Last 12 months
Inside the activity.
0 purchase rows · 14 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 9 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2023 Filed May 18, 2023 20:12 UTC |
Spignesi Robert G. Jr.Director · PRESIDENT AND CEO
|
PurchaseClass A Common Stock | 3,000 | $0.91 | $2,715.00 |
DisclosureSEC source: 0001380106-23-000121 · wf-form4_168444073277211.xml · nonDerivative · entry 3 Spignesi Robert G. Jr. · CIK 0001853904 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 298,073 Read SEC document |
| May 17, 2023 Filed May 18, 2023 20:12 UTC |
Spignesi Robert G. Jr.Director · PRESIDENT AND CEO
|
PurchaseClass A Common Stock | 100 | $0.90 | $90.10 |
DisclosureSEC source: 0001380106-23-000121 · wf-form4_168444073277211.xml · nonDerivative · entry 2 Spignesi Robert G. Jr. · CIK 0001853904 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 295,073 Read SEC document |
| May 17, 2023 Filed May 18, 2023 20:12 UTC |
Spignesi Robert G. Jr.Director · PRESIDENT AND CEO
|
PurchaseClass A Common Stock | 200 | $0.89 | $178.00 |
DisclosureSEC source: 0001380106-23-000121 · wf-form4_168444073277211.xml · nonDerivative · entry 1 Spignesi Robert G. Jr. · CIK 0001853904 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,973 Read SEC document |
| May 04, 2023 Filed May 5, 2023 18:09 UTC |
RICCIARDI NATALE SDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $0.87 | $0.00 |
DisclosureSEC source: 0001380106-23-000083 · wf-form4_168332456471384.xml · derivative · entry 1 RICCIARDI NATALE S · CIK 0001107158 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 25,000 shares Expires 2033-05-03 F1 · derivative.exercise_date: The option shall vest and become exercisable in full on the earlier of (i) the first anniversary of the Grant Date, or (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company provided that the Reporting Person remains in continuous service on such vesting date. Read SEC document |
| May 04, 2023 Filed May 5, 2023 22:05 UTC |
PEI MELINDA LITHERLANDDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $0.87 | $0.00 |
DisclosureSEC source: 0001380106-23-000081 · wf-form4_168332432591707.xml · derivative · entry 1 PEI MELINDA LITHERLAND · CIK 0001703469 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 25,000 shares Expires 2033-05-03 F1 · derivative.exercise_date: The option shall vest and become exercisable in full on the earlier of (i) the first anniversary of the Grant Date, or (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company provided that the Reporting Person remains in continuous service on such vesting date. Read SEC document |
| May 04, 2023 Filed May 5, 2023 22:03 UTC |
Kollender Richard SDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $0.87 | $0.00 |
DisclosureSEC source: 0001380106-23-000080 · wf-form4_168332420163997.xml · derivative · entry 1 Kollender Richard S · CIK 0001415666 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 25,000 shares Expires 2033-05-03 F1 · derivative.exercise_date: The option shall vest and become exercisable in full on the earlier of (i) the first anniversary of the Grant Date, or (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company provided that the Reporting Person remains in continuous service on such vesting date. Read SEC document |
| May 04, 2023 Filed May 6, 2023 00:41 UTC |
Schwartz Jeffrey LawrenceDirector · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $0.87 | $0.00 |
DisclosureSEC source: 0000899243-23-012409 · doc4.xml · derivative · entry 1 Schwartz Jeffrey Lawrence · CIK 0001702957 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 25,000 shares Expires 2033-05-03 F1 · derivative.exercise_date: The option shall vest and become exercisable in full on the earlier of (i) the first anniversary of the Grant Date, or (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company provided that the Reporting Person remains in continuous service on such vesting date. Read SEC document |
| May 04, 2023 Filed May 5, 2023 22:07 UTC |
LOWENSTEIN INESEDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $0.87 | $0.00 |
DisclosureSEC source: 0001380106-23-000082 · wf-form4_168332446064135.xml · derivative · entry 1 LOWENSTEIN INESE · CIK 0001900476 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 25,000 shares Expires 2033-05-03 F1 · derivative.exercise_date: The option shall vest and become exercisable in full on the earlier of (i) the first anniversary of the Grant Date, or (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company provided that the Reporting Person remains in continuous service on such vesting date. Read SEC document |
| May 04, 2023 Filed May 5, 2023 22:01 UTC |
Hirsch DavidDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $0.87 | $0.00 |
DisclosureSEC source: 0001380106-23-000079 · wf-form4_168332409394352.xml · derivative · entry 1 Hirsch David · CIK 0001619884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 25,000 shares Expires 2033-05-03 F1 · derivative.exercise_date: The option shall vest and become exercisable in full on the earlier of (i) the first anniversary of the Grant Date, or (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company provided that the Reporting Person remains in continuous service on such vesting date. Read SEC document |
| March 09, 2023 Filed Mar 14, 2023 01:31 UTC |
Wilson John J. AddingtonCHIEF OPERATING OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 210,900 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001872301-23-000002 · wf-form4_167875745995643.xml · derivative · entry 2 Wilson John J. Addington · CIK 0001872301 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,900 Underlying: Class A Common Stock · 210,900 shares Expires 2033-03-08 F2 · derivative.exercise_date: The option vests and becomes exercisable in 48 substantially equal monthly installments with the first installment vesting on April 9, 2023. Read SEC document |
