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RUSHA

RUSH ENTERPRISES INC \TX\

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3648
SEC CIK
0001012019
Parsed reports
284

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202601
Apr 202601
May 202600
Jun 202600
Jul 202604
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 17, 2020 Filed Mar 19, 2020 22:29 UTC
Thor James ESenior Vice President
GrantClass B Common Stock 76.616 $29.14 $2,232.59
Disclosure

SEC source: 0001179110-20-003992 · edgar.xml · nonDerivative · entry 2

Thor James E · CIK 0001300922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,261.55

F1 · shares: These shares were acquired pursuant to a dividend reinvestment feature of the Rush Enterprises, Inc. Deferred Compensation Plan.

F3 · balance_after: Includes unvested restricted stock and certain shares and unvested restricted stock units included in the Rush Enterprises, Inc. Deferred Compensation Plan.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 22:29 UTC
Thor James ESenior Vice President
GrantClass A Common Stock 30.012 $32.04 $961.58
Disclosure

SEC source: 0001179110-20-003992 · edgar.xml · nonDerivative · entry 1

Thor James E · CIK 0001300922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,299.064

F1 · shares: These shares were acquired pursuant to a dividend reinvestment feature of the Rush Enterprises, Inc. Deferred Compensation Plan.

F2 · balance_after: Includes certain shares included in the Rush Enterprises, Inc. Deferred Compensation Plan.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 22:29 UTC
Weaver DerrekExecutive Vice President
GrantClass B Common Stock 211.748 $29.14 $6,170.34
Disclosure

SEC source: 0001179110-20-003993 · edgar.xml · nonDerivative · entry 2

Weaver Derrek · CIK 0001318061 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,637.422

F1 · shares: These shares were acquired pursuant to a dividend reinvestment feature of the Rush Enterprises, Inc. Deferred Compensation Plan.

F3 · balance_after: Includes unvested restricted stock and certain shares and unvested restricted stock units included in the Rush Enterprises, Inc. Deferred Compensation Plan.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 22:29 UTC
Weaver DerrekExecutive Vice President
GrantClass A Common Stock 16.53 $32.04 $529.62
Disclosure

SEC source: 0001179110-20-003993 · edgar.xml · nonDerivative · entry 1

Weaver Derrek · CIK 0001318061 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,693.046

F1 · shares: These shares were acquired pursuant to a dividend reinvestment feature of the Rush Enterprises, Inc. Deferred Compensation Plan.

F2 · balance_after: Includes certain shares included in the Rush Enterprises, Inc. Deferred Compensation Plan.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 22:28 UTC
Keller Steven LCFO & Treasurer
GrantClass B Common Stock 112.923 $29.14 $3,290.58
Disclosure

SEC source: 0001179110-20-003990 · edgar.xml · nonDerivative · entry 2

Keller Steven L · CIK 0001392503 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,297.29

F1 · shares: These shares were acquired pursuant to a dividend reinvestment feature of the Rush Enterprises, Inc. Deferred Compensation Plan.

F3 · balance_after: Includes unvested restricted stock and certain shares and unvested restricted stock units included in the Rush Enterprises, Inc. Deferred Compensation Plan.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 22:28 UTC
Keller Steven LCFO & Treasurer
GrantClass A Common Stock 16.536 $32.04 $529.81
Disclosure

SEC source: 0001179110-20-003990 · edgar.xml · nonDerivative · entry 1

Keller Steven L · CIK 0001392503 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,605.046

F1 · shares: These shares were acquired pursuant to a dividend reinvestment feature of the Rush Enterprises, Inc. Deferred Compensation Plan.

F2 · balance_after: Includes certain shares included in the Rush Enterprises, Inc. Deferred Compensation Plan.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 22:28 UTC
Anderson Scott TSenior Vice President
GrantClass B Common Stock 109.497 $29.14 $3,190.74
Disclosure

SEC source: 0001179110-20-003989 · edgar.xml · nonDerivative · entry 2

Anderson Scott T · CIK 0001327492 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,995.433

F1 · shares: These shares were acquired pursuant to a dividend reinvestment feature of the Rush Enterprises, Inc. Deferred Compensation Plan.

