Last 12 months
Inside the activity.
1 purchase rows · 56 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 8 |
| Jan 2026 | 0 | 7 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 1 | 11 |
| Apr 2026 | 0 | 7 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 7 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 5 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 18, 2020 Filed Dec 22, 2020 02:36 UTC |
Dawson ChristopherChief Operating Officer
|
SaleCommon Stock | 9,173 | $63.17 | $579,495.10 |
DisclosureSEC source: 0001469367-20-000258 · wf-form4_160860456668234.xml · nonDerivative · entry 8 Dawson Christopher · CIK 0001725051 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,623 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F7 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $62.88 to $63.78 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 02:36 UTC |
Dawson ChristopherChief Operating Officer
|
SaleCommon Stock | 25,081 | $62.50 | $1,567,565.01 |
DisclosureSEC source: 0001469367-20-000258 · wf-form4_160860456668234.xml · nonDerivative · entry 7 Dawson Christopher · CIK 0001725051 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,796 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F6 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $61.86 to $62.85 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 02:36 UTC |
Dawson ChristopherChief Operating Officer
|
Exercise / conversionCommon Stock | 50,000 | $6.06 | $303,000.00 |
DisclosureSEC source: 0001469367-20-000258 · wf-form4_160860456668234.xml · nonDerivative · entry 6 Dawson Christopher · CIK 0001725051 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:10 UTC |
Bywater DavidDirector · CEO of Vivint Solar, Inc.
|
Exercise / conversionStock Option (right to buy) · Derivative | 38,110 | $0.00 Strike: $14.10 | $0.00 |
DisclosureSEC source: 0001469367-20-000263 · wf-form4_160868939250022.xml · derivative · entry 9 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,328 Underlying: Common Stock · 38,110 shares Expires 2029-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F8 · derivative.exercise_date: 25% of the shares subject to the original option grant vest on the first quarterly vesting date that is on or after December 6, 2020, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to the original option grant vest, subject to the Reporting Person's continued service to Sunrun through each such date. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:10 UTC |
Bywater DavidDirector · CEO of Vivint Solar, Inc.
|
Exercise / conversionStock Option (right to buy) · Derivative | 183,696 | $0.00 Strike: $7.59 | $0.00 |
DisclosureSEC source: 0001469367-20-000263 · wf-form4_160868939250022.xml · derivative · entry 8 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,456 Underlying: Common Stock · 183,696 shares Expires 2029-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F7 · derivative.exercise_date: 25% of the shares subject to the original option grant vested on the first quarterly vesting date that is on or after January 1, 2020, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to the original option grant vest, subject to the Reporting Person's continued service to Sunrun through each such date. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:10 UTC |
Bywater DavidDirector · CEO of Vivint Solar, Inc.
|
Exercise / conversionStock Option (right to buy) · Derivative | 41,522 | $0.00 Strike: $5.73 | $0.00 |
DisclosureSEC source: 0001469367-20-000263 · wf-form4_160868939250022.xml · derivative · entry 7 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,237 Underlying: Common Stock · 41,522 shares Expires 2028-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F6 · derivative.exercise_date: 25% of the shares subject to the original option grant vested on the first quarterly vesting date that is on or after January 1, 2019, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to the original option grant vest, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:10 UTC |
Bywater DavidDirector · CEO of Vivint Solar, Inc.
|
SaleCommon Stock | 84,100 | $64.97 | $5,464,254.53 |
DisclosureSEC source: 0001469367-20-000263 · wf-form4_160868939250022.xml · nonDerivative · entry 6 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,719 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $64.58 to $65.29 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F5 · balance_after: Shares held following the reported transactions includes 210,154 Restricted Stock Units, which are subject to forfeiture until they vest. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:10 UTC |
Bywater DavidDirector · CEO of Vivint Solar, Inc.
|
SaleCommon Stock | 43,053 | $63.94 | $2,752,959.51 |
DisclosureSEC source: 0001469367-20-000263 · wf-form4_160868939250022.xml · nonDerivative · entry 5 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,819 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $63.57 to $64.56 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:10 UTC |
Bywater DavidDirector · CEO of Vivint Solar, Inc.
