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Nasdaq · USD

RUN

Sunrun Inc.

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4507
SEC CIK
0001469367
Parsed reports
766

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202508
Jan 202607
Feb 202604
Mar 2026111
Apr 202607
May 202601
Jun 202603
Jul 202607
Aug 202601
Sep 202600
Oct 202605

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 09, 2018 Filed Jul 10, 2018 14:38 UTC OtherCommon Stock 288,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042086 · doc4.xml · nonDerivative · entry 2

Vassallo Steven · CIK 0001567929 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C.

Disclosed balance after: 288,400

F3 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by FC VI described in footnote 1 above.

F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

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July 09, 2018 Filed Jul 10, 2018 14:38 UTC OtherCommon Stock 1,120,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042086 · doc4.xml · nonDerivative · entry 1

Vassallo Steven · CIK 0001567929 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation Capital VI, L.P.

Disclosed balance after: 3,501,468

F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. ("FC VI") effected following the close of the trading market on July 9, 2018 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. ("FCM VI"). Transaction pursuant to a 10b5-1 Plan adopted on May 31, 2018.

F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

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July 09, 2018 Filed Oct 2, 2019 00:58 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 987 $15.49 $15,288.63
Disclosure

SEC source: 0001469367-19-000157 · wf-form4_156997788233395.xml · nonDerivative · entry 26

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,152

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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July 05, 2018 Filed Jul 6, 2018 14:38 UTC OtherCommon Stock 24,601 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-041826 · doc4.xml · nonDerivative · entry 4

Vassallo Steven · CIK 0001567929 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Vassallo Family Revocable Trust dated 7/15/02

Disclosed balance after: 150,519

F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by FCM VI effected following the close of the trading market on July 5, 2018 without consideration to its members. Transaction pursuant to a 10b5-1 Plan adopted on May 31, 2018.

F5 · ownership.nature: The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein.

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July 05, 2018 Filed Jul 6, 2018 14:38 UTC OtherCommon Stock 288,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-041826 · doc4.xml · nonDerivative · entry 3

Vassallo Steven · CIK 0001567929 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C.

Disclosed balance after: 0

F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by FCM VI effected following the close of the trading market on July 5, 2018 without consideration to its members. Transaction pursuant to a 10b5-1 Plan adopted on May 31, 2018.

F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

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July 05, 2018 Filed Jul 6, 2018 14:38 UTC OtherCommon Stock 288,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-041826 · doc4.xml · nonDerivative · entry 2

Vassallo Steven · CIK 0001567929 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C.

Disclosed balance after: 288,400

F3 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by FC VI described in footnote 1 above.

F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

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July 05, 2018 Filed Jul 6, 2018 14:38 UTC OtherCommon Stock 1,120,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-041826 · doc4.xml · nonDerivative · entry 1

Vassallo Steven · CIK 0001567929 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation Capital VI, L.P.

Disclosed balance after: 4,621,468

F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. ("FC VI") effected following the close of the trading market on July 5, 2018 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. ("FCM VI"). Transaction pursuant to a 10b5-1 Plan adopted on May 31, 2018.

F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

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July 02, 2018 Filed Jul 3, 2018 19:22 UTC PurchaseCommon Stock, par value $0.0001 per share 62,394 $13.58 $847,011.03
Disclosure

SEC source: 0000919574-18-004505 · ownership.xml · nonDerivative · entry 1

TIGER GLOBAL MANAGEMENT LLC · CIK 0001167483 · 10% owner

Coleman Charles P III · CIK 0001307150 · 10% owner

SHLEIFER SCOTT L · CIK 0001324962 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,000,000

F2 · price: This transaction was executed in multiple trades ranging from $13.10 to $13.90. The price reported reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of Issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: The securities of the Issuer are held by advisory clients of Tiger Global Management, LLC ("Tiger Global") and/or its related persons and may be deemed to be beneficially owned by (i) Tiger Global; (ii) Charles P. Coleman, III ("Coleman"), a partner and portfolio manager of Tiger Global and (iii) Scott Shleifer ("Shleifer"), a partner and portfolio manager of Tiger Global. Each of Tiger Global, Coleman and Shleifer disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

