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RUN

Sunrun Inc.

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4507
SEC CIK
0001469367
Parsed reports
766

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202508
Jan 202607
Feb 202604
Mar 2026111
Apr 202607
May 202601
Jun 202603
Jul 202607
Aug 202601
Sep 202600
Oct 202605

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2020 Filed May 13, 2020 01:52 UTC
Komin Robert Patrick Jr.Chief Financial Officer
GiftCommon Stock 11,437 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000113 · wf-form4_158933470907421.xml · nonDerivative · entry 3

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trust

Disclosed balance after: 206,399

Read SEC document
May 08, 2020 Filed May 13, 2020 01:52 UTC
Komin Robert Patrick Jr.Chief Financial Officer
GiftCommon Stock 11,437 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000113 · wf-form4_158933470907421.xml · nonDerivative · entry 2

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,526

F2 · balance_after: Shares held following the reported transactions include 163,526 RSUs, which are subject to forfeiture until they vest.

Read SEC document
May 08, 2020 Filed May 13, 2020 01:52 UTC
Komin Robert Patrick Jr.Chief Financial Officer
GrantCommon Stock 11,437 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000113 · wf-form4_158933470907421.xml · nonDerivative · entry 1

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,963

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs vested in full on May 8, 2020.

Read SEC document
May 05, 2020 Filed May 8, 2020 01:16 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 333 $13.14 $4,375.29
Disclosure

SEC source: 0001469367-20-000109 · wf-form4_158890055057642.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,976

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $13.13 to $13.14 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Shares held following the reported transaction include 69,072 RSUs, which are subject to forfeiture until they vest.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 01:49 UTC
Dawson ChristopherChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 86,313 $0.00 Strike: $9.81 $0.00
Disclosure

SEC source: 0001469367-20-000083 · wf-form4_158579216225552.xml · derivative · entry 2

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,313

Underlying: Common Stock · 86,313 shares

Expires 2030-03-29

F3 · derivative.exercise_date: 25% of the shares subject to the option will vest on March 17, 2021, and 1/36 of the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 01:49 UTC
Dawson ChristopherChief Operating Officer
GrantCommon Stock 45,019 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000083 · wf-form4_158579216225552.xml · nonDerivative · entry 1

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,414

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). 25% of the RSUs will vest on March 17, 2021, and 1/12 of the remaining RSUs will vest quarterly thereafter, subject to the Reporting Person's continued service through each vesting date.

F2 · balance_after: Shares held following the reported transaction include 183,883 RSUs, which are subject to forfeiture until they vest.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 01:51 UTC
STEELE JEANNAGeneral Counsel
GrantEmployee Stock Option (right to buy) · Derivative 49,322 $0.00 Strike: $9.81 $0.00
Disclosure

SEC source: 0001469367-20-000088 · wf-form4_158579227639750.xml · derivative · entry 2

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,322

Underlying: Common Stock · 49,322 shares

Expires 2030-03-29

F3 · derivative.exercise_date: 25% of the shares subject to the option will vest on March 17, 2021, and 1/36 of the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 01:51 UTC
STEELE JEANNAGeneral Counsel
GrantCommon Stock 25,725 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000088 · wf-form4_158579227639750.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,309

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). 25% of the RSUs will vest on March 17, 2021, and 1/12 of the remaining RSUs will vest quarterly thereafter, subject to the Reporting Person's continued service through each vesting date.

F2 · balance_after: Shares held following the reported transaction include 70,010 RSUs, which are subject to forfeiture until they vest.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 01:51 UTC
Philpot MichelleChief Accounting Officer
GrantEmployee Stock Option (right to buy) · Derivative 24,661 $0.00 Strike: $9.81 $0.00
Disclosure

SEC source: 0001469367-20-000087 · wf-form4_158579225315463.xml · derivative · entry 2

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,661

Underlying: Common Stock · 24,661 shares

Expires 2030-03-29

F3 · derivative.exercise_date: 25% of the shares subject to the option will vest on March 17, 2021, and 1/36 of the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 01:51 UTC
Philpot MichelleChief Accounting Officer
GrantCommon Stock 12,863 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000087 · wf-form4_158579225315463.xml · nonDerivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,205

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). 25% of the RSUs will vest on March 17, 2021, and 1/12 of the remaining RSUs will vest quarterly thereafter, subject to the Reporting Person's continued service through each vesting date.