|
SaleCommon Stock | 136,175 | $62.87 | $8,561,730.78 |
DisclosureSEC source: 0001469367-20-000263 · wf-form4_160868939250022.xml · nonDerivative · entry 4 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,872 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $62.50 to $63.43 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:10 UTC |
Bywater DavidDirector · CEO of Vivint Solar, Inc.
|
Exercise / conversionCommon Stock | 38,110 | $14.10 | $537,351.00 |
DisclosureSEC source: 0001469367-20-000263 · wf-form4_160868939250022.xml · nonDerivative · entry 3 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:10 UTC |
Bywater DavidDirector · CEO of Vivint Solar, Inc.
|
Exercise / conversionCommon Stock | 183,696 | $7.59 | $1,394,252.64 |
DisclosureSEC source: 0001469367-20-000263 · wf-form4_160868939250022.xml · nonDerivative · entry 2 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:10 UTC |
Bywater DavidDirector · CEO of Vivint Solar, Inc.
|
Exercise / conversionCommon Stock | 41,522 | $5.73 | $237,921.06 |
DisclosureSEC source: 0001469367-20-000263 · wf-form4_160868939250022.xml · nonDerivative · entry 1 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 18, 2020 Filed Dec 23, 2020 02:10 UTC |
STEELE JEANNAGeneral Counsel
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,983 | $0.00 Strike: $14.57 | $0.00 |
DisclosureSEC source: 0001469367-20-000265 · wf-form4_160868942849357.xml · derivative · entry 8 STEELE JEANNA · CIK 0001741304 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,979 Underlying: Common Stock · 20,983 shares Expires 2029-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F7 · derivative.exercise_date: 25% of the shares subject to the option vested on March 15, 2020, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. Read SEC document |
| December 18, 2020 Filed Dec 23, 2020 02:10 UTC |
STEELE JEANNAGeneral Counsel
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 28,682 | $0.00 Strike: $13.63 | $0.00 |
DisclosureSEC source: 0001469367-20-000265 · wf-form4_160868942849357.xml · derivative · entry 7 STEELE JEANNA · CIK 0001741304 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,318 Underlying: Common Stock · 28,682 shares Expires 2028-06-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F6 · derivative.exercise_date: 25% of the shares subject to the option vested on June 15, 2019, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. Read SEC document |
| December 18, 2020 Filed Dec 23, 2020 02:10 UTC |
STEELE JEANNAGeneral Counsel
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,689 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001469367-20-000265 · wf-form4_160868942849357.xml · derivative · entry 6 STEELE JEANNA · CIK 0001741304 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,311 Underlying: Common Stock · 8,689 shares Expires 2028-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F5 · derivative.exercise_date: 25% of the shares subject to the option vested on March 15, 2019, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. Read SEC document |
| December 18, 2020 Filed Dec 23, 2020 02:10 UTC |
STEELE JEANNAGeneral Counsel
|
SaleCommon Stock | 6,900 | $62.98 | $434,548.20 |
DisclosureSEC source: 0001469367-20-000265 · wf-form4_160868942849357.xml · nonDerivative · entry 5 STEELE JEANNA · CIK 0001741304 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,503 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $62.91 to $62.98 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F4 · balance_after: Shares held following the reported transactions include 55,271 Restricted Stock Units, which are subject to forfeiture until they vest. Read SEC document |
| December 18, 2020 Filed Dec 23, 2020 02:10 UTC |
STEELE JEANNAGeneral Counsel
|
SaleCommon Stock | 53,939 | $62.51 | $3,371,689.13 |
DisclosureSEC source: 0001469367-20-000265 · wf-form4_160868942849357.xml · nonDerivative · entry 4 STEELE JEANNA · CIK 0001741304 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,403 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $61.9001 to $62.90 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 18, 2020 Filed Dec 23, 2020 02:10 UTC |
STEELE JEANNAGeneral Counsel
|
Exercise / conversionCommon Stock | 20,983 | $14.57 | $305,722.31 |
DisclosureSEC source: 0001469367-20-000265 · wf-form4_160868942849357.xml · nonDerivative · entry 3 STEELE JEANNA · CIK 0001741304 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 18, 2020 Filed Dec 23, 2020 02:10 UTC |
STEELE JEANNAGeneral Counsel
|
Exercise / conversionCommon Stock | 28,682 | $13.63 | $390,935.66 |
DisclosureSEC source: 0001469367-20-000265 · wf-form4_160868942849357.xml · nonDerivative · entry 2 STEELE JEANNA · CIK 0001741304 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 18, 2020 Filed Dec 23, 2020 02:10 UTC |
