Last 12 months
Inside the activity.
0 purchase rows · 158 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 9 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 26 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 27 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 31 |
| Sep 2026 | 0 | 48 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2024 Filed Mar 13, 2024 20:32 UTC |
Horn Margaret AChief Operating Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 7,936 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0001610717-24-000160 · form4.xml · derivative · entry 6 Horn Margaret A · CIK 0001294192 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 44,631 Underlying: Common Stock · 7,936 shares Expires 2029-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 29, 2023. Read SEC document |
| March 12, 2024 Filed Mar 13, 2024 20:32 UTC |
Horn Margaret AChief Operating Officer
|
SaleCommon Stock | 7,936 | $34.07 | $270,345.40 |
DisclosureSEC source: 0001610717-24-000160 · form4.xml · nonDerivative · entry 4 Horn Margaret A · CIK 0001294192 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 142,467 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 29, 2023. F4 · price: This transaction was executed in multiple trades in prices ranging from $34.00 to $34.14, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 100,013 restricted stock units. Read SEC document |
| March 12, 2024 Filed Mar 13, 2024 20:32 UTC |
Horn Margaret AChief Operating Officer
|
Exercise / conversionCommon Stock | 7,936 | $4.09 | $32,458.24 |
DisclosureSEC source: 0001610717-24-000160 · form4.xml · nonDerivative · entry 3 Horn Margaret A · CIK 0001294192 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 150,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 29, 2023. F2 · balance_after: Includes 100,013 restricted stock units. Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 20:32 UTC |
Horn Margaret AChief Operating Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 15,735 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0001610717-24-000160 · form4.xml · derivative · entry 5 Horn Margaret A · CIK 0001294192 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 52,567 Underlying: Common Stock · 15,735 shares Expires 2029-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 29, 2023. Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 20:32 UTC |
Horn Margaret AChief Operating Officer
|
SaleCommon Stock | 15,735 | $34.02 | $535,306.27 |
DisclosureSEC source: 0001610717-24-000160 · form4.xml · nonDerivative · entry 2 Horn Margaret A · CIK 0001294192 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 142,467 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 29, 2023. F3 · price: This transaction was executed in multiple trades in prices ranging from $34.00 to $34.11, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 100,013 restricted stock units. Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 20:32 UTC |
Horn Margaret AChief Operating Officer
|
Exercise / conversionCommon Stock | 15,735 | $4.09 | $64,356.15 |
DisclosureSEC source: 0001610717-24-000160 · form4.xml · nonDerivative · entry 1 Horn Margaret A · CIK 0001294192 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 158,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 29, 2023. F2 · balance_after: Includes 100,013 restricted stock units. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 16:52 UTC |
Wang XiaolinSee Remarks
|
GrantStock Option (Right to Buy) · Derivative | 84,700 | $0.00 Strike: $29.80 | $0.00 |
DisclosureSEC source: 0001610717-24-000129 · form4.xml · derivative · entry 2 Wang Xiaolin · CIK 0001849181 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,700 Underlying: Common Stock · 84,700 shares Expires 2034-02-28 F3 · derivative.exercise_date: One forty-eighth (1/48th) of the shares initially subject to the option will vest on each monthly anniversary measured from March 1, 2024 (the "Vesting Commencement Date"), so that 100% of the shares subject to the option will be fully vested and exercisable as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 16:52 UTC |
Wang XiaolinSee Remarks
|
GrantCommon Stock | 24,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-24-000129 · form4.xml · nonDerivative · entry 1 Wang Xiaolin · CIK 0001849181 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,526 F1 · balance_after: Includes 62,513 restricted stock units. F2 · balance_after: Includes 1,513 shares acquired under the Issuer's Employee Stock Purchase Plan on May 31, 2023. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:53 UTC |
Anders JackChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 92,400 | $0.00 Strike: $29.80 | $0.00 |
DisclosureSEC source: 0001610717-24-000130 · form4.xml · derivative · entry 2 Anders Jack · CIK 0001800668 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,400 Underlying: Common Stock · 92,400 shares Expires 2034-02-28 F3 · derivative.exercise_date: One forty-eighth (1/48th) of the shares initially subject to the option will vest on each monthly anniversary measured from March 1, 2024 (the "Vesting Commencement Date"), so that 100% of the shares subject to the option will be fully vested and exercisable as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:53 UTC |
Anders JackChief Financial Officer
|
