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Nasdaq · USD

RUN

Sunrun Inc.

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4507
SEC CIK
0001469367
Parsed reports
766

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202508
Jan 202607
Feb 202604
Mar 2026111
Apr 202607
May 202601
Jun 202603
Jul 202607
Aug 202601
Sep 202600
Oct 202605

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 06, 2021 Filed Dec 8, 2021 20:10 UTC
vonReichbauer Thomas ArthurChief Financial Officer
GrantCommon Stock 15,043 $0.00 $0.00
Disclosure

SEC source: 0001469367-21-000254 · wf-form4_163901223813041.xml · nonDerivative · entry 1

vonReichbauer Thomas Arthur · CIK 0001810604 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,978

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). 25% of the RSUs will vest on December 6, 2022, and the remaining RSUs will vest quarterly over the following three years, subject to the Reporting Person's continued service through each vesting date.

F2 · balance_after: Shares held following the reported transaction include 150,537 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
December 06, 2021 Filed Dec 9, 2021 01:10 UTC
STEELE JEANNAChief Legal and People Officer
GrantEmployee Stock Option (right to buy) · Derivative 40,916 $0.00 Strike: $40.35 $0.00
Disclosure

SEC source: 0001469367-21-000253 · wf-form4_163901222189487.xml · derivative · entry 2

STEELE JEANNA · CIK 0001741304 · Chief Legal and People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,916

Underlying: Common Stock · 40,916 shares

Expires 2031-12-05

F3 · derivative.exercise_date: 25% of the shares subject to the option will vest on Decemember 6, 2022, and 1/48 of the shares will vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
December 06, 2021 Filed Dec 9, 2021 01:10 UTC
STEELE JEANNAChief Legal and People Officer
GrantCommon Stock 18,804 $0.00 $0.00
Disclosure

SEC source: 0001469367-21-000253 · wf-form4_163901222189487.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · Chief Legal and People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,461

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). 25% of the RSUs will vest on December 6, 2022, and the remaining RSUs will vest quarterly over the following three years, subject to the Reporting Person's continued service through each vesting date.

F2 · balance_after: Shares held following the reported transaction include 62,115 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 23:58 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,564 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001469367-21-000250 · wf-form4_163771186481261.xml · derivative · entry 3

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,043

Underlying: Common Stock · 5,564 shares

Expires 2028-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on March 15, 2019, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 23:58 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 5,564 $52.15 $290,162.60
Disclosure

SEC source: 0001469367-21-000250 · wf-form4_163771186481261.xml · nonDerivative · entry 2

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,280

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transactions include 20,413 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 23:58 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionCommon Stock 5,564 $8.05 $44,790.20
Disclosure

SEC source: 0001469367-21-000250 · wf-form4_163771186481261.xml · nonDerivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 23:01 UTC
STEELE JEANNAChief Legal Officer
SaleCommon Stock 1,586 $57.52 $91,226.72
Disclosure

SEC source: 0001469367-21-000248 · wf-form4_163727644634789.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,657

F1 · kind: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transaction include 43,311 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:57 UTC
Powell MaryDirector · Chief Executive Officer
SaleCommon Stock 5,464 $58.62 $320,299.68
Disclosure

SEC source: 0001469367-21-000247 · wf-form4_163719344053203.xml · nonDerivative · entry 1

Powell Mary · CIK 0001730240 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,280

F1 · kind: The transaction reported was effected pursuant to a Rule 10b5-1 trading plan adopted on September 1, 2021 in connection with Ms. Powell's relocation to the San Francisco Bay Area and appointment as the Company's CEO. The shares sold were originally acquired in connection with Ms. Powell's service as a member of the Company's board of directors, prior to being appointed as CEO.

F2 · balance_after: Shares held following the reported transaction include 64,703 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
November 12, 2021 Filed Nov 15, 2021 20:46 UTC
vonReichbauer Thomas ArthurChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $13.43 $0.00
Disclosure

SEC source: 0001469367-21-000245 · wf-form4_163702712204905.xml · derivative · entry 3

vonReichbauer Thomas Arthur · CIK 0001810604 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,012

Underlying: Common Stock · 5,000 shares

Expires 2030-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on May 4, 2021, and 1/36 of the remaining shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
November 12, 2021 Filed Nov 15, 2021 20:46 UTC
vonReichbauer Thomas ArthurChief Financial Officer
SaleCommon Stock 6,500 $59.59 $387,335.00
Disclosure

