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Nasdaq · USD

RPD

Rapid7, Inc.

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1196
SEC CIK
0001560327
Parsed reports
574

Last 12 months

Inside the activity.

7 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202571
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 26, 2021 Filed May 28, 2021 20:11 UTC
Luconi ChristinaChief People Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,625 $0.00 Strike: $12.47 $0.00
Disclosure

SEC source: 0001560327-21-000090 · wf-form4_162223265010292.xml · derivative · entry 3

Luconi Christina · CIK 0001761817 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 5,625 shares

Expires 2027-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2021.

F3 · derivative.exercise_date: Immediately exercisable.

Read SEC document
May 26, 2021 Filed May 28, 2021 20:11 UTC
Luconi ChristinaChief People Officer
SaleCOMMON STOCK 5,625 $83.25 $468,290.25
Disclosure

SEC source: 0001560327-21-000090 · wf-form4_162223265010292.xml · nonDerivative · entry 2

Luconi Christina · CIK 0001761817 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,941

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.67 to $83.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 26, 2021 Filed May 28, 2021 20:11 UTC
Luconi ChristinaChief People Officer
Exercise / conversionCOMMON STOCK 5,625 $12.47 $70,143.75
Disclosure

SEC source: 0001560327-21-000090 · wf-form4_162223265010292.xml · nonDerivative · entry 1

Luconi Christina · CIK 0001761817 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2021.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:14 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 60 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001560327-21-000088 · wf-form4_162206366563385.xml · derivative · entry 3

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,759

Underlying: COMMON STOCK · 60 shares

Expires 2026-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

F2 · derivative.exercise_date: Immediately exercisable.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:14 UTC SaleCOMMON STOCK 125 $83.00 $10,375.00
Disclosure

SEC source: 0001560327-21-000088 · wf-form4_162206366563385.xml · nonDerivative · entry 2

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,700

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:14 UTC Exercise / conversionCOMMON STOCK 60 $12.86 $771.60
Disclosure

SEC source: 0001560327-21-000088 · wf-form4_162206366563385.xml · nonDerivative · entry 1

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

Read SEC document
May 18, 2021 Filed May 18, 2021 20:26 UTC
Weiner Lee DavidChief Innovation Officer
SaleCOMMON STOCK 2,206 $79.92 $176,296.02
Disclosure

SEC source: 0001560327-21-000086 · wf-form4_162136950415915.xml · nonDerivative · entry 3

Weiner Lee David · CIK 0001647617 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,807

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 4, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.78 to $79.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 18, 2021 Filed May 18, 2021 20:26 UTC
Weiner Lee DavidChief Innovation Officer
SaleCOMMON STOCK 5,344 $79.36 $424,094.50
Disclosure

SEC source: 0001560327-21-000086 · wf-form4_162136950415915.xml · nonDerivative · entry 2

Weiner Lee David · CIK 0001647617 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,013

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 4, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.74 to $79.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:09 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 12,384 $0.00 Strike: $17.05 $0.00
Disclosure

SEC source: 0001560327-21-000080 · wf-form4_162136851612243.xml · derivative · entry 5

BERRY MICHAEL J · CIK 0001269088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 12,384 shares

Expires 2027-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2021.

F5 · derivative.exercise_date: Immediately exercisable.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:09 UTC SaleCOMMON STOCK 1,400 $80.89 $113,248.94
Disclosure

SEC source: 0001560327-21-000080 · wf-form4_162136851612243.xml · nonDerivative · entry 4

BERRY MICHAEL J · CIK 0001269088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,739

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.65 to $81.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:09 UTC SaleCOMMON STOCK 8,119 $79.92 $648,879.41
Disclosure

SEC source: 0001560327-21-000080 · wf-form4_162136851612243.xml · nonDerivative · entry 3

BERRY MICHAEL J · CIK 0001269088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,139

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.55 to $80.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:09 UTC SaleCOMMON STOCK 2,865 $78.77 $225,689.80
Disclosure

SEC source: 0001560327-21-000080 · wf-form4_162136851612243.xml · nonDerivative · entry 2

BERRY MICHAEL J · CIK 0001269088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,258

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.534 to $79.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:09 UTC Exercise / conversionCOMMON STOCK 12,384 $17.05 $211,147.20
Disclosure

SEC source: 0001560327-21-000080 · wf-form4_162136851612243.xml · nonDerivative · entry 1

BERRY MICHAEL J · CIK 0001269088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2021.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:21 UTC
Luconi ChristinaChief People Officer
SaleCOMMON STOCK 1,356 $81.14 $110,025.03
Disclosure

SEC source: 0001560327-21-000084 · wf-form4_162136918263595.xml · nonDerivative · entry 3

Luconi Christina · CIK 0001761817 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,941

