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RUN

Sunrun Inc.

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4507
SEC CIK
0001469367
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766

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202508
Jan 202607
Feb 202604
Mar 2026111
Apr 202607
May 202601
Jun 202603
Jul 202607
Aug 202601
Sep 202600
Oct 202605

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 12, 2016 Filed Sep 13, 2016 19:43 UTC
KOONTZ PAUL G10% owner
OtherCommon Stock 4,491 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 20

Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner

Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner

FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner

Foundation Capital, LLC · CIK 0001615420 · 10% owner

ELMORE WILLIAM B · CIK 0001078748 · 10% owner

HOLLAND PAUL R · CIK 0001205501 · 10% owner

KOONTZ PAUL G · CIK 0001205496 · 10% owner

Moldow Charles · CIK 0001452009 · 10% owner

SCHUH MICHAEL N · CIK 0001205498 · 10% owner

Weiss Warren M · CIK 0001399347 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · The Moldow 2008 Children?s Trust

Disclosed balance after: 4,491

F6 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 1 above.

F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.

F18 · ownership.nature: The shares are held by The Moldow 2008 Children's Trust (the "Moldow Children's Trust"). Charles P. Moldow is a trustee of the Moldow Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Children's Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC
KOONTZ PAUL G10% owner
OtherCommon Stock 1,605 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 19

Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner

Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner

FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner

Foundation Capital, LLC · CIK 0001615420 · 10% owner

ELMORE WILLIAM B · CIK 0001078748 · 10% owner

HOLLAND PAUL R · CIK 0001205501 · 10% owner

KOONTZ PAUL G · CIK 0001205496 · 10% owner

Moldow Charles · CIK 0001452009 · 10% owner

SCHUH MICHAEL N · CIK 0001205498 · 10% owner

Weiss Warren M · CIK 0001399347 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Moldow Family Trust dated 11/11/2003

Disclosed balance after: 55,906

F8 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC described in footnote 5 above.

F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.

F17 · ownership.nature: The shares are held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles P. Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC
KOONTZ PAUL G10% owner
OtherCommon Stock 35,455 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 18

Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner

Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner

FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner

Foundation Capital, LLC · CIK 0001615420 · 10% owner

ELMORE WILLIAM B · CIK 0001078748 · 10% owner

HOLLAND PAUL R · CIK 0001205501 · 10% owner

KOONTZ PAUL G · CIK 0001205496 · 10% owner

Moldow Charles · CIK 0001452009 · 10% owner

SCHUH MICHAEL N · CIK 0001205498 · 10% owner

Weiss Warren M · CIK 0001399347 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Moldow Family Trust dated 11/11/2003

Disclosed balance after: 54,301

F6 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 1 above.

F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.

F17 · ownership.nature: The shares are held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles P. Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC
KOONTZ PAUL G10% owner
OtherCommon Stock 5,541 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 17

Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner

Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner

FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner

Foundation Capital, LLC · CIK 0001615420 · 10% owner

ELMORE WILLIAM B · CIK 0001078748 · 10% owner

HOLLAND PAUL R · CIK 0001205501 · 10% owner

KOONTZ PAUL G · CIK 0001205496 · 10% owner

Moldow Charles · CIK 0001452009 · 10% owner

SCHUH MICHAEL N · CIK 0001205498 · 10% owner

Weiss Warren M · CIK 0001399347 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shane T. Weiss GST Exempt Trust

Disclosed balance after: 17,418

F6 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 1 above.

F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.

F16 · ownership.nature: The shares are held by the SHANE T. WEISS GST EXEMPT TRUST (the "SHANE Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the SHANE Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC
KOONTZ PAUL G10% owner
OtherCommon Stock 5,541 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 16

Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner

Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner

FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner

Foundation Capital, LLC · CIK 0001615420 · 10% owner

ELMORE WILLIAM B · CIK 0001078748 · 10% owner

HOLLAND PAUL R · CIK 0001205501 · 10% owner

KOONTZ PAUL G · CIK 0001205496 · 10% owner

Moldow Charles · CIK 0001452009 · 10% owner

SCHUH MICHAEL N · CIK 0001205498 · 10% owner

Weiss Warren M · CIK 0001399347 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ally L. Weiss GST Exempt Trust

Disclosed balance after: 17,418

F6 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 1 above.

F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.

F15 · ownership.nature: The shares are held by the ALLY L. WEISS GST EXEMPT TRUST (the "ALLY Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the ALLY Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC
KOONTZ PAUL G10% owner
OtherCommon Stock 5,349 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 15

Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner

Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner

FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner

Foundation Capital, LLC · CIK 0001615420 · 10% owner

ELMORE WILLIAM B · CIK 0001078748 · 10% owner

HOLLAND PAUL R · CIK 0001205501 · 10% owner

KOONTZ PAUL G · CIK 0001205496 · 10% owner

Moldow Charles · CIK 0001452009 · 10% owner

SCHUH MICHAEL N · CIK 0001205498 · 10% owner

Weiss Warren M · CIK 0001399347 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Warren M. Weiss Trust UA dated 7/20/2005

Disclosed balance after: 104,169

F8 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC described in footnote 5 above.