GrantCommon Stock | 26,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-24-000130 · form4.xml · nonDerivative · entry 1 Anders Jack · CIK 0001800668 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,220 F1 · balance_after: Includes 63,726 restricted stock units. F2 · balance_after: Includes 404 shares acquired under the Issuer's Employee Stock Purchase Plan on November 30, 2023. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:54 UTC |
Kelsey Stephen MichaelSee Remarks
|
GrantStock Option (Right to Buy) · Derivative | 179,900 | $0.00 Strike: $29.80 | $0.00 |
DisclosureSEC source: 0001610717-24-000131 · form4.xml · derivative · entry 2 Kelsey Stephen Michael · CIK 0001462808 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,900 Underlying: Common Stock · 179,900 shares Expires 2034-02-28 F2 · derivative.exercise_date: One forty-eighth (1/48th) of the shares initially subject to the option will vest on each monthly anniversary measured from March 1, 2024 (the "Vesting Commencement Date"), so that 100% of the shares subject to the option will be fully vested and exercisable as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:54 UTC |
Kelsey Stephen MichaelSee Remarks
|
GrantCommon Stock | 51,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-24-000131 · form4.xml · nonDerivative · entry 1 Kelsey Stephen Michael · CIK 0001462808 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 273,032 F1 · balance_after: Includes 110,413 restricted stock units. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:55 UTC |
Horn Margaret AChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 143,500 | $0.00 Strike: $29.80 | $0.00 |
DisclosureSEC source: 0001610717-24-000134 · form4.xml · derivative · entry 2 Horn Margaret A · CIK 0001294192 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,500 Underlying: Common Stock · 143,500 shares Expires 2034-02-28 F2 · derivative.exercise_date: One forty-eighth (1/48th) of the shares initially subject to the option will vest on each monthly anniversary measured from March 1, 2024 (the "Vesting Commencement Date"), so that 100% of the shares subject to the option will be fully vested and exercisable as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:55 UTC |
Horn Margaret AChief Operating Officer
|
GrantCommon Stock | 41,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-24-000134 · form4.xml · nonDerivative · entry 1 Horn Margaret A · CIK 0001294192 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,467 F1 · balance_after: Includes 100,013 restricted stock units. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:55 UTC |
GOLDSMITH MARK ADirector · See Remarks
|
GrantStock Option (Right to Buy) · Derivative | 314,000 | $0.00 Strike: $29.80 | $0.00 |
DisclosureSEC source: 0001610717-24-000133 · form4.xml · derivative · entry 5 GOLDSMITH MARK A · CIK 0001246842 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 314,000 Underlying: Common Stock · 314,000 shares Expires 2034-02-28 F5 · derivative.exercise_date: One forty-eighth (1/48th) of the shares initially subject to the option will vest on each monthly anniversary measured from March 1, 2024 (the "Vesting Commencement Date"), so that 100% of the shares subject to the option will be fully vested and exercisable as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:55 UTC |
GOLDSMITH MARK ADirector · See Remarks
|
GrantCommon Stock | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-24-000133 · form4.xml · nonDerivative · entry 1 GOLDSMITH MARK A · CIK 0001246842 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 466,167 F1 · balance_after: Includes 248,000 restricted stock units. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:54 UTC |
Cislini JeffGeneral Counsel
|
GrantStock Option (Right to Buy) · Derivative | 73,500 | $0.00 Strike: $29.80 | $0.00 |
DisclosureSEC source: 0001610717-24-000132 · form4.xml · derivative · entry 2 Cislini Jeff · CIK 0001969082 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,500 Underlying: Common Stock · 73,500 shares Expires 2034-02-28 F2 · derivative.exercise_date: One forty-eighth (1/48th) of the shares initially subject to the option will vest on each monthly anniversary measured from March 1, 2024 (the "Vesting Commencement Date"), so that 100% of the shares subject to the option will be fully vested and exercisable as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:54 UTC |
Cislini JeffGeneral Counsel
|
GrantCommon Stock | 21,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-24-000132 · form4.xml · nonDerivative · entry 1 Cislini Jeff · CIK 0001969082 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,126 F1 · balance_after: Includes 52,417 restricted stock units. Read SEC document |
| January 22, 2024 Filed Jan 24, 2024 21:12 UTC |
Cislini JeffGeneral Counsel
|
SaleCommon Stock | 1,500 | $27.00 | $40,500.00 |
DisclosureSEC source: 0001610717-24-000040 · form4.xml · nonDerivative · entry 1 Cislini Jeff · CIK 0001969082 · General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,126 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 27, 2023. F2 · balance_after: Includes 31,417 restricted stock units. F3 · balance_after: Includes 342 shares acquired under the Issuer's Employee Stock Purchase Plan on November 30, 2023. Read SEC document |
| January 08, 2024 Filed Jan 10, 2024 21:26 UTC |
Kelsey Stephen MichaelSee Remarks
|
SaleCommon Stock | 3,337 | $29.01 | $96,809.04 |
