Last 12 months
Inside the activity.
0 purchase rows · 74 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 14 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 7 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 17, 2021 Filed Nov 19, 2021 00:15 UTC |
RIGGS RORY BDirector
|
SaleClass A Ordinary Shares | 31,341 | $42.33 | $1,326,636.32 |
DisclosureSEC source: 0001209191-21-065635 · doc4.xml · nonDerivative · entry 10 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By New Ventures III LLC Disclosed balance after: 1,115,645 F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.97 to $42.50 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 00:15 UTC |
RIGGS RORY BDirector
|
SaleClass A Ordinary Shares | 38,815 | $42.35 | $1,643,749.26 |
DisclosureSEC source: 0001209191-21-065635 · doc4.xml · nonDerivative · entry 9 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By New Ventures I LLC Disclosed balance after: 1,849,570 F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.50 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 00:15 UTC |
RIGGS RORY BDirector
|
SaleClass A Ordinary Shares | 69,233 | $42.35 | $2,931,899.85 |
DisclosureSEC source: 0001209191-21-065635 · doc4.xml · nonDerivative · entry 8 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By New Ventures Select Disclosed balance after: 500,549 F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.50 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 00:15 UTC |
RIGGS RORY BDirector
|
SaleClass A Ordinary Shares | 62,435 | $42.39 | $2,646,401.13 |
DisclosureSEC source: 0001209191-21-065635 · doc4.xml · nonDerivative · entry 7 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622,398 F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.90 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 19:18 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 65,852 | $42.12 | $2,773,659.90 |
DisclosureSEC source: 0001209191-21-065639 · doc4.xml · nonDerivative · entry 3 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2014 G, LLC Disclosed balance after: 714,148 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.29 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 19:18 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 27,341 | $43.19 | $1,180,822.25 |
DisclosureSEC source: 0001209191-21-065639 · doc4.xml · nonDerivative · entry 2 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2013 NG, LLC Disclosed balance after: 495,860 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.60 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 19:18 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 72,659 | $42.33 | $3,075,379.37 |
DisclosureSEC source: 0001209191-21-065639 · doc4.xml · nonDerivative · entry 1 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2013 NG, LLC Disclosed balance after: 523,201 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.98 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 16, 2021 Filed Nov 19, 2021 00:15 UTC |
RIGGS RORY BDirector
|
OtherClass A Ordinary Shares | 612,668 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-065635 · doc4.xml · nonDerivative · entry 6 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By New Ventures III LLC Disclosed balance after: 1,146,986 F7 · kind: New Ventures III LLC distributed these shares to its members on a pro rata basis, for no consideration. F7 · price: New Ventures III LLC distributed these shares to its members on a pro rata basis, for no consideration. Read SEC document |
| November 16, 2021 Filed Nov 19, 2021 00:15 UTC |
RIGGS RORY BDirector
|
OtherClass A Ordinary Shares | 1,028,973 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-065635 · doc4.xml · nonDerivative · entry 5 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By New Ventures I LLC Disclosed balance after: 1,888,385 F6 · kind: New Ventures I LLC distributed these shares to its members on a pro rata basis, for no consideration. F6 · price: New Ventures I LLC distributed these shares to its members on a pro rata basis, for no consideration. Read SEC document |
| November 16, 2021 Filed Nov 19, 2021 00:15 UTC |
RIGGS RORY BDirector
|
OtherClass A Ordinary Shares | 219,710 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-065635 · doc4.xml · nonDerivative · entry 4 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By New Ventures Select Disclosed balance after: 569,782 F5 · kind: New Ventures Select distributed these shares to its members on a pro rata basis, for no consideration. F5 · price: New Ventures Select distributed these shares to its members on a pro rata basis, for no consideration. Read SEC document |
| November 16, 2021 Filed Nov 19, 2021 00:15 UTC |
RIGGS RORY BDirector
|
SaleClass A Ordinary Shares | 12,565 | $42.01 | $527,805.39 |
DisclosureSEC source: 0001209191-21-065635 · doc4.xml · nonDerivative · entry 3 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 684,833 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.06 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 16, 2021 Filed Nov 19, 2021 00:15 UTC |
RIGGS RORY BDirector
|