F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC
KOONTZ PAUL G10% owner
OtherCommon Stock 29,814 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 14

Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner

Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner

FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner

Foundation Capital, LLC · CIK 0001615420 · 10% owner

ELMORE WILLIAM B · CIK 0001078748 · 10% owner

HOLLAND PAUL R · CIK 0001205501 · 10% owner

KOONTZ PAUL G · CIK 0001205496 · 10% owner

Moldow Charles · CIK 0001452009 · 10% owner

SCHUH MICHAEL N · CIK 0001205498 · 10% owner

Weiss Warren M · CIK 0001399347 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Warren M. Weiss Trust UA dated 7/20/2005

Disclosed balance after: 98,820

F6 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 1 above.

F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.

F14 · ownership.nature: The shares are held by The Warren M. Weiss Trust UA dated 7/20/2005 (the "Weiss Trust"). Warren M. Weiss is a trustee of the Weiss Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Weiss Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC
KOONTZ PAUL G10% owner
OtherCommon Stock 2,674 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 13

Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner

Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner

FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner

Foundation Capital, LLC · CIK 0001615420 · 10% owner

ELMORE WILLIAM B · CIK 0001078748 · 10% owner

HOLLAND PAUL R · CIK 0001205501 · 10% owner

KOONTZ PAUL G · CIK 0001205496 · 10% owner

Moldow Charles · CIK 0001452009 · 10% owner

SCHUH MICHAEL N · CIK 0001205498 · 10% owner

Weiss Warren M · CIK 0001399347 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Michael N. & Mary G. Schuh 1990 Family Trust

Disclosed balance after: 43,561

F8 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC described in footnote 5 above.

F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.

F13 · ownership.nature: The shares are held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC
KOONTZ PAUL G10% owner
OtherCommon Stock 11,743 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 12

Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner

Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner

FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner

Foundation Capital, LLC · CIK 0001615420 · 10% owner

ELMORE WILLIAM B · CIK 0001078748 · 10% owner

HOLLAND PAUL R · CIK 0001205501 · 10% owner

KOONTZ PAUL G · CIK 0001205496 · 10% owner

Moldow Charles · CIK 0001452009 · 10% owner

SCHUH MICHAEL N · CIK 0001205498 · 10% owner

Weiss Warren M · CIK 0001399347 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Michael N. & Mary G. Schuh 1990 Family Trust

Disclosed balance after: 40,887

F6 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 1 above.

F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.

F13 · ownership.nature: The shares are held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC
KOONTZ PAUL G10% owner
OtherCommon Stock 6,685 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 11

Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner

Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner

FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner

Foundation Capital, LLC · CIK 0001615420 · 10% owner

ELMORE WILLIAM B · CIK 0001078748 · 10% owner

HOLLAND PAUL R · CIK 0001205501 · 10% owner

KOONTZ PAUL G · CIK 0001205496 · 10% owner

Moldow Charles · CIK 0001452009 · 10% owner

SCHUH MICHAEL N · CIK 0001205498 · 10% owner

Weiss Warren M · CIK 0001399347 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Koontz Revocable Trust U/A/D 6/29/1998

Disclosed balance after: 21,879

F6 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 1 above.

F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.

F12 · ownership.nature: The shares are held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC
KOONTZ PAUL G10% owner
OtherCommon Stock 2,674 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 10

Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner

Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner

FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner

Foundation Capital, LLC · CIK 0001615420 · 10% owner

ELMORE WILLIAM B · CIK 0001078748 · 10% owner

HOLLAND PAUL R · CIK 0001205501 · 10% owner

KOONTZ PAUL G · CIK 0001205496 · 10% owner

Moldow Charles · CIK 0001452009 · 10% owner

SCHUH MICHAEL N · CIK 0001205498 · 10% owner

Weiss Warren M · CIK 0001399347 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Holland/Yates Family Trust dtd 7/23/1999

Disclosed balance after: 59,989

F8 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC described in footnote 5 above.

F10 · ownership.nature: The shares are held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC
KOONTZ PAUL G10% owner
OtherCommon Stock 4,124 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 9

Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner

Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner

FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner

Foundation Capital, LLC · CIK 0001615420 · 10% owner

ELMORE WILLIAM B · CIK 0001078748 · 10% owner

HOLLAND PAUL R · CIK 0001205501 · 10% owner

KOONTZ PAUL G · CIK 0001205496 · 10% owner

Moldow Charles · CIK 0001452009 · 10% owner

SCHUH MICHAEL N · CIK 0001205498 · 10% owner

Weiss Warren M · CIK 0001399347 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Holland Childrens Trust

Disclosed balance after: 13,656

F6 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 1 above.

