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Nasdaq · USD

RUN

Sunrun Inc.

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4507
SEC CIK
0001469367
Parsed reports
766

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202508
Jan 202607
Feb 202604
Mar 2026111
Apr 202607
May 202601
Jun 202603
Jul 202607
Aug 202601
Sep 202600
Oct 202605

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 09, 2017 Filed Aug 10, 2017 01:07 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 115,094 $6.82 $784,941.08
Disclosure

SEC source: 0001246360-17-002550 · form.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,371,439

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · shares: Price represents the weighted average sale price of the shares sold. The sale price ranged from $6.76 to $6.95 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 09, 2017 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 1,226 $7.05 $8,643.30
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 28

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,642

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 21:09 UTC
Vassallo StevenDirector · 10% owner
GrantCommon Stock 13,812 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-047925 · doc4.xml · nonDerivative · entry 3

Vassallo Steven · CIK 0001567929 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,812

F3 · security: The Reporting Person received 13,812 restricted stock units ("RSUs") (equal to $100,000 divided by the closing stock price of $7.24 on August 3, 2017) pursuant to the Issuer's non-employee director compensation policy. The RSUs will fully vest on January 1, 2018, subject to the Reporting Person's continued service as of that date.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 20:04 UTC
Wong RichDirector
GrantCommon Stock 13,812 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-047868 · doc4.xml · nonDerivative · entry 1

Wong Rich · CIK 0001536302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,812

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on January 1, 2018, subject to the Reporting Person's continued service as of that date.

Read SEC document
August 01, 2017 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 4,292 $7.53 $32,318.76
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 27

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,868

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
July 09, 2017 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 1,226 $6.79 $8,324.54
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 26

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 645,160

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
July 01, 2017 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 4,292 $7.12 $30,559.04
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 25

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,386

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
June 09, 2017 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 1,227 $5.34 $6,552.18
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 24

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,678

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
June 01, 2017 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 4,292 $5.04 $21,631.68
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 23

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,905

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
May 11, 2017 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 2,202 $5.09 $11,208.18
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 22

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,197

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
May 11, 2017 Filed Oct 2, 2019 00:46 UTC
Fenster Edward HarrisDirector · Chairman
Tax withholdingCommon Stock 8,477 $5.09 $43,147.93
Disclosure

SEC source: 0001469367-19-000147 · wf-form4_156997714954999.xml · nonDerivative · entry 2

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,201,682

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
May 11, 2017 Filed Oct 2, 2019 00:45 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,901 $5.09 $45,306.09
Disclosure

SEC source: 0001469367-19-000146 · wf-form4_156997711688193.xml · nonDerivative · entry 2

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,966,835

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
May 09, 2017 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 1,226 $4.92 $6,031.92
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 21

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658,399

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
May 01, 2017 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 2,741 $5.29 $14,499.89
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 20

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 659,625

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
April 09, 2017 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 783 $5.34 $4,181.22
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 19

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662,366

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
April 01, 2017 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 2,741 $5.40 $14,801.40
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 18

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663,149

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:28 UTC
Kim MinaGeneral Counsel
GrantEmployee Stock Option (right to buy) · Derivative 316,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001209191-17-021494 · doc4.xml · derivative · entry 2

Kim Mina · CIK 0001668163 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,000

Underlying: Common Stock · 316,000 shares

Expires 2027-03-14

F2 · derivative.exercise_date: 25% of the shares subject to the option will vest on March 15, 2018, and 1/48 of the shares will vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:28 UTC
Kim MinaGeneral Counsel
GrantCommon Stock 131,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021494 · doc4.xml · nonDerivative · entry 1

Kim Mina · CIK 0001668163 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,606

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). 25% of the RSUs will vest on March 15, 2018, and the remaining RSUs will vest quarterly over the following three years, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:23 UTC GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021487 · doc4.xml · nonDerivative · entry 1

Risk Gerald Alan · CIK 0001649019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,685

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on January 1, 2018, subject to the Reporting Person's continued service as of that date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:22 UTC GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021486 · doc4.xml · nonDerivative · entry 1

Dach Leslie A · CIK 0001371248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,787

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on January 1, 2018, subject to the Reporting Person's continued service as of that date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:26 UTC
Winnowski Paul ThaddeusChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 410,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001209191-17-021492 · doc4.xml · derivative · entry 2

Winnowski Paul Thaddeus · CIK 0001648803 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,000

Underlying: Common Stock · 410,000 shares

Expires 2027-03-14

F3 · derivative.exercise_date: 25% of the shares subject to the option will vest on March 15, 2018, and 1/48 of the shares will vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:26 UTC
Winnowski Paul ThaddeusChief Operating Officer
GrantCommon Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021492 · doc4.xml · nonDerivative · entry 1

Winnowski Paul Thaddeus · CIK 0001648803 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 948,195

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). 25% of the RSUs will vest on March 15, 2018, and the remaining RSUs will vest quarterly over the following three years, subject to the Reporting Person's continued service through each vesting date.

