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Nasdaq · USD

RUSHA

RUSH ENTERPRISES INC \TX\

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Tapewire entity
3648
SEC CIK
0001012019
Parsed reports
284

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202601
Apr 202601
May 202600
Jun 202600
Jul 202604
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2017 Filed May 22, 2017 22:28 UTC
Weaver DerrekExecutive Vice President
Exercise / conversionOption (right to buy) · Derivative 6,600 $0.00 Strike: $18.74 $0.00
Disclosure

SEC source: 0001179110-17-007772 · edgar.xml · derivative · entry 6

Weaver Derrek · CIK 0001318061 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,732

Underlying: Class A Common Stock · 6,600 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

Read SEC document
May 19, 2017 Filed May 22, 2017 22:28 UTC
Weaver DerrekExecutive Vice President
Exercise / conversionOption (right to buy) · Derivative 5,999 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001179110-17-007772 · edgar.xml · derivative · entry 5

Weaver Derrek · CIK 0001318061 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,999 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

Read SEC document
May 19, 2017 Filed May 22, 2017 22:28 UTC
Weaver DerrekExecutive Vice President
SaleClass A Common Stock 6,600 $35.91 $236,975.64
Disclosure

SEC source: 0001179110-17-007772 · edgar.xml · nonDerivative · entry 4

Weaver Derrek · CIK 0001318061 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,001

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.90 to $35.91. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 19, 2017 Filed May 22, 2017 22:28 UTC
Weaver DerrekExecutive Vice President
Exercise / conversionClass A Common Stock 6,600 $18.74 $123,684.00
Disclosure

SEC source: 0001179110-17-007772 · edgar.xml · nonDerivative · entry 3

Weaver Derrek · CIK 0001318061 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2017 Filed May 22, 2017 22:28 UTC
Weaver DerrekExecutive Vice President
SaleClass A Common Stock 5,999 $35.91 $215,396.49
Disclosure

SEC source: 0001179110-17-007772 · edgar.xml · nonDerivative · entry 2

Weaver Derrek · CIK 0001318061 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,001

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.90 to $35.91. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 19, 2017 Filed May 22, 2017 22:28 UTC
Weaver DerrekExecutive Vice President
Exercise / conversionClass A Common Stock 5,999 $12.50 $74,987.50
Disclosure

SEC source: 0001179110-17-007772 · edgar.xml · nonDerivative · entry 1

Weaver Derrek · CIK 0001318061 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 23, 2017 21:02 UTC GrantClass A Common Stock 3,307 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-007860 · edgar.xml · nonDerivative · entry 1

Akin Thomas A · CIK 0001301256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,448

Read SEC document
May 16, 2017 Filed May 23, 2017 21:02 UTC GrantClass A Common Stock 3,307 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-007859 · edgar.xml · nonDerivative · entry 1

Guglielmo Kennon · CIK 0001619230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,177

Read SEC document
May 16, 2017 Filed May 23, 2017 21:02 UTC GrantClass A Common Stock 1,984 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-007858 · edgar.xml · nonDerivative · entry 1

Underwood James C · CIK 0001427978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,342

Read SEC document
May 16, 2017 Filed May 23, 2017 21:01 UTC GrantClass A Common Stock 2,315 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-007857 · edgar.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,883

Read SEC document
May 16, 2017 Filed May 23, 2017 21:01 UTC GrantClass A Common Stock 2,480 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-007856 · edgar.xml · nonDerivative · entry 1

CARY WILLIAM H · CIK 0001233154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,002

Read SEC document
May 15, 2017 Filed May 17, 2017 20:59 UTC
RUSH WILLIAM M RUSTYDirector · CEO and President · 10% owner
Exercise / conversionOption (right to buy) · Derivative 25,000 $0.00 Strike: $15.52 $0.00
Disclosure

SEC source: 0001179110-17-007426 · edgar.xml · derivative · entry 6

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires 2018-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:59 UTC
RUSH WILLIAM M RUSTYDirector · CEO and President · 10% owner
SaleClass A Common Stock 25,000 $37.63 $940,682.50
Disclosure

SEC source: 0001179110-17-007426 · edgar.xml · nonDerivative · entry 2

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,061

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.56 to $37.68. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:59 UTC
RUSH WILLIAM M RUSTYDirector · CEO and President · 10% owner
Exercise / conversionClass A Common Stock 25,000 $15.52 $388,000.00
Disclosure

