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RETRACTABLE TECHNOLOGIES INC

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Tapewire entity
7624
SEC CIK
0000946563
Parsed reports
504

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 11, 2018 Filed Dec 12, 2018 21:38 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,449 $0.65 $1,597.48
Disclosure

SEC source: 0001174567-18-000102 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,772,285

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 21:27 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 7,894 $0.65 $5,100.31
Disclosure

SEC source: 0001174567-18-000101 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,769,836

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 20:54 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,953 $0.66 $1,281.17
Disclosure

SEC source: 0001174567-18-000100 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,761,942

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
December 04, 2018 Filed Dec 4, 2018 21:39 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,102 $0.67 $1,407.50
Disclosure

SEC source: 0001174567-18-000099 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,759,989

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 21:39 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,917 $0.66 $1,924.93
Disclosure

SEC source: 0001174567-18-000099 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,757,887

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 17:03 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 3,307 $0.67 $2,199.16
Disclosure

SEC source: 0001174567-18-000098 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,754,970

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 16:52 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,555 $0.65 $1,014.02
Disclosure

SEC source: 0001174567-18-000097 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,751,663

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
November 27, 2018 Filed Nov 28, 2018 16:16 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 3,206 $0.67 $2,138.72
Disclosure

SEC source: 0001174567-18-000096 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750,108

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into October 29, 2018.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 19, 2018 Filed Oct 22, 2018 17:53 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 3,852 $0.68 $2,623.98
Disclosure

SEC source: 0001174567-18-000095 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,746,902

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 18, 2018 Filed Oct 19, 2018 19:39 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 6,450 $0.68 $4,406.00
Disclosure

SEC source: 0001174567-18-000094 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,743,050

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 14:38 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 5,300 $0.68 $3,628.38
Disclosure

SEC source: 0001174567-18-000093 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,736,600

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 15, 2018 Filed Oct 16, 2018 18:07 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 8,352 $0.69 $5,732.81
Disclosure

SEC source: 0001174567-18-000092 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,731,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 18:07 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,687 $0.70 $1,887.89
Disclosure

SEC source: 0001174567-18-000092 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,722,948

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 11, 2018 Filed Oct 12, 2018 20:24 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,836 $0.70 $1,985.48
Disclosure

SEC source: 0001174567-18-000091 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,720,261

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 10, 2018 Filed Oct 11, 2018 20:18 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 11,510 $0.71 $8,120.31
Disclosure

SEC source: 0001174567-18-000090 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,717,425

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 09, 2018 Filed Oct 9, 2018 14:28 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 7,400 $0.73 $5,396.08
Disclosure

SEC source: 0001174567-18-000089 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,705,915

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 14:28 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,200 $0.74 $1,631.52
Disclosure

SEC source: 0001174567-18-000089 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,698,515

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 03, 2018 Filed Oct 4, 2018 15:52 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 5,200 $0.75 $3,896.36
Disclosure

SEC source: 0001174567-18-000088 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,696,315

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 15:52 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 4,000 $0.74 $2,959.20
Disclosure

SEC source: 0001174567-18-000088 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,691,115

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 14:24 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 133 $0.72 $95.91
Disclosure

SEC source: 0001174567-18-000087 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,687,115

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

Read SEC document
September 26, 2018 Filed Sep 28, 2018 19:44 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 2,400 $0.72 $1,721.52
Disclosure

SEC source: 0001174567-18-000086 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,686,982

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
September 24, 2018 Filed Sep 24, 2018 20:40 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,900 $0.72 $1,376.55
Disclosure

SEC source: 0001174567-18-000085 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,684,582

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written consent.

Read SEC document
September 21, 2018 Filed Sep 24, 2018 20:40 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,500 $0.71 $1,063.50
Disclosure

SEC source: 0001174567-18-000085 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,682,682

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 21:58 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 3,700 $0.71 $2,644.39
Disclosure

SEC source: 0001174567-18-000084 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,681,182

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
September 17, 2018 Filed Sep 18, 2018 20:50 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 168 $0.68 $114.58
Disclosure

SEC source: 0001174567-18-000083 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,677,482

F1 · shares: This purchase was effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

Read SEC document
September 14, 2018 Filed Sep 17, 2018 14:34 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,700 $0.69 $1,173.00
Disclosure

SEC source: 0001174567-18-000082 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,677,314

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
September 11, 2018 Filed Sep 11, 2018 21:11 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,590 $0.67 $1,072.93
Disclosure

