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RETRACTABLE TECHNOLOGIES INC

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Tapewire entity
7624
SEC CIK
0000946563
Parsed reports
504

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 29, 2018 Filed Jul 2, 2018 14:21 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 9,500 $0.72 $6,840.95
Disclosure

SEC source: 0001174567-18-000061 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,523,412

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 14:13 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 5,822 $0.72 $4,184.27
Disclosure

SEC source: 0001174567-18-000060 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,513,912

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
June 27, 2018 Filed Jun 28, 2018 14:34 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 677 $0.73 $494.82
Disclosure

SEC source: 0001174567-18-000059 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,508,090

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
June 26, 2018 Filed Jun 26, 2018 21:14 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 3,000 $0.72 $2,160.30
Disclosure

SEC source: 0001174567-18-000058 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,507,413

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

Read SEC document
June 21, 2018 Filed Jun 22, 2018 20:06 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 4,500 $0.72 $3,222.00
Disclosure

SEC source: 0001174567-18-000057 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,504,413

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
June 20, 2018 Filed Jun 21, 2018 15:31 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 4,500 $0.75 $3,366.00
Disclosure

SEC source: 0001174567-18-000056 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,499,913

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 14:09 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,500 $0.75 $1,129.50
Disclosure

SEC source: 0001174567-18-000055 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,495,413

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 14:49 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,100 $0.77 $1,606.50
Disclosure

SEC source: 0001174567-18-000054 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,493,913

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
June 14, 2018 Filed Jun 15, 2018 14:44 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 4,000 $0.76 $3,048.00
Disclosure

SEC source: 0001174567-18-000053 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,491,813

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 14:57 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 7,132 $0.78 $5,548.70
Disclosure

SEC source: 0001174567-18-000052 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,487,813

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each price upon written request.

Read SEC document
June 11, 2018 Filed Jun 12, 2018 21:06 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 6,654 $0.78 $5,216.74
Disclosure

SEC source: 0001174567-18-000051 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,480,681

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each price upon written request.

Read SEC document
June 08, 2018 Filed Jun 8, 2018 20:23 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 4,500 $0.85 $3,825.00
Disclosure

SEC source: 0001174567-18-000049 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,473,627

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
June 08, 2018 Filed Jun 11, 2018 16:02 UTC Amendment
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 4,900 $0.85 $4,165.00
Disclosure

SEC source: 0001174567-18-000050 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,474,027

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each price upon written request.

Read SEC document
June 07, 2018 Filed Jun 7, 2018 20:30 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 3,500 $0.85 $2,982.00
Disclosure

SEC source: 0001174567-18-000048 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,469,127

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
June 06, 2018 Filed Jun 6, 2018 20:27 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 4,000 $0.86 $3,444.00
Disclosure

SEC source: 0001174567-18-000047 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,465,627

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
June 04, 2018 Filed Jun 4, 2018 21:05 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,500 $0.86 $2,145.00
Disclosure

SEC source: 0001174567-18-000046 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,461,627

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

Read SEC document
May 30, 2018 Filed May 30, 2018 21:10 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,000 $0.87 $1,732.00
Disclosure

SEC source: 0001174567-18-000045 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,459,127

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
May 29, 2018 Filed May 29, 2018 21:49 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,000 $0.87 $1,736.00
Disclosure

SEC source: 0001174567-18-000044 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,457,127

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

Read SEC document
May 25, 2018 Filed May 29, 2018 21:49 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,000 $0.87 $1,732.00
Disclosure

SEC source: 0001174567-18-000044 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,455,127

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
May 23, 2018 Filed May 24, 2018 20:38 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 901 $0.87 $784.77
Disclosure

SEC source: 0001174567-18-000043 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,453,127

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

Read SEC document
May 22, 2018 Filed May 23, 2018 15:58 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 3,866 $0.88 $3,394.35
Disclosure

SEC source: 0001174567-18-000042 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,452,226

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
May 18, 2018 Filed May 21, 2018 15:45 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,800 $0.89 $1,593.00
Disclosure

SEC source: 0001174567-18-000041 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,448,360

F2 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

Read SEC document
May 16, 2018 Filed May 18, 2018 18:48 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,666 $0.89 $1,481.07
Disclosure

SEC source: 0001174567-18-000040 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,446,560

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
May 15, 2018 Filed May 16, 2018 14:47 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 6,700 $0.87 $5,842.40
Disclosure

SEC source: 0001174567-18-000039 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,444,894

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
May 14, 2018 Filed May 15, 2018 14:33 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,650 $0.89 $1,473.45
Disclosure

