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RETRACTABLE TECHNOLOGIES INC

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Tapewire entity
7624
SEC CIK
0000946563
Parsed reports
504

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2020 Filed Mar 2, 2020 21:34 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,000 $1.59 $3,180.00
Disclosure

SEC source: 0001174567-20-000022 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,485,758

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 15:01 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,000 $1.56 $3,120.00
Disclosure

SEC source: 0001174567-20-000021 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,483,758

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 15:01 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,400 $1.65 $3,960.00
Disclosure

SEC source: 0001174567-20-000021 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,481,758

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
February 24, 2020 Filed Feb 24, 2020 22:49 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,700 $1.64 $2,788.00
Disclosure

SEC source: 0001174567-20-000020 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,479,358

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
February 21, 2020 Filed Feb 21, 2020 22:13 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 500 $1.70 $850.00
Disclosure

SEC source: 0001174567-20-000019 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,477,658

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

Read SEC document
February 19, 2020 Filed Feb 19, 2020 21:32 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,000 $1.68 $1,680.00
Disclosure

SEC source: 0001174567-20-000018 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,477,158

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighed average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
February 18, 2020 Filed Feb 18, 2020 21:41 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,650 $1.66 $4,399.00
Disclosure

SEC source: 0001174567-20-000017 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,476,158

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 19:26 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 500 $1.55 $775.00
Disclosure

SEC source: 0001174567-20-000016 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,473,508

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 22:10 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 500 $1.44 $720.00
Disclosure

SEC source: 0001174567-20-000015 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,473,008

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 20:23 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,900 $1.48 $4,292.00
Disclosure

SEC source: 0001174567-20-000014 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,472,508

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 15:29 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 3,700 $1.57 $5,809.00
Disclosure

SEC source: 0001174567-20-000013 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,469,608

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 20:51 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 700 $1.73 $1,211.00
Disclosure

SEC source: 0001174567-20-000012 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,465,908

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F3 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 15:33 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,200 $1.58 $1,896.00
Disclosure

SEC source: 0001174567-20-000011 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,465,208

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
January 21, 2020 Filed Jan 22, 2020 17:02 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,700 $1.60 $4,320.00
Disclosure

SEC source: 0001174567-20-000010 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,464,008

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 16:11 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 300 $1.61 $483.00
Disclosure

SEC source: 0001174567-20-000009 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,461,308

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

Read SEC document
January 15, 2020 Filed Jan 16, 2020 15:32 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 233 $1.59 $370.47
Disclosure

SEC source: 0001174567-20-000008 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,461,008

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

Read SEC document
January 14, 2020 Filed Jan 15, 2020 19:00 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,000 $1.59 $1,590.00
Disclosure

SEC source: 0001174567-20-000007 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,460,775

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
January 13, 2020 Filed Jan 14, 2020 16:53 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,600 $1.61 $2,576.00
Disclosure

SEC source: 0001174567-20-000006 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,459,775

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
January 10, 2020 Filed Jan 13, 2020 15:58 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,400 $1.66 $2,324.00
Disclosure

SEC source: 0001174567-20-000005 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,458,175

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
January 09, 2020 Filed Jan 13, 2020 15:58 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,600 $1.67 $2,672.00
Disclosure

SEC source: 0001174567-20-000005 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,456,775

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
January 08, 2020 Filed Jan 9, 2020 15:35 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,100 $1.58 $1,738.00
Disclosure

SEC source: 0001174567-20-000004 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,455,175

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 21:58 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,000 $1.49 $2,980.00
Disclosure

SEC source: 0001174567-20-000003 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,454,075

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighed average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 19:32 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 800 $1.51 $1,208.00
Disclosure

SEC source: 0001174567-20-000002 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,452,075

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 17:10 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,700 $1.53 $2,601.00
Disclosure

SEC source: 0001174567-20-000001 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,451,275

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
December 26, 2019 Filed Dec 30, 2019 17:16 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 700 $1.41 $987.00
Disclosure

SEC source: 0001174567-19-000105 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,449,575

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

Read SEC document
December 24, 2019 Filed Dec 26, 2019 15:34 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,000 $1.35 $1,350.00
Disclosure

SEC source: 0001174567-19-000104 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,448,875

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

Read SEC document
December 23, 2019 Filed Dec 23, 2019 22:00 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 3,453 $1.39 $4,799.67
Disclosure

SEC source: 0001174567-19-000103 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,447,875

F1 · shares: The purchases reported in this form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 15:54 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,290 $1.42 $3,251.80
Disclosure

SEC source: 0001174567-19-000102 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,444,422

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
December 20, 2019 Filed Oct 29, 2020 21:08 UTC Amendment
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,990 $1.42 $4,245.80
Disclosure

SEC source: 0001174567-20-000068 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,075,526

F2 · shares: The Form 4 filed on 12/23/19 mistakenly listed the number of shares purchased as 2,290.