| March 09, 2023 Filed Mar 14, 2023 01:31 UTC |
Wilson John J. AddingtonCHIEF OPERATING OFFICER
|
GrantClass A Common Stock | 100,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001872301-23-000002 · wf-form4_167875745995643.xml · nonDerivative · entry 1 Wilson John J. Addington · CIK 0001872301 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,377 F1 · shares: Grant of restricted stock units ("RSUs") that vest in three annual installments with 33.4% vesting on the first anniversary of March 9, 2023 (the "grant date") and 33.3% vesting on each of the second and third anniversaries of the grant date provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| March 09, 2023 Filed Mar 14, 2023 01:25 UTC |
Paris JonathanSVP, GENERAL COUNSEL
|
GrantStock Option (Right to Buy) · Derivative | 196,700 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001866482-23-000003 · wf-form4_167875714297728.xml · derivative · entry 2 Paris Jonathan · CIK 0001866482 · SVP, GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,700 Underlying: Class A Common Stock · 196,700 shares Expires 2033-03-08 F2 · derivative.exercise_date: The option vests and becomes exercisable in 48 substantially equal monthly installments with the first installment vesting on April 9, 2023. Read SEC document |
| March 09, 2023 Filed Mar 14, 2023 01:25 UTC |
Paris JonathanSVP, GENERAL COUNSEL
|
GrantClass A Common Stock | 86,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001866482-23-000003 · wf-form4_167875714297728.xml · nonDerivative · entry 1 Paris Jonathan · CIK 0001866482 · SVP, GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,698 F1 · shares: Grant of restricted stock units ("RSUs") that vest in three annual installments with 33.4% vesting on the first anniversary of March 9, 2023 (the "grant date") and 33.3% vesting on each of the second and third anniversaries of the grant date provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| March 09, 2023 Filed Mar 14, 2023 01:29 UTC |
Spignesi Robert G. Jr.Director · PRESIDENT AND CEO
|
GrantStock Option (Right to Buy) · Derivative | 217,700 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001853904-23-000002 · wf-form4_167875738403056.xml · derivative · entry 2 Spignesi Robert G. Jr. · CIK 0001853904 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,700 Underlying: Class A Common Stock · 217,700 shares Expires 2033-03-08 F2 · derivative.exercise_date: The option vests and becomes exercisable in 48 substantially equal monthly installments with the first installment vesting on April 9, 2023. Read SEC document |
| March 09, 2023 Filed Mar 14, 2023 01:29 UTC |
Spignesi Robert G. Jr.Director · PRESIDENT AND CEO
|
GrantClass A Common Stock | 108,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001853904-23-000002 · wf-form4_167875738403056.xml · nonDerivative · entry 1 Spignesi Robert G. Jr. · CIK 0001853904 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,773 F1 · shares: Grant of restricted stock units ("RSUs") that vest in three annual installments with 33.4% vesting on the first anniversary of March 9, 2023 (the "grant date") and 33.3% vesting on each of the second and third anniversaries of the grant date provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| March 09, 2023 Filed Mar 14, 2023 01:28 UTC |
WIRTJES SEAN MCHIEF FINANCIAL OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 198,600 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001289733-23-000002 · wf-form4_167875728496179.xml · derivative · entry 2 WIRTJES SEAN M · CIK 0001289733 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,600 Underlying: Class A Common Stock · 198,600 shares Expires 2033-03-08 F2 · derivative.exercise_date: The option vests and becomes exercisable in 48 substantially equal monthly installments with the first installment vesting on April 9, 2023. Read SEC document |
| March 09, 2023 Filed Mar 14, 2023 01:28 UTC |
WIRTJES SEAN MCHIEF FINANCIAL OFFICER
|
GrantClass A Common Stock | 78,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001289733-23-000002 · wf-form4_167875728496179.xml · nonDerivative · entry 1 WIRTJES SEAN M · CIK 0001289733 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,912 F1 · shares: Grant of restricted stock units ("RSUs") that vest in three annual installments with 33.4% vesting on the first anniversary of March 9, 2023 (the "grant date") and 33.3% vesting on each of the second and third anniversaries of the grant date provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| March 09, 2023 Filed Mar 14, 2023 01:32 UTC |
VEZINA VICTORIACHIEF HUMAN RESOURCES OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 147,300 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001608091-23-000002 · wf-form4_167875753509634.xml · derivative · entry 2 VEZINA VICTORIA · CIK 0001608091 · CHIEF HUMAN RESOURCES OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,300 Underlying: Class A Common Stock · 147,300 shares Expires 2033-03-08 F2 · derivative.exercise_date: The option vests and becomes exercisable in 48 substantially equal monthly installments with the first installment vesting on April 9, 2023. Read SEC document |
| March 09, 2023 Filed Mar 14, 2023 01:32 UTC |
VEZINA VICTORIACHIEF HUMAN RESOURCES OFFICER
|
