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RETRACTABLE TECHNOLOGIES INC

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7624
SEC CIK
0000946563
Parsed reports
504

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2018 Filed Mar 6, 2018 16:31 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 3,000 $0.88 $2,634.00
Disclosure

SEC source: 0001174567-18-000014 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,318,854

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide on request to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 14:40 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,500 $0.90 $1,342.50
Disclosure

SEC source: 0001174567-18-000013 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,315,854

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 14:40 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 4,000 $0.90 $3,599.20
Disclosure

SEC source: 0001174567-18-000013 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,314,354

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide on request to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 16:00 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,000 $0.93 $926.00
Disclosure

SEC source: 0001174567-18-000012 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,310,354

F1 · shares: The purchase in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 15:10 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,019 $0.90 $1,824.77
Disclosure

SEC source: 0001174567-18-000011 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,309,354

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide on request to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 16:17 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 11,612 $0.87 $10,157.02
Disclosure

SEC source: 0001174567-18-000010 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,307,335

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide on request to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 16:16 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,000 $0.91 $1,825.60
Disclosure

SEC source: 0001174567-18-000009 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,295,723

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

Read SEC document
February 13, 2018 Filed Feb 13, 2018 22:36 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,600 $0.76 $1,215.36
Disclosure

SEC source: 0001174567-18-000008 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,293,723

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide on request to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 16:40 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,000 $0.74 $1,480.00
Disclosure

SEC source: 0001174567-18-000007 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,292,123

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 16:01 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,593 $0.73 $1,167.51
Disclosure

SEC source: 0001174567-18-000006 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,290,123

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide on request to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
January 30, 2018 Filed Jan 31, 2018 15:37 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,000 $0.74 $740.00
Disclosure

SEC source: 0001174567-18-000005 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,288,530

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

Read SEC document
January 16, 2018 Filed Jan 17, 2018 15:38 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 7,337 $0.68 $4,996.50
Disclosure

SEC source: 0001174567-18-000004 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,287,530

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide on request to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
January 12, 2018 Filed Jan 16, 2018 21:09 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,500 $0.69 $1,717.50
Disclosure

SEC source: 0001174567-18-000003 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,280,193

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide on request to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 21:09 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 3,500 $0.69 $2,397.50
Disclosure

SEC source: 0001174567-18-000003 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,277,693

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide on request to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
January 04, 2018 Filed Jan 5, 2018 16:41 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,601 $0.67 $1,072.67
Disclosure

SEC source: 0001174567-18-000002 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,274,193

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 16:41 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 3,000 $0.69 $2,056.20
Disclosure

SEC source: 0001174567-18-000002 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,272,592

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide on request to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
December 28, 2017 Filed Jan 2, 2018 15:48 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 4,500 $0.67 $3,028.95
Disclosure

SEC source: 0001174567-18-000001 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,269,592

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide on request to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
December 20, 2017 Filed Dec 20, 2017 22:27 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 550 $0.64 $352.55
Disclosure

SEC source: 0001174567-17-000028 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,265,092

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

Read SEC document
December 19, 2017 Filed Dec 20, 2017 22:27 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,771 $0.65 $1,142.83
Disclosure

SEC source: 0001174567-17-000028 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,264,542

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide on request to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 17:11 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 4,500 $0.67 $3,007.35
Disclosure

SEC source: 0001174567-17-000027 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,262,771

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide on request to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 17:11 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,215 $0.64 $781.73
Disclosure

SEC source: 0001174567-17-000027 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,258,271

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide on request to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
December 11, 2017 Filed Dec 12, 2017 21:29 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,066 $0.67 $709.42
Disclosure

SEC source: 0001174567-17-000026 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,257,056

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 15:29 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 500 $0.63 $313.75
Disclosure

SEC source: 0001174567-17-000025 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,255,990

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
December 06, 2017 Filed Dec 6, 2017 23:01 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 11,819 $0.63 $7,409.33
Disclosure

SEC source: 0001174567-17-000024 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,255,490

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
December 05, 2017 Filed Dec 6, 2017 23:01 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 3,100 $0.64 $1,974.08
Disclosure

SEC source: 0001174567-17-000024 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,243,671

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 15:42 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,352 $0.64 $1,508.81
Disclosure

SEC source: 0001174567-17-000023 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,240,571

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 15:42 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,600 $0.64 $1,023.52
Disclosure

