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RETRACTABLE TECHNOLOGIES INC

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7624
SEC CIK
0000946563
Parsed reports
504

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 27, 2017 Filed Oct 30, 2017 21:01 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 5,887 $0.68 $4,009.64
Disclosure

SEC source: 0001174567-17-000007 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,158,129

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer or any security holder of the Issuer full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 26, 2017 Filed Oct 26, 2017 20:58 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 40,000 $0.68 $27,124.00
Disclosure

SEC source: 0001174567-17-000006 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,152,242

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer or any security holder of the Issuer full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 25, 2017 Filed Oct 26, 2017 20:58 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 7,400 $0.64 $4,701.96
Disclosure

SEC source: 0001174567-17-000006 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,112,242

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer or any security holder of the Issuer full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 24, 2017 Filed Oct 24, 2017 21:21 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,200 $0.63 $756.12
Disclosure

SEC source: 0001174567-17-000005 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,104,842

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer or any security holder of the Issuer full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 23, 2017 Filed Oct 23, 2017 21:32 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 20,000 $0.62 $12,458.00
Disclosure

SEC source: 0001174567-17-000004 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,103,642

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer or any security holder of the Issuer full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 20, 2017 Filed Oct 20, 2017 20:33 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 18,000 $0.62 $11,167.20
Disclosure

SEC source: 0001174567-17-000003 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,083,642

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price, upon written request.

Read SEC document
August 23, 2017 Filed Aug 25, 2017 20:28 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,000,000 $0.57 $570,100.00
Disclosure

SEC source: 0001174567-17-000002 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,065,642

Read SEC document
January 12, 2017 Filed Jan 13, 2017 21:39 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,000,000 $0.89 $1,780,000.00
Disclosure

SEC source: 0001174567-17-000001 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,065,642

Read SEC document
December 27, 2016 Filed Dec 27, 2016 21:01 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
OtherOption (non-qualified) · Derivative 1 Not disclosed Strike: $2.66 Not disclosed
Disclosure

SEC source: 0001174567-16-000004 · primary_doc.xml · derivative · entry 3

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000,000 shares

Expires 2016-12-27

F2 · kind: Mr. Shaw's option terminated pursuant to its terms due to the fact that the shareholders did not approve it.

F4 · price: Not required.

F3 · derivative.exercise_date: Mr. Shaw's Form 4 filed on November 2, 2016 specified that the option would be exercisable upon shareholder approval. The shareholders did not approve the option.

Read SEC document
December 27, 2016 Filed Dec 28, 2016 16:50 UTC
Cowan DouglasDirector · Vice President/CFO
GrantOption (incentive) · Derivative 1 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001290801-16-000002 · primary_doc.xml · derivative · entry 1

Cowan Douglas · CIK 0001290801 · Director · Vice President/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2026-12-27

F1 · price: Grant of option does not require price.

Read SEC document
December 27, 2016 Filed Dec 28, 2016 17:22 UTC
Larios MicheleVice Pres/General Counsel
GrantOption (incentive) · Derivative 1 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001290802-16-000002 · primary_doc.xml · derivative · entry 3

Larios Michele · CIK 0001290802 · Vice Pres/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2026-12-27

F1 · price: Grant of option does not require price.

Read SEC document
December 27, 2016 Filed Dec 28, 2016 16:30 UTC GrantOption (non-qualified) · Derivative 1 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001322051-16-000004 · primary_doc.xml · derivative · entry 2

Laterza Marco · CIK 0001322051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2026-12-27

F1 · price: Grant of option does not require price.

Read SEC document
December 27, 2016 Filed Dec 28, 2016 16:11 UTC GrantOption (non-qualified) · Derivative 1 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001554340-16-000001 · primary_doc.xml · derivative · entry 2

Bigby Walter O Jr · CIK 0001554340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2026-12-27

F1 · price: Grant of option does not require price.

Read SEC document
December 27, 2016 Filed Dec 28, 2016 15:58 UTC
Mack AmyDirector
GrantOption (non-qualified) · Derivative 1 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001419848-16-000001 · primary_doc.xml · derivative · entry 1

Mack Amy · CIK 0001419848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2026-12-27

F1 · price: Grant of option does not require price.

Read SEC document
November 01, 2016 Filed Nov 2, 2016 14:30 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
GrantOption (non-qualified) · Derivative 1 $0.00 Strike: $2.66 $0.00
Disclosure

SEC source: 0001174567-16-000003 · primary_doc.xml · derivative · entry 3

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Stock · 3,000,000 shares

Expires 2026-11-01

F3 · price: Grant of option does not require price.

F2 · derivative.exercise_date: Exercisable upon shareholder approval.

F4 · balance_after: Mr. Shaw has one option with 3 million shares of Common Stock underlying it.

Read SEC document
September 14, 2016 Filed Oct 11, 2016 18:31 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
GiftCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001174567-16-000002 · primary_doc.xml · nonDerivative · entry 5

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,065,642

F2 · price: There is no associated price.

Read SEC document
September 14, 2016 Filed Oct 11, 2016 18:31 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
GiftCommon Stock 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001174567-16-000002 · primary_doc.xml · nonDerivative · entry 4

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,165,642

F2 · price: There is no associated price.

Read SEC document
September 14, 2016 Filed Oct 11, 2016 18:31 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
GiftCommon Stock 500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001174567-16-000002 · primary_doc.xml · nonDerivative · entry 3

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Voting or investment control

Disclosed balance after: 4,270,000

F3 · kind: Gift to trust for benefit of immediate family for which Mr. Shaw is trustee.

F2 · price: There is no associated price.

Read SEC document
September 14, 2016 Filed Oct 11, 2016 18:31 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
GiftCommon Stock 500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001174567-16-000002 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,365,642

F3 · kind: Gift to trust for benefit of immediate family for which Mr. Shaw is trustee.

F2 · price: There is no associated price.

Read SEC document
September 09, 2016 Filed Oct 18, 2016 19:07 UTC
KUHLMAN RUSSELL BVP - Sales Development
GrantOption (incentive) · Derivative 1 $0.00 Strike: $2.75 $0.00
Disclosure

SEC source: 0001255420-16-000001 · primary_doc.xml · derivative · entry 1

KUHLMAN RUSSELL B · CIK 0001255420 · VP - Sales Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,550

Underlying: Common Stock · 13,100 shares

Expires 2026-09-09

F1 · price: Grant of options does not require price.

Read SEC document
May 02, 2016 Filed Oct 11, 2016 18:31 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
OtherCommon Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001174567-16-000002 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Voting or investment control

Disclosed balance after: 3,770,000

F1 · kind: These shares were released from the Voting Agreement between Mr. Shaw and his former spouse.

F2 · price: There is no associated price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.