F2 · balance_after: Includes 3,732 shares acquired under the RUN employee stock purchase plan during 2016.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:25 UTC
Komin Robert Patrick Jr.Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 410,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001209191-17-021490 · doc4.xml · derivative · entry 2

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,000

Underlying: Common Stock · 410,000 shares

Expires 2027-03-14

F3 · derivative.exercise_date: 25% of the shares subject to the option will vest on March 15, 2018, and 1/48 of the shares will vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:25 UTC
Komin Robert Patrick Jr.Chief Financial Officer
GrantCommon Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021490 · doc4.xml · nonDerivative · entry 1

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,482

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). 25% of the RSUs will vest on March 15, 2018, and the remaining RSUs will vest quarterly over the following three years, subject to the Reporting Person's continued service through each vesting date.

F2 · balance_after: Includes 1,732 shares acquired under the RUN employee stock purchase plan on November 15, 2016.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:19 UTC GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021481 · doc4.xml · nonDerivative · entry 1

August-deWilde Katherine · CIK 0001596781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,044

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on January 1, 2018, subject to the Reporting Person's continued service as of that date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:17 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 1,000,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001209191-17-021479 · doc4.xml · derivative · entry 2

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2027-03-14

F3 · derivative.exercise_date: 25% of the shares subject to the option will vest on March 15, 2018, and 1/48 of the shares will vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:17 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
GrantCommon Stock 416,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021479 · doc4.xml · nonDerivative · entry 1

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,985,159

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). 25% of the RSUs will vest on March 15, 2018, and the remaining RSUs will vest quarterly over the following three years, subject to the Reporting Person's continued service through each vesting date.

F2 · balance_after: Includes 3,732 shares acquired under the RUN employee stock purchase plan during 2016.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:16 UTC
Fenster Edward HarrisDirector · Chairman
GrantEmployee Stock Option (right to buy) · Derivative 632,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001209191-17-021476 · doc4.xml · derivative · entry 2

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632,000

Underlying: Common Stock · 632,000 shares

Expires 2027-03-14

F2 · derivative.exercise_date: 25% of the shares subject to the option will vest on March 15, 2018, and 1/48 of the shares will vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:16 UTC
Fenster Edward HarrisDirector · Chairman
GrantCommon Stock 260,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021476 · doc4.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,486,533

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). 25% of the RSUs will vest on March 15, 2018, and the remaining RSUs will vest quarterly over the following three years, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 09, 2017 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 784 $5.24 $4,108.16
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 17

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,890

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
March 01, 2017 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 2,741 $5.69 $15,596.29
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 16

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,674

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
February 11, 2017 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 8,727 $5.99 $52,274.73
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 15

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,415

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
February 11, 2017 Filed Oct 2, 2019 00:46 UTC
Fenster Edward HarrisDirector · Chairman
Tax withholdingCommon Stock 34,554 $5.99 $206,978.46
Disclosure

SEC source: 0001469367-19-000147 · wf-form4_156997714954999.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210,159

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
February 11, 2017 Filed Oct 2, 2019 00:45 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Tax withholdingCommon Stock 36,199 $5.99 $216,832.01
Disclosure

SEC source: 0001469367-19-000146 · wf-form4_156997711688193.xml · nonDerivative · entry 1

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,975,736

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
February 09, 2017 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 764 $5.74 $4,385.36
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 14

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678,142

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
February 01, 2017 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 3,141 $5.29 $16,615.89
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 13

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678,906

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
January 09, 2017 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 911 $5.80 $5,283.80
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 12

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682,047

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
January 01, 2017 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 3,193 $5.31 $16,954.83
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 11

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682,958

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
January 01, 2017 Filed Oct 2, 2019 00:51 UTC Tax withholdingCommon Stock 6,935 $5.31 $36,824.85
Disclosure

SEC source: 0001469367-19-000152 · wf-form4_156997749797458.xml · nonDerivative · entry 1

Risk Gerald Alan · CIK 0001649019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,654

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

F2 · balance_after: Shares held following the reported transactions include 13,013 RSUs, which are subject to forfeiture until they vest.

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January 01, 2017 Filed Oct 2, 2019 00:51 UTC Tax withholdingCommon Stock 3,779 $5.31 $20,066.49
Disclosure

SEC source: 0001469367-19-000151 · wf-form4_156997747292542.xml · nonDerivative · entry 1

Dach Leslie A · CIK 0001371248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,912

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

F2 · balance_after: Shares held following the reported transaction include 13,013 RSUs, which are subject to forfeiture until they vest.

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December 09, 2016 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 783 $5.65 $4,423.95
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 10

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 686,151

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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November 09, 2016 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 782 $4.99 $3,902.18
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 9

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 686,934

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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November 08, 2016 Filed Nov 10, 2016 21:07 UTC
Kim MinaGeneral Counsel
GrantCommon Stock 87,100 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007128 · form.xml · nonDerivative · entry 1

Kim Mina · CIK 0001668163 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,606

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). 1/24 of the RSUs will vest on January 1, 2017, and 1/24 of the RSUs will vest monthly thereafter, subject to the Reporting Person continuing in active service through each vesting date.