STEELE JEANNAGeneral Counsel
|
Exercise / conversionCommon Stock | 8,689 | $8.05 | $69,946.45 |
DisclosureSEC source: 0001469367-20-000265 · wf-form4_160868942849357.xml · nonDerivative · entry 1 STEELE JEANNA · CIK 0001741304 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 18, 2020 Filed Dec 23, 2020 02:10 UTC |
Fenster Edward HarrisDirector · Chairman
|
SaleCommon Stock | 11,964 | $62.49 | $747,594.47 |
DisclosureSEC source: 0001469367-20-000264 · wf-form4_160868941055789.xml · nonDerivative · entry 1 Fenster Edward Harris · CIK 0001648690 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,586,131 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $61.96 to $62.70 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 17, 2020 Filed Dec 22, 2020 02:36 UTC |
Dawson ChristopherChief Operating Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $6.06 | $0.00 |
DisclosureSEC source: 0001469367-20-000258 · wf-form4_160860456668234.xml · derivative · entry 12 Dawson Christopher · CIK 0001725051 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 50,000 shares Expires 2027-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F12 · derivative.exercise_date: 25% of the shares subject to the option vested on December 15, 2018, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. Read SEC document |
| December 17, 2020 Filed Dec 22, 2020 02:36 UTC |
Dawson ChristopherChief Operating Officer
|
SaleCommon Stock | 5,205 | $63.05 | $328,153.39 |
DisclosureSEC source: 0001469367-20-000258 · wf-form4_160860456668234.xml · nonDerivative · entry 5 Dawson Christopher · CIK 0001725051 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,877 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F5 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $62.86 to $63.36 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 17, 2020 Filed Dec 22, 2020 02:36 UTC |
Dawson ChristopherChief Operating Officer
|
SaleCommon Stock | 22,416 | $62.20 | $1,394,306.58 |
DisclosureSEC source: 0001469367-20-000258 · wf-form4_160860456668234.xml · nonDerivative · entry 4 Dawson Christopher · CIK 0001725051 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,082 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $61.79 to $62.78 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 17, 2020 Filed Dec 22, 2020 02:36 UTC |
Dawson ChristopherChief Operating Officer
|
SaleCommon Stock | 16,245 | $61.36 | $996,775.33 |
DisclosureSEC source: 0001469367-20-000258 · wf-form4_160860456668234.xml · nonDerivative · entry 3 Dawson Christopher · CIK 0001725051 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,498 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $60.73 to $61.725 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 17, 2020 Filed Dec 22, 2020 02:36 UTC |
Dawson ChristopherChief Operating Officer
|
SaleCommon Stock | 6,134 | $60.26 | $369,645.27 |
DisclosureSEC source: 0001469367-20-000258 · wf-form4_160860456668234.xml · nonDerivative · entry 2 Dawson Christopher · CIK 0001725051 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,743 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $59.72 to $60.71 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 17, 2020 Filed Dec 22, 2020 02:36 UTC |
Dawson ChristopherChief Operating Officer
|
Exercise / conversionCommon Stock | 50,000 | $6.06 | $303,000.00 |
DisclosureSEC source: 0001469367-20-000258 · wf-form4_160860456668234.xml · nonDerivative · entry 1 Dawson Christopher · CIK 0001725051 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 17, 2020 Filed Dec 22, 2020 02:36 UTC |
Dach Leslie ADirector
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $3.19 | $0.00 |
DisclosureSEC source: 0001469367-20-000259 · wf-form4_160860458655987.xml · derivative · entry 10 Dach Leslie A · CIK 0001371248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 25,000 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F9 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| December 17, 2020 Filed Dec 22, 2020 02:36 UTC |
Dach Leslie ADirector
|
SaleCommon Stock | 300 | $63.35 | $19,005.00 |
DisclosureSEC source: 0001469367-20-000259 · wf-form4_160860458655987.xml · nonDerivative · entry 3 Dach Leslie A · CIK 0001371248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,839 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 17, 2020 Filed Dec 22, 2020 02:36 UTC |
Dach Leslie ADirector
|
SaleCommon Stock | 24,700 | $63.10 | $1,558,510.72 |
DisclosureSEC source: 0001469367-20-000259 · wf-form4_160860458655987.xml · nonDerivative · entry 2 Dach Leslie A · CIK 0001371248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,139 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $62.24 to $63.14 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 17, 2020 Filed Dec 22, 2020 02:36 UTC |