F3 · balance_after: Includes unvested restricted stock and certain shares and unvested restricted stock units included in the Rush Enterprises, Inc. Deferred Compensation Plan.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 22:28 UTC
Anderson Scott TSenior Vice President
GrantClass A Common Stock 14.882 $32.04 $476.82
Disclosure

SEC source: 0001179110-20-003989 · edgar.xml · nonDerivative · entry 1

Anderson Scott T · CIK 0001327492 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,669.48

F1 · shares: These shares were acquired pursuant to a dividend reinvestment feature of the Rush Enterprises, Inc. Deferred Compensation Plan.

F2 · balance_after: Includes certain shares included in the Rush Enterprises, Inc. Deferred Compensation Plan.

Read SEC document
March 15, 2020 Filed Mar 18, 2020 01:36 UTC
RUSH WILLIAM M RUSTYDirector · CEO and President · 10% owner
Tax withholdingClass B Common Stock 20,334 $32.83 $667,565.22
Disclosure

SEC source: 0001179110-20-003874 · edgar.xml · nonDerivative · entry 17

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,197.995

F7 · shares: Shares reported are shares not distributed to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of RSAs that occurred on March 15, 2019.

Read SEC document
March 15, 2020 Filed Mar 18, 2020 01:36 UTC
Weaver DerrekExecutive Vice President
Tax withholdingClass B Common Stock 1,136 $32.83 $37,294.88
Disclosure

SEC source: 0001179110-20-003873 · edgar.xml · nonDerivative · entry 15

Weaver Derrek · CIK 0001318061 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,425.674

F6 · shares: Shares reported are shares not distributed to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of RSAs that occurred on March 15, 2019.

F3 · balance_after: Includes unvested restricted stock (RSAs) and certain shares and unvested restricted stock units included in the Company's deferred compensation plan

Read SEC document
March 15, 2020 Filed Mar 18, 2020 01:35 UTC
Thor James ESenior Vice President
Tax withholdingClass B Common Stock 973 $32.83 $31,943.59
Disclosure

SEC source: 0001179110-20-003872 · edgar.xml · nonDerivative · entry 16

Thor James E · CIK 0001300922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,184.934

F8 · shares: Shares reported are shares not distributed to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of RSAs that occurred on March 15, 2019.

Read SEC document
March 15, 2020 Filed Mar 18, 2020 01:35 UTC
Thor James ESenior Vice President
Tax withholdingClass B Common Stock 1,006 $32.83 $33,026.98
Disclosure

SEC source: 0001179110-20-003872 · edgar.xml · nonDerivative · entry 15

Thor James E · CIK 0001300922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,157.934

F7 · shares: Shares reported are shares not distributed to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of restricted stock units that occurred on March 15, 2018.

Read SEC document
March 15, 2020 Filed Mar 18, 2020 01:35 UTC Tax withholdingClass B Common Stock 2,302 $32.83 $75,574.66
Disclosure

SEC source: 0001179110-20-003871 · edgar.xml · nonDerivative · entry 10

McRoberts Michael · CIK 0001572136 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,727.494

F6 · shares: Shares reported are shares not distributed to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of RSAs that occurred on March 15, 2019.

F2 · balance_after: Includes unvested restricted stock (RSAs) and certain shares and unvested restricted stock units included in the Company's deferred compensation plan

Read SEC document
March 15, 2020 Filed Mar 18, 2020 01:35 UTC Tax withholdingClass B Common Stock 1,912 $32.83 $62,770.96
Disclosure

SEC source: 0001179110-20-003871 · edgar.xml · nonDerivative · entry 9

McRoberts Michael · CIK 0001572136 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,029.494

F5 · shares: Shares reported are shares not distributed to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of restricted stock units that occurred on March 15, 2018.

F2 · balance_after: Includes unvested restricted stock (RSAs) and certain shares and unvested restricted stock units included in the Company's deferred compensation plan

Read SEC document
March 15, 2020 Filed Mar 18, 2020 01:34 UTC
Keller Steven LCFO & Treasurer
Tax withholdingClass B Common Stock 1,136 $32.83 $37,294.88
Disclosure

SEC source: 0001179110-20-003870 · edgar.xml · nonDerivative · entry 16

Keller Steven L · CIK 0001392503 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,184.367

F8 · shares: Shares reported are shares not distributed to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of RSAs that occurred on March 15, 2019.

Read SEC document
March 15, 2020 Filed Mar 18, 2020 01:34 UTC
Anderson Scott TSenior Vice President
Tax withholdingClass B Common Stock 1,006 $32.83 $33,026.98
Disclosure

SEC source: 0001179110-20-003869 · edgar.xml · nonDerivative · entry 15

Anderson Scott T · CIK 0001327492 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,885.936

F6 · shares: Shares reported are shares not distributed to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of RSAs that occurred on March 15, 2019.