GrantClass A Common Stock | 57,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001608091-23-000002 · wf-form4_167875753509634.xml · nonDerivative · entry 1 VEZINA VICTORIA · CIK 0001608091 · CHIEF HUMAN RESOURCES OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,031 F1 · shares: Grant of restricted stock units ("RSUs") that vest in three annual installments with 33.4% vesting on the first anniversary of March 9, 2023 (the "grant date") and 33.3% vesting on each of the second and third anniversaries of the grant date provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 02:32 UTC |
Wilson John J. AddingtonChief Operating Officer
|
Tax withholdingClass A Common Stock | 7,075 | $1.30 | $9,197.50 |
DisclosureSEC source: 0001127602-23-005423 · form4.xml · nonDerivative · entry 1 Wilson John J. Addington · CIK 0001872301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,477 F1 · shares: Represents the withholding of shares received upon the vesting of restricted stock units to cover the associated tax obligations. F2 · balance_after: Includes 3,302 shares acquired under the Rapid Micro Biosystems, Inc. employee stock purchase plan on September 14, 2022. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 02:45 UTC |
Paris JonathanSVP, GC & Secretary
|
Tax withholdingClass A Common Stock | 5,054 | $1.30 | $6,570.20 |
DisclosureSEC source: 0001127602-23-005433 · form4.xml · nonDerivative · entry 1 Paris Jonathan · CIK 0001866482 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,998 F1 · shares: Represents the withholding of shares received upon the vesting of restricted stock units to cover the associated tax obligations. F2 · balance_after: Includes 3,302 shares acquired under the Rapid Micro Biosystems, Inc. employee stock purchase plan on September 14, 2022. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 02:48 UTC |
Spignesi Robert G. Jr.Director · President and CEO
|
Tax withholdingClass A Common Stock | 11,406 | $1.30 | $14,827.80 |
DisclosureSEC source: 0001127602-23-005435 · form4.xml · nonDerivative · entry 1 Spignesi Robert G. Jr. · CIK 0001853904 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,923 F1 · shares: Represents the withholding of shares received upon the vesting of restricted stock units to cover the associated tax obligations. F2 · balance_after: Includes 3,302 shares acquired under the Rapid Micro Biosystems, Inc. employee stock purchase plan on September 14, 2022. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 02:39 UTC |
WIRTJES SEAN MChief Financial Officer
|
Tax withholdingClass A Common Stock | 4,621 | $1.30 | $6,007.30 |
DisclosureSEC source: 0001127602-23-005431 · form4.xml · nonDerivative · entry 1 WIRTJES SEAN M · CIK 0001289733 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,312 F1 · shares: Represents the withholding of shares received upon the vesting of restricted stock units to cover the associated tax obligations. F2 · balance_after: Includes 3,302 shares acquired under the Rapid Micro Biosystems, Inc. employee stock purchase plan on September 14, 2022. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 02:35 UTC |
VEZINA VICTORIAChief Human Resources Officer
|
Tax withholdingClass A Common Stock | 3,321 | $1.30 | $4,317.30 |
DisclosureSEC source: 0001127602-23-005428 · form4.xml · nonDerivative · entry 1 VEZINA VICTORIA · CIK 0001608091 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,731 F1 · shares: Represents the withholding of shares received upon the vesting of restricted stock units to cover the associated tax obligations. F2 · balance_after: Includes 3,302 shares acquired under the Rapid Micro Biosystems, Inc. employee stock purchase plan on September 14, 2022. Read SEC document |
| June 03, 2022 Filed Jun 6, 2022 23:45 UTC |
KENNEDY LEWIS MANAGEMENT LP10% owner
Kennedy Lewis GP II LLC10% owner
Kennedy Lewis GP III LLC10% owner
KLM GP LLC10% owner
Richman Darren10% owner
CHENE DAVID10% owner
|
PurchaseCommon Stock | 29,398 | $4.66 | $137,129.91 |
DisclosureSEC source: 0000899243-22-021262 · doc4.xml · nonDerivative · entry 4 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · 10% owner Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · 10% owner Kennedy Lewis GP II LLC · CIK 0001855024 · 10% owner Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · 10% owner Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · 10% owner Kennedy Lewis GP III LLC · CIK 0001897209 · 10% owner KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · 10% owner KLM GP LLC · CIK 0001797767 · 10% owner Richman Darren · CIK 0001594474 · 10% owner CHENE DAVID · CIK 0001797237 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,904,490 F7 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $4.54 to $4.8, inclusive. F6 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund III LP ("Master Fund III"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting F4 · ownership.nature: (Continued from footnote 3) and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F5 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| June 03, 2022 Filed Jun 6, 2022 23:45 UTC |
KENNEDY LEWIS MANAGEMENT LP10% owner
Kennedy Lewis GP II LLC10% owner
Kennedy Lewis GP III LLC10% owner
KLM GP LLC10% owner
Richman Darren10% owner
CHENE DAVID10% owner
|
PurchaseCommon Stock | 20,602 | $4.66 | $96,100.09 |
DisclosureSEC source: 0000899243-22-021262 · doc4.xml · nonDerivative · entry 3 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · 10% owner Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · 10% owner Kennedy Lewis GP II LLC · CIK 0001855024 · 10% owner Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · 10% owner Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · 10% owner Kennedy Lewis GP III LLC · CIK 0001897209 · 10% owner KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · 10% owner KLM GP LLC · CIK 0001797767 · 10% owner Richman Darren · CIK 0001594474 · 10% owner CHENE DAVID · CIK 0001797237 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,035,441 F7 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $4.54 to $4.8, inclusive. F2 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund III, as defined below, the "Funds"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting F4 · ownership.nature: (Continued from footnote 3) and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F5 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 23:45 UTC |