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.97 to $81.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:21 UTC
Luconi ChristinaChief People Officer
SaleCOMMON STOCK 4,163 $80.12 $333,539.56
Disclosure

SEC source: 0001560327-21-000084 · wf-form4_162136918263595.xml · nonDerivative · entry 2

Luconi Christina · CIK 0001761817 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,297

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.95 to $80.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 15, 2021 Filed May 18, 2021 20:12 UTC
Burton Andrew F.Chief Operating Officer
Tax withholdingCOMMON STOCK 9,085 $81.02 $736,066.70
Disclosure

SEC source: 0001560327-21-000081 · wf-form4_162136866653855.xml · nonDerivative · entry 1

Burton Andrew F. · CIK 0001532808 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,989

F1 · kind: Represents shares withheld by the Issuer to satisfy Mr. Burton's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Burton on February 1, 2018, January 31, 2019, January 30, 2020 and February 2, 2021.

Read SEC document
May 15, 2021 Filed May 18, 2021 20:26 UTC
Weiner Lee DavidChief Innovation Officer
Tax withholdingCOMMON STOCK 6,168 $81.02 $499,731.36
Disclosure

SEC source: 0001560327-21-000086 · wf-form4_162136950415915.xml · nonDerivative · entry 1

Weiner Lee David · CIK 0001647617 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,357

F1 · kind: Represents shares withheld by the Issuer to satisfy Mr. Weiner's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Weiner on February 1, 2018, January 31, 2019, January 30, 2020 and February 2, 2021.

Read SEC document
May 15, 2021 Filed May 18, 2021 20:23 UTC
Thomas Corey E.Director · CEO
Tax withholdingCOMMON STOCK 14,636 $81.02 $1,185,808.72
Disclosure

SEC source: 0001560327-21-000085 · wf-form4_162136934764096.xml · nonDerivative · entry 1

Thomas Corey E. · CIK 0001647486 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,837

F1 · kind: Represents shares withheld by the Issuer to satisfy Mr. Thomas' tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Thomas on February 1, 2018, January 31, 2019, January 30, 2020 and February 2, 2021.

Read SEC document
May 15, 2021 Filed May 18, 2021 20:21 UTC
Luconi ChristinaChief People Officer
Tax withholdingCOMMON STOCK 3,938 $81.02 $319,056.76
Disclosure

SEC source: 0001560327-21-000084 · wf-form4_162136918263595.xml · nonDerivative · entry 1

Luconi Christina · CIK 0001761817 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,460

F1 · kind: Represents shares withheld by the Issuer to satisfy Ms. Luconi's tax withholding obligation upon the vesting of restricted stock units previously granted to Ms. Luconi on February 1, 2018, January 31, 2019, January 30, 2020 and February 2, 2021.

Read SEC document
May 15, 2021 Filed May 18, 2021 20:18 UTC
Kalowski JeffreyChief Financial Officer
Tax withholdingCOMMON STOCK 4,752 $81.02 $385,007.04
Disclosure

SEC source: 0001560327-21-000083 · wf-form4_162136899839390.xml · nonDerivative · entry 1

Kalowski Jeffrey · CIK 0001608600 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,313

F1 · kind: Represents shares withheld by the Issuer to satisfy Mr. Kalowski's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Kalowski on January 31, 2019, January 30, 2020 and February 2, 2021.

F2 · balance_after: Includes 749 shares acquired under the Rapid7, Inc. 2015 Employee Stock Purchase Plan on March 15, 2021.

Read SEC document
May 15, 2021 Filed May 18, 2021 20:15 UTC
Kaes PeterSVP, General Counsel
Tax withholdingCOMMON STOCK 2,726 $81.02 $220,860.52
Disclosure

SEC source: 0001560327-21-000082 · wf-form4_162136884571463.xml · nonDerivative · entry 1

Kaes Peter · CIK 0001761544 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,598

F1 · kind: Represents shares withheld by the Issuer to satisfy Mr. Kaes' tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Kaes on February 1, 2018, January 31, 2019, January 30, 2020 and February 2, 2021.

Read SEC document
May 04, 2021 Filed May 6, 2021 20:17 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 180 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001560327-21-000068 · wf-form4_162033223080937.xml · derivative · entry 3

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,819

Underlying: COMMON STOCK · 180 shares

Expires 2026-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

F2 · derivative.exercise_date: Immediately exercisable.