DisclosureSEC source: 0001610717-24-000025 · form4.xml · nonDerivative · entry 1 Kelsey Stephen Michael · CIK 0001462808 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 221,632 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2022. F2 · price: The transaction was executed in multiple trades in prices ranging from $29.00 to $29.07, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 59,013 restricted stock units. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:06 UTC |
Kelsey Stephen MichaelSee Remarks
|
SaleCommon Stock | 13,330 | $29.10 | $387,884.34 |
DisclosureSEC source: 0001610717-24-000008 · form4.xml · nonDerivative · entry 1 Kelsey Stephen Michael · CIK 0001462808 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 224,969 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2022. F2 · price: The transaction was executed in multiple trades in prices ranging from $29.00 to $29.37, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 59,013 restricted stock units. Read SEC document |
| December 27, 2023 Filed Dec 29, 2023 21:14 UTC |
Kelsey Stephen MichaelSee Remarks
|
SaleCommon Stock | 33,334 | $29.01 | $966,996.01 |
DisclosureSEC source: 0001610717-23-000425 · form4.xml · nonDerivative · entry 1 Kelsey Stephen Michael · CIK 0001462808 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 238,299 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2022. F2 · price: The transaction was executed in multiple trades in prices ranging from $29.00 to $29.09, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 59,013 restricted stock units. Read SEC document |
| December 18, 2023 Filed Dec 20, 2023 00:30 UTC |
Horn Margaret AChief Operating Officer
|
SaleCommon Stock | 2,993 | $25.90 | $77,524.09 |
DisclosureSEC source: 0001610717-23-000407 · form4.xml · nonDerivative · entry 3 Horn Margaret A · CIK 0001294192 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 101,467 F4 · kind: Transaction made pursuant to a Rule 10b5-1 instruction letter adopted on May 31, 2023 to satisfy the Reporting Person's tax withholding obligation upon the vesting of RSUs after July 15, 2023. F5 · shares: Pursuant to an automatic sell-to-cover imposed by the terms of the RSUs award, the shares were sold following the vesting of the RSUs solely to cover applicable withholding taxes. F6 · price: This transaction was executed in multiple trades in prices ranging from $25.9016 to $25.9219, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 59,013 restricted stock units ("RSUs"). Read SEC document |
| December 18, 2023 Filed Dec 20, 2023 22:10 UTC |
Anders JackChief Financial Officer
|
SaleCommon Stock | 1,775 | $25.90 | $45,975.70 |
DisclosureSEC source: 0001610717-23-000416 · form4.xml · nonDerivative · entry 1 Anders Jack · CIK 0001800668 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 76,416 F1 · kind: Transaction made pursuant to a Rule 10b5-1 instruction letter adopted on May 31, 2023 to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units ("RSUs") after July 15, 2023. F2 · shares: Pursuant to an automatic sell-to-cover imposed by the terms of the RSUs award, the shares were sold following the vesting of the RSUs solely to cover applicable withholding taxes. F3 · price: This transaction was executed in multiple trades in prices ranging from $25.9017 to $25.9385, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F4 · balance_after: Includes 37,326 RSUs. Read SEC document |
| December 18, 2023 Filed Dec 20, 2023 22:07 UTC |
Kelsey Stephen MichaelSee Remarks
|
SaleCommon Stock | 2,088 | $25.90 | $54,082.54 |
DisclosureSEC source: 0001610717-23-000413 · form4.xml · nonDerivative · entry 1 Kelsey Stephen Michael · CIK 0001462808 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 271,633 F1 · kind: Transaction made pursuant to a Rule 10b5-1 instruction letter adopted on May 31, 2023 to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units ("RSUs") after July 15, 2023. F2 · shares: Pursuant to an automatic sell-to-cover imposed by the terms of the RSUs award, the shares were sold following the vesting of the RSUs solely to cover applicable withholding taxes. F3 · price: The transaction was executed in multiple trades in prices ranging from $25.8901 to $25.909, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F4 · balance_after: Includes 59,013 RSUs. Read SEC document |
| December 18, 2023 Filed Dec 20, 2023 22:08 UTC |
GOLDSMITH MARK ADirector · See Remarks
|
SaleCommon Stock | 8,165 | $25.90 | $211,488.20 |
DisclosureSEC source: 0001610717-23-000415 · form4.xml · nonDerivative · entry 1 GOLDSMITH MARK A · CIK 0001246842 · Director · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 376,167 F1 · kind: Transaction made pursuant to a Rule 10b5-1 instruction letter adopted on May 31, 2023 to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units ("RSUs") after July 15, 2023. F2 · shares: Pursuant to an automatic sell-to-cover imposed by the terms of the RSUs award, the shares were sold following the vesting of the RSUs solely to cover applicable withholding taxes. F3 · price: This transaction was executed in multiple trades in prices ranging from $25.8996 to $25.92, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F4 · balance_after: Includes 158,000 RSUs. Read SEC document |
| December 18, 2023 Filed Dec 20, 2023 22:08 UTC |
Cislini JeffGeneral Counsel
|
SaleCommon Stock | 1,229 | $25.90 | $31,833.19 |