Read SEC document
July 01, 2018 Filed Oct 2, 2019 01:08 UTC
STEELE JEANNAGeneral Counsel
Tax withholdingCommon Stock 313 $13.15 $4,115.95
Disclosure

SEC source: 0001469367-19-000163 · wf-form4_156997849861550.xml · nonDerivative · entry 3

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,453

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
July 01, 2018 Filed Oct 2, 2019 00:58 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 3,453 $13.15 $45,406.95
Disclosure

SEC source: 0001469367-19-000157 · wf-form4_156997788233395.xml · nonDerivative · entry 25

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,139

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
June 15, 2018 Filed Jun 15, 2018 21:13 UTC
STEELE JEANNAGeneral Counsel
GrantEmployee Stock Option (right to buy) · Derivative 47,000 $0.00 Strike: $13.63 $0.00
Disclosure

SEC source: 0001469367-18-000064 · wf-form4_152909719841777.xml · derivative · entry 2

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,000

Underlying: Common Stock · 47,000 shares

Expires 2028-06-14

F2 · derivative.exercise_date: 25% of the shares subject to the option vest on June 15, 2019, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

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June 15, 2018 Filed Jun 15, 2018 21:13 UTC
STEELE JEANNAGeneral Counsel
GrantCommon Stock 23,000 $0.00 $0.00
Disclosure

SEC source: 0001469367-18-000064 · wf-form4_152909719841777.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,450

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). Each RSU represents a contingent right to receive one share upon settlement. 25% of the RSUs vest on June 15, 2019, and the remaining RSUs vest in equal quarterly installments over the following three years, subject to the Reporting Person's continued service through each vesting date.

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June 15, 2018 Filed Oct 2, 2019 01:08 UTC
STEELE JEANNAGeneral Counsel
Tax withholdingCommon Stock 126 $14.18 $1,786.68
Disclosure

SEC source: 0001469367-19-000163 · wf-form4_156997849861550.xml · nonDerivative · entry 2

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,766

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
June 15, 2018 Filed Oct 2, 2019 00:58 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 5,179 $14.18 $73,438.22
Disclosure

SEC source: 0001469367-19-000157 · wf-form4_156997788233395.xml · nonDerivative · entry 24

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,592

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
June 15, 2018 Filed Oct 2, 2019 00:46 UTC
Fenster Edward HarrisDirector · Chairman
Tax withholdingCommon Stock 8,816 $14.18 $125,010.88
Disclosure

SEC source: 0001469367-19-000147 · wf-form4_156997714954999.xml · nonDerivative · entry 8

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,123,156

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
June 15, 2018 Filed Oct 2, 2019 00:45 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Tax withholdingCommon Stock 12,891 $14.18 $182,794.38
Disclosure

SEC source: 0001469367-19-000146 · wf-form4_156997711688193.xml · nonDerivative · entry 8

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,867,096

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
June 09, 2018 Filed Oct 2, 2019 00:58 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 987 $12.69 $12,525.03
Disclosure

SEC source: 0001469367-19-000157 · wf-form4_156997788233395.xml · nonDerivative · entry 23

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556,771

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
June 07, 2018 Filed Jun 7, 2018 22:08 UTC PurchaseCommon Stock, par value $0.0001 per share 129,829 $12.49 $1,621,369.47
Disclosure

SEC source: 0000919574-18-004107 · p7915873.xml · nonDerivative · entry 3

TIGER GLOBAL MANAGEMENT LLC · CIK 0001167483 · 10% owner

Coleman Charles P III · CIK 0001307150 · 10% owner

SHLEIFER SCOTT L · CIK 0001324962 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 13,937,606

F4 · price: This transaction was executed in multiple trades ranging from $12.465 to $12.49. The price reported reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of Issuer full information regarding the number of shares and prices at which the transaction was effected

F1 · ownership.nature: The securities of the Issuer are held by advisory clients of Tiger Global Management, LLC ("Tiger Global") and/or its related persons and may be deemed to be beneficially owned by (i) Tiger Global; (ii) Charles P. Coleman, III ("Coleman"), a partner and portfolio manager of Tiger Global and (iii) Scott Shleifer ("Shleifer"), a partner and portfolio manager of Tiger Global. Each of Tiger Global, Coleman and Shleifer disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