SEC source: 0001174567-18-000038 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,438,194

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
May 11, 2018 Filed May 14, 2018 14:02 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 253 $0.89 $225.42
Disclosure

SEC source: 0001174567-18-000037 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,436,544

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

Read SEC document
May 07, 2018 Filed May 8, 2018 21:57 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,000 $0.87 $1,730.00
Disclosure

SEC source: 0001174567-18-000036 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,436,291

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

Read SEC document
May 04, 2018 Filed May 4, 2018 20:41 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,600 $0.86 $2,237.56
Disclosure

SEC source: 0001174567-18-000035 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,434,291

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
May 02, 2018 Filed May 2, 2018 21:04 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,000 $0.87 $1,730.00
Disclosure

SEC source: 0001174567-18-000034 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,431,691

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

Read SEC document
May 01, 2018 Filed May 2, 2018 21:04 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,500 $0.87 $1,297.50
Disclosure

SEC source: 0001174567-18-000034 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,429,691

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
April 18, 2018 Filed Apr 18, 2018 20:30 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,760 $0.89 $1,566.40
Disclosure

SEC source: 0001174567-18-000033 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,428,191

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

Read SEC document
April 16, 2018 Filed Apr 17, 2018 15:42 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,500 $0.86 $1,282.50
Disclosure

SEC source: 0001174567-18-000032 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,426,431

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

Read SEC document
April 13, 2018 Filed Apr 16, 2018 15:43 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,202 $0.88 $1,054.51
Disclosure

SEC source: 0001174567-18-000031 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,424,931

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
April 12, 2018 Filed Apr 12, 2018 21:33 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 6,590 $0.87 $5,745.16
Disclosure

SEC source: 0001174567-18-000030 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,423,729

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
April 11, 2018 Filed Apr 12, 2018 19:19 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 17,600 $0.87 $15,324.32
Disclosure

SEC source: 0001174567-18-000029 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,417,139

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
April 10, 2018 Filed Apr 11, 2018 15:20 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 6,500 $0.88 $5,720.00
Disclosure

SEC source: 0001174567-18-000028 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,399,539

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
April 09, 2018 Filed Apr 10, 2018 16:07 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 3,700 $0.87 $3,215.67
Disclosure

SEC source: 0001174567-18-000027 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,393,039

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
April 06, 2018 Filed Apr 9, 2018 15:46 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 5,451 $0.87 $4,754.36
Disclosure

SEC source: 0001174567-18-000026 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,389,339

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares purchased at each price upon written request.

Read SEC document
April 04, 2018 Filed Apr 5, 2018 18:54 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 3,000 $0.89 $2,669.70
Disclosure

SEC source: 0001174567-18-000025 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,383,888

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

Read SEC document
April 03, 2018 Filed Apr 4, 2018 14:34 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 18,700 $0.88 $16,429.82
Disclosure

SEC source: 0001174567-18-000024 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,380,888

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide on request to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
March 26, 2018 Filed Mar 28, 2018 18:55 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,500 $0.98 $1,471.50
Disclosure

SEC source: 0001174567-18-000023 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,362,188

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

Read SEC document
March 23, 2018 Filed Mar 23, 2018 20:58 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 8,000 $0.99 $7,891.20
Disclosure

SEC source: 0001174567-18-000022 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,360,688

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide on request to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 20:51 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 9,500 $0.96 $9,166.55
Disclosure

SEC source: 0001174567-18-000021 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,352,688

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide on request to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
March 19, 2018 Filed Mar 20, 2018 14:14 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,500 $0.98 $1,462.50
Disclosure

SEC source: 0001174567-18-000020 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,343,188

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 14:14 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,500 $0.97 $2,419.00
Disclosure

SEC source: 0001174567-18-000020 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,341,688

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide on request to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
March 15, 2018 Filed Mar 15, 2018 21:10 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,600 $0.97 $1,552.00
Disclosure

SEC source: 0001174567-18-000019 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,339,188

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 15:47 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 6,000 $0.97 $5,830.20
Disclosure

SEC source: 0001174567-18-000018 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,337,588

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
March 13, 2018 Filed Mar 14, 2018 16:41 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 6,634 $0.99 $6,534.49
Disclosure

SEC source: 0001174567-18-000017 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,331,588

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide on request to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 21:58 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,600 $0.97 $1,557.44
Disclosure

SEC source: 0001174567-18-000016 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,324,954

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide on request to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 17:00 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 4,500 $0.99 $4,442.85
Disclosure

SEC source: 0001174567-18-000015 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,323,354

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide on request to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of share purchased at each price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.