DisclosureSEC source: 0001610717-23-000414 · form4.xml · nonDerivative · entry 1 Cislini Jeff · CIK 0001969082 · General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 37,284 F1 · kind: Transaction made pursuant to a Rule 10b5-1 instruction letter adopted on May 31, 2023 to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units ("RSUs") after July 15, 2023. F2 · shares: Pursuant to an automatic sell-to-cover imposed by the terms of the RSUs award, the shares were sold following the vesting of the RSUs solely to cover applicable withholding taxes. F3 · price: This transaction was executed in multiple trades in prices ranging from $25.9017 to $25.915, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F4 · balance_after: Includes 31,417 RSUs. Read SEC document |
| December 15, 2023 Filed Dec 20, 2023 00:30 UTC |
Horn Margaret AChief Operating Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0001610717-23-000407 · form4.xml · derivative · entry 4 Horn Margaret A · CIK 0001294192 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 68,302 Underlying: Common Stock · 5,000 shares Expires 2029-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 29, 2023. Read SEC document |
| December 15, 2023 Filed Dec 20, 2023 00:30 UTC |
Horn Margaret AChief Operating Officer
|
SaleCommon Stock | 5,000 | $26.64 | $133,183.00 |
DisclosureSEC source: 0001610717-23-000407 · form4.xml · nonDerivative · entry 2 Horn Margaret A · CIK 0001294192 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 104,460 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 29, 2023. F3 · price: This transaction was executed in multiple trades in prices ranging from $26.04 to $26.93, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 59,013 restricted stock units ("RSUs"). Read SEC document |
| December 15, 2023 Filed Dec 20, 2023 00:30 UTC |
Horn Margaret AChief Operating Officer
|
Exercise / conversionCommon Stock | 5,000 | $4.09 | $20,450.00 |
DisclosureSEC source: 0001610717-23-000407 · form4.xml · nonDerivative · entry 1 Horn Margaret A · CIK 0001294192 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 109,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 29, 2023. F2 · balance_after: Includes 59,013 restricted stock units ("RSUs"). Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 21:08 UTC |
Horn Margaret AChief Operating Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0001610717-23-000393 · form4.xml · derivative · entry 3 Horn Margaret A · CIK 0001294192 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 73,302 Underlying: Common Stock · 5,000 shares Expires 2029-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 29, 2023. Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 21:08 UTC |
Horn Margaret AChief Operating Officer
|
SaleCommon Stock | 5,000 | $25.00 | $125,000.00 |
DisclosureSEC source: 0001610717-23-000393 · form4.xml · nonDerivative · entry 2 Horn Margaret A · CIK 0001294192 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 104,460 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 29, 2023. F2 · balance_after: Includes 64,875 restricted stock units. Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 21:08 UTC |
Horn Margaret AChief Operating Officer
|
Exercise / conversionCommon Stock | 5,000 | $4.09 | $20,450.00 |
DisclosureSEC source: 0001610717-23-000393 · form4.xml · nonDerivative · entry 1 Horn Margaret A · CIK 0001294192 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 109,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 29, 2023. F2 · balance_after: Includes 64,875 restricted stock units. Read SEC document |
| November 20, 2023 Filed Nov 20, 2023 23:24 UTC |
Cislini JeffGeneral Counsel
|
SaleCommon Stock | 1,500 | $21.70 | $32,544.90 |
DisclosureSEC source: 0001610717-23-000360 · form4.xml · nonDerivative · entry 1 Cislini Jeff · CIK 0001969082 · General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 38,513 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 27, 2023. F2 · price: This transaction was executed in multiple trades in prices ranging from $21.38 to $22.07, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 34,860 restricted stock units. Read SEC document |
| November 09, 2023 Filed Nov 15, 2023 01:15 UTC |
Horning SandraDirector
|
GrantStock Option (Right to Buy) · Derivative | 36,800 | $0.00 Strike: $20.02 | $0.00 |
DisclosureSEC source: 0001610717-23-000356 · form4.xml · derivative · entry 5 Horning Sandra · CIK 0001638709 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,800 Underlying: Common Stock · 36,800 shares Expires 2033-11-08 F5 · derivative.exercise_date: The option becomes exercisable as it vests and the shares subject to the option vest with respect to 1/36 of the shares subject thereto on each monthly anniversary of November 8, 2023, subject to the reporting person's continued employment or service relationship with the Company on each such vesting date. Read SEC document |
| November 09, 2023 Filed Nov 15, 2023 01:15 UTC |
Horning SandraDirector
|