Read SEC document
June 06, 2018 Filed Jun 7, 2018 22:08 UTC PurchaseCommon Stock, par value $0.0001 per share 280,817 $12.48 $3,505,270.12
Disclosure

SEC source: 0000919574-18-004107 · p7915873.xml · nonDerivative · entry 2

TIGER GLOBAL MANAGEMENT LLC · CIK 0001167483 · 10% owner

Coleman Charles P III · CIK 0001307150 · 10% owner

SHLEIFER SCOTT L · CIK 0001324962 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 13,807,777

F3 · price: This transaction was executed in multiple trades ranging from $12.435 to $12.49. The price reported reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of Issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: The securities of the Issuer are held by advisory clients of Tiger Global Management, LLC ("Tiger Global") and/or its related persons and may be deemed to be beneficially owned by (i) Tiger Global; (ii) Charles P. Coleman, III ("Coleman"), a partner and portfolio manager of Tiger Global and (iii) Scott Shleifer ("Shleifer"), a partner and portfolio manager of Tiger Global. Each of Tiger Global, Coleman and Shleifer disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

Read SEC document
June 05, 2018 Filed Jun 7, 2018 22:08 UTC PurchaseCommon Stock, par value $0.0001 per share 272,023 $12.37 $3,365,903.79
Disclosure

SEC source: 0000919574-18-004107 · p7915873.xml · nonDerivative · entry 1

TIGER GLOBAL MANAGEMENT LLC · CIK 0001167483 · 10% owner

Coleman Charles P III · CIK 0001307150 · 10% owner

SHLEIFER SCOTT L · CIK 0001324962 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 13,526,960

F2 · price: This transaction was executed in multiple trades ranging from $12.36 to $12.49. The price reported reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of Issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: The securities of the Issuer are held by advisory clients of Tiger Global Management, LLC ("Tiger Global") and/or its related persons and may be deemed to be beneficially owned by (i) Tiger Global; (ii) Charles P. Coleman, III ("Coleman"), a partner and portfolio manager of Tiger Global and (iii) Scott Shleifer ("Shleifer"), a partner and portfolio manager of Tiger Global. Each of Tiger Global, Coleman and Shleifer disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

Read SEC document
June 04, 2018 Filed Jun 4, 2018 21:20 UTC PurchaseCommon Stock, par value $0.0001 per share 565,820 $12.07 $6,829,447.40
Disclosure

SEC source: 0000919574-18-004062 · p7912253.xml · nonDerivative · entry 3

TIGER GLOBAL MANAGEMENT LLC · CIK 0001167483 · 10% owner

Coleman Charles P III · CIK 0001307150 · 10% owner

SHLEIFER SCOTT L · CIK 0001324962 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 13,254,937

F4 · price: This transaction was executed in multiple trades ranging from $11.80 to $12.25. The price reported reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of Issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: The securities of the Issuer are held by advisory clients of Tiger Global Management, LLC ("Tiger Global") and/or its related persons and may be deemed to be beneficially owned by (i) Tiger Global; (ii) Charles P. Coleman, III ("Coleman"), a partner and portfolio manager of Tiger Global and (iii) Scott Shleifer ("Shleifer"), a partner and portfolio manager of Tiger Global. Each of Tiger Global, Coleman and Shleifer disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

Read SEC document
June 01, 2018 Filed Jun 4, 2018 21:20 UTC PurchaseCommon Stock, par value $0.0001 per share 405,657 $12.11 $4,912,506.27
Disclosure

SEC source: 0000919574-18-004062 · p7912253.xml · nonDerivative · entry 2

TIGER GLOBAL MANAGEMENT LLC · CIK 0001167483 · 10% owner

Coleman Charles P III · CIK 0001307150 · 10% owner

SHLEIFER SCOTT L · CIK 0001324962 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,689,117

F3 · price: This transaction was executed in multiple trades ranging from $11.83 to $12.25. The price reported reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of Issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: The securities of the Issuer are held by advisory clients of Tiger Global Management, LLC ("Tiger Global") and/or its related persons and may be deemed to be beneficially owned by (i) Tiger Global; (ii) Charles P. Coleman, III ("Coleman"), a partner and portfolio manager of Tiger Global and (iii) Scott Shleifer ("Shleifer"), a partner and portfolio manager of Tiger Global. Each of Tiger Global, Coleman and Shleifer disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