KENNEDY LEWIS MANAGEMENT LP10% owner
Kennedy Lewis GP II LLC10% owner
Kennedy Lewis GP III LLC10% owner
KLM GP LLC10% owner
Richman Darren10% owner
CHENE DAVID10% owner
|
PurchaseCommon Stock | 5,938 | $4.99 | $29,611.62 |
DisclosureSEC source: 0000899243-22-021262 · doc4.xml · nonDerivative · entry 2 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · 10% owner Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · 10% owner Kennedy Lewis GP II LLC · CIK 0001855024 · 10% owner Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · 10% owner Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · 10% owner Kennedy Lewis GP III LLC · CIK 0001897209 · 10% owner KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · 10% owner KLM GP LLC · CIK 0001797767 · 10% owner Richman Darren · CIK 0001594474 · 10% owner CHENE DAVID · CIK 0001797237 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,875,092 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of Rapid Micro Biosystems, Inc. (the "Issuer") were sold in multiple transactions at prices ranging from $4.965 to $5, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in footnotes (1) and (7) to this Form 4. F6 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund III LP ("Master Fund III"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting F4 · ownership.nature: (Continued from footnote 3) and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F5 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 23:45 UTC |
KENNEDY LEWIS MANAGEMENT LP10% owner
Kennedy Lewis GP II LLC10% owner
Kennedy Lewis GP III LLC10% owner
KLM GP LLC10% owner
Richman Darren10% owner
CHENE DAVID10% owner
|
PurchaseCommon Stock | 4,162 | $4.99 | $20,755.06 |
DisclosureSEC source: 0000899243-22-021262 · doc4.xml · nonDerivative · entry 1 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · 10% owner Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · 10% owner Kennedy Lewis GP II LLC · CIK 0001855024 · 10% owner Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · 10% owner Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · 10% owner Kennedy Lewis GP III LLC · CIK 0001897209 · 10% owner KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · 10% owner KLM GP LLC · CIK 0001797767 · 10% owner Richman Darren · CIK 0001594474 · 10% owner CHENE DAVID · CIK 0001797237 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,014,839 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of Rapid Micro Biosystems, Inc. (the "Issuer") were sold in multiple transactions at prices ranging from $4.965 to $5, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in footnotes (1) and (7) to this Form 4. F2 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund III, as defined below, the "Funds"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting F4 · ownership.nature: (Continued from footnote 3) and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F5 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 00:00 UTC |
KENNEDY LEWIS MANAGEMENT LP10% owner
Kennedy Lewis GP II LLC10% owner
Kennedy Lewis GP III LLC10% owner
KLM GP LLC10% owner
Richman Darren10% owner
CHENE DAVID10% owner
|
PurchaseCommon Stock | 27,703 | $4.76 | $131,860.74 |
DisclosureSEC source: 0000899243-22-020537 · doc4.xml · nonDerivative · entry 6 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · 10% owner Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · 10% owner Kennedy Lewis GP II LLC · CIK 0001855024 · 10% owner Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · 10% owner Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · 10% owner Kennedy Lewis GP III LLC · CIK 0001897209 · 10% owner KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · 10% owner KLM GP LLC · CIK 0001797767 · 10% owner Richman Darren · CIK 0001594474 · 10% owner CHENE DAVID · CIK 0001797237 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,869,154 F9 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $4.64 to $4.98, inclusive. F7 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund III LP ("Master Fund III"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. F4 · ownership.nature: (Continued from Footnote 3) David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III. F5 · ownership.nature: (Continued from Footnote 4) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 00:00 UTC |
KENNEDY LEWIS MANAGEMENT LP10% owner
Kennedy Lewis GP II LLC10% owner
Kennedy Lewis GP III LLC10% owner
KLM GP LLC10% owner
Richman Darren10% owner
CHENE DAVID10% owner
|
PurchaseCommon Stock | 19,414 | $4.76 | $92,406.76 |
DisclosureSEC source: 0000899243-22-020537 · doc4.xml · nonDerivative · entry 5 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · 10% owner Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · 10% owner Kennedy Lewis GP II LLC · CIK 0001855024 · 10% owner Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · 10% owner Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · 10% owner Kennedy Lewis GP III LLC · CIK 0001897209 · 10% owner KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · 10% owner KLM GP LLC · CIK 0001797767 · 10% owner Richman Darren · CIK 0001594474 · 10% owner CHENE DAVID · CIK 0001797237 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,010,677 F9 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $4.64 to $4.98, inclusive. F2 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund III, as defined below, the "Funds"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. F4 · ownership.nature: (Continued from Footnote 3) David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III. F5 · ownership.nature: (Continued from Footnote 4) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 00:00 UTC |
