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Nasdaq · USD

RUN

Sunrun Inc.

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4507
SEC CIK
0001469367
Parsed reports
766

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202508
Jan 202607
Feb 202604
Mar 2026111
Apr 202607
May 202601
Jun 202603
Jul 202607
Aug 202601
Sep 202600
Oct 202605

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 07, 2020 Filed Jul 9, 2020 21:35 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionCommon Stock 100,000 $5.08 $508,000.00
Disclosure

SEC source: 0001469367-20-000164 · wf-form4_159433051297996.xml · nonDerivative · entry 1

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,135,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 01, 2020 Filed Jul 3, 2020 01:56 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 41,667 $0.00 Strike: $5.08 $0.00
Disclosure

SEC source: 0001469367-20-000162 · wf-form4_159374136734546.xml · derivative · entry 3

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,532

Underlying: Common Stock · 41,667 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
July 01, 2020 Filed Jul 3, 2020 01:56 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
SaleCommon Stock 41,667 $19.78 $824,023.26
Disclosure

SEC source: 0001469367-20-000162 · wf-form4_159374136734546.xml · nonDerivative · entry 2

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,035,640

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $19.53 to $20.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Shares held following the reported transactions include 307,994 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
July 01, 2020 Filed Jul 3, 2020 01:56 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionCommon Stock 41,667 $5.08 $211,668.36
Disclosure

SEC source: 0001469367-20-000162 · wf-form4_159374136734546.xml · nonDerivative · entry 1

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,077,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 19, 2020 Filed Jun 20, 2020 01:21 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 4,489 $19.97 $89,645.33
Disclosure

SEC source: 0001469367-20-000160 · wf-form4_159261607677126.xml · nonDerivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,879

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transaction include 42,012 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
June 18, 2020 Filed Jun 20, 2020 01:20 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 4,183 $19.86 $83,078.98
Disclosure

SEC source: 0001469367-20-000157 · wf-form4_159261599913553.xml · nonDerivative · entry 2

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,134

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $19.75 to $19.96 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: Shares held following the reported transactions include 165,801 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
June 18, 2020 Filed Jun 20, 2020 01:20 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 3,751 $19.20 $72,024.83
Disclosure

SEC source: 0001469367-20-000157 · wf-form4_159261599913553.xml · nonDerivative · entry 1

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,317

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $18.68 to $19.645 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 18, 2020 Filed Jun 20, 2020 01:21 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 1,733 $19.87 $34,434.02
Disclosure

SEC source: 0001469367-20-000159 · wf-form4_159261605110158.xml · nonDerivative · entry 2

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,600

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $19.73 to $19.90 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: Shares held following the reported transactions include 64,472 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
June 18, 2020 Filed Jun 20, 2020 01:21 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 1,332 $19.17 $25,533.64
Disclosure

SEC source: 0001469367-20-000159 · wf-form4_159261605110158.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,333

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $18.68 to $19.585 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 18, 2020 Filed Jun 20, 2020 01:20 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 32,903 $19.89 $654,312.35
Disclosure

SEC source: 0001469367-20-000158 · wf-form4_159261602547924.xml · nonDerivative · entry 2

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,731,942

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $19.73 to $20.005 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: Shares held following the reported transactions include 202,353 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
June 18, 2020 Filed Jun 20, 2020 01:20 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 29,139 $19.28 $561,936.87
Disclosure

SEC source: 0001469367-20-000158 · wf-form4_159261602547924.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,764,845

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $18.68 to $19.66 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 15, 2020 Filed Jun 18, 2020 00:52 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 8,905 $18.64 $166,020.37
Disclosure

SEC source: 0001469367-20-000149 · wf-form4_159244151313620.xml · nonDerivative · entry 1

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,068

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $18.43 to $18.88 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Includes 2,041 shares acquired under the Issuer's employee stock purchase plan.

F4 · balance_after: Shares held following the reported transactions include 165,801 RSUs, which are subject to forfeiture until they vest.

Read SEC document
June 15, 2020 Filed Jun 18, 2020 00:53 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 1,535 $18.66 $28,645.10
Disclosure

SEC source: 0001469367-20-000152 · wf-form4_159244157487676.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,665

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $18.48 to $18.92 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Shares held following the reported transaction include 64,472 RSUs, which are subject to forfeiture until they vest.

