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Nasdaq · USD

RUN

Sunrun Inc.

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4507
SEC CIK
0001469367
Parsed reports
766

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202508
Jan 202607
Feb 202604
Mar 2026111
Apr 202607
May 202601
Jun 202603
Jul 202607
Aug 202601
Sep 202600
Oct 202605

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2021 Filed Sep 4, 2021 00:00 UTC
Fenster Edward HarrisDirector · Co-Executive Chair
Exercise / conversionCommon Stock 81,142 $3.19 $258,842.98
Disclosure

SEC source: 0001469367-21-000197 · wf-form4_163071360812170.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Co-Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,669,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2021 Filed Sep 3, 2021 00:55 UTC
Powell MaryDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 74,294 $0.00 Strike: $44.25 $0.00
Disclosure

SEC source: 0001469367-21-000195 · wf-form4_163063051882436.xml · derivative · entry 2

Powell Mary · CIK 0001730240 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,294

Underlying: Common Stock · 74,294 shares

Expires 2031-08-30

F3 · derivative.exercise_date: 25% of the shares subject to the option will vest on August 31, 2022, and 1/36 of the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
August 31, 2021 Filed Sep 3, 2021 00:55 UTC
Powell MaryDirector · Chief Executive Officer
GrantCommon Stock 62,047 $0.00 $0.00
Disclosure

SEC source: 0001469367-21-000195 · wf-form4_163063051882436.xml · nonDerivative · entry 1

Powell Mary · CIK 0001730240 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,744

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). 25% of the RSUs will vest on August 31, 2022, and the remaining RSUs will vest quarterly over the following three years, subject to the Reporting Person's continued service through each vesting date.

F2 · balance_after: Shares held following the reported transactions include 64,703 RSUs, which are subject to forfeiture until they vest.

Read SEC document
August 24, 2021 Filed Aug 27, 2021 00:00 UTC SaleCommon Stock 10,000 $44.63 $446,300.00
Disclosure

SEC source: 0001469367-21-000193 · wf-form4_163002243315865.xml · nonDerivative · entry 1

Dach Leslie A · CIK 0001371248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,677

F1 · kind: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transaction include 2,656 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
August 17, 2021 Filed Sep 18, 2021 00:35 UTC
STEELE JEANNAGeneral Counsel
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001469367-21-000205 · wf-form4_163192530924923.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,088

F1 · balance_after: The acquisition of 1,776 shares under the Issuer's employee stock purchase plan was inadvertently reported twice: on the Form 4 filed May 21, 2021 and on the Form 4 filed June 17, 2021. Therefore, the total shares held have been reduced by 1,776 shares.

Read SEC document
August 04, 2021 Filed Aug 6, 2021 16:59 UTC
vonReichbauer Thomas ArthurChief Financial Officer
SaleCommon Stock 1,900 $53.58 $101,798.01
Disclosure

SEC source: 0001469367-21-000191 · wf-form4_162828356664221.xml · nonDerivative · entry 2

vonReichbauer Thomas Arthur · CIK 0001810604 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,156

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $53.29 to $53.92 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: Shares held following the reported transactions include 147,733 RSUs, which are subject to forfeiture until they vest.

Read SEC document
August 04, 2021 Filed Aug 6, 2021 16:59 UTC
vonReichbauer Thomas ArthurChief Financial Officer
SaleCommon Stock 4,240 $52.69 $223,396.27
Disclosure

SEC source: 0001469367-21-000191 · wf-form4_162828356664221.xml · nonDerivative · entry 1

vonReichbauer Thomas Arthur · CIK 0001810604 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,056

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $52.20 to $52.985 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
July 20, 2021 Filed Jul 23, 2021 00:37 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,220 $0.00 Strike: $9.81 $0.00
Disclosure

SEC source: 0001469367-21-000181 · wf-form4_162700063772068.xml · derivative · entry 6

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,441

Underlying: Common Stock · 8,220 shares

Expires 2030-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: 25% of the shares subject to the option vested on March 17, 2021, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
July 20, 2021 Filed Jul 23, 2021 00:37 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,300 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001469367-21-000181 · wf-form4_162700063772068.xml · derivative · entry 5

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,607

Underlying: Common Stock · 8,300 shares

Expires 2028-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: 25% of the shares subject to the option vested on March 15, 2019, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
July 20, 2021 Filed Jul 23, 2021 00:37 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 4,479 $47.85 $214,307.16
Disclosure

SEC source: 0001469367-21-000181 · wf-form4_162700063772068.xml · nonDerivative · entry 4

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,760

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $47.59 to $47.96 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: Shares held following the reported transactions include 23,689 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
July 20, 2021 Filed Jul 23, 2021 00:37 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 14,153 $47.17 $667,580.03
Disclosure