SEC source: 0001469367-21-000245 · wf-form4_163702712204905.xml · nonDerivative · entry 2

vonReichbauer Thomas Arthur · CIK 0001810604 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,935

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transactions include 135,494 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
November 12, 2021 Filed Nov 15, 2021 20:46 UTC
vonReichbauer Thomas ArthurChief Financial Officer
Exercise / conversionCommon Stock 5,000 $13.43 $67,125.00
Disclosure

SEC source: 0001469367-21-000245 · wf-form4_163702712204905.xml · nonDerivative · entry 1

vonReichbauer Thomas Arthur · CIK 0001810604 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 01:10 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,995 $0.00 Strike: $14.57 $0.00
Disclosure

SEC source: 0001469367-21-000243 · wf-form4_163659303631736.xml · derivative · entry 3

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,987

Underlying: Common Stock · 5,995 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on March 15, 2020, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 01:10 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 5,995 $60.29 $361,439.15
Disclosure

SEC source: 0001469367-21-000243 · wf-form4_163659303631736.xml · nonDerivative · entry 2

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,243

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transactions include 43,311 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 01:10 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionCommon Stock 5,995 $14.57 $87,347.15
Disclosure

SEC source: 0001469367-21-000243 · wf-form4_163659303631736.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 01:10 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 5,204 $60.01 $312,283.19
Disclosure

SEC source: 0001469367-21-000242 · wf-form4_163659301703561.xml · nonDerivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,280

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $60.00 to $60.05 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Shares held following the reported transaction include 20,413 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 20:40 UTC
vonReichbauer Thomas ArthurChief Financial Officer
SaleCommon Stock 6,221 $56.88 $353,856.08
Disclosure

SEC source: 0001469367-21-000239 · wf-form4_163642201062340.xml · nonDerivative · entry 1

vonReichbauer Thomas Arthur · CIK 0001810604 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,435

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $56.45 to $57.18 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Shares held following the reported transaction include 135,494 RSUs, which are subject to forfeiture until they vest.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 21:02 UTC
vonReichbauer Thomas ArthurChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $13.43 $0.00
Disclosure

SEC source: 0001469367-21-000229 · wf-form4_163590130688987.xml · derivative · entry 3

vonReichbauer Thomas Arthur · CIK 0001810604 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,012

Underlying: Common Stock · 5,000 shares

Expires 2030-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on May 4, 2021, and 1/36 of the remaining shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 21:02 UTC
vonReichbauer Thomas ArthurChief Financial Officer
SaleCommon Stock 6,500 $59.20 $384,800.00
Disclosure

SEC source: 0001469367-21-000229 · wf-form4_163590130688987.xml · nonDerivative · entry 2

vonReichbauer Thomas Arthur · CIK 0001810604 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,656

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transactions include 147,733 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 21:02 UTC
vonReichbauer Thomas ArthurChief Financial Officer
Exercise / conversionCommon Stock 5,000 $13.43 $67,125.00
Disclosure

SEC source: 0001469367-21-000229 · wf-form4_163590130688987.xml · nonDerivative · entry 1

vonReichbauer Thomas Arthur · CIK 0001810604 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 01:01 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,938 $0.00 Strike: $13.63 $0.00
Disclosure

SEC source: 0001469367-21-000228 · wf-form4_163590125867381.xml · derivative · entry 3

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,813

Underlying: Common Stock · 2,938 shares

Expires 2028-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on June 15, 2019, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 01:01 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 2,938 $59.08 $173,577.04
Disclosure

SEC source: 0001469367-21-000228 · wf-form4_163590125867381.xml · nonDerivative · entry 2

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,243

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transactions include 43,311 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 01:01 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionCommon Stock 2,938 $13.63 $40,044.94
Disclosure

SEC source: 0001469367-21-000228 · wf-form4_163590125867381.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 22:55 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,082 $0.00 Strike: $9.81 $0.00
Disclosure

SEC source: 0001469367-21-000225 · wf-form4_163554810857294.xml · derivative · entry 3

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,827

Underlying: Common Stock · 3,082 shares

Expires 2030-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on March 17, 2021, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 22:55 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 3,082 $56.96 $175,550.72
Disclosure

SEC source: 0001469367-21-000225 · wf-form4_163554810857294.xml · nonDerivative · entry 2

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,243

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transactions include 43,311 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 22:55 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionCommon Stock 3,082 $9.81 $30,234.42
Disclosure