Read SEC document
June 15, 2020 Filed Jun 18, 2020 00:52 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 1,731 $18.66 $32,293.54
Disclosure

SEC source: 0001469367-20-000151 · wf-form4_159244155460761.xml · nonDerivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,368

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $18.41 to $18.93 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Shares held following the reported transaction include 42,012 RSUs, which are subject to forfeiture until they vest.

Read SEC document
June 15, 2020 Filed Jun 18, 2020 00:52 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 11,374 $18.66 $212,200.17
Disclosure

SEC source: 0001469367-20-000150 · wf-form4_159244153473369.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,793,984

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $18.43 to $18.94 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Shares held following the reported transaction include 202,353 RSUs, which are subject to forfeiture until they vest.

Read SEC document
June 08, 2020 Filed Jun 11, 2020 01:22 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 1,002 $19.46 $19,498.92
Disclosure

SEC source: 0001469367-20-000144 · wf-form4_159183853148965.xml · nonDerivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,099

F1 · kind: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transaction include 47,203 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 01:22 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,630 $0.00 Strike: $5.08 $0.00
Disclosure

SEC source: 0001469367-20-000139 · wf-form4_159123372442916.xml · derivative · entry 6

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,199

Underlying: Common Stock · 8,630 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 01:22 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
SaleCommon Stock 8,630 $18.27 $157,636.44
Disclosure

SEC source: 0001469367-20-000139 · wf-form4_159123372442916.xml · nonDerivative · entry 4

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,035,640

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $18.24 to $18.33 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: Includes 1,487 shares acquired under the Issuer's employee stock purchase plan.

F5 · balance_after: Shares held following the reported transactions include 343,209 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 01:22 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionCommon Stock 8,630 $5.08 $43,840.40
Disclosure

SEC source: 0001469367-20-000139 · wf-form4_159123372442916.xml · nonDerivative · entry 3

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,042,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 01:22 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 116,371 $0.00 Strike: $5.08 $0.00
Disclosure

SEC source: 0001469367-20-000139 · wf-form4_159123372442916.xml · derivative · entry 5

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,829

Underlying: Common Stock · 116,371 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 01:22 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
SaleCommon Stock 116,371 $18.01 $2,095,702.06
Disclosure

SEC source: 0001469367-20-000139 · wf-form4_159123372442916.xml · nonDerivative · entry 2

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,034,153

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $18.00 to $18.095 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 01:22 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionCommon Stock 116,371 $5.08 $591,164.68
Disclosure

SEC source: 0001469367-20-000139 · wf-form4_159123372442916.xml · nonDerivative · entry 1

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,150,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 01, 2020 Filed Jun 4, 2020 01:22 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $6.40 $0.00
Disclosure

SEC source: 0001469367-20-000140 · wf-form4_159123374687130.xml · derivative · entry 3

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,746

Underlying: Common Stock · 7,500 shares

Expires 2026-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
June 01, 2020 Filed Jun 4, 2020 01:22 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 7,500 $16.60 $124,500.00
Disclosure

SEC source: 0001469367-20-000140 · wf-form4_159123374687130.xml · nonDerivative · entry 2

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,101

F1 · kind: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transactions include 47,203 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
June 01, 2020 Filed Jun 4, 2020 01:22 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionCommon Stock 7,500 $6.40 $48,000.00
Disclosure

SEC source: 0001469367-20-000140 · wf-form4_159123374687130.xml · nonDerivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 28, 2020 Filed May 29, 2020 01:17 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001469367-20-000136 · wf-form4_159071502197115.xml · derivative · entry 3

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,500

Underlying: Common Stock · 15,000 shares

Expires 2028-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on March 15, 2019, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 28, 2020 Filed May 29, 2020 01:17 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 15,000 $17.00 $255,000.00
Disclosure

SEC source: 0001469367-20-000136 · wf-form4_159071502197115.xml · nonDerivative · entry 2

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,101

F1 · kind: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transactions include 47,203 Restricted Stock Units, which are subject to forfeiture until they vest.