SEC source: 0001469367-21-000181 · wf-form4_162700063772068.xml · nonDerivative · entry 3

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,239

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $46.57 to $47.55 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
July 20, 2021 Filed Jul 23, 2021 00:37 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionCommon Stock 8,220 $9.81 $80,638.20
Disclosure

SEC source: 0001469367-21-000181 · wf-form4_162700063772068.xml · nonDerivative · entry 2

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 20, 2021 Filed Jul 23, 2021 00:37 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionCommon Stock 8,300 $8.05 $66,815.00
Disclosure

SEC source: 0001469367-21-000181 · wf-form4_162700063772068.xml · nonDerivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 29, 2021 Filed Jun 30, 2021 20:45 UTC
vonReichbauer Thomas ArthurChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $13.43 $0.00
Disclosure

SEC source: 0001469367-21-000179 · wf-form4_162510033264177.xml · derivative · entry 3

vonReichbauer Thomas Arthur · CIK 0001810604 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,012

Underlying: Common Stock · 7,500 shares

Expires 2030-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on May 4, 2021, and 1/36 of the remaining shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
June 29, 2021 Filed Jun 30, 2021 20:45 UTC
vonReichbauer Thomas ArthurChief Financial Officer
SaleCommon Stock 10,054 $59.47 $597,912.39
Disclosure

SEC source: 0001469367-21-000179 · wf-form4_162510033264177.xml · nonDerivative · entry 2

vonReichbauer Thomas Arthur · CIK 0001810604 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,296

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $59.47 to $59.48 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Shares held following the reported transactions include 159,972 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
June 29, 2021 Filed Jun 30, 2021 20:45 UTC
vonReichbauer Thomas ArthurChief Financial Officer
Exercise / conversionCommon Stock 7,500 $13.43 $100,687.50
Disclosure

SEC source: 0001469367-21-000179 · wf-form4_162510033264177.xml · nonDerivative · entry 1

vonReichbauer Thomas Arthur · CIK 0001810604 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 00:45 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,937 $0.00 Strike: $13.63 $0.00
Disclosure

SEC source: 0001469367-21-000178 · wf-form4_162510031198363.xml · derivative · entry 6

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,751

Underlying: Common Stock · 2,937 shares

Expires 2028-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on June 15, 2019, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 00:45 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 2,937 $59.08 $173,517.96
Disclosure

SEC source: 0001469367-21-000178 · wf-form4_162510031198363.xml · nonDerivative · entry 4

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,364

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transactions include 49,156 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 00:45 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionCommon Stock 2,937 $13.63 $40,031.31
Disclosure

SEC source: 0001469367-21-000178 · wf-form4_162510031198363.xml · nonDerivative · entry 3

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 28, 2021 Filed Jul 1, 2021 00:45 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,083 $0.00 Strike: $9.81 $0.00
Disclosure

SEC source: 0001469367-21-000178 · wf-form4_162510031198363.xml · derivative · entry 5

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,909

Underlying: Common Stock · 3,083 shares

Expires 2030-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on March 17, 2021, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
June 28, 2021 Filed Jul 1, 2021 00:45 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 3,083 $56.96 $175,607.68
Disclosure

SEC source: 0001469367-21-000178 · wf-form4_162510031198363.xml · nonDerivative · entry 2

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,364

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 28, 2021 Filed Jul 1, 2021 00:45 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionCommon Stock 3,083 $9.81 $30,244.23
Disclosure

SEC source: 0001469367-21-000178 · wf-form4_162510031198363.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 23, 2021 Filed Jun 25, 2021 20:15 UTC
vonReichbauer Thomas ArthurChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $13.43 $0.00
Disclosure

SEC source: 0001469367-21-000175 · wf-form4_162466653668381.xml · derivative · entry 3

vonReichbauer Thomas Arthur · CIK 0001810604 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,512

Underlying: Common Stock · 7,500 shares

Expires 2030-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on May 4, 2021, and 1/36 of the remaining shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
June 23, 2021 Filed Jun 25, 2021 20:15 UTC
vonReichbauer Thomas ArthurChief Financial Officer
SaleCommon Stock 10,054 $54.69 $549,853.26
Disclosure

SEC source: 0001469367-21-000175 · wf-form4_162466653668381.xml · nonDerivative · entry 2

vonReichbauer Thomas Arthur · CIK 0001810604 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,850

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transactions include 159,972 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
June 23, 2021 Filed Jun 25, 2021 20:15 UTC
vonReichbauer Thomas ArthurChief Financial Officer
Exercise / conversionCommon Stock 7,500 $13.43 $100,687.50
Disclosure