Read SEC document
June 01, 2018 Filed Oct 2, 2019 01:08 UTC
STEELE JEANNAGeneral Counsel
Tax withholdingCommon Stock 313 $12.10 $3,787.30
Disclosure

SEC source: 0001469367-19-000163 · wf-form4_156997849861550.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,892

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
June 01, 2018 Filed Oct 2, 2019 00:58 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 3,453 $12.10 $41,781.30
Disclosure

SEC source: 0001469367-19-000157 · wf-form4_156997788233395.xml · nonDerivative · entry 22

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,758

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 21:20 UTC PurchaseCommon Stock, par value $0.0001 per share 607,457 $11.86 $7,204,440.02
Disclosure

SEC source: 0000919574-18-004062 · p7912253.xml · nonDerivative · entry 1

TIGER GLOBAL MANAGEMENT LLC · CIK 0001167483 · 10% owner

Coleman Charles P III · CIK 0001307150 · 10% owner

SHLEIFER SCOTT L · CIK 0001324962 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,283,460

F2 · price: This transaction was executed in multiple trades ranging from $11.50 to $12.00. The price reported reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of Issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: The securities of the Issuer are held by advisory clients of Tiger Global Management, LLC ("Tiger Global") and/or its related persons and may be deemed to be beneficially owned by (i) Tiger Global; (ii) Charles P. Coleman, III ("Coleman"), a partner and portfolio manager of Tiger Global and (iii) Scott Shleifer ("Shleifer"), a partner and portfolio manager of Tiger Global. Each of Tiger Global, Coleman and Shleifer disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

Read SEC document
May 30, 2018 Filed May 30, 2018 21:37 UTC PurchaseCommon Stock, par value $0.0001 per share 300,000 $11.41 $3,423,000.00
Disclosure

SEC source: 0000919574-18-003996 · p7904480.xml · nonDerivative · entry 3

TIGER GLOBAL MANAGEMENT LLC · CIK 0001167483 · 10% owner

Coleman Charles P III · CIK 0001307150 · 10% owner

SHLEIFER SCOTT L · CIK 0001324962 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,676,003

F4 · price: This transaction was executed in multiple trades ranging from $10.96 to $11.50. The price reported reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of Issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: The securities Issuer are held by advisory clients of Tiger Global Management LLC ("Tiger Global") and/or its related persons and may be deemed to be beneficially owned by (i) Tiger Global; (ii) Charles P. Coleman, III ("Coleman"), a partner and portfolio manager of Tiger Global and (iii) Scott Shleifer ("Shleifer"), a partner and portfolio manager of Tiger Global. Each of Tiger Global, Coleman and Shleifer disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

Read SEC document
May 29, 2018 Filed May 30, 2018 21:37 UTC PurchaseCommon Stock, par value $0.0001 per share 259,088 $10.96 $2,839,604.48
Disclosure

SEC source: 0000919574-18-003996 · p7904480.xml · nonDerivative · entry 2

TIGER GLOBAL MANAGEMENT LLC · CIK 0001167483 · 10% owner

Coleman Charles P III · CIK 0001307150 · 10% owner

SHLEIFER SCOTT L · CIK 0001324962 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,376,003

F3 · price: This transaction was executed in multiple trades ranging from $10.88 to $11.00. The price reported reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of Issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: The securities Issuer are held by advisory clients of Tiger Global Management LLC ("Tiger Global") and/or its related persons and may be deemed to be beneficially owned by (i) Tiger Global; (ii) Charles P. Coleman, III ("Coleman"), a partner and portfolio manager of Tiger Global and (iii) Scott Shleifer ("Shleifer"), a partner and portfolio manager of Tiger Global. Each of Tiger Global, Coleman and Shleifer disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

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May 25, 2018 Filed May 30, 2018 21:37 UTC PurchaseCommon Stock, par value $0.0001 per share 217,050 $10.86 $2,357,163.00
Disclosure