F3 · balance_after: Includes 1,029 shares acquired under the Issuer's employee stock purchase plan.

Read SEC document
May 28, 2020 Filed May 29, 2020 01:17 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionCommon Stock 15,000 $8.05 $120,750.00
Disclosure

SEC source: 0001469367-20-000136 · wf-form4_159071502197115.xml · nonDerivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2020 Filed May 29, 2020 01:16 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 605 $16.50 $9,982.50
Disclosure

SEC source: 0001469367-20-000135 · wf-form4_159071500059580.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,200

F1 · kind: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transaction includes 69,072 Restricted Stock Units, which are subject to forfeiture until they vest.

F3 · balance_after: Includes 1,586 shares acquired under the Issuer's employee stock purchase plan.

Read SEC document
May 14, 2020 Filed May 16, 2020 00:00 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 10,668 $13.26 $141,469.41
Disclosure

SEC source: 0001469367-20-000125 · wf-form4_158958721079389.xml · nonDerivative · entry 2

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,932

F2 · kind: Shares sold to cover tax obligation from settlement of vested RSUs.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $13.03 to $13.61 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: Shares held following the reported transactions include 183,883 RSUs, which are subject to forfeiture until they vest.

Read SEC document
May 14, 2020 Filed May 16, 2020 00:01 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 6,244 $13.26 $82,804.18
Disclosure

SEC source: 0001469367-20-000127 · wf-form4_158958725292674.xml · nonDerivative · entry 2

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,219

F2 · kind: Shares sold to cover tax obligation from settlement of vested RSUs.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $13.01 to $13.61 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: Shares held following the reported transactions include 69,072 RSUs, which are subject to forfeiture until they vest.

Read SEC document
May 14, 2020 Filed May 16, 2020 00:00 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 3,779 $13.26 $50,123.52
Disclosure

SEC source: 0001469367-20-000126 · wf-form4_158958723329558.xml · nonDerivative · entry 2

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,072

F2 · kind: Shares sold to cover tax obligation from settlement of vested RSUs.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $13.02 to $13.58 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: Shares held following the reported transactions include 47,203 RSUs, which are subject to forfeiture until they vest.

Read SEC document
May 13, 2020 Filed May 16, 2020 00:00 UTC
Dawson ChristopherChief Operating Officer
GrantCommon Stock 21,171 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000125 · wf-form4_158958721079389.xml · nonDerivative · entry 1

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,600

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs vested in full on May 13, 2020.

Read SEC document
May 13, 2020 Filed May 16, 2020 00:02 UTC
Fenster Edward HarrisDirector · Chairman
GrantCommon Stock 30,477 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000129 · wf-form4_158958730740654.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,805,358

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs vested in full on May 13, 2020.

F2 · balance_after: Shares held following the reported transaction include 225,258 RSUs, which are subject to forfeiture until they vest.

Read SEC document
May 13, 2020 Filed May 16, 2020 00:01 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
GrantCommon Stock 42,342 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000128 · wf-form4_158958727690667.xml · nonDerivative · entry 1

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,034,153

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs vested in full on May 13, 2020.

F2 · balance_after: Shares held following the reported transaction include 343,209 RSUs, which are subject to forfeiture until they vest.

Read SEC document
May 13, 2020 Filed May 16, 2020 00:01 UTC
STEELE JEANNAGeneral Counsel
GrantCommon Stock 17,681 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000127 · wf-form4_158958725292674.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,463

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs vested in full on May 13, 2020.

Read SEC document
May 13, 2020 Filed May 16, 2020 00:00 UTC
Philpot MichelleChief Accounting Officer
GrantCommon Stock 10,702 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000126 · wf-form4_158958723329558.xml · nonDerivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,851

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs vested in full on May 13, 2020.

Read SEC document
May 11, 2020 Filed May 13, 2020 01:53 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 5,008 $14.59 $73,078.24
Disclosure

SEC source: 0001469367-20-000115 · wf-form4_158933476179651.xml · nonDerivative · entry 2

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,429

F2 · kind: Shares sold to cover tax obligation from settlement of vested RSUs.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $14.56 to $14.63 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: Shares held following the reported transactions include 183,883 RSUs, which are subject to forfeiture until they vest.