OtherClass A Ordinary Shares | 61,338 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-065635 · doc4.xml · nonDerivative · entry 2 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 697,398 F3 · kind: Pro rata distribution from New Ventures I LLC, of which the Reporting Person has voting and investment control. F2 · price: Pro rata distribution from a limited liability company of which the Reporting Person is a member. Read SEC document |
| November 16, 2021 Filed Nov 19, 2021 00:15 UTC |
RIGGS RORY BDirector
|
OtherClass A Ordinary Shares | 4,674 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-065635 · doc4.xml · nonDerivative · entry 1 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,060 F1 · kind: Pro rata distribution from New Ventures Select, of which the Reporting Person has voting and investment control. F2 · price: Pro rata distribution from a limited liability company of which the Reporting Person is a member. Read SEC document |
| September 30, 2021 Filed Sep 30, 2021 19:12 UTC |
Bassler Bonnie LDirector
|
GrantClass A Ordinary Shares | 992 | $37.80 | $37,499.19 |
DisclosureSEC source: 0001209191-21-058157 · doc4.xml · nonDerivative · entry 1 Bassler Bonnie L · CIK 0001683607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,772 F1 · price: Reflects Class A Ordinary Shares issued to the reporting person under the Issuer's 2020 Independent Director Equity Incentive Plan in lieu of a quarterly retainer payment of $37,500. Read SEC document |
| September 30, 2021 Filed Sep 30, 2021 19:17 UTC |
Fernandez Henry ADirector
|
GrantClass A Ordinary Shares | 992 | $37.80 | $37,499.19 |
DisclosureSEC source: 0001209191-21-058159 · doc4.xml · nonDerivative · entry 1 Fernandez Henry A · CIK 0001416750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,978 F1 · price: Reflects Class A Ordinary Shares issued to the reporting person under the Issuer's 2020 Independent Director Equity Incentive Plan in lieu of a quarterly retainer payment of $37,500. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 19:56 UTC |
RIGGS RORY BDirector
|
OtherClass A Ordinary Shares | 314,886 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-058170 · doc4.xml · nonDerivative · entry 11 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By New Ventures III LLC Disclosed balance after: 1,759,654 F11 · kind: New Ventures III LLC distributed these shares to its members on a pro rata basis, for no consideration. F11 · price: New Ventures III LLC distributed these shares to its members on a pro rata basis, for no consideration. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 19:56 UTC |
RIGGS RORY BDirector
|
SaleClass A Ordinary Shares | 7,000 | $36.67 | $256,671.10 |
DisclosureSEC source: 0001209191-21-058170 · doc4.xml · nonDerivative · entry 10 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By New Ventures III LLC Disclosed balance after: 2,074,540 F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.62 to $36.75 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 19:56 UTC |
RIGGS RORY BDirector
|
OtherClass A Ordinary Shares | 511,727 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-058170 · doc4.xml · nonDerivative · entry 9 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By New Ventures I LLC Disclosed balance after: 2,917,358 F9 · kind: New Ventures I LLC distributed these shares to its members on a pro rata basis, for no consideration. F9 · price: New Ventures I LLC distributed these shares to its members on a pro rata basis, for no consideration. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 19:56 UTC |
RIGGS RORY BDirector
|
SaleClass A Ordinary Shares | 22,173 | $36.31 | $805,199.19 |
DisclosureSEC source: 0001209191-21-058170 · doc4.xml · nonDerivative · entry 8 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By New Ventures I LLC Disclosed balance after: 3,429,085 F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.25 to $36.50 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 19:56 UTC |
RIGGS RORY BDirector
|
OtherClass A Ordinary Shares | 109,814 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-058170 · doc4.xml · nonDerivative · entry 7 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By New Ventures Select Disclosed balance after: 789,492 F8 · kind: New Ventures Select distributed these shares to its members on a pro rata basis, for no consideration. F8 · price: New Ventures Select distributed these shares to its members on a pro rata basis, for no consideration. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 19:56 UTC |
RIGGS RORY BDirector
|
SaleClass A Ordinary Shares | 34,604 | $36.31 | $1,256,623.50 |
DisclosureSEC source: 0001209191-21-058170 · doc4.xml · nonDerivative · entry 6 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By New Ventures Select Disclosed balance after: 899,306 F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.25 to $36.50 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 19:56 UTC |
RIGGS RORY BDirector
|
