Tapewire

NYSE · USD

RVP

RETRACTABLE TECHNOLOGIES INC

Export transactions ↓
Tapewire entity
7624
SEC CIK
0000946563
Parsed reports
504

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 19, 2022 Filed Dec 20, 2022 21:10 UTC
Fort John W IIIDirector · VP/CFO
OtherOption (incentive) · Derivative 1 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0001772712-22-000001 · primary_doc.xml · derivative · entry 1

Fort John W III · CIK 0001772712 · Director · VP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,692 shares

Expires 2031-03-16

F1 · kind: Termination of award agreement.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 01:14 UTC SaleCommon Stock 250,000 $2.00 $500,000.00
Disclosure

SEC source: 0001567619-22-021070 · doc1.xml · nonDerivative · entry 2

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.

Disclosed balance after: 3,688,575

F1 · ownership.direct: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
November 28, 2022 Filed Dec 1, 2022 01:14 UTC SaleCommon Stock 2,400 $2.30 $5,524.08
Disclosure

SEC source: 0001567619-22-021070 · doc1.xml · nonDerivative · entry 1

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.

Disclosed balance after: 3,918,575

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.30 to $2.31. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.direct: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
May 25, 2022 Filed May 25, 2022 20:10 UTC PurchaseCommon Stock 44,877 $3.99 $179,090.64
Disclosure

SEC source: 0001567619-22-011677 · doc1.xml · nonDerivative · entry 2

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.

Disclosed balance after: 3,766,875

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.93 to $4.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.direct: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
May 23, 2022 Filed May 25, 2022 20:10 UTC PurchaseCommon Stock 18,597 $3.97 $73,807.77
Disclosure

SEC source: 0001567619-22-011677 · doc1.xml · nonDerivative · entry 1

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.

Disclosed balance after: 3,721,998

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.91 to $3.99. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.direct: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
May 19, 2022 Filed May 19, 2022 18:48 UTC PurchaseCommon Stock 24,144 $3.92 $94,707.25
Disclosure

SEC source: 0001567619-22-011251 · doc1.xml · nonDerivative · entry 3

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.

Disclosed balance after: 3,703,401

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.75 to $4.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.direct: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
May 18, 2022 Filed May 19, 2022 18:48 UTC PurchaseCommon Stock 74,928 $3.77 $282,463.57
Disclosure

SEC source: 0001567619-22-011251 · doc1.xml · nonDerivative · entry 2

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.

Disclosed balance after: 3,679,257

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.68 to $3.85. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.direct: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
May 17, 2022 Filed May 19, 2022 18:48 UTC PurchaseCommon Stock 40,984 $3.85 $157,685.94
Disclosure

SEC source: 0001567619-22-011251 · doc1.xml · nonDerivative · entry 1

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.

Disclosed balance after: 3,604,329

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.77 to $3.85. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.direct: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
May 16, 2022 Filed May 16, 2022 20:02 UTC PurchaseCommon Stock 97,725 $3.99 $390,000.93
Disclosure

SEC source: 0001567619-22-010931 · doc1.xml · nonDerivative · entry 3

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.

Disclosed balance after: 3,563,345

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.89 to $4.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.direct: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
May 13, 2022 Filed May 16, 2022 20:02 UTC PurchaseCommon Stock 22,225 $3.99 $88,644.41
Disclosure

SEC source: 0001567619-22-010931 · doc1.xml · nonDerivative · entry 2

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.

Disclosed balance after: 3,465,620

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.97 to $3.99. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.direct: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
May 12, 2022 Filed May 16, 2022 20:02 UTC PurchaseCommon Stock 19,931 $3.77 $75,076.09
Disclosure

SEC source: 0001567619-22-010931 · doc1.xml · nonDerivative · entry 1

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.

Disclosed balance after: 3,443,395

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.63 to $3.84. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.direct: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
May 11, 2022 Filed May 11, 2022 22:28 UTC PurchaseCommon Stock 30,000 $3.80 $113,955.00
Disclosure

SEC source: 0001567619-22-010110 · doc1.xml · nonDerivative · entry 3

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.

Disclosed balance after: 3,423,464

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.675 to $3.92. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.direct: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
May 10, 2022 Filed May 11, 2022 22:28 UTC PurchaseCommon Stock 20,801 $3.95 $82,218.03
Disclosure

SEC source: 0001567619-22-010110 · doc1.xml · nonDerivative · entry 2

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.

Disclosed balance after: 3,393,464

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.86 to $4.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.direct: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
May 09, 2022 Filed May 11, 2022 22:28 UTC PurchaseCommon Stock 22,663 $3.74 $84,870.67
Disclosure

SEC source: 0001567619-22-010110 · doc1.xml · nonDerivative · entry 1

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.

Disclosed balance after: 3,372,663

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.635 to $3.80. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.direct: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
May 02, 2022 Filed May 2, 2022 20:09 UTC PurchaseCommon Stock 153,428 $3.84 $588,626.52
Disclosure

SEC source: 0001567619-22-009280 · doc1.xml · nonDerivative · entry 3

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.