Read SEC document
May 04, 2021 Filed May 6, 2021 20:17 UTC SaleCOMMON STOCK 500 $78.76 $39,380.00
Disclosure

SEC source: 0001560327-21-000068 · wf-form4_162033223080937.xml · nonDerivative · entry 2

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,765

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

Read SEC document
May 04, 2021 Filed May 6, 2021 20:17 UTC Exercise / conversionCOMMON STOCK 180 $12.86 $2,314.80
Disclosure

SEC source: 0001560327-21-000068 · wf-form4_162033223080937.xml · nonDerivative · entry 1

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

Read SEC document
April 14, 2021 Filed Apr 15, 2021 20:13 UTC
Kaes PeterSVP, General Counsel
SaleCOMMON STOCK 10,438 $85.00 $887,230.00
Disclosure

SEC source: 0001560327-21-000057 · wf-form4_161851760367482.xml · nonDerivative · entry 1

Kaes Peter · CIK 0001761544 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,324

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2021.

F2 · balance_after: Includes 748 share acquired under the Rapid7, Inc. 2015 Employee Stock Purchase Plan on March 15, 2021.

Read SEC document
April 13, 2021 Filed Apr 15, 2021 20:10 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 120 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001560327-21-000056 · wf-form4_161851739999932.xml · derivative · entry 3

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,999

Underlying: COMMON STOCK · 120 shares

Expires 2026-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

F2 · derivative.exercise_date: Immediately exercisable.

Read SEC document
April 13, 2021 Filed Apr 15, 2021 20:10 UTC SaleCOMMON STOCK 250 $83.00 $20,750.00
Disclosure

SEC source: 0001560327-21-000056 · wf-form4_161851739999932.xml · nonDerivative · entry 2

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,085

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

Read SEC document
April 13, 2021 Filed Apr 15, 2021 20:10 UTC Exercise / conversionCOMMON STOCK 120 $12.86 $1,543.20
Disclosure

SEC source: 0001560327-21-000056 · wf-form4_161851739999932.xml · nonDerivative · entry 1

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 20:10 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 180 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001560327-21-000053 · wf-form4_161782618647789.xml · derivative · entry 3

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,119

Underlying: COMMON STOCK · 180 shares

Expires 2026-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

F2 · derivative.exercise_date: Immediately exercisable.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 20:10 UTC SaleCOMMON STOCK 500 $77.75 $38,875.00
Disclosure

SEC source: 0001560327-21-000053 · wf-form4_161782618647789.xml · nonDerivative · entry 2

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,215

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 20:10 UTC Exercise / conversionCOMMON STOCK 180 $12.86 $2,314.80
Disclosure

SEC source: 0001560327-21-000053 · wf-form4_161782618647789.xml · nonDerivative · entry 1

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 21:11 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 180 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001560327-21-000048 · wf-form4_161523785131621.xml · derivative · entry 3

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,299

Underlying: COMMON STOCK · 180 shares

Expires 2026-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

F2 · derivative.exercise_date: Immediately exercisable.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 21:11 UTC SaleCOMMON STOCK 500 $78.65 $39,325.00
Disclosure

SEC source: 0001560327-21-000048 · wf-form4_161523785131621.xml · nonDerivative · entry 2

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,535

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 21:11 UTC Exercise / conversionCOMMON STOCK 180 $12.86 $2,314.80
Disclosure

SEC source: 0001560327-21-000048 · wf-form4_161523785131621.xml · nonDerivative · entry 1

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:13 UTC
Burton Andrew F.Chief Operating Officer
SaleCOMMON STOCK 2,428 $78.73 $191,149.88
Disclosure

SEC source: 0001560327-21-000046 · wf-form4_161480599201159.xml · nonDerivative · entry 3

Burton Andrew F. · CIK 0001532808 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,074

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.06 to $78.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:13 UTC
Burton Andrew F.Chief Operating Officer
SaleCOMMON STOCK 3,232 $77.33 $249,926.68
Disclosure

SEC source: 0001560327-21-000046 · wf-form4_161480599201159.xml · nonDerivative · entry 2

Burton Andrew F. · CIK 0001532808 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,502

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.94 to $77.865, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 01, 2021 Filed Mar 3, 2021 21:13 UTC
Burton Andrew F.Chief Operating Officer
SaleCOMMON STOCK 4,340 $76.38 $331,489.63
Disclosure

SEC source: 0001560327-21-000046 · wf-form4_161480599201159.xml · nonDerivative · entry 1

Burton Andrew F. · CIK 0001532808 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,734

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.91 to $76.905, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 17, 2021 Filed Feb 19, 2021 21:23 UTC
Weiner Lee DavidChief Innovation Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $12.47 $0.00
Disclosure

SEC source: 0001560327-21-000038 · wf-form4_161376981918985.xml · derivative · entry 5

Weiner Lee David · CIK 0001647617 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 3,750 shares

Expires 2027-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 4, 2020.

F5 · derivative.exercise_date: Immediately exercisable.