OtherClass A Ordinary Shares | 8,641 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-058170 · doc4.xml · nonDerivative · entry 5 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,386 F6 · kind: Pro rata distribution from New Ventures III LLC, of which the Reporting Person has voting and investment control. F4 · price: Pro rata distribution from a limited liability company of which the Reporting Person is a member. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 19:56 UTC |
RIGGS RORY BDirector
|
OtherClass A Ordinary Shares | 5,299 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-058170 · doc4.xml · nonDerivative · entry 4 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622,745 F5 · kind: Pro rata distribution from New Ventures I LLC, of which the Reporting Person has voting and investment control. F4 · price: Pro rata distribution from a limited liability company of which the Reporting Person is a member. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 19:56 UTC |
RIGGS RORY BDirector
|
OtherClass A Ordinary Shares | 2,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-058170 · doc4.xml · nonDerivative · entry 3 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,446 F3 · kind: Pro rata distribution from New Ventures Select, of which the Reporting Person has voting and investment control. F4 · price: Pro rata distribution from a limited liability company of which the Reporting Person is a member. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 19:56 UTC |
RIGGS RORY BDirector
|
SaleClass A Ordinary Shares | 24,648 | $36.50 | $899,706.23 |
DisclosureSEC source: 0001209191-21-058170 · doc4.xml · nonDerivative · entry 2 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,112 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.15 to $36.87 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 19:56 UTC |
RIGGS RORY BDirector
|
SaleClass A Ordinary Shares | 40,000 | $36.75 | $1,470,088.00 |
DisclosureSEC source: 0001209191-21-058170 · doc4.xml · nonDerivative · entry 1 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639,760 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.58 to $36.96 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 10, 2021 Filed Sep 30, 2021 19:56 UTC |
RIGGS RORY BDirector
|
GiftLP interests in RPI US Partners 2019, LP · Derivative | 7,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-058170 · doc4.xml · derivative · entry 13 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,059 Underlying: Class A Ordinary Shares · 76,920 shares Expires not disclosed F12 · derivative.exercise_price: No limited partnership interests in RPI US Partners 2019, LP ("RPI US LP") are being exchanged by the Reporting Person. Each limited partnership interest in RPI US LP ("RPI US LP Interest") may be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. Any exchanges will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with an exchange. F13 · kind: The Reporting Person made a charitable donation of RPI US LP Interests. No Class A Ordinary Shares or RPI US LP Interests were sold. F14 · derivative.exercise_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. F14 · derivative.expiration_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. Read SEC document |
| September 10, 2021 Filed Nov 18, 2021 19:18 UTC |
Lloyd George W.EVP, Investments & GC
|
GiftLP interests in RPI US Partners 2019, LP · Derivative | 1,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065639 · doc4.xml · derivative · entry 9 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,889 Underlying: Class A Ordinary Shares · 12,820 shares Expires not disclosed F5 · derivative.exercise_price: No limited partnership interests in RPI US Partners 2019, LP ("RPI US LP") are being exchanged by the Reporting Person. Each limited partnership interest in RPI US LP ("RPI US LP Interest") may be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. Any exchanges will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with an exchange. F6 · kind: The Reporting Person made a charitable donation of RPI US LP Interests. No Class A Ordinary Shares or RPI US LP Interests were sold. F7 · derivative.exercise_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. F7 · derivative.expiration_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. F8 · balance_after: The Reporting Person has agreed to retain and not sell Class A Ordinary Shares and RPI US LP Interests convertible into Class A Ordinary Shares representing approximately 7,397,096 Class A Ordinary Shares before February 2025 pursuant to an agreement by and between the Reporting Person and RP Management, LLC. This restriction is waivable under certain circumstances. Read SEC document |
| September 10, 2021 Filed Dec 30, 2021 23:03 UTC |
Reddoch James F.EVP, Research & Investments
|
