Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 23, 2004 Filed Aug 24, 2004 19:08 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 300 | $93.23 | $27,969.00 |
DisclosureSEC source: 0000101829-04-000207 · dav316.xml · nonDerivative · entry 13 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 809,278 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:08 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 100 | $93.21 | $9,321.00 |
DisclosureSEC source: 0000101829-04-000207 · dav316.xml · nonDerivative · entry 12 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 809,578 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:08 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 400 | $93.20 | $37,280.00 |
DisclosureSEC source: 0000101829-04-000207 · dav316.xml · nonDerivative · entry 11 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 809,678 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:08 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 200 | $93.16 | $18,632.00 |
DisclosureSEC source: 0000101829-04-000207 · dav316.xml · nonDerivative · entry 10 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 810,078 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:08 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 1,000 | $93.15 | $93,150.00 |
DisclosureSEC source: 0000101829-04-000207 · dav316.xml · nonDerivative · entry 9 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 810,278 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:08 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 100 | $93.14 | $9,314.00 |
DisclosureSEC source: 0000101829-04-000207 · dav316.xml · nonDerivative · entry 8 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 811,278 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:08 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 200 | $93.09 | $18,618.00 |
DisclosureSEC source: 0000101829-04-000207 · dav316.xml · nonDerivative · entry 7 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 811,378 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:08 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 1,300 | $93.08 | $121,004.00 |
DisclosureSEC source: 0000101829-04-000207 · dav316.xml · nonDerivative · entry 6 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 811,578 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:08 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 400 | $93.07 | $37,228.00 |
DisclosureSEC source: 0000101829-04-000207 · dav316.xml · nonDerivative · entry 5 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 812,878 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:08 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 200 | $93.06 | $18,612.00 |
DisclosureSEC source: 0000101829-04-000207 · dav316.xml · nonDerivative · entry 4 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 813,278 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:13 UTC |
HARKIN RUTH RSVP Intl Affairs & Gov't Rltns
|
SaleCommon Stock | 438 | $93.17 | $40,808.46 |
DisclosureSEC source: 0000101829-04-000209 · har315.xml · nonDerivative · entry 11 HARKIN RUTH R · CIK 0001184189 · SVP Intl Affairs & Gov't Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:13 UTC |
HARKIN RUTH RSVP Intl Affairs & Gov't Rltns
|
SaleCommon Stock | 600 | $93.16 | $55,896.00 |
DisclosureSEC source: 0000101829-04-000209 · har315.xml · nonDerivative · entry 10 HARKIN RUTH R · CIK 0001184189 · SVP Intl Affairs & Gov't Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,438 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:13 UTC |
HARKIN RUTH RSVP Intl Affairs & Gov't Rltns
|
SaleCommon Stock | 300 | $93.11 | $27,933.00 |
DisclosureSEC source: 0000101829-04-000209 · har315.xml · nonDerivative · entry 9 HARKIN RUTH R · CIK 0001184189 · SVP Intl Affairs & Gov't Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,038 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:13 UTC |
HARKIN RUTH RSVP Intl Affairs & Gov't Rltns
|
SaleCommon Stock | 1,000 | $93.10 | $93,100.00 |
DisclosureSEC source: 0000101829-04-000209 · har315.xml · nonDerivative · entry 8 HARKIN RUTH R · CIK 0001184189 · SVP Intl Affairs & Gov't Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,338 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:13 UTC |
HARKIN RUTH RSVP Intl Affairs & Gov't Rltns
|
SaleCommon Stock | 10,000 | $93.09 | $930,900.00 |
DisclosureSEC source: 0000101829-04-000209 · har315.xml · nonDerivative · entry 7 HARKIN RUTH R · CIK 0001184189 · SVP Intl Affairs & Gov't Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,338 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:13 UTC |
HARKIN RUTH RSVP Intl Affairs & Gov't Rltns
|
SaleCommon Stock | 200 | $93.08 | $18,616.00 |
DisclosureSEC source: 0000101829-04-000209 · har315.xml · nonDerivative · entry 6 HARKIN RUTH R · CIK 0001184189 · SVP Intl Affairs & Gov't Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,338 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:13 UTC |
HARKIN RUTH RSVP Intl Affairs & Gov't Rltns
|
SaleCommon Stock | 300 | $93.07 | $27,921.00 |