SEC source: 0001469367-21-000225 · wf-form4_163554810857294.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 13, 2021 Filed Oct 16, 2021 00:25 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 454 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001469367-21-000223 · wf-form4_163434394128645.xml · derivative · entry 3

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,984

Underlying: Common Stock · 454 shares

Expires 2028-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on March 15, 2019, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
October 13, 2021 Filed Oct 16, 2021 00:25 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 454 $50.00 $22,700.00
Disclosure

SEC source: 0001469367-21-000223 · wf-form4_163434394128645.xml · nonDerivative · entry 2

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,243

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transactions include 43,311 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
October 13, 2021 Filed Oct 16, 2021 00:25 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionCommon Stock 454 $8.05 $3,654.70
Disclosure

SEC source: 0001469367-21-000223 · wf-form4_163434394128645.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 13, 2021 Filed Dec 23, 2021 01:00 UTC Amendment
STEELE JEANNAChief Legal and People Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,812 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001469367-21-000265 · wf-form4a_164022123119948.xml · derivative · entry 3

STEELE JEANNA · CIK 0001741304 · Chief Legal and People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,626

Underlying: Common Stock · 2,812 shares

Expires 2028-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on March 15, 2019, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
October 13, 2021 Filed Dec 23, 2021 01:00 UTC Amendment
STEELE JEANNAChief Legal and People Officer
SaleCommon Stock 454 $50.00 $22,700.00
Disclosure

SEC source: 0001469367-21-000265 · wf-form4a_164022123119948.xml · nonDerivative · entry 2

STEELE JEANNA · CIK 0001741304 · Chief Legal and People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,601

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transactions include 43,311 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
October 13, 2021 Filed Dec 23, 2021 01:00 UTC Amendment
STEELE JEANNAChief Legal and People Officer
Exercise / conversionCommon Stock 2,812 $8.05 $22,636.60
Disclosure

SEC source: 0001469367-21-000265 · wf-form4a_164022123119948.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · Chief Legal and People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 23, 2021 Filed Sep 25, 2021 00:40 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 2,891 $45.33 $131,049.03
Disclosure

SEC source: 0001469367-21-000219 · wf-form4_163253042769598.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,243

F1 · kind: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transaction include 43,311 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
September 22, 2021 Filed Sep 25, 2021 00:39 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 1,378 $43.08 $59,364.24
Disclosure

SEC source: 0001469367-21-000216 · wf-form4_163253036206573.xml · nonDerivative · entry 1

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 114,388

F1 · kind: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan.

F2 · ownership.nature: Securities held of record by The Christopher and Elizabeth Dawson Living Trust, dated April 21, 2018, of which the Reporting Person is co-trustee.

Read SEC document
September 22, 2021 Filed Sep 25, 2021 00:40 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 1,618 $44.41 $71,848.75
Disclosure

SEC source: 0001469367-21-000218 · wf-form4_163253040685968.xml · nonDerivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,484

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $43.86 to $44.59 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Shares held following the reported transaction include 20,413 Restricted Stock Units, which are subject to forfeiture until they vest.

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September 22, 2021 Filed Sep 25, 2021 00:40 UTC
Fenster Edward HarrisDirector · Co-Executive Chair
SaleCommon Stock 5,815 $43.08 $250,510.20
Disclosure

SEC source: 0001469367-21-000217 · wf-form4_163253038640160.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Co-Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,576,548

F1 · kind: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transaction include 113,577 Restricted Stock Units, which are subject to forfeiture until they vest.

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September 22, 2021 Filed Sep 25, 2021 00:39 UTC SaleCommon Stock 13,013 $43.08 $560,600.04
Disclosure

SEC source: 0001469367-21-000215 · wf-form4_163253034114635.xml · nonDerivative · entry 1

Dach Leslie A · CIK 0001371248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,664

F1 · kind: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transaction include 2,656 Restricted Stock Units, which are subject to forfeiture until they vest.

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September 20, 2021 Filed Sep 22, 2021 01:09 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 7,381 $43.02 $317,518.81
Disclosure

SEC source: 0001469367-21-000208 · wf-form4_163227297156848.xml · nonDerivative · entry 1

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 115,766

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $42.70 to $43.18 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Number of shares reflects transfer of 19,653 shares from direct holdings to The Christopher and Elizabeth Dawson Living Trust, dated April 21, 2018, of which the Reporting Person is co-trustee.

F4 · ownership.nature: Securities held of record by The Christopher and Elizabeth Dawson Living Trust, dated April 21, 2018, of which the Reporting Person is co-trustee.