SEC source: 0001179110-17-007426 · edgar.xml · nonDerivative · entry 1

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:30 UTC GrantOption (right to buy) · Derivative 10,000 $0.00 Strike: $33.89 $0.00
Disclosure

SEC source: 0001179110-17-004775 · edgar.xml · derivative · entry 5

McRoberts Michael · CIK 0001572136 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2027-03-15

F5 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:30 UTC Tax withholdingClass B Common Stock 652 $31.37 $20,453.24
Disclosure

SEC source: 0001179110-17-004775 · edgar.xml · nonDerivative · entry 3

McRoberts Michael · CIK 0001572136 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,409

F4 · shares: Shares reported are shares not distributed to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant that occurred on March 15, 2016.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:30 UTC Tax withholdingClass B Common Stock 1,204 $31.37 $37,769.48
Disclosure

SEC source: 0001179110-17-004775 · edgar.xml · nonDerivative · entry 2

McRoberts Michael · CIK 0001572136 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,061

F3 · shares: Shares reported are shares not distributed to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant that occurred on March 15, 2014.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:30 UTC GrantClass B Common Stock 14,400 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-004775 · edgar.xml · nonDerivative · entry 1

McRoberts Michael · CIK 0001572136 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,265

F1 · shares: Reflects the grant of restricted stock units (RSUs) that will entitle the reporting person to receive one share of the Company's Class B Common Stock for each RSU that vests. The RSUs vest in increments of 1/3 on each of the first, second, and third anniversary of the grant date, which is March 15, 2017.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:32 UTC
Weaver DerrekExecutive Vice President
GrantOption (right to buy) · Derivative 10,000 $0.00 Strike: $33.89 $0.00
Disclosure

SEC source: 0001179110-17-004779 · edgar.xml · derivative · entry 3

Weaver Derrek · CIK 0001318061 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2027-03-15

F3 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:32 UTC
Weaver DerrekExecutive Vice President
GrantClass B Common Stock 12,400 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-004779 · edgar.xml · nonDerivative · entry 1

Weaver Derrek · CIK 0001318061 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,800

F1 · shares: Reflects the grant of restricted stock units (RSUs) that will entitle the reporting person to receive one share of the Company's Class B Common Stock for each RSU that vests. The RSUs vest in increments of 1/3 on each of the first, second, and third anniversary of the grant date, which is March 15, 2017.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:31 UTC
Anderson Scott TSenior Vice President
GrantOption (right to buy) · Derivative 10,000 $0.00 Strike: $33.89 $0.00
Disclosure

SEC source: 0001179110-17-004778 · edgar.xml · derivative · entry 4

Anderson Scott T · CIK 0001327492 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2027-03-15

F4 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:31 UTC
Anderson Scott TSenior Vice President
Tax withholdingClass B Common Stock 948 $31.37 $29,738.76
Disclosure

SEC source: 0001179110-17-004778 · edgar.xml · nonDerivative · entry 2

Anderson Scott T · CIK 0001327492 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,665

F3 · shares: Shares reported are shares not distributed to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant that occurred on March 15, 2016.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:31 UTC
Anderson Scott TSenior Vice President
GrantClass B Common Stock 11,400 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-004778 · edgar.xml · nonDerivative · entry 1

Anderson Scott T · CIK 0001327492 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,613

F1 · shares: Reflects the grant of restricted stock units (RSUs) that will entitle the reporting person to receive one share of the Company's Class B Common Stock for each RSU that vests. The RSUs vest in increments of 1/3 on each of the first, second, and third anniversary of the grant date, which is March 15, 2017.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:31 UTC
Thor James ESenior Vice President
GrantOption (right to buy) · Derivative 10,000 $0.00 Strike: $33.89 $0.00
Disclosure

SEC source: 0001179110-17-004777 · edgar.xml · derivative · entry 4

Thor James E · CIK 0001300922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2027-03-15

F4 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:31 UTC
Thor James ESenior Vice President
Tax withholdingClass B Common Stock 1,454 $31.37 $45,611.98
Disclosure

SEC source: 0001179110-17-004777 · edgar.xml · nonDerivative · entry 2

Thor James E · CIK 0001300922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,205

F3 · shares: Shares reported are shares not distributed to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant that occurred on March 15, 2016.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:31 UTC
Thor James ESenior Vice President
GrantClass B Common Stock 12,400 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-004777 · edgar.xml · nonDerivative · entry 1

Thor James E · CIK 0001300922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,659