GrantEarn-out Shares · Derivative | 10,651 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001610717-23-000356 · form4.xml · derivative · entry 4 Horning Sandra · CIK 0001638709 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,651 Underlying: Common Stock · 10,651 shares Expires 2024-12-17 F4 · derivative.exercise_price: Pursuant to the terms of the Agreement and Plan of Merger dated August 5, 2021, by and among the EQRx, Inc. (f/k/a CM Life Sciences III Inc.), Clover III Merger Sub Inc. and EQRx International, Inc. (f/k/a EQRx, Inc.), the reporting person was allocated the right to acquire an aggregate of 95,784 shares of common stock of EQRx, Inc. (the "Earn-out Shares"). At the Effective Time, each outstanding Earn-out Share was converted into a number of shares of the Company's common stock equal to the product of the number of Earn-out Shares and 0.1112, or in the case of the reporting person 10,651 Earn-out Shares. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. The reporting person has signed a waiver and release waiving her interests in the Earn-out Shares. F4 · price: Pursuant to the terms of the Agreement and Plan of Merger dated August 5, 2021, by and among the EQRx, Inc. (f/k/a CM Life Sciences III Inc.), Clover III Merger Sub Inc. and EQRx International, Inc. (f/k/a EQRx, Inc.), the reporting person was allocated the right to acquire an aggregate of 95,784 shares of common stock of EQRx, Inc. (the "Earn-out Shares"). At the Effective Time, each outstanding Earn-out Share was converted into a number of shares of the Company's common stock equal to the product of the number of Earn-out Shares and 0.1112, or in the case of the reporting person 10,651 Earn-out Shares. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. The reporting person has signed a waiver and release waiving her interests in the Earn-out Shares. F4 · derivative.exercise_date: Pursuant to the terms of the Agreement and Plan of Merger dated August 5, 2021, by and among the EQRx, Inc. (f/k/a CM Life Sciences III Inc.), Clover III Merger Sub Inc. and EQRx International, Inc. (f/k/a EQRx, Inc.), the reporting person was allocated the right to acquire an aggregate of 95,784 shares of common stock of EQRx, Inc. (the "Earn-out Shares"). At the Effective Time, each outstanding Earn-out Share was converted into a number of shares of the Company's common stock equal to the product of the number of Earn-out Shares and 0.1112, or in the case of the reporting person 10,651 Earn-out Shares. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. The reporting person has signed a waiver and release waiving her interests in the Earn-out Shares. Read SEC document |
| November 09, 2023 Filed Nov 15, 2023 01:15 UTC |
Horning SandraDirector
|
GrantCommon Stock | 10,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-23-000356 · form4.xml · nonDerivative · entry 3 Horning Sandra · CIK 0001638709 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,487 F3 · balance_after: Includes 10,500 restricted stock units. Read SEC document |
| November 09, 2023 Filed Nov 15, 2023 01:15 UTC |
Horning SandraDirector
|
GrantCommon Stock | 27,696 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001610717-23-000356 · form4.xml · nonDerivative · entry 2 Horning Sandra · CIK 0001638709 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,987 F2 · shares: Pursuant to the Merger Agreement, at the Effective Time, a stock option to purchase shares of EQRx, Inc. common stock that was outstanding immediately prior to the Effective Time was cancelled and converted automatically into the right to receive 27,696 shares of the Company's common stock. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. F2 · price: Pursuant to the Merger Agreement, at the Effective Time, a stock option to purchase shares of EQRx, Inc. common stock that was outstanding immediately prior to the Effective Time was cancelled and converted automatically into the right to receive 27,696 shares of the Company's common stock. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. Read SEC document |
| November 09, 2023 Filed Nov 15, 2023 01:15 UTC |
Horning SandraDirector
|
GrantCommon Stock | 52,291 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001610717-23-000356 · form4.xml · nonDerivative · entry 1 Horning Sandra · CIK 0001638709 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,291 F1 · shares: Pursuant to the Agreement and Plan of Merger, dated as of July 31, 2023 (the "Merger Agreement"), at the effective time of the first merger contemplated by the Merger Agreement (the "Effective Time"), each share of common stock of EQRx, Inc. outstanding immediately prior to the Effective Time was converted into 0.1112 shares of common stock of Revolution Medicines, Inc. (the "Company"). The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of July 31, 2023 (the "Merger Agreement"), at the effective time of the first merger contemplated by the Merger Agreement (the "Effective Time"), each share of common stock of EQRx, Inc. outstanding immediately prior to the Effective Time was converted into 0.1112 shares of common stock of Revolution Medicines, Inc. (the "Company"). The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. Read SEC document |
| November 09, 2023 Filed Nov 15, 2023 01:14 UTC |
Borisy AlexisDirector
|