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September 20, 2021 Filed Sep 22, 2021 01:10 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,059 $0.00 Strike: $14.57 $0.00
Disclosure

SEC source: 0001469367-21-000209 · wf-form4_163227299180481.xml · derivative · entry 3

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,117

Underlying: Common Stock · 5,059 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on March 15, 2020, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

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September 20, 2021 Filed Sep 22, 2021 01:10 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 5,059 $43.14 $218,245.26
Disclosure

SEC source: 0001469367-21-000209 · wf-form4_163227299180481.xml · nonDerivative · entry 2

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,102

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transactions include 20,413 Restricted Stock Units, which are subject to forfeiture until they vest.

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September 20, 2021 Filed Sep 22, 2021 01:10 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionCommon Stock 5,059 $14.57 $73,709.63
Disclosure

SEC source: 0001469367-21-000209 · wf-form4_163227299180481.xml · nonDerivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 17, 2021 Filed Sep 18, 2021 00:34 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 1,436 $44.06 $63,266.57
Disclosure

SEC source: 0001469367-21-000202 · wf-form4_163192523464706.xml · nonDerivative · entry 2

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,291

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $43.94 to $44.18 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: Shares held following the reported transactions include 74,419 RSUs, which are subject to forfeiture until they vest.

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September 17, 2021 Filed Sep 18, 2021 00:35 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 792 $44.06 $34,899.08
Disclosure

SEC source: 0001469367-21-000205 · wf-form4_163192530924923.xml · nonDerivative · entry 3

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,134

F2 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $43.94 to $44.18 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5 · balance_after: Shares held following the reported transactions include 43,311 RSUs, which are subject to forfeiture until they vest.

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September 17, 2021 Filed Sep 18, 2021 00:35 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 396 $44.06 $17,448.51
Disclosure

SEC source: 0001469367-21-000204 · wf-form4_163192528758384.xml · nonDerivative · entry 2

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,102

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $43.95 to $44.18 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: Shares held following the reported transactions include 20,413 RSUs, which are subject to forfeiture until they vest.

Read SEC document
September 17, 2021 Filed Sep 18, 2021 00:34 UTC
Fenster Edward HarrisDirector · Co-Executive Chair
SaleCommon Stock 2,475 $44.06 $109,049.74
Disclosure

SEC source: 0001469367-21-000203 · wf-form4_163192526142185.xml · nonDerivative · entry 2

Fenster Edward Harris · CIK 0001648690 · Director · Co-Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,582,363

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $43.93 to $44.18 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: Shares held following the reported transactions include 113,577 RSUs, which are subject to forfeiture until they vest.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 00:34 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 9,541 $43.31 $413,216.89
Disclosure

SEC source: 0001469367-21-000202 · wf-form4_163192523464706.xml · nonDerivative · entry 1

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,727

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $43.15 to $43.42 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 00:35 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 2,162 $43.31 $93,635.36
Disclosure

SEC source: 0001469367-21-000205 · wf-form4_163192530924923.xml · nonDerivative · entry 2

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,926

F2 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $43.17 to $43.42 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 00:35 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 1,262 $43.30 $54,650.03
Disclosure

SEC source: 0001469367-21-000204 · wf-form4_163192528758384.xml · nonDerivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,498

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $43.17 to $43.40 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 00:34 UTC
Fenster Edward HarrisDirector · Co-Executive Chair
SaleCommon Stock 3,391 $43.31 $146,854.38
Disclosure

SEC source: 0001469367-21-000203 · wf-form4_163192526142185.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Co-Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,584,838

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $43.17 to $43.42 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
September 01, 2021 Filed Sep 4, 2021 00:00 UTC
Fenster Edward HarrisDirector · Co-Executive Chair
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 81,142 $0.00 Strike: $3.19 $0.00
Disclosure

SEC source: 0001469367-21-000197 · wf-form4_163071360812170.xml · derivative · entry 3

Fenster Edward Harris · CIK 0001648690 · Director · Co-Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 81,142 shares

Expires 2023-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
September 01, 2021 Filed Sep 4, 2021 00:00 UTC
Fenster Edward HarrisDirector · Co-Executive Chair
SaleCommon Stock 81,142 $46.94 $3,808,805.48
Disclosure

SEC source: 0001469367-21-000197 · wf-form4_163071360812170.xml · nonDerivative · entry 2

Fenster Edward Harris · CIK 0001648690 · Director · Co-Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,588,229

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transactions include 125,258 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.