SEC source: 0001174567-17-000023 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,238,219

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
November 30, 2017 Filed Nov 30, 2017 22:33 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 712 $0.64 $457.74
Disclosure

SEC source: 0001174567-17-000022 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,236,619

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 22:33 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,000 $0.65 $1,300.00
Disclosure

SEC source: 0001174567-17-000022 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,235,907

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

Read SEC document
November 28, 2017 Filed Nov 28, 2017 22:14 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 3,469 $0.64 $2,224.67
Disclosure

SEC source: 0001174567-17-000021 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,233,907

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 22:14 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,200 $0.65 $778.08
Disclosure

SEC source: 0001174567-17-000021 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,230,438

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
November 24, 2017 Filed Nov 27, 2017 16:07 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,000 $0.65 $650.20
Disclosure

SEC source: 0001174567-17-000020 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,229,238

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
November 22, 2017 Filed Nov 27, 2017 16:07 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 200 $0.63 $126.10
Disclosure

SEC source: 0001174567-17-000020 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,228,238

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

Read SEC document
November 21, 2017 Filed Nov 21, 2017 22:42 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,200 $0.65 $1,424.72
Disclosure

SEC source: 0001174567-17-000019 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,228,038

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
November 20, 2017 Filed Nov 20, 2017 21:47 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 553 $0.66 $363.76
Disclosure

SEC source: 0001174567-17-000018 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,225,838

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:47 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,000 $0.66 $658.30
Disclosure

SEC source: 0001174567-17-000018 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,225,285

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

Read SEC document
November 16, 2017 Filed Nov 17, 2017 14:51 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,000 $0.67 $665.00
Disclosure

SEC source: 0001174567-17-000017 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,224,285

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 14:56 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,000 $0.61 $1,217.40
Disclosure

SEC source: 0001174567-17-000016 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,223,285

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
November 13, 2017 Filed Nov 14, 2017 19:48 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,000 $0.61 $610.10
Disclosure

SEC source: 0001174567-17-000015 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,221,285

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 18:43 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 8,851 $0.62 $5,475.23
Disclosure

SEC source: 0001174567-17-000014 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,220,285

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
November 09, 2017 Filed Nov 9, 2017 22:47 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,227 $0.63 $769.82
Disclosure

SEC source: 0001174567-17-000013 · primary_doc.xml · nonDerivative · entry 3

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,211,434

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F3 · price: Represents weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
November 08, 2017 Filed Nov 9, 2017 22:47 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,000 $0.64 $638.40
Disclosure

SEC source: 0001174567-17-000013 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,210,207

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

Read SEC document
November 07, 2017 Filed Nov 7, 2017 21:54 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,045 $0.60 $631.49
Disclosure

SEC source: 0001174567-17-000012 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,209,207

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 21:54 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 9,000 $0.61 $5,446.80
Disclosure

SEC source: 0001174567-17-000012 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,208,162

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
November 03, 2017 Filed Nov 3, 2017 20:59 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 10,587 $0.61 $6,461.25
Disclosure

SEC source: 0001174567-17-000010 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,197,251

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29,2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer or any security holder of the Issuer full information regarding the number of shares purchased at each price upon written request.

Read SEC document
November 03, 2017 Filed Nov 6, 2017 22:05 UTC Amendment
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 12,498 $0.61 $7,628.78
Disclosure

SEC source: 0001174567-17-000011 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,199,162

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
November 02, 2017 Filed Nov 2, 2017 21:16 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 3,509 $0.64 $2,260.85
Disclosure

SEC source: 0001174567-17-000009 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,186,664

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average price. Mr. Shaw will provide to the SEC, the Issuer or any security holder of the Issuer full information regarding the number of shares purchased at each price upon written request.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 21:16 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,426 $0.66 $1,611.59
Disclosure

SEC source: 0001174567-17-000009 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,183,155

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average price. Mr. Shaw will provide to the SEC, the Issuer or any security holder of the Issuer full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 31, 2017 Filed Oct 31, 2017 21:19 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,600 $0.63 $1,625.00
Disclosure

SEC source: 0001174567-17-000008 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,180,729

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer or any security holder of the Issuer full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 30, 2017 Filed Oct 30, 2017 21:01 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 20,000 $0.65 $12,982.00
Disclosure

SEC source: 0001174567-17-000007 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,178,129

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer or any security holder of the Issuer full information regarding the number of shares purchased at each price upon written request.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.