F3 · balance_after: Includes unvested restricted stock (RSAs) and certain shares and unvested restricted stock units included in the Company's deferred compensation plan

Read SEC document
March 15, 2020 Filed Apr 1, 2020 00:24 UTC Amendment
RUSH WILLIAM M RUSTYDirector · CEO and President · 10% owner
Tax withholdingClass B Common Stock 8,001 $32.83 $262,672.83
Disclosure

SEC source: 0001179110-20-004272 · edgar.xml · nonDerivative · entry 2

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,571.995

F3 · shares: This Form 4/A is being filed to amend the Form 4 filed by the reporting person on March 17, 2020, to correct an inadvertent administrative error. The amount of shares reported as shares not distributed to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of restricted stock units that occurred on March 15, 2018, were overstated by 12,333 shares.

F2 · balance_after: Includes unvested restricted stock and certain shares and unvested restricted stock units included in the Rush Enterprises, Inc. Deferred Compensation Plan. Also includes shares acquired via dividend repurchases and reported on Form 4 on March 19, 2020.

Read SEC document
March 15, 2020 Filed Apr 1, 2020 00:24 UTC Amendment
RUSH WILLIAM M RUSTYDirector · CEO and President · 10% owner
Tax withholdingClass B Common Stock 7,541 $32.83 $247,571.03
Disclosure

SEC source: 0001179110-20-004272 · edgar.xml · nonDerivative · entry 1

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,571.995

F1 · shares: This Form 4/A is being filed to amend the Form 4 filed by the reporting person on March 17, 2020, to correct inadvertent administrative errors. The reporting person's disposition occurred on March 15, 2020, not March 15, 2019. In addition, the amount of shares reported as shares not distributed to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of restricted stock units that occurred on March 15, 2018, were overstated by 11,625 shares.

F2 · balance_after: Includes unvested restricted stock and certain shares and unvested restricted stock units included in the Rush Enterprises, Inc. Deferred Compensation Plan. Also includes shares acquired via dividend repurchases and reported on Form 4 on March 19, 2020.

Read SEC document
March 13, 2020 Filed Mar 18, 2020 01:36 UTC
RUSH WILLIAM M RUSTYDirector · CEO and President · 10% owner
GrantOption (right to buy) · Derivative 35,000 $0.00 Strike: $33.42 $0.00
Disclosure

SEC source: 0001179110-20-003874 · edgar.xml · derivative · entry 19

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class A Common Stock · 35,000 shares

Expires 2030-03-13

F8 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

Read SEC document
March 13, 2020 Filed Mar 18, 2020 01:36 UTC
RUSH WILLIAM M RUSTYDirector · CEO and President · 10% owner
GrantClass B Common Stock 65,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003874 · edgar.xml · nonDerivative · entry 15

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,697.995

F5 · shares: Reflects the grant of RSAs. The RSAs vest in increments of 1/3 on each of the first, second, and third anniversary of the grant date, which is March 13, 2020.

F3 · balance_after: Includes unvested restricted stock (RSAs) and certain shares and unvested restricted stock units included in the Company's deferred compensation plan.

Read SEC document
March 13, 2020 Filed Mar 18, 2020 01:36 UTC
Weaver DerrekExecutive Vice President
GrantOption (right to buy) · Derivative 10,000 $0.00 Strike: $33.42 $0.00
Disclosure

SEC source: 0001179110-20-003873 · edgar.xml · derivative · entry 16

Weaver Derrek · CIK 0001318061 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2030-03-13

F7 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

Read SEC document
March 13, 2020 Filed Mar 18, 2020 01:36 UTC
Weaver DerrekExecutive Vice President
GrantClass B Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003873 · edgar.xml · nonDerivative · entry 13

Weaver Derrek · CIK 0001318061 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,616.674

F4 · shares: Reflects the grant of RSAs. The RSAs vest in increments of 1/3 on each of the first, second, and third anniversary of the grant date, which is March 13, 2020.

