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Nasdaq · USD

RUN

Sunrun Inc.

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4507
SEC CIK
0001469367
Parsed reports
766

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202508
Jan 202607
Feb 202604
Mar 2026111
Apr 202607
May 202601
Jun 202603
Jul 202607
Aug 202601
Sep 202600
Oct 202605

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 30, 2020 Filed Jan 5, 2021 02:41 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,746 $0.00 Strike: $6.40 $0.00
Disclosure

SEC source: 0001469367-21-000006 · wf-form4_160981444849307.xml · derivative · entry 7

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,746 shares

Expires 2026-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
December 30, 2020 Filed Jan 5, 2021 02:41 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 11,072 $65.21 $722,032.80
Disclosure

SEC source: 0001469367-21-000006 · wf-form4_160981444849307.xml · nonDerivative · entry 6

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,495

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $65.07 to $65.55 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: Shares held following the reported transactions include 31,628 RSUs, which are subject to forfeiture until they vest.

Read SEC document
December 30, 2020 Filed Jan 5, 2021 02:41 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 47,901 $64.72 $3,100,353.90
Disclosure

SEC source: 0001469367-21-000006 · wf-form4_160981444849307.xml · nonDerivative · entry 5

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,567

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $64.07 to $65.06 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 30, 2020 Filed Jan 5, 2021 02:41 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionCommon Stock 11,802 $14.57 $171,955.14
Disclosure

SEC source: 0001469367-21-000006 · wf-form4_160981444849307.xml · nonDerivative · entry 4

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 30, 2020 Filed Jan 5, 2021 02:41 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionCommon Stock 6,593 $8.05 $53,073.65
Disclosure

SEC source: 0001469367-21-000006 · wf-form4_160981444849307.xml · nonDerivative · entry 3

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 30, 2020 Filed Jan 5, 2021 02:41 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionCommon Stock 29,024 $5.00 $145,120.00
Disclosure

SEC source: 0001469367-21-000006 · wf-form4_160981444849307.xml · nonDerivative · entry 2

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 30, 2020 Filed Jan 5, 2021 02:41 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionCommon Stock 8,746 $6.40 $55,974.40
Disclosure

SEC source: 0001469367-21-000006 · wf-form4_160981444849307.xml · nonDerivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 30, 2020 Filed Jan 5, 2021 02:40 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,000 $0.00 Strike: $5.88 $0.00
Disclosure

SEC source: 0001469367-21-000005 · wf-form4_160981443005105.xml · derivative · entry 7

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,000

Underlying: Common Stock · 7,000 shares

Expires 2024-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
December 30, 2020 Filed Jan 5, 2021 02:40 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionCommon Stock 7,000 $5.88 $41,160.00
Disclosure

SEC source: 0001469367-21-000005 · wf-form4_160981443005105.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,575,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2020 Filed Jan 5, 2021 02:40 UTC SaleCommon Stock 16,891 $64.07 $1,082,206.37
Disclosure

SEC source: 0001469367-21-000004 · wf-form4_160981441123401.xml · nonDerivative · entry 1

Dach Leslie A · CIK 0001371248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,948

F1 · kind: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 01:15 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001469367-20-000269 · wf-form4_160929093319288.xml · derivative · entry 8

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,000

Underlying: Common Stock · 50,000 shares

Expires 2027-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: 25% of the shares subject to the option vested on March 15, 2018, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 01:15 UTC
Fenster Edward HarrisDirector · Chairman
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000269 · wf-form4_160929093319288.xml · nonDerivative · entry 5

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,568,501

F2 · kind: Shares gifted to a Charitable Donor Advised Fund pursuant to a Rule 10b5-1 trading plan.

