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2823
SEC CIK
0000101829
Parsed reports
1,680

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 2026012
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202605
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2009 Filed Nov 17, 2009 22:18 UTC
DAVID GEORGE ALDirector · Chairman
SaleCommon Stock 400 $68.54 $27,416.40
Disclosure

SEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 11

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,547,606

Read SEC document
November 16, 2009 Filed Nov 17, 2009 22:18 UTC
DAVID GEORGE ALDirector · Chairman
SaleCommon Stock 400 $68.54 $27,416.80
Disclosure

SEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 10

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,548,006

Read SEC document
November 16, 2009 Filed Nov 17, 2009 22:18 UTC
DAVID GEORGE ALDirector · Chairman
SaleCommon Stock 200 $68.62 $13,724.20
Disclosure

SEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 9

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,548,406

Read SEC document
November 16, 2009 Filed Nov 17, 2009 22:18 UTC
DAVID GEORGE ALDirector · Chairman
SaleCommon Stock 200 $68.64 $13,728.20
Disclosure

SEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 8

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,548,606

Read SEC document
November 16, 2009 Filed Nov 17, 2009 22:18 UTC
DAVID GEORGE ALDirector · Chairman
SaleCommon Stock 100 $68.53 $6,853.20
Disclosure

SEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 7

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,548,806

Read SEC document
November 16, 2009 Filed Nov 17, 2009 22:18 UTC
DAVID GEORGE ALDirector · Chairman
SaleCommon Stock 100 $68.79 $6,879.00
Disclosure

SEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 6

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,548,906

Read SEC document
November 16, 2009 Filed Nov 17, 2009 22:18 UTC
DARNIS GERAUDPresident, Carrier Corporation
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $38.50 $0.00
Disclosure

SEC source: 0001225208-09-022406 · doc4.xml · derivative · entry 8

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 50,000 shares

Expires 2011-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2009 Filed Nov 17, 2009 22:18 UTC
DARNIS GERAUDPresident, Carrier Corporation
Tax withholdingCommon Stock 27,762 $69.34 $1,925,017.08
Disclosure

SEC source: 0001225208-09-022406 · doc4.xml · nonDerivative · entry 5

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,258.3696

Read SEC document
November 16, 2009 Filed Nov 17, 2009 22:18 UTC
DARNIS GERAUDPresident, Carrier Corporation
Tax withholdingCommon Stock 9,582 $69.34 $664,415.88
Disclosure

SEC source: 0001225208-09-022406 · doc4.xml · nonDerivative · entry 4

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,020.3696

Read SEC document
November 16, 2009 Filed Nov 17, 2009 22:18 UTC
DARNIS GERAUDPresident, Carrier Corporation
SaleCommon Stock 7,656 $69.55 $532,474.80
Disclosure

SEC source: 0001225208-09-022406 · doc4.xml · nonDerivative · entry 3

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,602.3696

Read SEC document
November 16, 2009 Filed Nov 17, 2009 22:18 UTC
DARNIS GERAUDPresident, Carrier Corporation
SaleCommon Stock 5,000 $69.54 $347,700.00
Disclosure

SEC source: 0001225208-09-022406 · doc4.xml · nonDerivative · entry 2

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,258.3696

Read SEC document
November 16, 2009 Filed Nov 17, 2009 22:18 UTC
DARNIS GERAUDPresident, Carrier Corporation
Exercise / conversionCommon Stock 50,000 $38.50 $1,925,000.00
Disclosure

SEC source: 0001225208-09-022406 · doc4.xml · nonDerivative · entry 1

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,258.3696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2009 Filed Nov 17, 2009 22:18 UTC
DAVID GEORGE ALDirector · Chairman
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $37.63 $0.00
Disclosure

SEC source: 0001225208-09-022405 · doc4.xml · derivative · entry 31

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2011-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2009 Filed Nov 17, 2009 22:18 UTC
DAVID GEORGE ALDirector · Chairman
Tax withholdingCommon Stock 166,018 $67.99 $11,287,563.82
Disclosure

SEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 5

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,549,006

Read SEC document
November 13, 2009 Filed Nov 17, 2009 22:18 UTC
DAVID GEORGE ALDirector · Chairman
Tax withholdingCommon Stock 58,185 $67.99 $3,955,998.15
Disclosure

SEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 4

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,715,024

Read SEC document
November 13, 2009 Filed Nov 17, 2009 22:18 UTC
DAVID GEORGE ALDirector · Chairman
Exercise / conversionCommon Stock 300,000 $37.63 $11,287,500.00
Disclosure

SEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 3

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,773,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2009 Filed Sep 24, 2009 21:42 UTC
Pino Jeffrey PPresident, Sikorsky Aircraft
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0001225208-09-019294 · doc4.xml · derivative · entry 9

Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2013-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2009 Filed Sep 24, 2009 21:42 UTC
Pino Jeffrey PPresident, Sikorsky Aircraft
SaleCommon Stock 10,000 $63.05 $630,502.00
Disclosure