F2 · balance_after: Shares held following the reported transaction include 47,203 RSUs, which are subject to forfeiture until they vest.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 01:50 UTC
Komin Robert Patrick Jr.Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 67,818 $0.00 Strike: $9.81 $0.00
Disclosure

SEC source: 0001469367-20-000086 · wf-form4_158579222943957.xml · derivative · entry 3

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,818

Underlying: Common Stock · 67,818 shares

Expires 2030-03-29

F3 · derivative.exercise_date: 25% of the shares subject to the option will vest on March 17, 2021, and 1/36 of the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 01:50 UTC
Komin Robert Patrick Jr.Chief Financial Officer
GrantCommon Stock 35,372 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000086 · wf-form4_158579222943957.xml · nonDerivative · entry 1

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,526

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). 25% of the RSUs will vest on March 17, 2021, and 1/12 of the remaining RSUs will vest quarterly thereafter, subject to the Reporting Person's continued service through each vesting date.

F2 · balance_after: Shares held following the reported transaction include 163,526 RSUs, which are subject to forfeiture until they vest.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 01:50 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 246,609 $0.00 Strike: $9.81 $0.00
Disclosure

SEC source: 0001469367-20-000085 · wf-form4_158579220575351.xml · derivative · entry 2

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,609

Underlying: Common Stock · 246,609 shares

Expires 2030-03-29

F3 · derivative.exercise_date: 25% of the shares subject to the option will vest on March 17, 2021, and 1/36 of the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 01:50 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
GrantCommon Stock 128,626 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000085 · wf-form4_158579220575351.xml · nonDerivative · entry 1

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,966,278

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). 25% of the RSUs will vest on March 17, 2021, and 1/12 of the remaining RSUs will vest quarterly thereafter, subject to the Reporting Person's continued service through each vesting date.

F2 · balance_after: Shares held following the reported transaction include 343,209 RSUs, which are subject to forfeiture until they vest.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 01:50 UTC
Fenster Edward HarrisDirector · Chairman
GrantEmployee Stock Option (right to buy) · Derivative 154,131 $0.00 Strike: $9.81 $0.00
Disclosure

SEC source: 0001469367-20-000084 · wf-form4_158579218402876.xml · derivative · entry 2

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,131

Underlying: Common Stock · 154,131 shares

Expires 2030-03-29

F3 · derivative.exercise_date: 25% of the shares subject to the option will vest on March 17, 2021, and 1/36 of the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 01:50 UTC
Fenster Edward HarrisDirector · Chairman
GrantCommon Stock 80,392 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000084 · wf-form4_158579218402876.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,765,351

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). 25% of the RSUs will vest on March 17, 2021, and 1/12 of the remaining RSUs will vest quarterly thereafter, subject to the Reporting Person's continued service through each vesting date.

F2 · balance_after: Shares held following the reported transaction include 225,258 RSUs, which are subject to forfeiture until they vest.

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:15 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 2,504 $11.30 $28,295.20
Disclosure

SEC source: 0001469367-20-000082 · wf-form4_158526810276586.xml · nonDerivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,342

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transaction include 34,340 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 01:50 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 1,376 $8.87 $12,203.06
Disclosure

SEC source: 0001469367-20-000076 · wf-form4_158466903825804.xml · nonDerivative · entry 2

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,584

F3 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $8.77 to $8.98 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5 · balance_after: Shares held following the reported transactions include 44,285 RSUs, which are subject to forfeiture until they vest.

Read SEC document
March 17, 2020 Filed Mar 20, 2020 01:52 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 17,639 $7.98 $140,709.83
Disclosure

SEC source: 0001469367-20-000080 · wf-form4_158466912615544.xml · nonDerivative · entry 1

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,395

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $7.91 to $8.23 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Shares held following the reported transaction include 138,864 RSUs, which are subject to forfeiture until they vest.

Read SEC document
March 17, 2020 Filed Mar 20, 2020 01:52 UTC
Komin Robert Patrick Jr.Chief Financial Officer
SaleCommon Stock 17,542 $7.96 $139,676.42
Disclosure

SEC source: 0001469367-20-000079 · wf-form4_158466910481843.xml · nonDerivative · entry 1

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trust

Disclosed balance after: 188,712

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $7.84 to $8.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Shares held following the reported transaction include 134,404 RSUs, which are subject to forfeiture until they vest.