F3 · balance_after: Includes unvested restricted stock (RSAs) and certain shares and unvested restricted stock units included in the Company's deferred compensation plan

Read SEC document
March 13, 2020 Filed Mar 18, 2020 01:35 UTC
Thor James ESenior Vice President
GrantOption (right to buy) · Derivative 10,000 $0.00 Strike: $33.42 $0.00
Disclosure

SEC source: 0001179110-20-003872 · edgar.xml · derivative · entry 17

Thor James E · CIK 0001300922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2030-03-13

F9 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

Read SEC document
March 13, 2020 Filed Mar 18, 2020 01:35 UTC
Thor James ESenior Vice President
GrantClass B Common Stock 13,400 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003872 · edgar.xml · nonDerivative · entry 13

Thor James E · CIK 0001300922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,169.934

F5 · shares: Reflects the grant of RSAs. The RSAs vest in increments of 1/3 on each of the first, second, and third anniversary of the grant date, which is March 13, 2020.

F4 · balance_after: Includes unvested restricted stock (RSAs) and certain shares and unvested restricted stock units included in the Company's deferred compensation plan.

Read SEC document
March 13, 2020 Filed Mar 18, 2020 01:35 UTC GrantOption (right to buy) · Derivative 10,000 $0.00 Strike: $33.42 $0.00
Disclosure

SEC source: 0001179110-20-003871 · edgar.xml · derivative · entry 12

McRoberts Michael · CIK 0001572136 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2030-03-13

F7 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date.

Read SEC document
March 13, 2020 Filed Mar 18, 2020 01:35 UTC GrantClass B Common Stock 23,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003871 · edgar.xml · nonDerivative · entry 7

McRoberts Michael · CIK 0001572136 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,604.494

F3 · shares: Reflects the grant of RSAs. The RSAs vest in increments of 1/3 on each of the first, second, and third anniversary of the grant date, which is March 13, 2020.

F2 · balance_after: Includes unvested restricted stock (RSAs) and certain shares and unvested restricted stock units included in the Company's deferred compensation plan

Read SEC document
March 13, 2020 Filed Mar 18, 2020 01:34 UTC
Keller Steven LCFO & Treasurer
GrantOption (right to buy) · Derivative 10,000 $0.00 Strike: $33.42 $0.00
Disclosure

SEC source: 0001179110-20-003870 · edgar.xml · derivative · entry 17

Keller Steven L · CIK 0001392503 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2030-03-13

F9 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

Read SEC document
March 13, 2020 Filed Mar 18, 2020 01:34 UTC
Keller Steven LCFO & Treasurer
GrantClass B Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003870 · edgar.xml · nonDerivative · entry 14

Keller Steven L · CIK 0001392503 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,375.367

F6 · shares: Reflects the grant of RSAs. The RSAs vest in increments of 1/3 on each of the first, second, and third anniversary of the grant date, which is March 13, 2020.

F4 · balance_after: Includes unvested restricted stock (RSAs) and certain shares and unvested restricted stock units included in the Company's deferred compensation plan.

Read SEC document
March 13, 2020 Filed Mar 18, 2020 01:34 UTC
Anderson Scott TSenior Vice President
GrantOption (right to buy) · Derivative 10,000 $0.00 Strike: $33.42 $0.00
Disclosure

SEC source: 0001179110-20-003869 · edgar.xml · derivative · entry 16

Anderson Scott T · CIK 0001327492 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2030-03-13

F7 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

Read SEC document
March 13, 2020 Filed Mar 18, 2020 01:34 UTC
Anderson Scott TSenior Vice President
GrantClass B Common Stock 13,400 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003869 · edgar.xml · nonDerivative · entry 13

Anderson Scott T · CIK 0001327492 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,816.936

F4 · shares: Reflects the grant of RSAs. The RSAs vest in increments of 1/3 on each of the first, second, and third anniversary of the grant date, which is March 13, 2020.

F3 · balance_after: Includes unvested restricted stock (RSAs) and certain shares and unvested restricted stock units included in the Company's deferred compensation plan

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:43 UTC Exercise / conversionOption (right to buy) · Derivative 2,000 $0.00 Strike: $30.27 $0.00
Disclosure

SEC source: 0001179110-20-003241 · edgar.xml · derivative · entry 9

McRoberts Michael · CIK 0001572136 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Class A Common Stock · 2,000 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options may be exercised in increments of 1/3 on the anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:43 UTC Exercise / conversionOption (right to buy) · Derivative 4,166 $0.00 Strike: $25.70 $0.00
Disclosure