SEC source: 0001225208-09-019294 · doc4.xml · nonDerivative · entry 7

Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,366

Read SEC document
September 23, 2009 Filed Sep 24, 2009 21:42 UTC
Pino Jeffrey PPresident, Sikorsky Aircraft
SaleCommon Stock 5,000 $62.97 $314,850.00
Disclosure

SEC source: 0001225208-09-019294 · doc4.xml · nonDerivative · entry 6

Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,366

Read SEC document
September 23, 2009 Filed Sep 24, 2009 21:42 UTC
Pino Jeffrey PPresident, Sikorsky Aircraft
SaleCommon Stock 5,000 $63.00 $315,000.50
Disclosure

SEC source: 0001225208-09-019294 · doc4.xml · nonDerivative · entry 5

Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,366

Read SEC document
September 23, 2009 Filed Sep 24, 2009 21:42 UTC
Pino Jeffrey PPresident, Sikorsky Aircraft
SaleCommon Stock 5,000 $63.03 $315,150.00
Disclosure

SEC source: 0001225208-09-019294 · doc4.xml · nonDerivative · entry 4

Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,366

Read SEC document
September 23, 2009 Filed Sep 24, 2009 21:42 UTC
Pino Jeffrey PPresident, Sikorsky Aircraft
SaleCommon Stock 3,500 $62.93 $220,256.40
Disclosure

SEC source: 0001225208-09-019294 · doc4.xml · nonDerivative · entry 3

Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,366

Read SEC document
September 23, 2009 Filed Sep 24, 2009 21:42 UTC
Pino Jeffrey PPresident, Sikorsky Aircraft
SaleCommon Stock 1,500 $63.00 $94,500.00
Disclosure

SEC source: 0001225208-09-019294 · doc4.xml · nonDerivative · entry 2

Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,866

Read SEC document
September 23, 2009 Filed Sep 24, 2009 21:42 UTC
Pino Jeffrey PPresident, Sikorsky Aircraft
Exercise / conversionCommon Stock 30,000 $31.71 $951,150.00
Disclosure

SEC source: 0001225208-09-019294 · doc4.xml · nonDerivative · entry 1

Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2009 Filed Nov 17, 2009 22:18 UTC
DAVID GEORGE ALDirector · Chairman
GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 2

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,473,209

Read SEC document
September 17, 2009 Filed Sep 21, 2009 21:30 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,700 $0.00 Strike: $31.09 $0.00
Disclosure

SEC source: 0001225208-09-019149 · doc4.xml · derivative · entry 6

GORELICK JAMIE S · CIK 0001184176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,700 shares

Expires 2010-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2009 Filed Sep 21, 2009 21:30 UTC SaleCommon Stock 3,200 $62.57 $200,227.20
Disclosure

SEC source: 0001225208-09-019149 · doc4.xml · nonDerivative · entry 4

GORELICK JAMIE S · CIK 0001184176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,906.9246

Read SEC document
September 17, 2009 Filed Sep 21, 2009 21:30 UTC SaleCommon Stock 2,000 $62.57 $125,140.00
Disclosure

SEC source: 0001225208-09-019149 · doc4.xml · nonDerivative · entry 3

GORELICK JAMIE S · CIK 0001184176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,106.9246

Read SEC document
September 17, 2009 Filed Sep 21, 2009 21:30 UTC SaleCommon Stock 500 $62.57 $31,286.00
Disclosure

SEC source: 0001225208-09-019149 · doc4.xml · nonDerivative · entry 2

GORELICK JAMIE S · CIK 0001184176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,106.9246

Read SEC document
September 17, 2009 Filed Sep 21, 2009 21:30 UTC Exercise / conversionCommon Stock 5,700 $31.09 $177,234.66
Disclosure

SEC source: 0001225208-09-019149 · doc4.xml · nonDerivative · entry 1

GORELICK JAMIE S · CIK 0001184176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,606.9246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2009 Filed Sep 21, 2009 21:30 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $32.17 $0.00
Disclosure

SEC source: 0001225208-09-019150 · doc4.xml · derivative · entry 9

VILLENEUVE ANDRE F H · CIK 0001140808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2012-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2009 Filed Sep 21, 2009 21:30 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $39.25 $0.00
Disclosure

SEC source: 0001225208-09-019150 · doc4.xml · derivative · entry 8

VILLENEUVE ANDRE F H · CIK 0001140808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2011-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2009 Filed Sep 21, 2009 21:30 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,700 $0.00 Strike: $37.63 $0.00
Disclosure

SEC source: 0001225208-09-019150 · doc4.xml · derivative · entry 7

VILLENEUVE ANDRE F H · CIK 0001140808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,700 shares

Expires 2011-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2009 Filed Sep 21, 2009 21:30 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,700 $0.00 Strike: $31.09 $0.00
Disclosure

SEC source: 0001225208-09-019150 · doc4.xml · derivative · entry 6

VILLENEUVE ANDRE F H · CIK 0001140808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,700 shares