F3 · balance_after: Shares held following the reported transactions include 156,542 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 01:15 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 50,000 $71.78 $3,589,000.00
Disclosure

SEC source: 0001469367-20-000269 · wf-form4_160929093319288.xml · nonDerivative · entry 4

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,598,501

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 01:15 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionCommon Stock 50,000 $5.00 $250,000.00
Disclosure

SEC source: 0001469367-20-000269 · wf-form4_160929093319288.xml · nonDerivative · entry 3

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,648,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 24, 2020 Filed Dec 30, 2020 01:15 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,370 $0.00 Strike: $5.08 $0.00
Disclosure

SEC source: 0001469367-20-000269 · wf-form4_160929093319288.xml · derivative · entry 7

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,600

Underlying: Common Stock · 7,370 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
December 24, 2020 Filed Dec 30, 2020 01:15 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $5.88 $0.00
Disclosure

SEC source: 0001469367-20-000269 · wf-form4_160929093319288.xml · derivative · entry 6

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,000

Underlying: Common Stock · 3,000 shares

Expires 2024-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
December 24, 2020 Filed Dec 30, 2020 01:15 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionCommon Stock 7,370 $5.08 $37,439.60
Disclosure

SEC source: 0001469367-20-000269 · wf-form4_160929093319288.xml · nonDerivative · entry 2

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,598,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 24, 2020 Filed Dec 30, 2020 01:15 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionCommon Stock 3,000 $5.88 $17,640.00
Disclosure

SEC source: 0001469367-20-000269 · wf-form4_160929093319288.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,591,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2020 Filed Dec 23, 2020 21:30 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
Exercise / conversionStock Option (right to buy) · Derivative 148,288 $0.00 Strike: $7.59 $0.00
Disclosure

SEC source: 0001469367-20-000267 · wf-form4_160877703560126.xml · derivative · entry 10

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,761

Underlying: Common Stock · 148,288 shares

Expires 2029-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: 25% of the shares subject to the original option grant vested on the first quarterly vesting date that is on or after January 1, 2020, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to the original option grant vest, subject to the Reporting Person's continued service to Sunrun through each such date.

Read SEC document
December 23, 2020 Filed Dec 23, 2020 21:30 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
SaleCommon Stock 148,288 $70.00 $10,380,456.58
Disclosure

SEC source: 0001469367-20-000267 · wf-form4_160877703560126.xml · nonDerivative · entry 6

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,719

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $70.00 to $70.17 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: Shares held following the reported transactions includes 210,154 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
December 23, 2020 Filed Dec 23, 2020 21:30 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
Exercise / conversionCommon Stock 148,288 $7.59 $1,125,505.92
Disclosure

SEC source: 0001469367-20-000267 · wf-form4_160877703560126.xml · nonDerivative · entry 5

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:30 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
Exercise / conversionStock Option (right to buy) · Derivative 38,109 $0.00 Strike: $14.10 $0.00
Disclosure

SEC source: 0001469367-20-000267 · wf-form4_160877703560126.xml · derivative · entry 9

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,219

Underlying: Common Stock · 38,109 shares

Expires 2029-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F7 · derivative.exercise_date: 25% of the shares subject to the original option grant vest on the first quarterly vesting date that is on or after December 6, 2020, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to the original option grant vest, subject to the Reporting Person's continued service to Sunrun through each such date.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:30 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
Exercise / conversionStock Option (right to buy) · Derivative 35,407 $0.00 Strike: $7.59 $0.00
Disclosure

SEC source: 0001469367-20-000267 · wf-form4_160877703560126.xml · derivative · entry 8

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,049

Underlying: Common Stock · 35,407 shares

Expires 2029-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: 25% of the shares subject to the original option grant vested on the first quarterly vesting date that is on or after January 1, 2020, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to the original option grant vest, subject to the Reporting Person's continued service to Sunrun through each such date.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:30 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
Exercise / conversionStock Option (right to buy) · Derivative 41,521 $0.00 Strike: $5.73 $0.00
Disclosure

SEC source: 0001469367-20-000267 · wf-form4_160877703560126.xml · derivative · entry 7