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November 08, 2016 Filed Nov 11, 2016 02:00 UTC
Komin Robert Patrick Jr.Chief Financial Officer
GrantCommon Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-149493 · doc4.xml · nonDerivative · entry 1

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,750

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). 1/24 of the RSUs will vest on January 1, 2017, and 1/24 of the RSUs will vest monthly thereafter, subject to the Reporting Person continuing in active service through each vesting date.

F2 · balance_after: Includes 2,000 shares acquired under the RUN employee stock purchase plan on May 16, 2016.

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November 07, 2016 Filed Feb 6, 2017 19:52 UTC GiftCommon Stock 67,660 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008162 · doc5.xml · nonDerivative · entry 1

ELMORE WILLIAM B · CIK 0001078748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By William B. Elmore Revocable Trust

Disclosed balance after: 0

F1 · ownership.nature: The shares were held by the William B. Elmore Revocable Trust (the "Elmore Trust"). William B. Elmore is a trustee of the Elmore Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Trust except to the extent of his proportionate pecuniary interest therein.

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October 09, 2016 Filed Oct 2, 2019 00:57 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 782 $6.49 $5,075.18
Disclosure

SEC source: 0001469367-19-000156 · wf-form4_156997785661038.xml · nonDerivative · entry 8

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,716

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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September 13, 2016 Filed Sep 13, 2016 19:43 UTC
KOONTZ PAUL G10% owner
SaleCommon Stock 755 $5.73 $4,326.15
Disclosure

SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 23

Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner

Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner

FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner

Foundation Capital, LLC · CIK 0001615420 · 10% owner

ELMORE WILLIAM B · CIK 0001078748 · 10% owner

HOLLAND PAUL R · CIK 0001205501 · 10% owner

KOONTZ PAUL G · CIK 0001205496 · 10% owner

Moldow Charles · CIK 0001452009 · 10% owner

SCHUH MICHAEL N · CIK 0001205498 · 10% owner

Weiss Warren M · CIK 0001399347 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation Capital, LLC

Disclosed balance after: 0

F22 · kind: On September 13, 2016, Foundation Capital, LLC sold 755 shares of stock pursuant to a 10b5-1 Plan dated May 31, 2016.

F23 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $5.61 to $5.99 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Paul R. Holland, Warren M. Weiss, Charles Moldow and Steve P. Vassallo are managers of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. VI, L.L.C. As such, each of the managers may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managers disclaim beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.

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September 13, 2016 Filed Sep 13, 2016 19:43 UTC
KOONTZ PAUL G10% owner
SaleCommon Stock 37,060 $5.82 $215,689.20
Disclosure

SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 22

Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner

Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner

FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner

Foundation Capital, LLC · CIK 0001615420 · 10% owner

ELMORE WILLIAM B · CIK 0001078748 · 10% owner

HOLLAND PAUL R · CIK 0001205501 · 10% owner

KOONTZ PAUL G · CIK 0001205496 · 10% owner

Moldow Charles · CIK 0001452009 · 10% owner

SCHUH MICHAEL N · CIK 0001205498 · 10% owner

Weiss Warren M · CIK 0001399347 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Moldow Family Trust dated 11/11/2003

Disclosed balance after: 18,846

F19 · kind: Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.

F21 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $5.62 to $5.81 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.

F17 · ownership.nature: The shares are held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles P. Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein.

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September 13, 2016 Filed Sep 13, 2016 19:43 UTC
KOONTZ PAUL G10% owner
SaleCommon Stock 4,491 $5.82 $26,137.62
Disclosure

SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 21

Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner

Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner

FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner

Foundation Capital, LLC · CIK 0001615420 · 10% owner

ELMORE WILLIAM B · CIK 0001078748 · 10% owner

HOLLAND PAUL R · CIK 0001205501 · 10% owner

KOONTZ PAUL G · CIK 0001205496 · 10% owner

Moldow Charles · CIK 0001452009 · 10% owner

SCHUH MICHAEL N · CIK 0001205498 · 10% owner

Weiss Warren M · CIK 0001399347 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · The Moldow 2008 Children?s Trust

Disclosed balance after: 0

F19 · kind: Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.

F20 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $5.64 to $6.00 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.

F18 · ownership.nature: The shares are held by The Moldow 2008 Children's Trust (the "Moldow Children's Trust"). Charles P. Moldow is a trustee of the Moldow Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Children's Trust except to the extent of his proportionate pecuniary interest therein.

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September 13, 2016 Filed Sep 13, 2016 23:44 UTC
Vassallo StevenDirector · 10% owner
SaleCommon Stock 755 $5.73 $4,326.15
Disclosure

SEC source: 0001209191-16-141302 · doc4.xml · nonDerivative · entry 7

Vassallo Steven · CIK 0001567929 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation Capital, LLC

Disclosed balance after: 0

F8 · kind: On September 13, 2016, Foundation Capital, LLC sold 755 shares of stock pursuant to a 10b5-1 Plan dated May 31, 2016.

F9 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $5.61 to $5.99 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: The Reporting Person is a manager of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. VI, L.L.C. As such, the Reporting Person may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.