Expires 2010-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2009 Filed Sep 21, 2009 21:30 UTC SaleCommon Stock 19,400 $62.25 $1,207,650.00
Disclosure

SEC source: 0001225208-09-019150 · doc4.xml · nonDerivative · entry 5

VILLENEUVE ANDRE F H · CIK 0001140808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 17, 2009 Filed Sep 21, 2009 21:30 UTC Exercise / conversionCommon Stock 3,700 $37.63 $139,212.50
Disclosure

SEC source: 0001225208-09-019150 · doc4.xml · nonDerivative · entry 4

VILLENEUVE ANDRE F H · CIK 0001140808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2009 Filed Sep 21, 2009 21:30 UTC Exercise / conversionCommon Stock 5,000 $32.17 $160,850.00
Disclosure

SEC source: 0001225208-09-019150 · doc4.xml · nonDerivative · entry 3

VILLENEUVE ANDRE F H · CIK 0001140808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2009 Filed Sep 21, 2009 21:30 UTC Exercise / conversionCommon Stock 5,000 $39.25 $196,250.00
Disclosure

SEC source: 0001225208-09-019150 · doc4.xml · nonDerivative · entry 2

VILLENEUVE ANDRE F H · CIK 0001140808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2009 Filed Sep 21, 2009 21:30 UTC Exercise / conversionCommon Stock 5,700 $31.09 $177,234.66
Disclosure

SEC source: 0001225208-09-019150 · doc4.xml · nonDerivative · entry 1

VILLENEUVE ANDRE F H · CIK 0001140808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2009 Filed Sep 15, 2009 21:19 UTC
BELLEMARE ALAINPresident, Hamilton Sundstrand
SaleCommon Stock 2,500 $61.38 $153,450.00
Disclosure

SEC source: 0001225208-09-018903 · doc4.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,484

Read SEC document
September 11, 2009 Filed Sep 14, 2009 22:09 UTC
DAVID GEORGE ALDirector · Chairman
SaleCommon Stock 37,353 $61.75 $2,306,547.75
Disclosure

SEC source: 0001225208-09-018873 · doc4.xml · nonDerivative · entry 5

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,697,096

Read SEC document
September 11, 2009 Filed Sep 14, 2009 22:09 UTC
DAVID GEORGE ALDirector · Chairman
SaleCommon Stock 200 $61.76 $12,352.00
Disclosure

SEC source: 0001225208-09-018873 · doc4.xml · nonDerivative · entry 4

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,734,449

Read SEC document
September 10, 2009 Filed Sep 14, 2009 22:09 UTC
BELLEMARE ALAINPresident, Hamilton Sundstrand
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0001225208-09-018872 · doc4.xml · derivative · entry 6

BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,400

Underlying: Common Stock · 5,000 shares

Expires 2013-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2009 Filed Sep 14, 2009 22:09 UTC
BELLEMARE ALAINPresident, Hamilton Sundstrand
SaleCommon Stock 3,100 $61.93 $191,989.20
Disclosure

SEC source: 0001225208-09-018872 · doc4.xml · nonDerivative · entry 4

BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,984

Read SEC document
September 10, 2009 Filed Sep 14, 2009 22:09 UTC
BELLEMARE ALAINPresident, Hamilton Sundstrand
SaleCommon Stock 1,800 $61.93 $111,477.60
Disclosure

SEC source: 0001225208-09-018872 · doc4.xml · nonDerivative · entry 3

BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,084

Read SEC document
September 10, 2009 Filed Sep 14, 2009 22:09 UTC
BELLEMARE ALAINPresident, Hamilton Sundstrand
SaleCommon Stock 100 $61.94 $6,194.10
Disclosure

SEC source: 0001225208-09-018872 · doc4.xml · nonDerivative · entry 2

BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,884

Read SEC document
September 10, 2009 Filed Sep 14, 2009 22:09 UTC
BELLEMARE ALAINPresident, Hamilton Sundstrand
Exercise / conversionCommon Stock 5,000 $31.71 $158,525.00
Disclosure

SEC source: 0001225208-09-018872 · doc4.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2009 Filed Sep 14, 2009 22:09 UTC
DAVID GEORGE ALDirector · Chairman
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $31.25 $0.00
Disclosure

SEC source: 0001225208-09-018873 · doc4.xml · derivative · entry 9

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2010-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2009 Filed Sep 14, 2009 22:09 UTC
DAVID GEORGE ALDirector · Chairman
Tax withholdingCommon Stock 100,888 $61.95 $6,250,011.60
Disclosure

SEC source: 0001225208-09-018873 · doc4.xml · nonDerivative · entry 3

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,734,649

Read SEC document
September 10, 2009 Filed Sep 14, 2009 22:09 UTC
DAVID GEORGE ALDirector · Chairman
Tax withholdingCommon Stock 41,559 $61.95 $2,574,580.05
Disclosure

SEC source: 0001225208-09-018873 · doc4.xml · nonDerivative · entry 2

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,835,537

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.