KENNEDY LEWIS MANAGEMENT LP10% owner
Kennedy Lewis GP II LLC10% owner
Kennedy Lewis GP III LLC10% owner
KLM GP LLC10% owner
Richman Darren10% owner
CHENE DAVID10% owner
|
PurchaseCommon Stock | 11,759 | $5.11 | $60,135.53 |
DisclosureSEC source: 0000899243-22-020537 · doc4.xml · nonDerivative · entry 4 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · 10% owner Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · 10% owner Kennedy Lewis GP II LLC · CIK 0001855024 · 10% owner Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · 10% owner Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · 10% owner Kennedy Lewis GP III LLC · CIK 0001897209 · 10% owner KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · 10% owner KLM GP LLC · CIK 0001797767 · 10% owner Richman Darren · CIK 0001594474 · 10% owner CHENE DAVID · CIK 0001797237 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,841,451 F8 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $4.96 to $5.25, inclusive. F7 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund III LP ("Master Fund III"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. F4 · ownership.nature: (Continued from Footnote 3) David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III. F5 · ownership.nature: (Continued from Footnote 4) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 00:00 UTC |
KENNEDY LEWIS MANAGEMENT LP10% owner
Kennedy Lewis GP II LLC10% owner
Kennedy Lewis GP III LLC10% owner
KLM GP LLC10% owner
Richman Darren10% owner
CHENE DAVID10% owner
|
PurchaseCommon Stock | 8,241 | $5.11 | $42,144.47 |
DisclosureSEC source: 0000899243-22-020537 · doc4.xml · nonDerivative · entry 3 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · 10% owner Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · 10% owner Kennedy Lewis GP II LLC · CIK 0001855024 · 10% owner Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · 10% owner Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · 10% owner Kennedy Lewis GP III LLC · CIK 0001897209 · 10% owner KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · 10% owner KLM GP LLC · CIK 0001797767 · 10% owner Richman Darren · CIK 0001594474 · 10% owner CHENE DAVID · CIK 0001797237 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,991,263 F8 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $4.96 to $5.25, inclusive. F2 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund III, as defined below, the "Funds"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. F4 · ownership.nature: (Continued from Footnote 3) David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III. F5 · ownership.nature: (Continued from Footnote 4) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 27, 2022 Filed Jun 2, 2022 00:00 UTC |
KENNEDY LEWIS MANAGEMENT LP10% owner
Kennedy Lewis GP II LLC10% owner
Kennedy Lewis GP III LLC10% owner
KLM GP LLC10% owner
Richman Darren10% owner
CHENE DAVID10% owner
|
PurchaseCommon Stock | 882 | $5.26 | $4,641.61 |
DisclosureSEC source: 0000899243-22-020537 · doc4.xml · nonDerivative · entry 2 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · 10% owner Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · 10% owner Kennedy Lewis GP II LLC · CIK 0001855024 · 10% owner Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · 10% owner Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · 10% owner Kennedy Lewis GP III LLC · CIK 0001897209 · 10% owner KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · 10% owner KLM GP LLC · CIK 0001797767 · 10% owner Richman Darren · CIK 0001594474 · 10% owner CHENE DAVID · CIK 0001797237 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,829,692 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of Rapid Micro Biosystems, Inc. (the "Issuer") were sold in multiple transactions at prices ranging from $4.99 to $5.36, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in footnotes (1), (8) and (9) to this Form 4. F7 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund III LP ("Master Fund III"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. F4 · ownership.nature: (Continued from Footnote 3) David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III. F5 · ownership.nature: (Continued from Footnote 4) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 27, 2022 Filed Jun 2, 2022 00:00 UTC |
KENNEDY LEWIS MANAGEMENT LP10% owner
Kennedy Lewis GP II LLC10% owner
Kennedy Lewis GP III LLC10% owner
KLM GP LLC10% owner
Richman Darren10% owner
CHENE DAVID10% owner
|
PurchaseCommon Stock | 618 | $5.26 | $3,252.29 |
DisclosureSEC source: 0000899243-22-020537 · doc4.xml · nonDerivative · entry 1 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · 10% owner Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · 10% owner Kennedy Lewis GP II LLC · CIK 0001855024 · 10% owner Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · 10% owner Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · 10% owner Kennedy Lewis GP III LLC · CIK 0001897209 · 10% owner KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · 10% owner KLM GP LLC · CIK 0001797767 · 10% owner Richman Darren · CIK 0001594474 · 10% owner CHENE DAVID · CIK 0001797237 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,983,022 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of Rapid Micro Biosystems, Inc. (the "Issuer") were sold in multiple transactions at prices ranging from $4.99 to $5.36, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in footnotes (1), (8) and (9) to this Form 4. F2 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund III, as defined below, the "Funds"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. F4 · ownership.nature: (Continued from Footnote 3) David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III. F5 · ownership.nature: (Continued from Footnote 4) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 26, 2022 Filed May 27, 2022 00:00 UTC |