F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.

F11 · ownership.nature: The shares are held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC
KOONTZ PAUL G10% owner
OtherCommon Stock 24,798 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 8

Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner

Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner

FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner

Foundation Capital, LLC · CIK 0001615420 · 10% owner

ELMORE WILLIAM B · CIK 0001078748 · 10% owner

HOLLAND PAUL R · CIK 0001205501 · 10% owner

KOONTZ PAUL G · CIK 0001205496 · 10% owner

Moldow Charles · CIK 0001452009 · 10% owner

SCHUH MICHAEL N · CIK 0001205498 · 10% owner

Weiss Warren M · CIK 0001399347 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Holland/Yates Family Trust dtd 7/23/1999

Disclosed balance after: 57,315

F6 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 1 above.

F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.

F10 · ownership.nature: The shares are held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC
KOONTZ PAUL G10% owner
OtherCommon Stock 26,746 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 7

Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner

Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner

FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner

Foundation Capital, LLC · CIK 0001615420 · 10% owner

ELMORE WILLIAM B · CIK 0001078748 · 10% owner

HOLLAND PAUL R · CIK 0001205501 · 10% owner

KOONTZ PAUL G · CIK 0001205496 · 10% owner

Moldow Charles · CIK 0001452009 · 10% owner

SCHUH MICHAEL N · CIK 0001205498 · 10% owner

Weiss Warren M · CIK 0001399347 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Elmore Family Investments B, LP

Disclosed balance after: 53,492

F8 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC described in footnote 5 above.

F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.

F9 · ownership.nature: The shares are held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC
KOONTZ PAUL G10% owner
OtherCommon Stock 25,654 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 6

Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner

Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner

FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner

Foundation Capital, LLC · CIK 0001615420 · 10% owner

ELMORE WILLIAM B · CIK 0001078748 · 10% owner

HOLLAND PAUL R · CIK 0001205501 · 10% owner

KOONTZ PAUL G · CIK 0001205496 · 10% owner

Moldow Charles · CIK 0001452009 · 10% owner

SCHUH MICHAEL N · CIK 0001205498 · 10% owner

Weiss Warren M · CIK 0001399347 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By William B. Elmore Revocable Trust

Disclosed balance after: 67,660

F6 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 1 above.

F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.

F7 · ownership.nature: The shares are held by the William B. Elmore Revocable Trust (the "Elmore Trust"). William B. Elmore is a trustee of the Elmore Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC
KOONTZ PAUL G10% owner
OtherCommon Stock 89,619 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 5

Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner

Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner

FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner

Foundation Capital, LLC · CIK 0001615420 · 10% owner

ELMORE WILLIAM B · CIK 0001078748 · 10% owner

HOLLAND PAUL R · CIK 0001205501 · 10% owner

KOONTZ PAUL G · CIK 0001205496 · 10% owner

Moldow Charles · CIK 0001452009 · 10% owner

SCHUH MICHAEL N · CIK 0001205498 · 10% owner

Weiss Warren M · CIK 0001399347 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation Capital VI Principals Fund, LLC

Disclosed balance after: 0

F5 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC effected following the close of the trading market on September 12, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.

F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC
KOONTZ PAUL G10% owner
OtherCommon Stock 755 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 4

Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner

Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner

FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner

Foundation Capital, LLC · CIK 0001615420 · 10% owner

ELMORE WILLIAM B · CIK 0001078748 · 10% owner

HOLLAND PAUL R · CIK 0001205501 · 10% owner

KOONTZ PAUL G · CIK 0001205496 · 10% owner

Moldow Charles · CIK 0001452009 · 10% owner

SCHUH MICHAEL N · CIK 0001205498 · 10% owner

Weiss Warren M · CIK 0001399347 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation Capital, LLC

Disclosed balance after: 755

F3 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on September 12, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.

F4 · ownership.nature: Paul R. Holland, Warren M. Weiss, Charles Moldow and Steve P. Vassallo are managers of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. VI, L.L.C. As such, each of the managers may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managers disclaim beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC
KOONTZ PAUL G10% owner
OtherCommon Stock 283,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 3

Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner

Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner

FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner

Foundation Capital, LLC · CIK 0001615420 · 10% owner

ELMORE WILLIAM B · CIK 0001078748 · 10% owner

HOLLAND PAUL R · CIK 0001205501 · 10% owner

KOONTZ PAUL G · CIK 0001205496 · 10% owner

Moldow Charles · CIK 0001452009 · 10% owner

SCHUH MICHAEL N · CIK 0001205498 · 10% owner

Weiss Warren M · CIK 0001399347 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C.