GrantEarn-out Shares · Derivative | 296,039 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001610717-23-000355 · form4.xml · derivative · entry 2 Borisy Alexis · CIK 0001319446 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 296,039 Underlying: Common Stock · 296,039 shares Expires 2024-12-17 F3 · derivative.exercise_price: Pursuant to the terms of the Agreement and Plan of Merger dated August 5, 2021, by and among the EQRx, Inc. (f/k/a CM Life Sciences III Inc.), Clover III Merger Sub Inc. and EQRx International, Inc. (f/k/a EQRx, Inc.), the reporting person was allocated the right to acquire an aggregate of 2,662,234 shares of common stock of EQRx, Inc. (the "Earn-out Shares"). At the Effective Time, each outstanding Earn-out Share was converted into a number of shares of the Company's common stock equal to the product of the number of Earn-out Shares and 0.1112, or in the case of the reporting person 296,039 Earn-out Shares. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. The reporting person has signed a waiver and release waiving his interests in the Earn-out Shares. F3 · kind: Pursuant to the terms of the Agreement and Plan of Merger dated August 5, 2021, by and among the EQRx, Inc. (f/k/a CM Life Sciences III Inc.), Clover III Merger Sub Inc. and EQRx International, Inc. (f/k/a EQRx, Inc.), the reporting person was allocated the right to acquire an aggregate of 2,662,234 shares of common stock of EQRx, Inc. (the "Earn-out Shares"). At the Effective Time, each outstanding Earn-out Share was converted into a number of shares of the Company's common stock equal to the product of the number of Earn-out Shares and 0.1112, or in the case of the reporting person 296,039 Earn-out Shares. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. The reporting person has signed a waiver and release waiving his interests in the Earn-out Shares. F3 · price: Pursuant to the terms of the Agreement and Plan of Merger dated August 5, 2021, by and among the EQRx, Inc. (f/k/a CM Life Sciences III Inc.), Clover III Merger Sub Inc. and EQRx International, Inc. (f/k/a EQRx, Inc.), the reporting person was allocated the right to acquire an aggregate of 2,662,234 shares of common stock of EQRx, Inc. (the "Earn-out Shares"). At the Effective Time, each outstanding Earn-out Share was converted into a number of shares of the Company's common stock equal to the product of the number of Earn-out Shares and 0.1112, or in the case of the reporting person 296,039 Earn-out Shares. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. The reporting person has signed a waiver and release waiving his interests in the Earn-out Shares. F3 · derivative.exercise_date: Pursuant to the terms of the Agreement and Plan of Merger dated August 5, 2021, by and among the EQRx, Inc. (f/k/a CM Life Sciences III Inc.), Clover III Merger Sub Inc. and EQRx International, Inc. (f/k/a EQRx, Inc.), the reporting person was allocated the right to acquire an aggregate of 2,662,234 shares of common stock of EQRx, Inc. (the "Earn-out Shares"). At the Effective Time, each outstanding Earn-out Share was converted into a number of shares of the Company's common stock equal to the product of the number of Earn-out Shares and 0.1112, or in the case of the reporting person 296,039 Earn-out Shares. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. The reporting person has signed a waiver and release waiving his interests in the Earn-out Shares. Read SEC document |
| November 09, 2023 Filed Nov 15, 2023 01:14 UTC |
Borisy AlexisDirector
|
GrantCommon Stock | 2,091,672 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001610717-23-000355 · form4.xml · nonDerivative · entry 1 Borisy Alexis · CIK 0001319446 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,331,494 F1 · shares: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 31, 2023, at the effective time of the first merger contemplated by the Merger Agreement (the "Effective Time"), each share of common stock of EQRx, Inc. outstanding immediately prior to the Effective Time was converted into 0.1112 shares of common stock of Revolution Medicines, Inc. (the "Company"). The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 31, 2023, at the effective time of the first merger contemplated by the Merger Agreement (the "Effective Time"), each share of common stock of EQRx, Inc. outstanding immediately prior to the Effective Time was converted into 0.1112 shares of common stock of Revolution Medicines, Inc. (the "Company"). The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. F2 · balance_after: Includes 5,200 restricted stock units. Read SEC document |
| November 09, 2023 Filed Nov 15, 2023 01:13 UTC |
Schroeder ThiloDirector
|
GrantEarn-out Shares · Derivative | 70,035 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001610717-23-000354 · form4.xml · derivative · entry 5 Schroeder Thilo · CIK 0001776412 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Nextech VI Oncology SCSp Disclosed balance after: 70,035 Underlying: Common Stock · 70,035 shares Expires 2024-12-17 F6 · derivative.exercise_price: Pursuant to the terms of the Agreement and Plan of Merger dated August 5, 2021, by and among the EQRx, Inc. (f/k/a CM Life Sciences III Inc.), Clover III Merger Sub Inc. and EQRx International, Inc. (f/k/a EQRx, Inc.), Nextech VI was allocated the right to acquire an aggregate of 629,803 Earn-out Shares. At the Effective Time, each outstanding Earn-out Share was converted into a number of shares of the Company's common stock equal to the product of the number of Earn-out Shares and 0.1112, or in the case of Nextech VI 70,035 Earn-out Shares. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. The Nextech VI has signed a waiver and release waiving its interests in the Earn-out Shares. F6 · kind: Pursuant to the terms of the Agreement and Plan of Merger dated August 5, 2021, by and among the EQRx, Inc. (f/k/a CM Life Sciences III Inc.), Clover III Merger Sub Inc. and EQRx International, Inc. (f/k/a EQRx, Inc.), Nextech VI was allocated the right to acquire an aggregate of 629,803 Earn-out Shares. At the Effective Time, each outstanding Earn-out Share was converted into a number of shares of the Company's common stock equal to the product of the number of Earn-out Shares and 0.1112, or in the case of Nextech VI 70,035 Earn-out Shares. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. The Nextech VI has signed a waiver and release waiving its interests in the Earn-out Shares. F6 · price: Pursuant to the terms of the Agreement and Plan of Merger dated August 5, 2021, by and among the EQRx, Inc. (f/k/a CM Life Sciences III Inc.), Clover III Merger Sub Inc. and EQRx International, Inc. (f/k/a EQRx, Inc.), Nextech VI was allocated the right to acquire an aggregate of 629,803 Earn-out Shares. At the Effective Time, each outstanding Earn-out Share was converted into a number of shares of the Company's common stock equal to the product of the number of Earn-out Shares and 0.1112, or in the case of Nextech VI 70,035 Earn-out Shares. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. The Nextech VI has signed a waiver and release waiving its interests in the Earn-out Shares. F6 · derivative.exercise_date: Pursuant to the terms of the Agreement and Plan of Merger dated August 5, 2021, by and among the EQRx, Inc. (f/k/a CM Life Sciences III Inc.), Clover III Merger Sub Inc. and EQRx International, Inc. (f/k/a EQRx, Inc.), Nextech VI was allocated the right to acquire an aggregate of 629,803 Earn-out Shares. At the Effective Time, each outstanding Earn-out Share was converted into a number of shares of the Company's common stock equal to the product of the number of Earn-out Shares and 0.1112, or in the case of Nextech VI 70,035 Earn-out Shares. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. The Nextech VI has signed a waiver and release waiving its interests in the Earn-out Shares. F3 · ownership.nature: Nextech Invest AG is the investment advisor of Nextech VI Oncology SCSp ("Nextech VI"). The reporting person is a managing member at Nextech Invest AG and may therefore be deemed to be the beneficial owner of shares held by Nextech VI. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| November 09, 2023 Filed Nov 15, 2023 01:13 UTC |
Schroeder ThiloDirector
|
GrantEarn-out Shares · Derivative | 120,683 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001610717-23-000354 · form4.xml · derivative · entry 4 Schroeder Thilo · CIK 0001776412 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Nextech V Oncology S.C.S., SICAV-SIF Disclosed balance after: 120,683 Underlying: Common Stock · 120,683 shares Expires 2024-12-17 F5 · derivative.exercise_price: Pursuant to the terms of the Agreement and Plan of Merger dated August 5, 2021, by and among the EQRx, Inc. (f/k/a CM Life Sciences III Inc.), Clover III Merger Sub Inc. and EQRx International, Inc. (f/k/a EQRx, Inc.), Nextech V was allocated the right to acquire an aggregate of 1,085,271 shares of common stock of EQRx, Inc. (the "Earn-out Shares"). At the Effective Time, each outstanding Earn-out Share was converted into a number of shares of the Company's common stock equal to the product of the number of Earn-out Shares and 0.1112, or in the case of Nextech V 120,683 Earn-out Shares. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. The Nextech V has signed a waiver and release waiving its interests in the Earn-out Shares. F5 · kind: Pursuant to the terms of the Agreement and Plan of Merger dated August 5, 2021, by and among the EQRx, Inc. (f/k/a CM Life Sciences III Inc.), Clover III Merger Sub Inc. and EQRx International, Inc. (f/k/a EQRx, Inc.), Nextech V was allocated the right to acquire an aggregate of 1,085,271 shares of common stock of EQRx, Inc. (the "Earn-out Shares"). At the Effective Time, each outstanding Earn-out Share was converted into a number of shares of the Company's common stock equal to the product of the number of Earn-out Shares and 0.1112, or in the case of Nextech V 120,683 Earn-out Shares. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. The Nextech V has signed a waiver and release waiving its interests in the Earn-out Shares. F5 · price: Pursuant to the terms of the Agreement and Plan of Merger dated August 5, 2021, by and among the EQRx, Inc. (f/k/a CM Life Sciences III Inc.), Clover III Merger Sub Inc. and EQRx International, Inc. (f/k/a EQRx, Inc.), Nextech V was allocated the right to acquire an aggregate of 1,085,271 shares of common stock of EQRx, Inc. (the "Earn-out Shares"). At the Effective Time, each outstanding Earn-out Share was converted into a number of shares of the Company's common stock equal to the product of the number of Earn-out Shares and 0.1112, or in the case of Nextech V 120,683 Earn-out Shares. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. The Nextech V has signed a waiver and release waiving its interests in the Earn-out Shares. F5 · derivative.exercise_date: Pursuant to the terms of the Agreement and Plan of Merger dated August 5, 2021, by and among the EQRx, Inc. (f/k/a CM Life Sciences III Inc.), Clover III Merger Sub Inc. and EQRx International, Inc. (f/k/a EQRx, Inc.), Nextech V was allocated the right to acquire an aggregate of 1,085,271 shares of common stock of EQRx, Inc. (the "Earn-out Shares"). At the Effective Time, each outstanding Earn-out Share was converted into a number of shares of the Company's common stock equal to the product of the number of Earn-out Shares and 0.1112, or in the case of Nextech V 120,683 Earn-out Shares. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. The Nextech V has signed a waiver and release waiving its interests in the Earn-out Shares. F2 · ownership.nature: Nextech Invest AG is the investment advisor of Nextech V Oncology S.C.S., SICAV-SIF ("Nextech V"). The reporting person is a managing member at Nextech Invest AG and may therefore be deemed to be the beneficial owner of shares held by Nextech V. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| November 09, 2023 Filed Nov 15, 2023 01:13 UTC |