KENNEDY LEWIS MANAGEMENT LP10% owner
Kennedy Lewis GP II LLC10% owner
Kennedy Lewis GP III LLC10% owner
KLM GP LLC10% owner
Richman Darren10% owner
CHENE DAVID10% owner
|
PurchaseCommon Stock | 12,396 | $4.90 | $60,773.87 |
DisclosureSEC source: 0000899243-22-019820 · doc4.xml · nonDerivative · entry 4 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · 10% owner Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · 10% owner Kennedy Lewis GP II LLC · CIK 0001855024 · 10% owner Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · 10% owner Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · 10% owner Kennedy Lewis GP III LLC · CIK 0001897209 · 10% owner KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · 10% owner KLM GP LLC · CIK 0001797767 · 10% owner Richman Darren · CIK 0001594474 · 10% owner CHENE DAVID · CIK 0001797237 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,828,810 F8 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $4.5 to $5, inclusive. F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. F4 · ownership.nature: (Continued from foot note 3) Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III. F5 · ownership.nature: (Continued from foot note 4) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. F7 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund III LP ("Master Fund III"). Read SEC document |
| May 26, 2022 Filed May 27, 2022 00:00 UTC |
KENNEDY LEWIS MANAGEMENT LP10% owner
Kennedy Lewis GP II LLC10% owner
Kennedy Lewis GP III LLC10% owner
KLM GP LLC10% owner
Richman Darren10% owner
CHENE DAVID10% owner
|
PurchaseCommon Stock | 8,687 | $4.90 | $42,589.75 |
DisclosureSEC source: 0000899243-22-019820 · doc4.xml · nonDerivative · entry 3 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · 10% owner Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · 10% owner Kennedy Lewis GP II LLC · CIK 0001855024 · 10% owner Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · 10% owner Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · 10% owner Kennedy Lewis GP III LLC · CIK 0001897209 · 10% owner KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · 10% owner KLM GP LLC · CIK 0001797767 · 10% owner Richman Darren · CIK 0001594474 · 10% owner CHENE DAVID · CIK 0001797237 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,982,404 F8 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $4.5 to $5, inclusive. F2 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund III, as defined below, the "Funds"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. F4 · ownership.nature: (Continued from foot note 3) Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III. F5 · ownership.nature: (Continued from foot note 4) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 25, 2022 Filed May 27, 2022 00:00 UTC |
KENNEDY LEWIS MANAGEMENT LP10% owner
Kennedy Lewis GP II LLC10% owner
Kennedy Lewis GP III LLC10% owner
KLM GP LLC10% owner
Richman Darren10% owner
CHENE DAVID10% owner
|
PurchaseCommon Stock | 16,933 | $4.36 | $73,794.01 |
DisclosureSEC source: 0000899243-22-019820 · doc4.xml · nonDerivative · entry 2 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · 10% owner Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · 10% owner Kennedy Lewis GP II LLC · CIK 0001855024 · 10% owner Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · 10% owner Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · 10% owner Kennedy Lewis GP III LLC · CIK 0001897209 · 10% owner KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · 10% owner KLM GP LLC · CIK 0001797767 · 10% owner Richman Darren · CIK 0001594474 · 10% owner CHENE DAVID · CIK 0001797237 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,816,414 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of Rapid Micro Biosystems, Inc. (the "Issuer") were sold in multiple transactions at prices ranging from $4.2 to $4.43, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in footnotes (1) and (8) to this Form 4. F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. F4 · ownership.nature: (Continued from foot note 3) Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III. F5 · ownership.nature: (Continued from foot note 4) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. F7 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund III LP ("Master Fund III"). Read SEC document |
| May 25, 2022 Filed May 27, 2022 00:00 UTC |
KENNEDY LEWIS MANAGEMENT LP10% owner
Kennedy Lewis GP II LLC10% owner
Kennedy Lewis GP III LLC10% owner
KLM GP LLC10% owner
Richman Darren10% owner
CHENE DAVID10% owner
|
PurchaseCommon Stock | 11,867 | $4.36 | $51,716.39 |