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,716

Underlying: Common Stock · 41,521 shares

Expires 2028-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: 25% of the shares subject to the original option grant vested on the first quarterly vesting date that is on or after January 1, 2019, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to the original option grant vest, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:30 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
SaleCommon Stock 115,037 $70.22 $8,078,381.30
Disclosure

SEC source: 0001469367-20-000267 · wf-form4_160877703560126.xml · nonDerivative · entry 4

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,719

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $70.00 to $70.67 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:30 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
Exercise / conversionCommon Stock 38,109 $14.10 $537,336.90
Disclosure

SEC source: 0001469367-20-000267 · wf-form4_160877703560126.xml · nonDerivative · entry 3

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:30 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
Exercise / conversionCommon Stock 35,407 $7.59 $268,739.13
Disclosure

SEC source: 0001469367-20-000267 · wf-form4_160877703560126.xml · nonDerivative · entry 2

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:30 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
Exercise / conversionCommon Stock 41,521 $5.73 $237,915.33
Disclosure

SEC source: 0001469367-20-000267 · wf-form4_160877703560126.xml · nonDerivative · entry 1

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 22, 2020 Filed Jan 9, 2021 01:50 UTC
Dawson ChristopherChief Operating Officer
GiftCommon Stock 3,279 $0.00 $0.00
Disclosure

SEC source: 0001469367-21-000027 · wf-form4_161015701323222.xml · nonDerivative · entry 1

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,393

F1 · kind: Shares gifted to a Charitable Donor Advised Fund.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 02:36 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.19 $0.00
Disclosure

SEC source: 0001469367-20-000259 · wf-form4_160860458655987.xml · derivative · entry 11

Dach Leslie A · CIK 0001371248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F9 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 02:36 UTC SaleCommon Stock 400 $64.33 $25,731.00
Disclosure

SEC source: 0001469367-20-000259 · wf-form4_160860458655987.xml · nonDerivative · entry 8

Dach Leslie A · CIK 0001371248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,839

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $64.32 to $64.35 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F7 · balance_after: Shares held following the reported transaction include 10,927 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 02:36 UTC SaleCommon Stock 8,846 $63.58 $562,450.80
Disclosure

SEC source: 0001469367-20-000259 · wf-form4_160860458655987.xml · nonDerivative · entry 7

Dach Leslie A · CIK 0001371248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,239

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $63.31 to $64.22 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 02:36 UTC SaleCommon Stock 13,278 $62.96 $836,016.08
Disclosure

SEC source: 0001469367-20-000259 · wf-form4_160860458655987.xml · nonDerivative · entry 6

Dach Leslie A · CIK 0001371248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,085

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $62.305 to $63.30 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 02:36 UTC SaleCommon Stock 2,476 $61.64 $152,631.04
Disclosure

SEC source: 0001469367-20-000259 · wf-form4_160860458655987.xml · nonDerivative · entry 5

Dach Leslie A · CIK 0001371248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,363

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $61.30 to $62.285 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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December 21, 2020 Filed Dec 22, 2020 02:36 UTC Exercise / conversionCommon Stock 25,000 $3.19 $79,750.00
Disclosure

SEC source: 0001469367-20-000259 · wf-form4_160860458655987.xml · nonDerivative · entry 4

Dach Leslie A · CIK 0001371248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

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December 21, 2020 Filed Dec 23, 2020 02:10 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 22,000 $0.00 Strike: $5.08 $0.00
Disclosure

SEC source: 0001469367-20-000264 · wf-form4_160868941055789.xml · derivative · entry 12

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,970

Underlying: Common Stock · 22,000 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: 25% of the shares subject to the option vested on February 11, 2017, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

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December 21, 2020 Filed Dec 23, 2020 02:10 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001469367-20-000264 · wf-form4_160868941055789.xml · derivative · entry 11

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,000

Underlying: Common Stock · 100,000 shares

Expires 2027-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F10 · derivative.exercise_date: 25% of the shares subject to the option vested on March 15, 2018, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