Read SEC document
March 17, 2020 Filed Mar 20, 2020 01:51 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 32,368 $8.05 $260,513.85
Disclosure

SEC source: 0001469367-20-000078 · wf-form4_158466907879696.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,684,959

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $7.90 to $8.15 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Shares held following the reported transaction include 144,866 RSUs, which are subject to forfeiture until they vest.

Read SEC document
March 17, 2020 Filed Mar 20, 2020 01:51 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
SaleCommon Stock 44,041 $7.93 $349,090.99
Disclosure

SEC source: 0001469367-20-000077 · wf-form4_158466905920573.xml · nonDerivative · entry 1

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,837,652

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $7.84 to $8.06 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Shares held following the reported transaction include 214,583 RSUs, which are subject to forfeiture until they vest.

Read SEC document
March 17, 2020 Filed Mar 20, 2020 01:50 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 8,140 $8.17 $66,490.78
Disclosure

SEC source: 0001469367-20-000076 · wf-form4_158466903825804.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,960

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs")

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $8.02 to $8.3050 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 17, 2020 Filed Mar 20, 2020 01:50 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 5,452 $8.11 $44,209.72
Disclosure

SEC source: 0001469367-20-000075 · wf-form4_158466901691481.xml · nonDerivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,846

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $8.01 to $8.26 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Shares held following the reported transaction include 34,340 RSUs, which are subject to forfeiture until they vest.

Read SEC document
March 09, 2020 Filed Mar 12, 2020 00:33 UTC
Fenster Edward HarrisDirector · Chairman
OtherCommon Stock 325 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000068 · wf-form4_158397317229864.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,717,327

F1 · shares: Represents a pro rata distribution from an unaffiliated investment fund, of which the Reporting Person is a non-managing limited partner. Such pro rata distribution in kind was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 promulgated thereunder.

F2 · balance_after: Shares held following the reported transaction include 187,738 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 02:12 UTC
Philpot MichelleChief Accounting Officer
Tax withholdingCommon Stock 952 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000066 · wf-form4_158337433959995.xml · nonDerivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,298

F1 · kind: Shares withheld to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · balance_after: Shares held following the reported transaction include 42,296 RSUs, which are subject to forfeiture until they vest.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 02:12 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,584 $0.00 Strike: $5.08 $0.00
Disclosure

SEC source: 0001469367-20-000065 · wf-form4_158337431797836.xml · derivative · entry 6

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,200

Underlying: Common Stock · 6,584 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: 25% of the shares subject to the option vested on February 11, 2017, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 02:12 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 35,083 $0.00 Strike: $3.19 $0.00
Disclosure

SEC source: 0001469367-20-000065 · wf-form4_158337431797836.xml · derivative · entry 5

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,083 shares

Expires 2023-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 02:12 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
SaleCommon Stock 7,692 $19.46 $149,686.32
Disclosure

SEC source: 0001469367-20-000065 · wf-form4_158337431797836.xml · nonDerivative · entry 4

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,881,693

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $19.435 to $19.48 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: Shares held following the reported transactions include 277,444 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 02:12 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
SaleCommon Stock 33,975 $18.69 $634,992.75
Disclosure

SEC source: 0001469367-20-000065 · wf-form4_158337431797836.xml · nonDerivative · entry 3

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,889,385

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $18.35 to $19.15 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 02:12 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,584 $5.08 $33,446.72
Disclosure

SEC source: 0001469367-20-000065 · wf-form4_158337431797836.xml · nonDerivative · entry 2

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,923,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 02:12 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionCommon Stock 35,083 $3.19 $111,914.77
Disclosure

SEC source: 0001469367-20-000065 · wf-form4_158337431797836.xml · nonDerivative · entry 1

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,916,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 26, 2020 Filed Feb 29, 2020 02:17 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 488 $21.09 $10,291.92
Disclosure

SEC source: 0001469367-20-000062 · wf-form4_158294263398314.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,100

F1 · kind: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transaction include 53,801 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 23:58 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 50,000 $22.90 $1,145,000.00
Disclosure

SEC source: 0001469367-20-000056 · wf-form4_158258869341974.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,717,002

F1 · kind: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transaction include 187,738 Restricted Stock Units, which are subject to forfeiture until they vest.