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February 17, 2021 Filed Feb 19, 2021 21:23 UTC
Weiner Lee DavidChief Innovation Officer
SaleCOMMON STOCK 95 $82.68 $7,854.80
Disclosure

SEC source: 0001560327-21-000038 · wf-form4_161376981918985.xml · nonDerivative · entry 4

Weiner Lee David · CIK 0001647617 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,525

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 4, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.63 to $82.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 17, 2021 Filed Feb 19, 2021 21:23 UTC
Weiner Lee DavidChief Innovation Officer
SaleCOMMON STOCK 2,589 $81.71 $211,555.22
Disclosure

SEC source: 0001560327-21-000038 · wf-form4_161376981918985.xml · nonDerivative · entry 3

Weiner Lee David · CIK 0001647617 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,620

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 4, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.42 to $82.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 17, 2021 Filed Feb 19, 2021 21:23 UTC
Weiner Lee DavidChief Innovation Officer
SaleCOMMON STOCK 10,454 $80.99 $846,656.92
Disclosure

SEC source: 0001560327-21-000038 · wf-form4_161376981918985.xml · nonDerivative · entry 2

Weiner Lee David · CIK 0001647617 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,209

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 4, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.42 to $81.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 17, 2021 Filed Feb 19, 2021 21:23 UTC
Weiner Lee DavidChief Innovation Officer
Exercise / conversionCOMMON STOCK 3,750 $12.47 $46,762.50
Disclosure

SEC source: 0001560327-21-000038 · wf-form4_161376981918985.xml · nonDerivative · entry 1

Weiner Lee David · CIK 0001647617 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 4, 2020.

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February 17, 2021 Filed Feb 19, 2021 21:22 UTC
Luconi ChristinaChief People Officer
SaleCOMMON STOCK 1,136 $81.78 $92,900.04
Disclosure

SEC source: 0001560327-21-000037 · wf-form4_161376971540358.xml · nonDerivative · entry 2

Luconi Christina · CIK 0001761817 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,398

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.59 to $82.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 17, 2021 Filed Feb 19, 2021 21:22 UTC
Luconi ChristinaChief People Officer
SaleCOMMON STOCK 4,604 $81.10 $373,373.35
Disclosure

SEC source: 0001560327-21-000037 · wf-form4_161376971540358.xml · nonDerivative · entry 1

Luconi Christina · CIK 0001761817 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,534

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.57 to $81.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 16, 2021 Filed Feb 17, 2021 21:19 UTC
Thomas Corey E.Director · CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 105,796 $0.00 Strike: $5.05 $0.00
Disclosure

SEC source: 0001560327-21-000033 · wf-form4_161359671241438.xml · derivative · entry 12

Thomas Corey E. · CIK 0001647486 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,824

Underlying: COMMON STOCK · 105,796 shares

Expires 2023-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2020.

F12 · derivative.exercise_date: Immediately exercisable.

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February 16, 2021 Filed Feb 17, 2021 21:19 UTC
Thomas Corey E.Director · CEO
SaleCOMMON STOCK 2,358 $87.72 $206,839.75
Disclosure

SEC source: 0001560327-21-000033 · wf-form4_161359671241438.xml · nonDerivative · entry 9

Thomas Corey E. · CIK 0001647486 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,473

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2020.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.70 to $87.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 16, 2021 Filed Feb 17, 2021 21:19 UTC
Thomas Corey E.Director · CEO
SaleCOMMON STOCK 1,700 $85.93 $146,081.34
Disclosure

SEC source: 0001560327-21-000033 · wf-form4_161359671241438.xml · nonDerivative · entry 8

Thomas Corey E. · CIK 0001647486 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,831

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.68 to $86.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 16, 2021 Filed Feb 17, 2021 21:19 UTC
Thomas Corey E.Director · CEO
SaleCOMMON STOCK 13,260 $85.12 $1,128,660.70
Disclosure

SEC source: 0001560327-21-000033 · wf-form4_161359671241438.xml · nonDerivative · entry 7

Thomas Corey E. · CIK 0001647486 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,531

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.68 to $85.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 16, 2021 Filed Feb 17, 2021 21:19 UTC
Thomas Corey E.Director · CEO
SaleCOMMON STOCK 13,391 $84.15 $1,126,791.05
Disclosure

SEC source: 0001560327-21-000033 · wf-form4_161359671241438.xml · nonDerivative · entry 6

Thomas Corey E. · CIK 0001647486 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,791

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.685 to $84.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 16, 2021 Filed Feb 17, 2021 21:19 UTC
Thomas Corey E.Director · CEO
SaleCOMMON STOCK 24,751 $83.13 $2,057,454.10
Disclosure

SEC source: 0001560327-21-000033 · wf-form4_161359671241438.xml · nonDerivative · entry 5

Thomas Corey E. · CIK 0001647486 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,182

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.68 to $83.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.