Dach Leslie ADirector
|
Exercise / conversionCommon Stock | 25,000 | $3.19 | $79,750.00 |
DisclosureSEC source: 0001469367-20-000259 · wf-form4_160860458655987.xml · nonDerivative · entry 1 Dach Leslie A · CIK 0001371248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 02:40 UTC |
Dawson ChristopherChief Operating Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $6.06 | $0.00 |
DisclosureSEC source: 0001469367-20-000245 · wf-form4_160817281898769.xml · derivative · entry 25 Dawson Christopher · CIK 0001725051 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 50,000 shares Expires 2027-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 02:40 UTC |
Dawson ChristopherChief Operating Officer
|
SaleCommon Stock | 630 | $62.98 | $39,677.40 |
DisclosureSEC source: 0001469367-20-000245 · wf-form4_160817281898769.xml · nonDerivative · entry 22 Dawson Christopher · CIK 0001725051 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,877 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F19 · balance_after: Includes 203 shares acquired under the Issuer's employee stock purchase plan. F20 · balance_after: Shares held following the reported transactions include 129,636 RSUs, which are subject to forfeiture until they vest. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 02:40 UTC |
Dawson ChristopherChief Operating Officer
|
SaleCommon Stock | 8,999 | $62.09 | $558,723.61 |
DisclosureSEC source: 0001469367-20-000245 · wf-form4_160817281898769.xml · nonDerivative · entry 21 Dawson Christopher · CIK 0001725051 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,304 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F18 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $61.94 to $62.41 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 02:40 UTC |
Dawson ChristopherChief Operating Officer
|
SaleCommon Stock | 26,068 | $61.64 | $1,606,800.24 |
DisclosureSEC source: 0001469367-20-000245 · wf-form4_160817281898769.xml · nonDerivative · entry 20 Dawson Christopher · CIK 0001725051 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,303 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F17 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $60.935 to $61.93 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 02:40 UTC |
Dawson ChristopherChief Operating Officer
|
SaleCommon Stock | 11,038 | $60.48 | $667,603.63 |
DisclosureSEC source: 0001469367-20-000245 · wf-form4_160817281898769.xml · nonDerivative · entry 19 Dawson Christopher · CIK 0001725051 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,371 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F16 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $59.86 to $60.85 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 02:40 UTC |
Dawson ChristopherChief Operating Officer
|
SaleCommon Stock | 3,265 | $59.28 | $193,564.22 |
DisclosureSEC source: 0001469367-20-000245 · wf-form4_160817281898769.xml · nonDerivative · entry 18 Dawson Christopher · CIK 0001725051 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,409 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F15 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $58.84 to $59.80 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 02:40 UTC |
Dawson ChristopherChief Operating Officer
|
Exercise / conversionCommon Stock | 50,000 | $6.06 | $303,000.00 |
DisclosureSEC source: 0001469367-20-000245 · wf-form4_160817281898769.xml · nonDerivative · entry 17 Dawson Christopher · CIK 0001725051 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,674 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 02:23 UTC |
Risk Gerald AlanDirector
|
SaleCommon Stock | 9,804 | $62.90 | $616,628.46 |
DisclosureSEC source: 0001469367-20-000255 · wf-form4_160825819278153.xml · nonDerivative · entry 3 Risk Gerald Alan · CIK 0001649019 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 362,236 F2 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $62.37 to $62.98 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F1 · ownership.nature: The shares are held of record by the Reporting Person and the Reporting Person's spouse as co-trustees of the Risk Family Trust dated June 23, 2006. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 02:23 UTC |
Risk Gerald AlanDirector
|
SaleCommon Stock | 37,529 | $61.78 | $2,318,526.61 |
DisclosureSEC source: 0001469367-20-000255 · wf-form4_160825819278153.xml · nonDerivative · entry 2 Risk Gerald Alan · CIK 0001649019 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 372,040 F2 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $61.37 to $62.30 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F1 · ownership.nature: The shares are held of record by the Reporting Person and the Reporting Person's spouse as co-trustees of the Risk Family Trust dated June 23, 2006. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 02:40 UTC |