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February 19, 2020 Filed Feb 20, 2020 02:01 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,090 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001469367-20-000054 · wf-form4_158216408317004.xml · derivative · entry 5

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,369

Underlying: Common Stock · 2,090 shares

Expires 2027-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on March 15, 2018, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

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February 19, 2020 Filed Feb 20, 2020 02:01 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,612 $0.00 Strike: $5.08 $0.00
Disclosure

SEC source: 0001469367-20-000054 · wf-form4_158216408317004.xml · derivative · entry 4

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,018

Underlying: Common Stock · 4,612 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares subject to the option vested on February 11, 2017, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 02:01 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Exercise / conversionCommon Stock 2,090 $5.00 $10,450.00
Disclosure

SEC source: 0001469367-20-000054 · wf-form4_158216408317004.xml · nonDerivative · entry 2

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trust

Disclosed balance after: 183,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 02:01 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Exercise / conversionCommon Stock 4,612 $5.08 $23,428.96
Disclosure

SEC source: 0001469367-20-000054 · wf-form4_158216408317004.xml · nonDerivative · entry 1

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trust

Disclosed balance after: 181,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 20, 2020 02:01 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 6,946 $21.21 $147,324.66
Disclosure

SEC source: 0001469367-20-000053 · wf-form4_158216406259927.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,767,002

F1 · kind: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transaction include 187,738 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 02:04 UTC
STEELE JEANNAGeneral Counsel
Tax withholdingCommon Stock 430 $19.96 $8,582.80
Disclosure

SEC source: 0001469367-20-000050 · wf-form4_158164587559488.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,588

F1 · kind: Shares withheld to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · balance_after: Shares held following the reported transaction include 53,801 RSUs, which are subject to forfeiture until they vest.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 02:04 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 3,488 $19.96 $69,620.48
Disclosure

SEC source: 0001469367-20-000049 · wf-form4_158164585540979.xml · nonDerivative · entry 1

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,810

F1 · kind: Shares withheld to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · balance_after: Shares held following the reported transaction include 156,810 RSUs, which are subject to forfeiture until they vest.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 02:04 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,135 $19.96 $162,374.60
Disclosure

SEC source: 0001469367-20-000048 · wf-form4_158164583393356.xml · nonDerivative · entry 1

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,881,693

F1 · kind: Shares withheld to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · balance_after: Shares held following the reported transaction include 277,444 RSUs, which are subject to forfeiture until they vest.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 02:03 UTC
Fenster Edward HarrisDirector · Chairman
Tax withholdingCommon Stock 8,679 $19.96 $173,232.84
Disclosure

SEC source: 0001469367-20-000047 · wf-form4_158164581119383.xml · nonDerivative · entry 2

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,773,948

F2 · kind: Shares withheld to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F3 · balance_after: Shares held following the reported transactions include 187,738 RSUs, which are subject to forfeiture until they vest.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 02:03 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 50,000 $20.28 $1,014,000.00
Disclosure

SEC source: 0001469367-20-000047 · wf-form4_158164581119383.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,782,627

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 02:52 UTC
STEELE JEANNAGeneral Counsel
Tax withholdingCommon Stock 644 $18.25 $11,753.00
Disclosure

SEC source: 0001469367-20-000041 · wf-form4_158104395778088.xml · nonDerivative · entry 2

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,018

F1 · kind: Shares withheld to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · balance_after: Shares held following the reported transactions include 54,426 RSUs, which are subject to forfeiture until they vest.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 02:53 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $5.08 $0.00
Disclosure

SEC source: 0001469367-20-000042 · wf-form4_158104398122952.xml · derivative · entry 7

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579,970

Underlying: Common Stock · 10,000 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on February 11, 2017, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 02:53 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,082 $0.00 Strike: $3.19 $0.00
Disclosure

SEC source: 0001469367-20-000042 · wf-form4_158104398122952.xml · derivative · entry 6

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,418

Underlying: Common Stock · 40,082 shares

Expires 2023-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 02:53 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionCommon Stock 10,000 $5.08 $50,800.00
Disclosure

SEC source: 0001469367-20-000042 · wf-form4_158104398122952.xml · nonDerivative · entry 5

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Shares held following the reported transactions include 203,363 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 02:53 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionCommon Stock 40,082 $3.19 $127,861.58
Disclosure

SEC source: 0001469367-20-000042 · wf-form4_158104398122952.xml · nonDerivative · entry 4

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,822,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 02:53 UTC
Fenster Edward HarrisDirector · Chairman
GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000042 · wf-form4_158104398122952.xml · nonDerivative · entry 3

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,782,545

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.