SEC source: 0000919574-18-003996 · p7904480.xml · nonDerivative · entry 1

TIGER GLOBAL MANAGEMENT LLC · CIK 0001167483 · 10% owner

Coleman Charles P III · CIK 0001307150 · 10% owner

SHLEIFER SCOTT L · CIK 0001324962 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,116,915

F2 · price: This transaction was executed in multiple trades ranging from $10.71 to $10.90. The price reported reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of Issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: The securities Issuer are held by advisory clients of Tiger Global Management LLC ("Tiger Global") and/or its related persons and may be deemed to be beneficially owned by (i) Tiger Global; (ii) Charles P. Coleman, III ("Coleman"), a partner and portfolio manager of Tiger Global and (iii) Scott Shleifer ("Shleifer"), a partner and portfolio manager of Tiger Global. Each of Tiger Global, Coleman and Shleifer disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

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May 21, 2018 Filed Jun 15, 2018 21:10 UTC
Komin Robert Patrick Jr.Chief Financial Officer
GiftCommon Stock 7,116 $0.00 $0.00
Disclosure

SEC source: 0001469367-18-000062 · wf-form4_152909700461825.xml · nonDerivative · entry 1

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,366

F1 · kind: Shares gifted to a Charitable Donor Advised Fund.

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May 11, 2018 Filed Oct 2, 2019 00:58 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 2,775 $11.50 $31,912.50
Disclosure

SEC source: 0001469367-19-000157 · wf-form4_156997788233395.xml · nonDerivative · entry 21

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,211

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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May 11, 2018 Filed Oct 2, 2019 00:46 UTC
Fenster Edward HarrisDirector · Chairman
Tax withholdingCommon Stock 8,477 $11.50 $97,485.50
Disclosure

SEC source: 0001469367-19-000147 · wf-form4_156997714954999.xml · nonDerivative · entry 7

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,131,972

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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May 11, 2018 Filed Oct 2, 2019 00:45 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,135 $11.50 $93,552.50
Disclosure

SEC source: 0001469367-19-000146 · wf-form4_156997711688193.xml · nonDerivative · entry 7

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,879,987

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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May 10, 2018 Filed May 11, 2018 15:02 UTC
Vassallo StevenDirector · Former 10% owner
OtherCommon Stock 47,259 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-029434 · doc4.xml · nonDerivative · entry 4

Vassallo Steven · CIK 0001567929 · Director · Former 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Vassallo Family Revocable Trust dated 7/15/02

Disclosed balance after: 125,918

F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by FCM VI effected following the close of the trading market on May 10, 2018 without consideration to its members. Transaction pursuant to a 10b5-1 Plan adopted on August 31, 2017.

F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

F5 · ownership.nature: The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein.

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May 10, 2018 Filed May 11, 2018 15:02 UTC
Vassallo StevenDirector · Former 10% owner
OtherCommon Stock 566,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-029434 · doc4.xml · nonDerivative · entry 3

Vassallo Steven · CIK 0001567929 · Director · Former 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C.

Disclosed balance after: 0

F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by FCM VI effected following the close of the trading market on May 10, 2018 without consideration to its members. Transaction pursuant to a 10b5-1 Plan adopted on August 31, 2017.

F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

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May 10, 2018 Filed May 11, 2018 15:02 UTC
Vassallo StevenDirector · Former 10% owner
OtherCommon Stock 566,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-029434 · doc4.xml · nonDerivative · entry 2

Vassallo Steven · CIK 0001567929 · Director · Former 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C.

Disclosed balance after: 566,500

F3 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by FC VI described in footnote 1 above.

F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

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May 10, 2018 Filed May 11, 2018 15:02 UTC
Vassallo StevenDirector · Former 10% owner
OtherCommon Stock 2,200,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-029434 · doc4.xml · nonDerivative · entry 1

Vassallo Steven · CIK 0001567929 · Director · Former 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation Capital VI, L.P.

Disclosed balance after: 5,741,468

F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. ("FC VI") effected following the close of the trading market on May 10, 2018 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. ("FCM VI"). Transaction pursuant to a 10b5-1 Plan adopted on August 31, 2017.