Schroeder ThiloDirector
|
GrantCommon Stock | 535,112 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001610717-23-000354 · form4.xml · nonDerivative · entry 2 Schroeder Thilo · CIK 0001776412 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Nextech VI Oncology SCSp Disclosed balance after: 1,153,293 F1 · shares: Pursuant to the Agreement and Plan of Merger, dated as of July 31, 2023 (the "Merger Agreement"), at the effective time of the first merger contemplated by the Merger Agreement (the "Effective Time"), each share of common stock of EQRx, Inc. outstanding immediately prior to the Effective Time was converted into 0.1112 shares of common stock of Revolution Medicines, Inc. (the "Company"). The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of July 31, 2023 (the "Merger Agreement"), at the effective time of the first merger contemplated by the Merger Agreement (the "Effective Time"), each share of common stock of EQRx, Inc. outstanding immediately prior to the Effective Time was converted into 0.1112 shares of common stock of Revolution Medicines, Inc. (the "Company"). The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. F3 · ownership.nature: Nextech Invest AG is the investment advisor of Nextech VI Oncology SCSp ("Nextech VI"). The reporting person is a managing member at Nextech Invest AG and may therefore be deemed to be the beneficial owner of shares held by Nextech VI. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| November 09, 2023 Filed Nov 15, 2023 01:13 UTC |
Schroeder ThiloDirector
|
GrantCommon Stock | 922,099 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001610717-23-000354 · form4.xml · nonDerivative · entry 1 Schroeder Thilo · CIK 0001776412 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Nextech V Oncology S.C.S., SICAV-SIF Disclosed balance after: 3,590,313 F1 · shares: Pursuant to the Agreement and Plan of Merger, dated as of July 31, 2023 (the "Merger Agreement"), at the effective time of the first merger contemplated by the Merger Agreement (the "Effective Time"), each share of common stock of EQRx, Inc. outstanding immediately prior to the Effective Time was converted into 0.1112 shares of common stock of Revolution Medicines, Inc. (the "Company"). The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of July 31, 2023 (the "Merger Agreement"), at the effective time of the first merger contemplated by the Merger Agreement (the "Effective Time"), each share of common stock of EQRx, Inc. outstanding immediately prior to the Effective Time was converted into 0.1112 shares of common stock of Revolution Medicines, Inc. (the "Company"). The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. F2 · ownership.nature: Nextech Invest AG is the investment advisor of Nextech V Oncology S.C.S., SICAV-SIF ("Nextech V"). The reporting person is a managing member at Nextech Invest AG and may therefore be deemed to be the beneficial owner of shares held by Nextech V. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| October 25, 2023 Filed Oct 25, 2023 22:20 UTC |
Horn Margaret AChief Operating Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0001610717-23-000315 · form4.xml · derivative · entry 2 Horn Margaret A · CIK 0001294192 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,941 Underlying: Common Stock · 7,500 shares Expires 2028-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2023 Filed Oct 25, 2023 22:20 UTC |
Horn Margaret AChief Operating Officer
|
Exercise / conversionCommon Stock | 7,500 | $0.54 | $4,050.00 |
DisclosureSEC source: 0001610717-23-000315 · form4.xml · nonDerivative · entry 1 Horn Margaret A · CIK 0001294192 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 64,875 restricted stock units. Read SEC document |
| October 24, 2023 Filed Oct 24, 2023 23:21 UTC |
GOLDSMITH MARK ADirector · See Remarks
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $0.49 | $0.00 |
DisclosureSEC source: 0001610717-23-000314 · form4.xml · derivative · entry 5 GOLDSMITH MARK A · CIK 0001246842 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,446 Underlying: Common Stock · 35,000 shares Expires 2027-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2023 Filed Oct 24, 2023 23:21 UTC |
GOLDSMITH MARK ADirector · See Remarks
|
Exercise / conversionCommon Stock | 35,000 | $0.49 | $17,150.00 |
DisclosureSEC source: 0001610717-23-000314 · form4.xml · nonDerivative · entry 1 GOLDSMITH MARK A · CIK 0001246842 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 384,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 174,000 restricted stock units. Read SEC document |
| October 23, 2023 Filed Oct 23, 2023 22:01 UTC |
Anders JackChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,137 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0001610717-23-000313 · form4.xml · derivative · entry 4 Anders Jack · CIK 0001800668 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,137 shares Expires 2029-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.