SEC source: 0001469367-21-000175 · wf-form4_162466653668381.xml · nonDerivative · entry 1

vonReichbauer Thomas Arthur · CIK 0001810604 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 01:15 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 1,476 $49.18 $72,589.68
Disclosure

SEC source: 0001469367-21-000173 · wf-form4_162441091914991.xml · nonDerivative · entry 4

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 103,494

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · ownership.nature: Securities held of record by The Christopher and Elizabeth Dawson Living Trust, dated April 21, 2018, of which the Reporting Person is co-trustee.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 01:15 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 5,886 $49.18 $289,473.48
Disclosure

SEC source: 0001469367-21-000172 · wf-form4_162441089460558.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,588,229

F1 · kind: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transaction include 125,258 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 01:14 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,813 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001469367-21-000171 · wf-form4_162441084951808.xml · derivative · entry 3

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,438

Underlying: Common Stock · 2,813 shares

Expires 2028-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on March 15, 2019, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 01:14 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 3,334 $51.50 $171,701.00
Disclosure

SEC source: 0001469367-21-000171 · wf-form4_162441084951808.xml · nonDerivative · entry 2

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,364

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transactions include 49,156 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 01:14 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionCommon Stock 2,813 $8.05 $22,644.65
Disclosure

SEC source: 0001469367-21-000171 · wf-form4_162441084951808.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 18, 2021 Filed Jun 23, 2021 01:15 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 300 $52.22 $15,667.26
Disclosure

SEC source: 0001469367-21-000173 · wf-form4_162441091914991.xml · nonDerivative · entry 3

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 104,970

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $52.1325 to $52.29 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: Securities held of record by The Christopher and Elizabeth Dawson Living Trust, dated April 21, 2018, of which the Reporting Person is co-trustee.

Read SEC document
June 18, 2021 Filed Jun 23, 2021 01:15 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 1,964 $51.70 $101,546.46
Disclosure

SEC source: 0001469367-21-000173 · wf-form4_162441091914991.xml · nonDerivative · entry 2

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 105,270

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $51.13 to $52.03 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: Securities held of record by The Christopher and Elizabeth Dawson Living Trust, dated April 21, 2018, of which the Reporting Person is co-trustee.

Read SEC document
June 18, 2021 Filed Jun 23, 2021 01:15 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 4,872 $50.51 $246,070.10
Disclosure

SEC source: 0001469367-21-000173 · wf-form4_162441091914991.xml · nonDerivative · entry 1

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 107,234

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $50.11 to $51.00 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: Securities held of record by The Christopher and Elizabeth Dawson Living Trust, dated April 21, 2018, of which the Reporting Person is co-trustee.

Read SEC document
June 17, 2021 Filed Jun 18, 2021 00:35 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 668 $51.96 $34,711.42
Disclosure

SEC source: 0001469367-21-000159 · wf-form4_162397650351731.xml · nonDerivative · entry 4

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,268

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F5 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $51.62 to $52.31 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F6 · balance_after: Shares held following the reported transactions include 95,315 RSUs, which are subject to forfeiture until they vest.

F7 · balance_after: Includes 367 shares acquired under the Issuer's employee stock purchase plan.

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June 17, 2021 Filed Jun 18, 2021 00:35 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 670 $51.19 $34,294.08
Disclosure

SEC source: 0001469367-21-000159 · wf-form4_162397650351731.xml · nonDerivative · entry 3

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,569

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $50.61 to $51.47 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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June 17, 2021 Filed Jun 18, 2021 00:39 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 348 $52.03 $18,106.44
Disclosure

SEC source: 0001469367-21-000163 · wf-form4_162397674465057.xml · nonDerivative · entry 3

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,885

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $51.92 to $52.1801 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5 · balance_after: Shares held following the reported transactions include 49,156 RSUs, which are subject to forfeiture until they vest.

F6 · balance_after: Includes 1,776 shares acquired under the Issuer's employee stock purchase plan.

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June 17, 2021 Filed Jun 18, 2021 00:39 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 390 $51.22 $19,976.35
Disclosure

SEC source: 0001469367-21-000163 · wf-form4_162397674465057.xml · nonDerivative · entry 2

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,457

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $50.92 to $51.51 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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June 17, 2021 Filed Jun 18, 2021 00:39 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 82 $52.19 $4,279.65
Disclosure

SEC source: 0001469367-21-000162 · wf-form4_162397672577600.xml · nonDerivative · entry 3

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,872

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $52.13 to $52.2701 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5 · balance_after: Shares held following the reported transactions include 23,689 RSUs, which are subject to forfeiture until they vest.

F6 · balance_after: Includes 1,204 shares acquired under the Issuer's employee stock purchase plan.