GiftLP interests in RPI US Partners 2019, LP · Derivative | 5,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071636 · doc4.xml · derivative · entry 1 Reddoch James F. · CIK 0001814872 · EVP, Research & Investments 10b5-1 filing: Not disclosed Ownership: Indirect · By Reddoch RPI LLC Disclosed balance after: 481,270 Underlying: Class A Ordinary Shares · 51,280 shares Expires not disclosed F1 · derivative.exercise_price: No limited partnership interests in RPI US Partners 2019, LP ("RPI US LP") are being exchanged by the Reporting Person. Each limited partnership interest in RPI US LP ("RPI US LP Interest") may be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. Any exchanges will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with an exchange F2 · kind: The Reporting Person made a charitable donation of RPI US LP Interests. No Class A Ordinary Shares or RPI US LP Interests were sold. F3 · derivative.exercise_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. F3 · derivative.expiration_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. F4 · balance_after: The Reporting Person has agreed to retain and not sell 481,270 RPI US LP Interests convertible into 4,812,700 Class A Ordinary Shares before February 2025 pursuant to an agreement by and between the Reporting Person and RP Management, LLC. This restriction is waivable under certain circumstances. Read SEC document |
| July 26, 2021 Filed Jul 27, 2021 17:29 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 8,449 | $39.76 | $335,941.53 |
DisclosureSEC source: 0001209191-21-048317 · doc4.xml · nonDerivative · entry 2 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2014 G, LLC Disclosed balance after: 780,000 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.56 to $40.21 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 26, 2021 Filed Jul 27, 2021 17:29 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 4,913 | $39.81 | $195,590.95 |
DisclosureSEC source: 0001209191-21-048317 · doc4.xml · nonDerivative · entry 1 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2013 NG, LLC Disclosed balance after: 595,860 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.57 to $40.21 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 26, 2021 Filed Jul 27, 2021 21:25 UTC |
Reddoch James F.EVP, Research & Investments
|
SaleClass A Ordinary Shares | 8,949 | $39.78 | $355,976.90 |
DisclosureSEC source: 0001209191-21-048313 · doc4.xml · nonDerivative · entry 1 Reddoch James F. · CIK 0001814872 · EVP, Research & Investments 10b5-1 filing: Not disclosed Ownership: Indirect · By Reddoch RPI LLC Disclosed balance after: 1,170,800 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.57 to $40.21 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 26, 2021 Filed Jul 27, 2021 21:23 UTC |
Reddoch James F.EVP, Research & Investments
|
SaleClass A Ordinary Shares | 8,949 | $39.78 | $355,976.90 |
DisclosureSEC source: 0001209191-21-048310 · doc4.xml · nonDerivative · entry 1 Reddoch James F. · CIK 0001814872 · EVP, Research & Investments 10b5-1 filing: Not disclosed Ownership: Indirect · By Reddoch RPI LLC Disclosed balance after: 1,170,800 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.57 to $40.21 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 14, 2021 Filed Jul 14, 2021 21:17 UTC |
Reddoch James F.EVP, Research & Investments
|
SaleClass A Ordinary Shares | 2 | $42.00 | $84.00 |
DisclosureSEC source: 0000899243-21-028334 · doc4.xml · nonDerivative · entry 3 Reddoch James F. · CIK 0001814872 · EVP, Research & Investments 10b5-1 filing: Not disclosed Ownership: Indirect · By Reddoch RPI LLC Disclosed balance after: 1,179,749 Read SEC document |
| July 13, 2021 Filed Jul 14, 2021 17:18 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 17,981 | $42.01 | $755,362.03 |
DisclosureSEC source: 0000899243-21-028335 · doc4.xml · nonDerivative · entry 3 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2014 G, LLC Disclosed balance after: 788,449 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.03 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 13, 2021 Filed Jul 14, 2021 17:18 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 5,068 | $42.01 | $212,889.96 |
DisclosureSEC source: 0000899243-21-028335 · doc4.xml · nonDerivative · entry 2 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2013 NG, LLC Disclosed balance after: 600,773 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.03 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 13, 2021 Filed Jul 14, 2021 21:17 UTC |
Reddoch James F.EVP, Research & Investments
|
SaleClass A Ordinary Shares | 17,832 | $42.01 | $749,081.31 |
DisclosureSEC source: 0000899243-21-028334 · doc4.xml · nonDerivative · entry 2 Reddoch James F. · CIK 0001814872 · EVP, Research & Investments 10b5-1 filing: Not disclosed Ownership: Indirect · By Reddoch RPI LLC Disclosed balance after: 1,179,751 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.04 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 17:18 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 100 | $42.04 | $4,204.00 |
DisclosureSEC source: 0000899243-21-028335 · doc4.xml · nonDerivative · entry 1 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2014 G, LLC Disclosed balance after: 806,430 Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 21:17 UTC |
Reddoch James F.EVP, Research & Investments
|
SaleClass A Ordinary Shares | 100 | $42.04 | $4,204.00 |
DisclosureSEC source: 0000899243-21-028334 · doc4.xml · nonDerivative · entry 1 Reddoch James F. · CIK 0001814872 · EVP, Research & Investments 10b5-1 filing: Not disclosed Ownership: Indirect · By Reddoch RPI LLC Disclosed balance after: 1,197,583 Read SEC document |