DisclosureSEC source: 0000899243-22-019820 · doc4.xml · nonDerivative · entry 1 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · 10% owner Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · 10% owner Kennedy Lewis GP II LLC · CIK 0001855024 · 10% owner Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · 10% owner Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · 10% owner Kennedy Lewis GP III LLC · CIK 0001897209 · 10% owner KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · 10% owner KLM GP LLC · CIK 0001797767 · 10% owner Richman Darren · CIK 0001594474 · 10% owner CHENE DAVID · CIK 0001797237 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,973,717 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of Rapid Micro Biosystems, Inc. (the "Issuer") were sold in multiple transactions at prices ranging from $4.2 to $4.43, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in footnotes (1) and (8) to this Form 4. F2 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund III, as defined below, the "Funds"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. F4 · ownership.nature: (Continued from foot note 3) Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III. F5 · ownership.nature: (Continued from foot note 4) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 23, 2022 Filed Jun 10, 2022 18:33 UTC |
RICCIARDI NATALE SDirector
|
GrantStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $4.50 | $0.00 |
DisclosureSEC source: 0001127602-22-017270 · form4.xml · derivative · entry 1 RICCIARDI NATALE S · CIK 0001107158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Class A Common Stock · 12,500 shares Expires 2032-05-22 F1 · derivative.exercise_date: The option shall vest and become exercisable in full on the earlier of (i) the first anniversary of the Grant Date, or (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company provided that the Reporting Person remains in continuous service on such vesting date. Read SEC document |
| May 23, 2022 Filed Jun 10, 2022 22:27 UTC |
PEI MELINDA LITHERLANDDirector
|
GrantStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $4.50 | $0.00 |
DisclosureSEC source: 0001127602-22-017264 · form4.xml · derivative · entry 1 PEI MELINDA LITHERLAND · CIK 0001703469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Class A Common Stock · 12,500 shares Expires 2032-05-22 F1 · derivative.exercise_date: The option shall vest and become exercisable in full on the earlier of (i) the first anniversary of the Grant Date, or (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company provided that the Reporting Person remains in continuous service on such vesting date. Read SEC document |
| May 23, 2022 Filed Jun 10, 2022 22:32 UTC |
Kollender Richard SDirector
|
GrantStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $4.50 | $0.00 |
DisclosureSEC source: 0001127602-22-017268 · form4.xml · derivative · entry 1 Kollender Richard S · CIK 0001415666 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Class A Common Stock · 12,500 shares Expires 2032-05-22 F1 · derivative.exercise_date: The option shall vest and become exercisable in full on the earlier of (i) the first anniversary of the Grant Date, or (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company provided that the Reporting Person remains in continuous service on such vesting date. Read SEC document |
| May 23, 2022 Filed Jun 10, 2022 22:30 UTC |
Hirsch DavidDirector · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $4.50 | $0.00 |
DisclosureSEC source: 0001127602-22-017266 · form4.xml · derivative · entry 1 Hirsch David · CIK 0001619884 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Class A Common Stock · 12,500 shares Expires 2032-05-22 F1 · derivative.exercise_date: The option shall vest and become exercisable in full on the earlier of (i) the first anniversary of the Grant Date, or (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company provided that the Reporting Person remains in continuous service on such vesting date. Read SEC document |
| May 23, 2022 Filed Jun 11, 2022 00:21 UTC |
Schwartz Jeffrey LawrenceDirector · 10% owner
|
GrantStock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $4.50 | $0.00 |
DisclosureSEC source: 0000899243-22-022034 · doc4.xml · derivative · entry 1 Schwartz Jeffrey Lawrence · CIK 0001702957 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Class A Common Stock · 12,500 shares Expires 2032-05-22 F1 · derivative.exercise_date: The option shall vest and become exercisable in full on the earlier of (i) the first anniversary of the Grant Date, or (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company provided that the Reporting Person remains in continuous service on such vesting date. Read SEC document |
| May 18, 2022 Filed May 19, 2022 21:33 UTC |
KENNEDY LEWIS MANAGEMENT LP10% owner
Kennedy Lewis GP II LLC10% owner
Kennedy Lewis GP III LLC10% owner
KLM GP LLC10% owner
Richman Darren10% owner
CHENE DAVID10% owner
|
PurchaseCommon Stock | 15,875 | $3.94 | $62,588.78 |
DisclosureSEC source: 0000899243-22-018884 · doc4.xml · nonDerivative · entry 4 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · 10% owner Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · 10% owner Kennedy Lewis GP II LLC · CIK 0001855024 · 10% owner Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · 10% owner Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · 10% owner Kennedy Lewis GP III LLC · CIK 0001897209 · 10% owner KLM GP LLC · CIK 0001797767 · 10% owner KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · 10% owner Richman Darren · CIK 0001594474 · 10% owner CHENE DAVID · CIK 0001797237 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,799,481 F8 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $3.925 to $4.00, inclusive. F7 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund III LP ("Master Fund III"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. F4 · ownership.nature: (Continued on footnote 3) Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III. F5 · ownership.nature: (Continued on footnote 4) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 18, 2022 Filed May 19, 2022 21:33 UTC |
KENNEDY LEWIS MANAGEMENT LP10% owner
Kennedy Lewis GP II LLC10% owner
Kennedy Lewis GP III LLC10% owner