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June 17, 2021 Filed Jun 18, 2021 00:39 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 175 $51.41 $8,996.65
Disclosure

SEC source: 0001469367-21-000162 · wf-form4_162397672577600.xml · nonDerivative · entry 2

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,750

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $50.96 to $51.95 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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June 17, 2021 Filed Jun 18, 2021 00:38 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
SaleCommon Stock 1,735 $52.11 $90,419.00
Disclosure

SEC source: 0001469367-21-000161 · wf-form4_162397658416919.xml · nonDerivative · entry 3

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,419,038

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $51.84 to $52.32 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5 · balance_after: Shares held following the reported transactions include 190,377 RSUs, which are subject to forfeiture until they vest.

F6 · balance_after: Includes 1,776 shares acquired under the Issuer's employee stock purchase plan.

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June 17, 2021 Filed Jun 18, 2021 00:38 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
SaleCommon Stock 1,950 $51.20 $99,848.97
Disclosure

SEC source: 0001469367-21-000161 · wf-form4_162397658416919.xml · nonDerivative · entry 2

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,418,997

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $50.59 to $51.52 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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June 17, 2021 Filed Jun 18, 2021 00:36 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 1,002 $52.17 $52,270.23
Disclosure

SEC source: 0001469367-21-000160 · wf-form4_162397653867784.xml · nonDerivative · entry 3

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,594,115

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $51.92 to $52.40 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5 · balance_after: Shares held following the reported transactions include 125,258 RSUs, which are subject to forfeiture until they vest.

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June 17, 2021 Filed Jun 18, 2021 00:36 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 1,300 $51.25 $66,623.96
Disclosure

SEC source: 0001469367-21-000160 · wf-form4_162397653867784.xml · nonDerivative · entry 2

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,595,117

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $50.77 to $51.64 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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June 17, 2021 Filed Jun 22, 2021 21:14 UTC
vonReichbauer Thomas ArthurChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $13.43 $0.00
Disclosure

SEC source: 0001469367-21-000170 · wf-form4_162441082327382.xml · derivative · entry 3

vonReichbauer Thomas Arthur · CIK 0001810604 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,012

Underlying: Common Stock · 5,000 shares

Expires 2030-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on May 4, 2021, and 1/36 of the remaining shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

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June 17, 2021 Filed Jun 22, 2021 21:14 UTC
vonReichbauer Thomas ArthurChief Financial Officer
SaleCommon Stock 7,554 $49.69 $375,358.26
Disclosure

SEC source: 0001469367-21-000170 · wf-form4_162441082327382.xml · nonDerivative · entry 2

vonReichbauer Thomas Arthur · CIK 0001810604 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,404

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transactions include 159,972 Restricted Stock Units, which are subject to forfeiture until they vest.

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June 17, 2021 Filed Jun 22, 2021 21:14 UTC
vonReichbauer Thomas ArthurChief Financial Officer
Exercise / conversionCommon Stock 5,000 $13.43 $67,125.00
Disclosure

SEC source: 0001469367-21-000170 · wf-form4_162441082327382.xml · nonDerivative · entry 1

vonReichbauer Thomas Arthur · CIK 0001810604 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

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June 16, 2021 Filed Jun 21, 2021 23:45 UTC SaleCommon Stock 10,927 $44.57 $487,016.39
Disclosure

SEC source: 0001469367-21-000165 · wf-form4_162431908816888.xml · nonDerivative · entry 1

Dach Leslie A · CIK 0001371248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,677

F1 · kind: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transaction include 2,656 Restricted Stock Units, which are subject to forfeiture until they vest.

F3 · balance_after: The Reporting Person's prior Section 16 reports inadvertently reported shares held by the Dach Dickie Family Trust (the "Trust") as indirectly owned. Because the Reporting Person is not a trustee and has no pecuniary interest in the Trust, such shares are not included herein.

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June 15, 2021 Filed Jun 18, 2021 00:35 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 200 $44.25 $8,850.00
Disclosure

SEC source: 0001469367-21-000159 · wf-form4_162397650351731.xml · nonDerivative · entry 2

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,239

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $44.24 to $44.26 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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June 15, 2021 Filed Jun 18, 2021 00:35 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 9,624 $43.62 $419,778.67
Disclosure

SEC source: 0001469367-21-000159 · wf-form4_162397650351731.xml · nonDerivative · entry 1

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,439

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $43.19 to $44.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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June 15, 2021 Filed Jun 18, 2021 00:39 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 2,227 $43.61 $97,116.57
Disclosure

SEC source: 0001469367-21-000163 · wf-form4_162397674465057.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,847

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $43.21 to $44.07 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.