| July 08, 2021 Filed Jul 8, 2021 19:36 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 40,667 | $42.05 | $1,709,900.95 |
DisclosureSEC source: 0000950103-21-010244 · dp154126_4-lloyd.xml · nonDerivative · entry 6 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2014 G, LLC Disclosed balance after: 806,530 F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.21 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 08, 2021 Filed Jul 8, 2021 19:36 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 8,392 | $42.05 | $352,887.80 |
DisclosureSEC source: 0000950103-21-010244 · dp154126_4-lloyd.xml · nonDerivative · entry 5 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2013 NG, LLC Disclosed balance after: 605,841 F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.21 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 08, 2021 Filed Jul 8, 2021 23:37 UTC |
Reddoch James F.EVP, Research & Investments
|
SaleClass A Ordinary Shares | 40,655 | $42.05 | $1,709,380.13 |
DisclosureSEC source: 0000950103-21-010245 · dp154125_4-reddoch.xml · nonDerivative · entry 3 Reddoch James F. · CIK 0001814872 · EVP, Research & Investments 10b5-1 filing: Not disclosed Ownership: Indirect · By Reddoch RPI LLC Disclosed balance after: 1,197,683 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.21 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 07, 2021 Filed Jul 8, 2021 19:36 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 2,500 | $42.01 | $105,022.00 |
DisclosureSEC source: 0000950103-21-010244 · dp154126_4-lloyd.xml · nonDerivative · entry 4 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2014 G, LLC Disclosed balance after: 847,197 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.03 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 07, 2021 Filed Jul 8, 2021 19:36 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 400 | $42.02 | $16,806.00 |
DisclosureSEC source: 0000950103-21-010244 · dp154126_4-lloyd.xml · nonDerivative · entry 3 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2013 NG, LLC Disclosed balance after: 614,233 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.01 to $42.02 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 07, 2021 Filed Jul 8, 2021 23:37 UTC |
Reddoch James F.EVP, Research & Investments
|
SaleClass A Ordinary Shares | 2,192 | $42.01 | $92,086.80 |
DisclosureSEC source: 0000950103-21-010245 · dp154125_4-reddoch.xml · nonDerivative · entry 2 Reddoch James F. · CIK 0001814872 · EVP, Research & Investments 10b5-1 filing: Not disclosed Ownership: Indirect · By Reddoch RPI LLC Disclosed balance after: 1,238,338 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.03 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 19:36 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 30,303 | $42.41 | $1,285,025.99 |
DisclosureSEC source: 0000950103-21-010244 · dp154126_4-lloyd.xml · nonDerivative · entry 2 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2014 G, LLC Disclosed balance after: 849,697 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.84 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 19:36 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 6,227 | $42.42 | $264,118.83 |
DisclosureSEC source: 0000950103-21-010244 · dp154126_4-lloyd.xml · nonDerivative · entry 1 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2013 NG, LLC Disclosed balance after: 614,633 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.04 to $42.88 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 23:37 UTC |
Reddoch James F.EVP, Research & Investments
|
SaleClass A Ordinary Shares | 30,270 | $42.40 | $1,283,560.00 |
DisclosureSEC source: 0000950103-21-010245 · dp154125_4-reddoch.xml · nonDerivative · entry 1 Reddoch James F. · CIK 0001814872 · EVP, Research & Investments 10b5-1 filing: Not disclosed Ownership: Indirect · By Reddoch RPI LLC Disclosed balance after: 1,240,530 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.82 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 30, 2021 Filed Jun 30, 2021 21:50 UTC |
Fernandez Henry ADirector
|
GrantClass A Ordinary Shares | 871 | $43.04 | $37,489.23 |
DisclosureSEC source: 0000950103-21-009790 · dp153694_4-fernandez.xml · nonDerivative · entry 1 Fernandez Henry A · CIK 0001416750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,986 F1 · price: Reflects Class A Ordinary Shares issued to the reporting person under the Issuer's 2020 Independent Director Equity Incentive Plan in lieu of a quarterly retainer payment of $37,500. Read SEC document |
| June 30, 2021 Filed Jun 30, 2021 21:15 UTC |
Bassler Bonnie LDirector
|
GrantClass A Ordinary Shares | 871 | $43.04 | $37,489.23 |
DisclosureSEC source: 0000950103-21-009784 · dp153693_4-bassler.xml · nonDerivative · entry 1 Bassler Bonnie L · CIK 0001683607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,780 F1 · price: Reflects Class A Ordinary Shares issued to the reporting person under the Issuer's 2020 Independent Director Equity Incentive Plan in lieu of a quarterly retainer payment of $37,500. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.