F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

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May 09, 2018 Filed Oct 2, 2019 00:58 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 987 $9.43 $9,307.41
Disclosure

SEC source: 0001469367-19-000157 · wf-form4_156997788233395.xml · nonDerivative · entry 20

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,986

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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May 01, 2018 Filed Oct 2, 2019 00:58 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 3,453 $9.22 $31,836.66
Disclosure

SEC source: 0001469367-19-000157 · wf-form4_156997788233395.xml · nonDerivative · entry 19

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,973

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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April 16, 2018 Filed Apr 18, 2018 20:13 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
SaleCommon Stock 36,522 $8.50 $310,437.00
Disclosure

SEC source: 0001469367-18-000045 · wf-form4_152408238966752.xml · nonDerivative · entry 1

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,912,115

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

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April 13, 2018 Filed Apr 17, 2018 20:16 UTC
Komin Robert Patrick Jr.Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $8.50 $0.00
Disclosure

SEC source: 0001469367-18-000043 · wf-form4_152399617066985.xml · derivative · entry 2

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2028-04-12

F2 · derivative.exercise_date: 25% of the shares subject to the option will vest on April 13, 2019, and 1/48 of the shares will vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

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April 13, 2018 Filed Apr 17, 2018 20:16 UTC
Komin Robert Patrick Jr.Chief Financial Officer
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001469367-18-000043 · wf-form4_152399617066985.xml · nonDerivative · entry 1

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647,482

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). 25% of the RSUs will vest on April 13, 2019, and the remaining RSUs will vest quarterly over the following three years, subject to the Reporting Person's continued service through each vesting date.

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April 09, 2018 Filed Oct 2, 2019 00:58 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 987 $8.52 $8,409.24
Disclosure

SEC source: 0001469367-19-000157 · wf-form4_156997788233395.xml · nonDerivative · entry 18

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,426

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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April 02, 2018 Filed Apr 4, 2018 20:05 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
SaleCommon Stock 36,522 $8.92 $325,630.15
Disclosure

SEC source: 0001469367-18-000038 · wf-form4_152287232847869.xml · nonDerivative · entry 1

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,948,637

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $8.75 to $9.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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April 01, 2018 Filed Oct 2, 2019 00:58 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 3,454 $8.93 $30,844.22
Disclosure

SEC source: 0001469367-19-000157 · wf-form4_156997788233395.xml · nonDerivative · entry 17

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,413

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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March 15, 2018 Filed Oct 2, 2019 00:58 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 20,716 $7.65 $158,477.40
Disclosure

SEC source: 0001469367-19-000157 · wf-form4_156997788233395.xml · nonDerivative · entry 16

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572,867

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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March 15, 2018 Filed Oct 2, 2019 00:46 UTC
Fenster Edward HarrisDirector · Chairman
Tax withholdingCommon Stock 35,263 $7.65 $269,761.95
Disclosure

SEC source: 0001469367-19-000147 · wf-form4_156997714954999.xml · nonDerivative · entry 6

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,140,449

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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March 15, 2018 Filed Oct 2, 2019 00:45 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Tax withholdingCommon Stock 51,564 $7.65 $394,464.60
Disclosure

SEC source: 0001469367-19-000146 · wf-form4_156997711688193.xml · nonDerivative · entry 6

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,888,122

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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March 09, 2018 Filed Oct 2, 2019 00:58 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 987 $6.91 $6,820.17
Disclosure

SEC source: 0001469367-19-000157 · wf-form4_156997788233395.xml · nonDerivative · entry 15

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,583

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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March 01, 2018 Filed Oct 2, 2019 00:58 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 3,451 $6.69 $23,087.19
Disclosure

SEC source: 0001469367-19-000157 · wf-form4_156997788233395.xml · nonDerivative · entry 14

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,570

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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February 21, 2018 Filed Feb 22, 2018 16:34 UTC
Vassallo StevenDirector · Former 10% owner
OtherCommon Stock 18,784 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012172 · doc4.xml · nonDerivative · entry 4

Vassallo Steven · CIK 0001567929 · Director · Former 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Vassallo Family Revocable Trust dated 7/15/02

Disclosed balance after: 78,659

F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by FCM VI effected following the close of the trading market on February 21, 2018 without consideration to its members. Transaction pursuant to a 10b5-1 Plan adopted on August 31, 2017.

F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

F5 · ownership.nature: The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.