15:42 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 4,768 $0.73 $3,461.57
Disclosure

SEC source: 0001174567-19-000012 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,925,563

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
February 07, 2019 Filed Feb 7, 2019 22:32 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,300 $0.72 $1,658.30
Disclosure

SEC source: 0001174567-19-000011 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,920,795

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
February 07, 2019 Filed Feb 26, 2019 21:55 UTC Amendment
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,309 $0.72 $1,664.79
Disclosure

SEC source: 0001174567-19-000017 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,918,126

F1 · shares: This amendment is being filed to report that nine (9) shares were inadvertently omitted from the original Form 4 filed on February 7, 2019 which reported a purchase of only 2,300 shares.

F2 · balance_after: This amendment is also being filed to correct the total number of shares owned directly by Mr. Shaw.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 22:29 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 3,636 $0.67 $2,450.66
Disclosure

SEC source: 0001174567-19-000010 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,918,495

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
January 30, 2019 Filed Jan 30, 2019 21:46 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 8,000 $0.68 $5,448.00
Disclosure

SEC source: 0001174567-19-000009 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,914,859

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
January 28, 2019 Filed Jan 29, 2019 16:56 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 3,500 $0.69 $2,397.50
Disclosure

SEC source: 0001174567-19-000008 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,906,859

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
January 24, 2019 Filed Jan 24, 2019 21:42 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 4,530 $0.69 $3,130.23
Disclosure

SEC source: 0001174567-19-000007 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,903,359

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
January 23, 2019 Filed Jan 24, 2019 21:42 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 300 $0.69 $207.00
Disclosure

SEC source: 0001174567-19-000007 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,898,829

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

Read SEC document
January 22, 2019 Filed Jan 22, 2019 21:55 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 320 $0.69 $221.12
Disclosure

SEC source: 0001174567-19-000006 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,898,849

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

Read SEC document
January 18, 2019 Filed Jan 22, 2019 21:55 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 3,100 $0.69 $2,149.23
Disclosure

SEC source: 0001174567-19-000006 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,898,529

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
January 17, 2019 Filed Jan 17, 2019 22:40 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,043 $0.70 $1,424.58
Disclosure

SEC source: 0001174567-19-000005 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,895,429

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighed average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
January 14, 2019 Filed Jan 15, 2019 16:09 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 239 $0.69 $165.15
Disclosure

SEC source: 0001174567-19-000004 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,893,386

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
January 11, 2019 Filed Jan 15, 2019 16:09 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 373 $0.69 $255.51
Disclosure

SEC source: 0001174567-19-000004 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,893,147

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 17:46 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 3,821 $0.62 $2,349.92
Disclosure

SEC source: 0001174567-19-000002 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,892,774

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 15:53 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 75,000 $0.59 $44,430.00
Disclosure

SEC source: 0001174567-19-000001 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,888,953

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
December 27, 2018 Filed Dec 27, 2018 22:15 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,051 $0.63 $1,298.90
Disclosure

SEC source: 0001174567-18-000107 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,813,953

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
December 26, 2018 Filed Dec 27, 2018 22:15 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,448 $0.64 $1,564.52
Disclosure

SEC source: 0001174567-18-000107 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,811,902

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
December 24, 2018 Filed Dec 26, 2018 15:05 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 3,239 $0.66 $2,134.50
Disclosure

SEC source: 0001174567-18-000106 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,809,456

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 15:05 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 4,500 $0.66 $2,974.50
Disclosure

SEC source: 0001174567-18-000106 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,806,217

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
December 20, 2018 Filed Dec 20, 2018 23:05 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 4,793 $0.65 $3,138.94
Disclosure

SEC source: 0001174567-18-000105 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,801,717

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
December 19, 2018 Filed Dec 20, 2018 23:05 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,100 $0.66 $1,384.95
Disclosure

SEC source: 0001174567-18-000105 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,796,924

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
December 19, 2018 Filed Feb 1, 2019 17:06 UTC
August Suzanne MFormer 10% Owner
GiftCommon Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001382104-19-000001 · primary_doc.xml · nonDerivative · entry 1

August Suzanne M · CIK 0001382104 · Former 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 2,800,000

F1 · ownership.nature: Ms. August has investment power over 1,800,000 shares held by the August 2010 Family Trust. Ms. August has voting power as Special Trustee over 1,000,000 shares held by trusts for her two children.

Read SEC document
December 17, 2018 Filed Dec 18, 2018 22:02 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 5,000 $0.65 $3,251.00
Disclosure

SEC source: 0001174567-18-000104 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,794,824

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
December 14, 2018 Filed Dec 14, 2018 21:56 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 11,440 $0.65 $7,429.14
Disclosure

SEC source: 0001174567-18-000103 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,789,824

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
December 13, 2018 Filed Dec 14, 2018 21:56 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 5,210 $0.65 $3,381.81
Disclosure

SEC source: 0001174567-18-000103 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,778,384

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
December 12, 2018 Filed Dec 12, 2018 21:38 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 889 $0.65 $581.49
Disclosure

SEC source: 0001174567-18-000102 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,773,174

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.