KLM GP LLC10% owner
Richman Darren10% owner
CHENE DAVID10% owner
|
PurchaseCommon Stock | 11,125 | $3.94 | $43,861.43 |
DisclosureSEC source: 0000899243-22-018884 · doc4.xml · nonDerivative · entry 3 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · 10% owner Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · 10% owner Kennedy Lewis GP II LLC · CIK 0001855024 · 10% owner Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · 10% owner Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · 10% owner Kennedy Lewis GP III LLC · CIK 0001897209 · 10% owner KLM GP LLC · CIK 0001797767 · 10% owner KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · 10% owner Richman Darren · CIK 0001594474 · 10% owner CHENE DAVID · CIK 0001797237 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,961,850 F8 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $3.925 to $4.00, inclusive. F2 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund III, as defined below, the "Funds"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. F4 · ownership.nature: (Continued on footnote 3) Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III. F5 · ownership.nature: (Continued on footnote 4) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 17, 2022 Filed May 19, 2022 21:33 UTC |
KENNEDY LEWIS MANAGEMENT LP10% owner
Kennedy Lewis GP II LLC10% owner
Kennedy Lewis GP III LLC10% owner
KLM GP LLC10% owner
Richman Darren10% owner
CHENE DAVID10% owner
|
PurchaseCommon Stock | 40,873 | $4.13 | $168,948.55 |
DisclosureSEC source: 0000899243-22-018884 · doc4.xml · nonDerivative · entry 2 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · 10% owner Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · 10% owner Kennedy Lewis GP II LLC · CIK 0001855024 · 10% owner Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · 10% owner Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · 10% owner Kennedy Lewis GP III LLC · CIK 0001897209 · 10% owner KLM GP LLC · CIK 0001797767 · 10% owner KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · 10% owner Richman Darren · CIK 0001594474 · 10% owner CHENE DAVID · CIK 0001797237 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,783,606 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of Rapid Micro Biosystems, Inc. (the "Issuer") were sold in multiple transactions at prices ranging from $3.99 to $4.25, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in footnotes (1) and (6) to this Form 4. F7 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund III LP ("Master Fund III"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. F4 · ownership.nature: (Continued on footnote 3) Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III. F5 · ownership.nature: (Continued on footnote 4) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 17, 2022 Filed May 19, 2022 21:33 UTC |
KENNEDY LEWIS MANAGEMENT LP10% owner
Kennedy Lewis GP II LLC10% owner
Kennedy Lewis GP III LLC10% owner
KLM GP LLC10% owner
Richman Darren10% owner
CHENE DAVID10% owner
|
PurchaseCommon Stock | 28,643 | $4.13 | $118,395.84 |
DisclosureSEC source: 0000899243-22-018884 · doc4.xml · nonDerivative · entry 1 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · 10% owner Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · 10% owner Kennedy Lewis GP II LLC · CIK 0001855024 · 10% owner Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · 10% owner Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · 10% owner Kennedy Lewis GP III LLC · CIK 0001897209 · 10% owner KLM GP LLC · CIK 0001797767 · 10% owner KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · 10% owner Richman Darren · CIK 0001594474 · 10% owner CHENE DAVID · CIK 0001797237 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,950,725 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of Rapid Micro Biosystems, Inc. (the "Issuer") were sold in multiple transactions at prices ranging from $3.99 to $4.25, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in footnotes (1) and (6) to this Form 4. F2 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund III, as defined below, the "Funds"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. F4 · ownership.nature: (Continued on footnote 3) Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III. F5 · ownership.nature: (Continued on footnote 4) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 16, 2022 Filed May 18, 2022 21:50 UTC |
Spignesi Robert G. Jr.Director · President and CEO
|
PurchaseClass A Common Stock | 10,000 | $3.80 | $37,950.00 |
DisclosureSEC source: 0001127602-22-015012 · form4.xml · nonDerivative · entry 1 Spignesi Robert G. Jr. · CIK 0001853904 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,027 Read SEC document |
| March 17, 2022 Filed Mar 21, 2022 21:45 UTC |
WIRTJES SEAN MChief Financial Officer
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Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001127602-22-010083 · form4.xml · derivative · entry 2 WIRTJES SEAN M · CIK 0001289733 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,886 Underlying: Class A Common Stock · 10,000 shares Expires 2028-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option was originally granted for 223,282 shares and vested and became exercisable as to 25% of the underlying shares on September 12, 2019 and in 36 substantially equal monthly installments thereafter. Read SEC document |
| March 17, 2022 Filed Mar 21, 2022 21:45 UTC |
WIRTJES SEAN MChief Financial Officer
|
Exercise / conversionClass A Common Stock | 10,000 | $1.00 | $10,000.00 |
DisclosureSEC source: 0001127602-22-010083 · form4.xml · nonDerivative · entry 1 WIRTJES SEAN M · CIK 0001289733 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.