Disclosed balance after: 3,350,000

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.755 to $3.95. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.direct: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
April 29, 2022 Filed May 2, 2022 20:09 UTC PurchaseCommon Stock 120,502 $3.78 $455,690.36
Disclosure

SEC source: 0001567619-22-009280 · doc1.xml · nonDerivative · entry 2

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.

Disclosed balance after: 3,196,572

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.675 to $3.82. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.direct: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
April 28, 2022 Filed May 2, 2022 20:09 UTC PurchaseCommon Stock 156,070 $3.58 $558,902.28
Disclosure

SEC source: 0001567619-22-009280 · doc1.xml · nonDerivative · entry 1

Leonard Braden Michael · CIK 0001373603 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Holding of BML Investment Partners, L.P.

Disclosed balance after: 3,076,070

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.38 to $3.68. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F1 · ownership.direct: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
April 22, 2022 Filed Apr 25, 2022 15:12 UTC SaleCommon Stock 10,000 $3.76 $37,600.00
Disclosure

SEC source: 0001554340-22-000001 · primary_doc.xml · nonDerivative · entry 1

Bigby Walter O Jr · CIK 0001554340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Read SEC document
January 04, 2022 Filed Jan 6, 2022 16:17 UTC OtherOption (non-qualified) · Derivative 10,000 Not disclosed Strike: $1.05 Not disclosed
Disclosure

SEC source: 0001322051-22-000001 · primary_doc.xml · derivative · entry 2

Laterza Marco · CIK 0001322051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 50,000 shares

Expires 2026-12-27

F1 · price: This item is inapplicable for a stock option exercised at the exercise price.

Read SEC document
May 12, 2021 Filed May 12, 2021 20:09 UTC OtherOption (non-qualified) · Derivative 5,000 Not disclosed Strike: $1.05 Not disclosed
Disclosure

SEC source: 0001322051-21-000002 · primary_doc.xml · derivative · entry 2

Laterza Marco · CIK 0001322051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 50,000 shares

Expires 2026-12-27

F1 · price: This item is inapplicable for a stock option exercised at the exercise price.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 17:44 UTC SaleCommon Stock 5,000 $10.02 $50,100.00
Disclosure

SEC source: 0001554340-21-000002 · primary_doc.xml · nonDerivative · entry 1

Bigby Walter O Jr · CIK 0001554340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

F1 · price: Represents the weighted average price.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 16:06 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
GrantOption (non-qualified) · Derivative 1 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0001174567-21-000001 · primary_doc.xml · derivative · entry 3

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2031-03-16

F2 · price: Grant of option does not require price.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 15:58 UTC
Larios MicheleVP/General Counsel
GrantOption (non-qualified) · Derivative 1 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0001290802-21-000001 · primary_doc.xml · derivative · entry 4

Larios Michele · CIK 0001290802 · VP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,308

Underlying: Common Stock · 242,308 shares

Expires 2031-03-16

F1 · price: Grant of option does not require price.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 15:58 UTC
Larios MicheleVP/General Counsel
GrantOption (incentive) · Derivative 1 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0001290802-21-000001 · primary_doc.xml · derivative · entry 3

Larios Michele · CIK 0001290802 · VP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,692

Underlying: Common Stock · 7,692 shares

Expires 2031-03-16

F1 · price: Grant of option does not require price.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 15:15 UTC
Fort John W IIIDirector · VP/CFO
GrantOption (non-qualified) · Derivative 1 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0001772712-21-000001 · primary_doc.xml · derivative · entry 2

Fort John W III · CIK 0001772712 · Director · VP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,308

Underlying: Common Stock · 92,308 shares

Expires 2031-03-16

F1 · price: Grant of option does not require price.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 15:15 UTC
Fort John W IIIDirector · VP/CFO
GrantOption (incentive) · Derivative 1 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0001772712-21-000001 · primary_doc.xml · derivative · entry 1

Fort John W III · CIK 0001772712 · Director · VP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,692

Underlying: Common Stock · 7,692 shares

Expires 2031-03-16

F1 · price: Grant of option does not require price.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 15:21 UTC OtherOption (non-qualified) · Derivative 7,500 Not disclosed Strike: $1.05 Not disclosed
Disclosure

SEC source: 0001322051-21-000001 · primary_doc.xml · derivative · entry 2

Laterza Marco · CIK 0001322051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 50,000 shares

Expires 2026-12-27

F1 · price: This item is inapplicable for a stock option exercised at the exercise price.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:36 UTC SaleCommon Stock 5,000 $19.58 $97,900.00
Disclosure

SEC source: 0001554340-21-000001 · primary_doc.xml · nonDerivative · entry 3

Bigby Walter O Jr · CIK 0001554340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:36 UTC SaleCommon Stock 2,500 $20.05 $50,125.00
Disclosure

SEC source: 0001554340-21-000001 · primary_doc.xml · nonDerivative · entry 2

Bigby Walter O Jr · CIK 0001554340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Read SEC document
January 26, 2021 Filed Feb 3, 2021 21:36 UTC SaleCommon Stock 2,500 $15.00 $37,500.00
Disclosure