F1 · shares: Reflects the grant of restricted stock units (RSUs) that will entitle the reporting person to receive one share of the Company's Class B Common Stock for each RSU that vests. The RSUs vest in increments of 1/3 on each of the first, second, and third anniversary of the grant date, which is March 15, 2017.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:30 UTC
Keller Steven LCFO & Treasurer
GrantOption (right to buy) · Derivative 10,000 $0.00 Strike: $33.89 $0.00
Disclosure

SEC source: 0001179110-17-004776 · edgar.xml · derivative · entry 5

Keller Steven L · CIK 0001392503 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2027-03-15

F6 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:30 UTC
Keller Steven LCFO & Treasurer
Tax withholdingClass B Common Stock 379 $31.37 $11,889.23
Disclosure

SEC source: 0001179110-17-004776 · edgar.xml · nonDerivative · entry 3

Keller Steven L · CIK 0001392503 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,546

F4 · shares: Shares reported are shares not distributed to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant that occurred on March 15, 2016.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:30 UTC
Keller Steven LCFO & Treasurer
Tax withholdingClass B Common Stock 875 $31.37 $27,448.75
Disclosure

SEC source: 0001179110-17-004776 · edgar.xml · nonDerivative · entry 2

Keller Steven L · CIK 0001392503 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,925

F3 · shares: Shares reported are shares not distributed to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant that occurred on March 15, 2014.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:30 UTC
Keller Steven LCFO & Treasurer
GrantClass B Common Stock 12,400 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-004776 · edgar.xml · nonDerivative · entry 1

Keller Steven L · CIK 0001392503 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,800

F1 · shares: Reflects the grant of restricted stock units (RSUs) that will entitle the reporting person to receive one share of the Company's Class B Common Stock for each RSU that vests. The RSUs vest in increments of 1/3 on each of the first, second, and third anniversary of the grant date, which is March 15, 2017.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:29 UTC
RUSH WILLIAM M RUSTYDirector · CEO and President · 10% owner
GrantOption (right to buy) · Derivative 35,000 $0.00 Strike: $33.89 $0.00
Disclosure

SEC source: 0001179110-17-004774 · edgar.xml · derivative · entry 6

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class A Common Stock · 35,000 shares

Expires 2027-03-15

F4 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:29 UTC
RUSH WILLIAM M RUSTYDirector · CEO and President · 10% owner
Tax withholdingClass B Common Stock 5,034 $31.37 $157,916.58
Disclosure

SEC source: 0001179110-17-004774 · edgar.xml · nonDerivative · entry 2

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,169

F3 · shares: Shares reported are shares not distributed to reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant that occurred on March 15, 2014.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:29 UTC
RUSH WILLIAM M RUSTYDirector · CEO and President · 10% owner
GrantClass B Common Stock 55,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-004774 · edgar.xml · nonDerivative · entry 1

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,203

F1 · shares: Reflects the grant of restricted stock units (RSUs) that will entitle the reporting person to receive one share of the Company's Class B Common Stock for each RSU that vests. The RSUs vest in increments of 1/3 on each of the first, second, and third anniversary of the grant date, which is March 15, 2017.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 19:38 UTC
RUSH WILLIAM M RUSTYDirector · CEO and President · 10% owner
Tax withholdingClass B Common Stock 5,508 $31.18 $171,739.44
Disclosure

SEC source: 0001179110-17-004625 · edgar.xml · nonDerivative · entry 1

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,203

F1 · shares: Shares reported are shares not distributed to reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant that occurred on March 13, 2015.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 19:39 UTC Tax withholdingClass B Common Stock 1,304 $31.18 $40,658.72
Disclosure

SEC source: 0001179110-17-004626 · edgar.xml · nonDerivative · entry 1

McRoberts Michael · CIK 0001572136 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,865

F1 · shares: Shares reported are shares not distributed to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant that occurred on March 13, 2015.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 19:39 UTC
Thor James ESenior Vice President
Tax withholdingClass B Common Stock 1,453 $31.18 $45,304.54
Disclosure

SEC source: 0001179110-17-004627 · edgar.xml · nonDerivative · entry 1

Thor James E · CIK 0001300922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,259

F1 · shares: Shares reported are shares not distributed to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant that occurred on March 13, 2015.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 19:21 UTC Exercise / conversionOption (right to buy) · Derivative 30,000 $0.00 Strike: $16.33 $0.00
Disclosure

SEC source: 0001179110-17-004552 · edgar.xml · derivative · entry 3

Akin Thomas A · CIK 0001301256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 30,000 shares

Expires 2017-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. Grant date is ten years prior to the expiration date.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 19:21 UTC Tax withholdingClass A Common Stock 14,495 $33.84 $490,512.25
Disclosure