Disclosed balance after: 0

F3 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on September 12, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.

F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC
KOONTZ PAUL G10% owner
OtherCommon Stock 283,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 2

Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner

Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner

FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner

Foundation Capital, LLC · CIK 0001615420 · 10% owner

ELMORE WILLIAM B · CIK 0001078748 · 10% owner

HOLLAND PAUL R · CIK 0001205501 · 10% owner

KOONTZ PAUL G · CIK 0001205496 · 10% owner

Moldow Charles · CIK 0001452009 · 10% owner

SCHUH MICHAEL N · CIK 0001205498 · 10% owner

Weiss Warren M · CIK 0001399347 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C.

Disclosed balance after: 283,250

F2 · kind: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.

F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC
KOONTZ PAUL G10% owner
OtherCommon Stock 1,100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 1

Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner

Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner

FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner

Foundation Capital, LLC · CIK 0001615420 · 10% owner

ELMORE WILLIAM B · CIK 0001078748 · 10% owner

HOLLAND PAUL R · CIK 0001205501 · 10% owner

KOONTZ PAUL G · CIK 0001205496 · 10% owner

Moldow Charles · CIK 0001452009 · 10% owner

SCHUH MICHAEL N · CIK 0001205498 · 10% owner

Weiss Warren M · CIK 0001399347 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation Capital VI, L.P.

Disclosed balance after: 10,841,468

F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. effected following the close of the trading market on September 12, 2016 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.

F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 23:44 UTC
Vassallo StevenDirector · 10% owner
OtherCommon Stock 25,687 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141302 · doc4.xml · nonDerivative · entry 6

Vassallo Steven · CIK 0001567929 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Vassallo Family Revocable Trust dated 7/15/02

Disclosed balance after: 51,200

F6 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 1 above.

F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund. The Reporting Person is a managing member of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

F7 · ownership.nature: The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 23:44 UTC
Vassallo StevenDirector · 10% owner
OtherCommon Stock 89,619 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141302 · doc4.xml · nonDerivative · entry 5

Vassallo Steven · CIK 0001567929 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation Capital VI Principals Fund, LLC

Disclosed balance after: 0

F5 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC effected following the close of the trading market on September 12, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.

F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund. The Reporting Person is a managing member of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 23:44 UTC
Vassallo StevenDirector · 10% owner
OtherCommon Stock 755 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141302 · doc4.xml · nonDerivative · entry 4

Vassallo Steven · CIK 0001567929 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation Capital, LLC

Disclosed balance after: 755

F3 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on September 12, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.

F4 · ownership.nature: The Reporting Person is a manager of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. VI, L.L.C. As such, the Reporting Person may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 23:44 UTC
Vassallo StevenDirector · 10% owner
OtherCommon Stock 283,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141302 · doc4.xml · nonDerivative · entry 3

Vassallo Steven · CIK 0001567929 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C.

Disclosed balance after: 0

F3 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on September 12, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.

F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund. The Reporting Person is a managing member of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 23:44 UTC
Vassallo StevenDirector · 10% owner
OtherCommon Stock 283,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141302 · doc4.xml · nonDerivative · entry 2

Vassallo Steven · CIK 0001567929 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C.

Disclosed balance after: 283,250

F2 · kind: Foundation Capital Management Co. VI, L.L.C. is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund. The Reporting Person is a managing member of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund. The Reporting Person is a managing member of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 23:44 UTC
Vassallo StevenDirector · 10% owner
OtherCommon Stock 1,100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141302 · doc4.xml · nonDerivative · entry 1

Vassallo Steven · CIK 0001567929 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation Capital VI, L.P.

Disclosed balance after: 10,841,468

F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. effected following the close of the trading market on September 12, 2016 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.

F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund. The Reporting Person is a managing member of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

Read SEC document
September 09, 2016 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 783 $6.19 $4,846.77
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 7

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688,498

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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August 09, 2016 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 782 $5.56 $4,347.92
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 6

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 689,281

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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July 09, 2016 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 782 $5.08 $3,972.56
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 5

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,063

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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June 09, 2016 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 783 $6.52 $5,105.16
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 4

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,845

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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May 25, 2016 Filed Feb 7, 2017 00:16 UTC GiftCommon Stock 18,846 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008130 · doc5.xml · nonDerivative · entry 1

Moldow Charles · CIK 0001452009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Moldow Family Trust dated 11/11/2003

Disclosed balance after: 0

F1 · ownership.nature: The shares were held by the Moldow Family Trust. Charles P. Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein.

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May 09, 2016 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 782 $7.50 $5,865.00
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 3

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,628

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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April 09, 2016 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 782 $6.75 $5,278.50
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 2

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,410

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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March 09, 2016 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 9,388 $6.68 $62,711.84
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 1

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693,192

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.