F1 · balance_after: This number is the total number of shares directly owned by Mr. Shaw as of the date of this Form 4/A filing. This is not the total number of shares owned on the indicated transaction date.

Read SEC document
December 19, 2019 Filed Dec 19, 2019 22:40 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,100 $1.43 $1,573.00
Disclosure

SEC source: 0001174567-19-000101 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,442,132

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
December 18, 2019 Filed Dec 18, 2019 22:58 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 500 $1.45 $725.00
Disclosure

SEC source: 0001174567-19-000100 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,441,032

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 16:27 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,136 $1.38 $2,945.54
Disclosure

SEC source: 0001174567-19-000099 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,440,532

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
November 13, 2019 Filed Nov 14, 2019 15:18 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,000 $1.30 $2,594.00
Disclosure

SEC source: 0001174567-19-000098 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,438,396

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 16:18 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 4,000 $1.34 $5,360.00
Disclosure

SEC source: 0001174567-19-000097 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,436,396

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 19:46 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,500 $1.24 $1,860.00
Disclosure

SEC source: 0001174567-19-000096 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,432,396

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 19:15 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,005 $1.23 $2,466.15
Disclosure

SEC source: 0001174567-19-000095 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,430,896

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 15:51 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 6,500 $1.24 $8,060.00
Disclosure

SEC source: 0001174567-19-000094 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,428,891

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer. full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 15:23 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,613 $1.22 $1,967.86
Disclosure

SEC source: 0001174567-19-000093 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,422,391

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 30, 2019 Filed Oct 31, 2019 14:14 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,700 $1.19 $2,023.00
Disclosure

SEC source: 0001174567-19-000092 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,420,778

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 29, 2019 Filed Oct 30, 2019 14:02 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 500 $1.16 $580.00
Disclosure

SEC source: 0001174567-19-000091 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,419,078

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 14:02 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,500 $1.16 $2,900.00
Disclosure

SEC source: 0001174567-19-000091 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,418,578

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 25, 2019 Filed Oct 28, 2019 15:06 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,800 $1.27 $2,286.00
Disclosure

SEC source: 0001174567-19-000090 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,416,078

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 23, 2019 Filed Oct 23, 2019 20:44 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,500 $1.23 $1,845.00
Disclosure

SEC source: 0001174567-19-000089 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,414,278

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

Read SEC document
October 16, 2019 Filed Oct 17, 2019 15:50 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,500 $1.02 $1,530.00
Disclosure

SEC source: 0001174567-19-000088 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,412,778

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

Read SEC document
October 14, 2019 Filed Oct 15, 2019 15:27 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 278 $1.03 $286.34
Disclosure

SEC source: 0001174567-19-000087 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,411,278

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

Read SEC document
October 09, 2019 Filed Oct 9, 2019 21:36 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,700 $1.02 $1,734.00
Disclosure

SEC source: 0001174567-19-000086 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,411,000

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 08, 2019 Filed Oct 8, 2019 20:13 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 400 $1.01 $404.00
Disclosure

SEC source: 0001174567-19-000085 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,409,300

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

Read SEC document
October 07, 2019 Filed Oct 7, 2019 20:40 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,000 $1.04 $2,080.00
Disclosure

SEC source: 0001174567-19-000084 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,408,900

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 01, 2019 Filed Oct 1, 2019 20:55 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 4,000 $1.12 $4,480.00
Disclosure

SEC source: 0001174567-19-000083 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,406,900

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Saw will provide the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
September 25, 2019 Filed Sep 25, 2019 21:22 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,000 $1.01 $2,020.00
Disclosure

SEC source: 0001174567-19-000082 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,402,900

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.