SEC source: 0001179110-17-004552 · edgar.xml · nonDerivative · entry 2

Akin Thomas A · CIK 0001301256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,141

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.33 to $34.50. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 19:21 UTC Exercise / conversionClass A Common Stock 30,000 $16.33 $489,900.00
Disclosure

SEC source: 0001179110-17-004552 · edgar.xml · nonDerivative · entry 1

Akin Thomas A · CIK 0001301256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 23:37 UTC SaleClass B Common Stock 119 $31.90 $3,796.10
Disclosure

SEC source: 0001179110-17-004061 · edgar.xml · nonDerivative · entry 2

McRoberts Michael · CIK 0001572136 · COO & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,169

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 23:37 UTC SaleClass B Common Stock 1,026 $32.05 $32,885.04
Disclosure

SEC source: 0001179110-17-004061 · edgar.xml · nonDerivative · entry 1

McRoberts Michael · CIK 0001572136 · COO & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,288

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.90 to $32.44. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes unvested restricted stock units.

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March 01, 2017 Filed Mar 2, 2017 01:45 UTC SaleClass B Common Stock 1,101 $32.42 $35,695.63
Disclosure

SEC source: 0001179110-17-003543 · edgar.xml · nonDerivative · entry 7

McRoberts Michael · CIK 0001572136 · COO & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,314

F6 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.05 to $32.89. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes unvested restricted stock units.

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February 28, 2017 Filed Mar 2, 2017 01:45 UTC SaleClass B Common Stock 1,000 $32.22 $32,224.20
Disclosure

SEC source: 0001179110-17-003543 · edgar.xml · nonDerivative · entry 6

McRoberts Michael · CIK 0001572136 · COO & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,415

F5 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.50. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes unvested restricted stock units.

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February 27, 2017 Filed Mar 2, 2017 01:45 UTC Exercise / conversionOption (right to buy) · Derivative 3,334 $0.00 Strike: $25.70 $0.00
Disclosure

SEC source: 0001179110-17-003543 · edgar.xml · derivative · entry 9

McRoberts Michael · CIK 0001572136 · COO & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666

Underlying: Class A Common Stock · 3,334 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Options may be exercised in increments of 1/3 on the anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

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February 27, 2017 Filed Mar 2, 2017 01:45 UTC Exercise / conversionOption (right to buy) · Derivative 6,667 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001179110-17-003543 · edgar.xml · derivative · entry 8

McRoberts Michael · CIK 0001572136 · COO & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Class A Common Stock · 6,667 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Options may be exercised in increments of 1/3 on the anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

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February 27, 2017 Filed Mar 2, 2017 01:45 UTC SaleClass B Common Stock 500 $33.01 $16,503.25
Disclosure

SEC source: 0001179110-17-003543 · edgar.xml · nonDerivative · entry 5

McRoberts Michael · CIK 0001572136 · COO & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,415

F3 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.94 to $33.17. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes unvested restricted stock units.

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February 27, 2017 Filed Mar 2, 2017 01:45 UTC SaleClass A Common Stock 3,334 $35.38 $117,967.92
Disclosure

SEC source: 0001179110-17-003543 · edgar.xml · nonDerivative · entry 4

McRoberts Michael · CIK 0001572136 · COO & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,364

F2 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.18 to $35.46. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 27, 2017 Filed Mar 2, 2017 01:45 UTC Exercise / conversionClass A Common Stock 3,334 $25.70 $85,683.80
Disclosure

SEC source: 0001179110-17-003543 · edgar.xml · nonDerivative · entry 3

McRoberts Michael · CIK 0001572136 · COO & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 27, 2017 Filed Mar 2, 2017 01:45 UTC SaleClass A Common Stock 6,667 $35.38 $235,900.46
Disclosure

SEC source: 0001179110-17-003543 · edgar.xml · nonDerivative · entry 2

McRoberts Michael · CIK 0001572136 · COO & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,364

F2 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.18 to $35.46. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 27, 2017 Filed Mar 2, 2017 01:45 UTC Exercise / conversionClass A Common Stock 6,667 $23.48 $156,541.16
Disclosure

SEC source: 0001179110-17-003543 · edgar.xml · nonDerivative · entry 1

McRoberts Michael · CIK 0001572136 · COO & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 582 shares acquired on July 1, 2016, under the Rush Enterprises, Inc. Employee Stock Option Plan ("ESPP") and 577 shares acquired on January 1, 2017, under the ESPP.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.