SEC source: 0001174567-18-000081 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,675,614

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
September 10, 2018 Filed Sep 11, 2018 21:11 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 11,700 $0.67 $7,860.06
Disclosure

SEC source: 0001174567-18-000081 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,674,024

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 15:23 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 10,010 $0.69 $6,915.91
Disclosure

SEC source: 0001174567-18-000080 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,662,324

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
September 06, 2018 Filed Sep 7, 2018 19:48 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,500 $0.69 $1,036.50
Disclosure

SEC source: 0001174567-18-000079 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,652,314

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 14:24 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,500 $0.69 $1,034.55
Disclosure

SEC source: 0001174567-18-000078 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,650,814

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
September 04, 2018 Filed Sep 4, 2018 20:40 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 4,037 $0.70 $2,837.61
Disclosure

SEC source: 0001174567-18-000077 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,649,314

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
August 30, 2018 Filed Aug 31, 2018 20:08 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 700 $0.72 $505.40
Disclosure

SEC source: 0001174567-18-000076 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,645,277

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

Read SEC document
August 28, 2018 Filed Aug 28, 2018 20:39 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 457 $0.72 $329.91
Disclosure

SEC source: 0001174567-18-000075 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,644,577

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
August 27, 2018 Filed Aug 27, 2018 20:59 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,500 $0.71 $1,071.00
Disclosure

SEC source: 0001174567-18-000074 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,644,120

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

Read SEC document
August 23, 2018 Filed Aug 23, 2018 20:47 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 4,290 $0.72 $3,077.22
Disclosure

SEC source: 0001174567-18-000073 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,642,620

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of share purchased at each price upon written request.

Read SEC document
August 22, 2018 Filed Aug 23, 2018 20:47 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 7,500 $0.71 $5,330.25
Disclosure

SEC source: 0001174567-18-000073 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,638,330

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of share purchased at each price upon written request.

Read SEC document
August 21, 2018 Filed Aug 21, 2018 21:53 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 3,000 $0.73 $2,180.40
Disclosure

SEC source: 0001174567-18-000072 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,630,830

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
August 20, 2018 Filed Aug 20, 2018 20:37 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 10,419 $0.72 $7,533.98
Disclosure

SEC source: 0001174567-18-000071 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,627,830

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
August 17, 2018 Filed Aug 20, 2018 14:03 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 5,000 $0.73 $3,643.00
Disclosure

SEC source: 0001174567-18-000070 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,617,411

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
August 16, 2018 Filed Aug 16, 2018 22:08 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,314 $0.73 $960.53
Disclosure

SEC source: 0001174567-18-000069 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,612,411

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
July 18, 2018 Filed Jul 18, 2018 19:49 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 12,296 $0.86 $10,538.90
Disclosure

SEC source: 0001174567-18-000068 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,611,097

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each price upon written request.

Read SEC document
July 17, 2018 Filed Jul 18, 2018 19:49 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 11,155 $0.84 $9,360.16
Disclosure

SEC source: 0001174567-18-000068 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,598,801

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each price upon written request.

Read SEC document
July 13, 2018 Filed Jul 16, 2018 16:06 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 21,039 $0.82 $17,186.76
Disclosure

SEC source: 0001174567-18-000067 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,584,646

F1 · shares: The purchases represented in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
July 12, 2018 Filed Jul 12, 2018 20:52 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 5,088 $0.79 $4,003.75
Disclosure

SEC source: 0001174567-18-000066 · primary_doc.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,563,607

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
July 11, 2018 Filed Jul 12, 2018 20:52 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 9,133 $0.78 $7,165.75
Disclosure

SEC source: 0001174567-18-000066 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,558,519

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 18:34 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,000 $0.77 $768.00
Disclosure

SEC source: 0001174567-18-000065 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,549,386

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
July 06, 2018 Filed Jul 9, 2018 15:25 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 19,911 $0.76 $15,164.22
Disclosure

SEC source: 0001174567-18-000064 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,548,386

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
July 05, 2018 Filed Jul 5, 2018 20:57 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 1,022 $0.76 $779.48
Disclosure

SEC source: 0001174567-18-000063 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,528,475

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F3 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 14:39 UTC
SHAW THOMAS JDirector · President and CEO · 10% owner
PurchaseCommon Stock 4,041 $0.74 $2,979.83
Disclosure

SEC source: 0001174567-18-000062 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,527,453

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.