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December 21, 2020 Filed Dec 23, 2020 02:10 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,046 $0.00 Strike: $3.19 $0.00
Disclosure

SEC source: 0001469367-20-000264 · wf-form4_160868941055789.xml · derivative · entry 10

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,372

Underlying: Common Stock · 27,046 shares

Expires 2023-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F9 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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December 21, 2020 Filed Dec 23, 2020 02:10 UTC
Fenster Edward HarrisDirector · Chairman
GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000264 · wf-form4_160868941055789.xml · nonDerivative · entry 9

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,588,131

F7 · kind: Shares gifted to a Charitable Donor Advised Fund.

F8 · balance_after: Shares held following the reported transactions include 156,542 Restricted Stock Units, which are subject to forfeiture until they vest.

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December 21, 2020 Filed Dec 23, 2020 02:10 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionCommon Stock 22,000 $5.08 $111,760.00
Disclosure

SEC source: 0001469367-20-000264 · wf-form4_160868941055789.xml · nonDerivative · entry 8

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,608,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 02:10 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 1,700 $64.32 $109,349.95
Disclosure

SEC source: 0001469367-20-000264 · wf-form4_160868941055789.xml · nonDerivative · entry 7

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,586,131

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $64.27 to $64.37 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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December 21, 2020 Filed Dec 23, 2020 02:10 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 51,726 $63.54 $3,286,649.35
Disclosure

SEC source: 0001469367-20-000264 · wf-form4_160868941055789.xml · nonDerivative · entry 6

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,587,831

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $63.24 to $64.22 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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December 21, 2020 Filed Dec 23, 2020 02:10 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 62,130 $62.92 $3,908,989.72
Disclosure

SEC source: 0001469367-20-000264 · wf-form4_160868941055789.xml · nonDerivative · entry 5

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,639,557

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $62.235 to $63.22 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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December 21, 2020 Filed Dec 23, 2020 02:10 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 11,490 $61.59 $707,663.36
Disclosure

SEC source: 0001469367-20-000264 · wf-form4_160868941055789.xml · nonDerivative · entry 4

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701,687

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $61.19 to $62.175 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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December 21, 2020 Filed Dec 23, 2020 02:10 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionCommon Stock 100,000 $5.00 $500,000.00
Disclosure

SEC source: 0001469367-20-000264 · wf-form4_160868941055789.xml · nonDerivative · entry 3

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,713,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 02:10 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionCommon Stock 27,046 $3.19 $86,276.74
Disclosure

SEC source: 0001469367-20-000264 · wf-form4_160868941055789.xml · nonDerivative · entry 2

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,613,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

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December 18, 2020 Filed Dec 22, 2020 02:36 UTC
Dawson ChristopherChief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001469367-20-000258 · wf-form4_160860456668234.xml · derivative · entry 13

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 50,000 shares

Expires 2027-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F12 · derivative.exercise_date: 25% of the shares subject to the option vested on December 15, 2018, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

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December 18, 2020 Filed Dec 22, 2020 02:36 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 6,309 $66.30 $418,308.15
Disclosure

SEC source: 0001469367-20-000258 · wf-form4_160860456668234.xml · nonDerivative · entry 11

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,672

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F10 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $65.98 to $66.91 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F11 · balance_after: Shares held following the reported transactions include 129,636 Restricted Stock Units, which are subject to forfeiture until they vest.

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December 18, 2020 Filed Dec 22, 2020 02:36 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 11,145 $65.46 $729,516.04
Disclosure

SEC source: 0001469367-20-000258 · wf-form4_160860456668234.xml · nonDerivative · entry 10

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,981

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F9 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $64.98 to $65.97 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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December 18, 2020 Filed Dec 22, 2020 02:36 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 6,497 $64.47 $418,892.78
Disclosure

SEC source: 0001469367-20-000258 · wf-form4_160860456668234.xml · nonDerivative · entry 9

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,126

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F8 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $63.96 to $64.86 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.