Dawson ChristopherChief Operating Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $6.06 | $0.00 |
DisclosureSEC source: 0001469367-20-000245 · wf-form4_160817281898769.xml · derivative · entry 24 Dawson Christopher · CIK 0001725051 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 50,000 shares Expires 2027-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 02:40 UTC |
Dawson ChristopherChief Operating Officer
|
SaleCommon Stock | 689 | $63.17 | $43,524.34 |
DisclosureSEC source: 0001469367-20-000245 · wf-form4_160817281898769.xml · nonDerivative · entry 16 Dawson Christopher · CIK 0001725051 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,674 F11 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs"). F14 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $62.89 to $63.57 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 02:40 UTC |
Dawson ChristopherChief Operating Officer
|
SaleCommon Stock | 3,499 | $62.13 | $217,384.82 |
DisclosureSEC source: 0001469367-20-000245 · wf-form4_160817281898769.xml · nonDerivative · entry 15 Dawson Christopher · CIK 0001725051 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,363 F11 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs"). F13 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $61.77 to $62.75 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 02:40 UTC |
Dawson ChristopherChief Operating Officer
|
SaleCommon Stock | 4,400 | $61.25 | $269,491.20 |
DisclosureSEC source: 0001469367-20-000245 · wf-form4_160817281898769.xml · nonDerivative · entry 14 Dawson Christopher · CIK 0001725051 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,862 F11 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs"). F12 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $60.76 to $61.67 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 02:40 UTC |
Dawson ChristopherChief Operating Officer
|
SaleCommon Stock | 434 | $63.79 | $27,684.86 |
DisclosureSEC source: 0001469367-20-000245 · wf-form4_160817281898769.xml · nonDerivative · entry 13 Dawson Christopher · CIK 0001725051 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,262 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 02:40 UTC |
Dawson ChristopherChief Operating Officer
|
SaleCommon Stock | 16,721 | $63.08 | $1,054,834.25 |
DisclosureSEC source: 0001469367-20-000245 · wf-form4_160817281898769.xml · nonDerivative · entry 12 Dawson Christopher · CIK 0001725051 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,696 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F10 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $62.77 to $63.62 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 02:40 UTC |
Dawson ChristopherChief Operating Officer
|
SaleCommon Stock | 7,771 | $62.11 | $482,642.05 |
DisclosureSEC source: 0001469367-20-000245 · wf-form4_160817281898769.xml · nonDerivative · entry 11 Dawson Christopher · CIK 0001725051 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,417 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F9 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $61.74 to $62.69 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 02:40 UTC |
Dawson ChristopherChief Operating Officer
|
SaleCommon Stock | 13,409 | $61.22 | $820,943.23 |
DisclosureSEC source: 0001469367-20-000245 · wf-form4_160817281898769.xml · nonDerivative · entry 10 Dawson Christopher · CIK 0001725051 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,188 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F8 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $60.72 to $61.70 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 02:40 UTC |
Dawson ChristopherChief Operating Officer
|
SaleCommon Stock | 4,323 | $60.22 | $260,322.85 |
DisclosureSEC source: 0001469367-20-000245 · wf-form4_160817281898769.xml · nonDerivative · entry 9 Dawson Christopher · CIK 0001725051 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,597 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F7 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $59.72 to $60.71 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 02:40 UTC |
Dawson ChristopherChief Operating Officer
|
SaleCommon Stock | 2,616 | $59.23 | $154,933.38 |
DisclosureSEC source: 0001469367-20-000245 · wf-form4_160817281898769.xml · nonDerivative · entry 8 Dawson Christopher · CIK 0001725051 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,920 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F6 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $58.69 to $59.66 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.