SEC source: 0001179110-20-003241 · edgar.xml · derivative · entry 8

McRoberts Michael · CIK 0001572136 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,166 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options may be exercised in increments of 1/3 on the anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:43 UTC Exercise / conversionOption (right to buy) · Derivative 3,333 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001179110-20-003241 · edgar.xml · derivative · entry 7

McRoberts Michael · CIK 0001572136 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,333 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options may be exercised in increments of 1/3 on the anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:43 UTC SaleClass A Common Stock 2,000 $42.09 $84,186.20
Disclosure

SEC source: 0001179110-20-003241 · edgar.xml · nonDerivative · entry 6

McRoberts Michael · CIK 0001572136 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,307

F2 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.93 to $42.26. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:43 UTC Exercise / conversionClass A Common Stock 2,000 $30.27 $60,540.00
Disclosure

SEC source: 0001179110-20-003241 · edgar.xml · nonDerivative · entry 5

McRoberts Michael · CIK 0001572136 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:43 UTC SaleClass A Common Stock 4,166 $42.09 $175,359.85
Disclosure

SEC source: 0001179110-20-003241 · edgar.xml · nonDerivative · entry 4

McRoberts Michael · CIK 0001572136 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,307

F2 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.93 to $42.26. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:43 UTC Exercise / conversionClass A Common Stock 4,166 $25.70 $107,066.20
Disclosure

SEC source: 0001179110-20-003241 · edgar.xml · nonDerivative · entry 3

McRoberts Michael · CIK 0001572136 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:43 UTC SaleClass A Common Stock 3,333 $42.09 $140,296.30
Disclosure

SEC source: 0001179110-20-003241 · edgar.xml · nonDerivative · entry 2

McRoberts Michael · CIK 0001572136 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,307

F2 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.93 to $42.26. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 04, 2020 Filed Mar 6, 2020 21:43 UTC Exercise / conversionClass A Common Stock 3,333 $23.48 $78,258.84
Disclosure

SEC source: 0001179110-20-003241 · edgar.xml · nonDerivative · entry 1

McRoberts Michael · CIK 0001572136 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 352 shares acquired on July 1, 2019, under the Rush Enterprises, Inc. Employee Stock Purchase Plan ("ESPP") and 341 shares acquired on January 1, 2020 under the ESPP.

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February 14, 2020 Filed Feb 20, 2020 00:22 UTC PurchaseClass A Common Stock 461 $42.03 $19,374.59
Disclosure

SEC source: 0001179110-20-001924 · edgar.xml · nonDerivative · entry 1

Underwood James C · CIK 0001427978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,730

F1 · price: This price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $41.75 to $42.26. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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December 10, 2019 Filed Mar 18, 2020 01:36 UTC
RUSH WILLIAM M RUSTYDirector · CEO and President · 10% owner
GrantClass B Common Stock 264.058 $45.67 $12,059.53
Disclosure

SEC source: 0001179110-20-003874 · edgar.xml · nonDerivative · entry 14

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,697.995

F1 · shares: These shares were acquired pursuant to a dividend reinvestment feature of the Rush Enterprises, Inc. Deferred Compensation Plan.

F3 · balance_after: Includes unvested restricted stock (RSAs) and certain shares and unvested restricted stock units included in the Company's deferred compensation plan.

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December 10, 2019 Filed Mar 18, 2020 01:36 UTC
RUSH WILLIAM M RUSTYDirector · CEO and President · 10% owner
GrantClass A Common Stock 84.708 $46.78 $3,962.64
Disclosure

SEC source: 0001179110-20-003874 · edgar.xml · nonDerivative · entry 6

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,627.33

F1 · shares: These shares were acquired pursuant to a dividend reinvestment feature of the Rush Enterprises, Inc. Deferred Compensation Plan.

F2 · balance_after: Includes certain shares included in the Company's deferred compensation plan.

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December 10, 2019 Filed Mar 18, 2020 01:36 UTC
Weaver DerrekExecutive Vice President
GrantClass B Common Stock 134.724 $45.67 $6,152.85
Disclosure

SEC source: 0001179110-20-003873 · edgar.xml · nonDerivative · entry 12

Weaver Derrek · CIK 0001318061 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,616.674

F1 · shares: These shares were acquired pursuant to a dividend reinvestment feature of the Rush Enterprises, Inc. Deferred Compensation Plan.