DisclosureSEC source: 0000101829-04-000209 · har315.xml · nonDerivative · entry 5 HARKIN RUTH R · CIK 0001184189 · SVP Intl Affairs & Gov't Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,538 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:13 UTC |
HARKIN RUTH RSVP Intl Affairs & Gov't Rltns
|
SaleCommon Stock | 4,000 | $93.05 | $372,200.00 |
DisclosureSEC source: 0000101829-04-000209 · har315.xml · nonDerivative · entry 4 HARKIN RUTH R · CIK 0001184189 · SVP Intl Affairs & Gov't Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,838 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:13 UTC |
HARKIN RUTH RSVP Intl Affairs & Gov't Rltns
|
SaleCommon Stock | 6,700 | $93.00 | $623,100.00 |
DisclosureSEC source: 0000101829-04-000209 · har315.xml · nonDerivative · entry 3 HARKIN RUTH R · CIK 0001184189 · SVP Intl Affairs & Gov't Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,838 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:40 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 15,000 | $93.75 | $1,406,250.00 |
DisclosureSEC source: 0000101829-04-000211 · dav317.xml · nonDerivative · entry 22 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 723,478 F1 · balance_after: The reporting person also directly owns 48,532 shares of United Technologies Career Restricted Common Stock. F2 · balance_after: This Form 4 represents the second of two Form 4s to be filed today due to the sale of 90,000 shares of United Technologies Corporation common stock on August 23, 2004. Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:40 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 100 | $93.71 | $9,371.00 |
DisclosureSEC source: 0000101829-04-000211 · dav317.xml · nonDerivative · entry 21 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738,478 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:40 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 400 | $93.70 | $37,480.00 |
DisclosureSEC source: 0000101829-04-000211 · dav317.xml · nonDerivative · entry 20 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738,578 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:40 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 200 | $93.62 | $18,724.00 |
DisclosureSEC source: 0000101829-04-000211 · dav317.xml · nonDerivative · entry 19 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738,978 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:40 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 900 | $93.61 | $84,249.00 |
DisclosureSEC source: 0000101829-04-000211 · dav317.xml · nonDerivative · entry 18 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 739,178 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:40 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 400 | $93.60 | $37,440.00 |
DisclosureSEC source: 0000101829-04-000211 · dav317.xml · nonDerivative · entry 17 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 740,078 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:40 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 1,000 | $93.59 | $93,590.00 |
DisclosureSEC source: 0000101829-04-000211 · dav317.xml · nonDerivative · entry 16 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 740,478 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:40 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 400 | $93.58 | $37,432.00 |
DisclosureSEC source: 0000101829-04-000211 · dav317.xml · nonDerivative · entry 15 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 741,478 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:40 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 1,800 | $93.57 | $168,426.00 |
DisclosureSEC source: 0000101829-04-000211 · dav317.xml · nonDerivative · entry 14 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 741,878 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:40 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 2,300 | $93.56 | $215,188.00 |
DisclosureSEC source: 0000101829-04-000211 · dav317.xml · nonDerivative · entry 13 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 743,678 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:40 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 100 | $93.55 | $9,355.00 |
DisclosureSEC source: 0000101829-04-000211 · dav317.xml · nonDerivative · entry 12 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 745,978 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:40 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 600 | $93.54 | $56,124.00 |
DisclosureSEC source: 0000101829-04-000211 · dav317.xml · nonDerivative · entry 11 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 746,078 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:40 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 100 | $93.53 | $9,353.00 |
DisclosureSEC source: 0000101829-04-000211 · dav317.xml · nonDerivative · entry 10 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 746,678 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:40 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 3,000 | $93.50 | $280,500.00 |
DisclosureSEC source: 0000101829-04-000211 · dav317.xml · nonDerivative · entry 9 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 746,778 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:40 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 1,300 | $93.48 | $121,524.00 |