Read SEC document
May 11, 2020 Filed May 13, 2020 01:54 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 2,056 $14.57 $29,957.77
Disclosure

SEC source: 0001469367-20-000118 · wf-form4_158933482931387.xml · nonDerivative · entry 2

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,782

F2 · kind: Shares sold to cover tax obligation from settlement of vested RSUs.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $14.55 to $14.59 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: Shares held following the reported transactions include 69,072 RSUs, which are subject to forfeiture until they vest.

Read SEC document
May 11, 2020 Filed May 13, 2020 01:53 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 10,382 $14.63 $151,920.84
Disclosure

SEC source: 0001469367-20-000116 · wf-form4_158933478415765.xml · nonDerivative · entry 2

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,774,881

F2 · kind: Shares sold to cover tax obligation from settlement of vested RSUs.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $14.58 to $14.67 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: Shares held following the reported transactions include 225,258 RSUs, which are subject to forfeiture until they vest.

Read SEC document
May 11, 2020 Filed May 13, 2020 01:52 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 1,045 $14.62 $15,277.90
Disclosure

SEC source: 0001469367-20-000114 · wf-form4_158933473509246.xml · nonDerivative · entry 4

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,149

F3 · kind: Shares sold to cover tax obligation from settlement of vested RSUs.

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $14.57 to $14.62 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5 · balance_after: Shares held following the reported transactions include 47,203 RSUs, which are subject to forfeiture until they vest.

Read SEC document
May 11, 2020 Filed May 13, 2020 01:52 UTC
Komin Robert Patrick Jr.Chief Financial Officer
SaleCommon Stock 4,003 $14.60 $58,431.39
Disclosure

SEC source: 0001469367-20-000113 · wf-form4_158933470907421.xml · nonDerivative · entry 4

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trust

Disclosed balance after: 202,396

F3 · kind: Shares sold to cover tax obligation from settlement of vested RSUs.

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $14.58 to $14.62 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
May 08, 2020 Filed May 13, 2020 01:53 UTC
Dawson ChristopherChief Operating Officer
GrantCommon Stock 10,023 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000115 · wf-form4_158933476179651.xml · nonDerivative · entry 1

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,437

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs vested in full on May 8, 2020.

Read SEC document
May 08, 2020 Filed May 13, 2020 01:54 UTC
STEELE JEANNAGeneral Counsel
GrantCommon Stock 5,862 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000118 · wf-form4_158933482931387.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,838

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs vested in full on May 8, 2020.

Read SEC document
May 08, 2020 Filed May 13, 2020 01:53 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
GrantCommon Stock 25,533 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000117 · wf-form4_158933480929283.xml · nonDerivative · entry 1

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,991,811

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs vested in full on May 8, 2020.

F2 · balance_after: Shares held following the reported transactions include 343,209 RSUs, which are subject to forfeiture until they vest.

Read SEC document
May 08, 2020 Filed May 13, 2020 01:53 UTC
Fenster Edward HarrisDirector · Chairman
GrantCommon Stock 19,912 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000116 · wf-form4_158933478415765.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,785,263

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs vested in full on May 8, 2020.

Read SEC document
May 08, 2020 Filed May 13, 2020 01:52 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $6.40 $0.00
Disclosure

SEC source: 0001469367-20-000114 · wf-form4_158933473509246.xml · derivative · entry 5

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,246

Underlying: Common Stock · 10,000 shares

Expires 2026-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
May 08, 2020 Filed May 13, 2020 01:52 UTC
Philpot MichelleChief Accounting Officer
GrantCommon Stock 2,989 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000114 · wf-form4_158933473509246.xml · nonDerivative · entry 3

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,194

F2 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs vested in full on May 8, 2020.

Read SEC document
May 08, 2020 Filed May 13, 2020 01:52 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 10,000 $15.00 $150,000.00
Disclosure

SEC source: 0001469367-20-000114 · wf-form4_158933473509246.xml · nonDerivative · entry 2

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,205

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 08, 2020 Filed May 13, 2020 01:52 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionCommon Stock 10,000 $6.40 $64,000.00
Disclosure

SEC source: 0001469367-20-000114 · wf-form4_158933473509246.xml · nonDerivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.