SEC source: 0001554340-21-000001 · primary_doc.xml · nonDerivative · entry 1

Bigby Walter O Jr · CIK 0001554340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,500

Read SEC document
December 14, 2020 Filed Dec 14, 2020 20:49 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 234 $12.85 $3,006.90
Disclosure

SEC source: 0001174567-20-000071 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,076,660

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 16:10 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 400 $9.99 $3,996.00
Disclosure

SEC source: 0001174567-20-000070 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,076,426

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 20:23 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 500 $8.17 $4,085.00
Disclosure

SEC source: 0001174567-20-000069 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,076,026

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 20:53 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 700 $8.54 $5,978.00
Disclosure

SEC source: 0001174567-20-000067 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,065,589

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 14, 2020 Filed Oct 14, 2020 20:36 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 500 $8.89 $4,445.00
Disclosure

SEC source: 0001174567-20-000066 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,064,889

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or security holder of the Issuer full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 09, 2020 Filed Oct 9, 2020 21:03 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 400 $8.24 $3,296.00
Disclosure

SEC source: 0001174567-20-000065 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,064,389

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 15:11 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 300 $6.14 $1,842.00
Disclosure

SEC source: 0001174567-20-000064 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,063,989

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 15:39 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 500 $6.49 $3,245.00
Disclosure

SEC source: 0001174567-20-000063 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,063,689

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
September 01, 2020 Filed Sep 1, 2020 20:00 UTC PurchaseCommon Stock 4,200 $5.92 $24,864.00
Disclosure

SEC source: 0001716745-20-000001 · primary_doc.xml · nonDerivative · entry 1

Findley Darren E · CIK 0001716745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Read SEC document
August 28, 2020 Filed Aug 28, 2020 20:21 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 300 $5.56 $1,668.00
Disclosure

SEC source: 0001174567-20-000061 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,563,189

F1 · shares: This purchase was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 14:02 UTC OtherOption (non-qualified) · Derivative 10,000 Not disclosed Strike: $1.05 Not disclosed
Disclosure

SEC source: 0001322051-20-000002 · primary_doc.xml · derivative · entry 2

Laterza Marco · CIK 0001322051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 50,000 shares

Expires 2026-12-27

F1 · price: This item is inapplicable for a stock option exercised at the exercise price.

Read SEC document
August 19, 2020 Filed Sep 18, 2020 17:32 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
GiftCommon Stock 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001174567-20-000062 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,063,189

F1 · kind: Gift to a trust for the benefit of a family member.

F2 · price: There is no associated price.

Read SEC document
August 19, 2020 Filed Sep 18, 2020 17:32 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
GiftCommon Stock 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001174567-20-000062 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,263,189

F1 · kind: Gift to a trust for the benefit of a family member.

F2 · price: There is no associated price.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 22:58 UTC OtherOption (incentive) · Derivative 13,100 Not disclosed Strike: $2.75 Not disclosed
Disclosure

SEC source: 0001255420-20-000004 · primary_doc.xml · derivative · entry 2

KUHLMAN RUSSELL B · CIK 0001255420 · VP- Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,100 shares

Expires 2026-09-09

F1 · price: This item in inapplicable for a stock option exercised at the exercise price.

Read SEC document
August 04, 2020 Filed Aug 4, 2020 20:19 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 300 $11.23 $3,369.00
Disclosure

SEC source: 0001174567-20-000060 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,562,889

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

Read SEC document
July 30, 2020 Filed Jul 30, 2020 23:26 UTC OtherOption non-qualified) · Derivative 7,500 Not disclosed Strike: $1.05 Not disclosed
Disclosure

SEC source: 0001322051-20-000001 · primary_doc.xml · derivative · entry 2

Laterza Marco · CIK 0001322051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Common Stock · 50,000 shares

Expires 2026-12-27

F1 · price: This item is inapplicable for a stock option exercised at the exercise price.

Read SEC document
July 24, 2020 Filed Jul 24, 2020 20:20 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 300 $9.83 $2,949.00
Disclosure

SEC source: 0001174567-20-000059 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,562,589

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
July 22, 2020 Filed Jul 24, 2020 17:06 UTC OtherOption (non-qualified) · Derivative 50,000 Not disclosed Strike: $1.05 Not disclosed
Disclosure

SEC source: 0001554340-20-000002 · primary_doc.xml · derivative · entry 2

Bigby Walter O Jr · CIK 0001554340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2026-12-27

F1 · price: This item is inapplicable for a stock option exercised at the exercise price.

Read SEC document
July 16, 2020 Filed Jul 16, 2020 16:58 UTC SaleCommon Stock 26,000 $9.72 $252,720.00
Disclosure

SEC source: 0001255420-20-000003 · primary_doc.xml · nonDerivative · entry 1

KUHLMAN RUSSELL B · CIK 0001255420 · VP - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 10, 2020 Filed Jul 10, 2020 17:35 UTC SaleCommon Stock 100 $7.60 $760.00
Disclosure

SEC source: 0001255420-20-000002 · primary_doc.xml · nonDerivative · entry 4

KUHLMAN RUSSELL B · CIK 0001255420 · VP - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.