DisclosureSEC source: 0000101829-04-000211 · dav317.xml · nonDerivative · entry 8 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,778 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:40 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 1,000 | $93.45 | $93,450.00 |
DisclosureSEC source: 0000101829-04-000211 · dav317.xml · nonDerivative · entry 7 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 751,078 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:40 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 600 | $93.44 | $56,064.00 |
DisclosureSEC source: 0000101829-04-000211 · dav317.xml · nonDerivative · entry 6 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 752,078 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:40 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 100 | $93.43 | $9,343.00 |
DisclosureSEC source: 0000101829-04-000211 · dav317.xml · nonDerivative · entry 5 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 752,678 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:40 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 3,200 | $93.42 | $298,944.00 |
DisclosureSEC source: 0000101829-04-000211 · dav317.xml · nonDerivative · entry 4 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 752,778 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:40 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 100 | $93.41 | $9,341.00 |
DisclosureSEC source: 0000101829-04-000211 · dav317.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 755,978 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:40 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 3,100 | $93.40 | $289,540.00 |
DisclosureSEC source: 0000101829-04-000211 · dav317.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 756,078 Read SEC document |
| August 23, 2004 Filed Aug 24, 2004 19:40 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 800 | $93.39 | $74,712.00 |
DisclosureSEC source: 0000101829-04-000211 · dav317.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 759,178 Read SEC document |
| August 20, 2004 Filed Aug 24, 2004 19:08 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $19.56 | $0.00 |
DisclosureSEC source: 0000101829-04-000207 · dav316.xml · derivative · entry 30 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2005-06-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2004 Filed Aug 24, 2004 19:08 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 49,813 | $94.02 | $4,683,418.26 |
DisclosureSEC source: 0000101829-04-000207 · dav316.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 813,478 Read SEC document |
| August 20, 2004 Filed Aug 24, 2004 19:08 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 41,614 | $94.02 | $3,912,548.28 |
DisclosureSEC source: 0000101829-04-000207 · dav316.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 863,291 Read SEC document |
| August 20, 2004 Filed Aug 24, 2004 19:08 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 200,000 | $19.56 | $3,912,500.00 |
DisclosureSEC source: 0000101829-04-000207 · dav316.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 904,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2004 Filed Aug 24, 2004 19:13 UTC |
HARKIN RUTH RSVP Intl Affairs & Gov't Rltns
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $37.69 | $0.00 |
DisclosureSEC source: 0000101829-04-000209 · har315.xml · derivative · entry 13 HARKIN RUTH R · CIK 0001184189 · SVP Intl Affairs & Gov't Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2007-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2004 Filed Aug 24, 2004 19:13 UTC |
HARKIN RUTH RSVP Intl Affairs & Gov't Rltns
|
Tax withholdingCommon Stock | 6,462 | $94.02 | $607,557.24 |
DisclosureSEC source: 0000101829-04-000209 · har315.xml · nonDerivative · entry 2 HARKIN RUTH R · CIK 0001184189 · SVP Intl Affairs & Gov't Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,538 Read SEC document |
| August 20, 2004 Filed Aug 24, 2004 19:13 UTC |
HARKIN RUTH RSVP Intl Affairs & Gov't Rltns
|
Exercise / conversionCommon Stock | 30,000 | $37.69 | $1,130,625.00 |
DisclosureSEC source: 0000101829-04-000209 · har315.xml · nonDerivative · entry 1 HARKIN RUTH R · CIK 0001184189 · SVP Intl Affairs & Gov't Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2004 Filed Aug 17, 2004 16:28 UTC |
JAMISON GEORGE H IIIVice President, Communications
|
GrantPhantom Stock Unit · Derivative | 3.4371 | $90.92 Strike: $0.00 | $312.50 |
DisclosureSEC source: 0000101829-04-000204 · jam313.xml · derivative · entry 1 JAMISON GEORGE H III · CIK 0001214250 · Vice President, Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78.9511 Underlying: Common Stock · 3.4371 shares Expires not disclosed F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| August 13, 2004 Filed Aug 17, 2004 16:28 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 19.4769 | $90.92 Strike: $0.00 | $1,770.84 |
DisclosureSEC source: 0000101829-04-000205 · van314.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,231.0403 Underlying: Common Stock · 19.4769 shares Expires not disclosed F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.