F3 · balance_after: Includes unvested restricted stock (RSAs) and certain shares and unvested restricted stock units included in the Company's deferred compensation plan

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December 10, 2019 Filed Mar 18, 2020 01:36 UTC
Weaver DerrekExecutive Vice President
GrantClass A Common Stock 11.294 $46.78 $528.33
Disclosure

SEC source: 0001179110-20-003873 · edgar.xml · nonDerivative · entry 6

Weaver Derrek · CIK 0001318061 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,676.51

F1 · shares: These shares were acquired pursuant to a dividend reinvestment feature of the Rush Enterprises, Inc. Deferred Compensation Plan.

F2 · balance_after: Includes certain shares included in the Company's deferred compensation plan.

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December 10, 2019 Filed Mar 18, 2020 01:35 UTC
Thor James ESenior Vice President
GrantClass B Common Stock 48.747 $45.67 $2,226.28
Disclosure

SEC source: 0001179110-20-003872 · edgar.xml · nonDerivative · entry 12

Thor James E · CIK 0001300922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,769.934

F1 · shares: These shares were acquired pursuant to a dividend reinvestment feature of the Rush Enterprises, Inc. Deferred Compensation Plan.

F4 · balance_after: Includes unvested restricted stock (RSAs) and certain shares and unvested restricted stock units included in the Company's deferred compensation plan.

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December 10, 2019 Filed Mar 18, 2020 01:35 UTC
Thor James ESenior Vice President
GrantClass A Common Stock 20.5 $46.78 $958.99
Disclosure

SEC source: 0001179110-20-003872 · edgar.xml · nonDerivative · entry 6

Thor James E · CIK 0001300922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,269.052

F1 · shares: These shares were acquired pursuant to a dividend reinvestment feature of the Rush Enterprises, Inc. Deferred Compensation Plan.

F2 · balance_after: Includes certain shares included in the Company's deferred compensation plan.

F3 · balance_after: Includes 352 shares acquired July 1, 2019, under the Rush Enterprises, Inc. Employee Stock Purchase Plan (ESPP) and 341 shares acquired January 1, 2020 under the ESPP.

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December 10, 2019 Filed Mar 18, 2020 01:35 UTC GrantClass B Common Stock 14.988 $45.67 $684.50
Disclosure

SEC source: 0001179110-20-003871 · edgar.xml · nonDerivative · entry 6

McRoberts Michael · CIK 0001572136 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,604.494

F1 · shares: These shares were acquired pursuant to a dividend reinvestment feature of the Rush Enterprises, Inc. Deferred Compensation Plan.

F2 · balance_after: Includes unvested restricted stock (RSAs) and certain shares and unvested restricted stock units included in the Company's deferred compensation plan

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December 10, 2019 Filed Mar 18, 2020 01:34 UTC
Keller Steven LCFO & Treasurer
GrantClass B Common Stock 71.847 $45.67 $3,281.25
Disclosure

SEC source: 0001179110-20-003870 · edgar.xml · nonDerivative · entry 13

Keller Steven L · CIK 0001392503 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,375.367

F1 · shares: These shares were acquired pursuant to a dividend reinvestment feature of the Rush Enterprises, Inc. Deferred Compensation Plan.

F4 · balance_after: Includes unvested restricted stock (RSAs) and certain shares and unvested restricted stock units included in the Company's deferred compensation plan.

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December 10, 2019 Filed Mar 18, 2020 01:34 UTC
Keller Steven LCFO & Treasurer
GrantClass A Common Stock 11.294 $46.78 $528.33
Disclosure

SEC source: 0001179110-20-003870 · edgar.xml · nonDerivative · entry 6

Keller Steven L · CIK 0001392503 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,588.51

F1 · shares: These shares were acquired pursuant to a dividend reinvestment feature of the Rush Enterprises, Inc. Deferred Compensation Plan.

F2 · balance_after: Includes certain shares included in the Company's deferred compensation plan.

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December 10, 2019 Filed Mar 18, 2020 01:34 UTC
Anderson Scott TSenior Vice President
GrantClass B Common Stock 69.667 $45.67 $3,181.69
Disclosure

SEC source: 0001179110-20-003869 · edgar.xml · nonDerivative · entry 12

Anderson Scott T · CIK 0001327492 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,416.936

F1 · shares: These shares were acquired pursuant to a dividend reinvestment feature of the Rush Enterprises, Inc. Deferred Compensation Plan.

F3 · balance_after: Includes unvested restricted stock (RSAs) and certain shares and unvested restricted stock units included in the Company's deferred compensation plan

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.