Tapewire

Nasdaq · USD

RPD

Rapid7, Inc.

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1196
SEC CIK
0001560327
Parsed reports
574

Last 12 months

Inside the activity.

7 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202571
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 10, 2020 Filed Sep 14, 2020 20:27 UTC SaleCOMMON STOCK 3,410 $62.77 $214,039.90
Disclosure

SEC source: 0001560327-20-000170 · wf-form4_160011521905180.xml · nonDerivative · entry 4

BERRY MICHAEL J · CIK 0001269088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,739

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.64 to $63.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 20:27 UTC SaleCOMMON STOCK 13,953 $62.26 $868,740.29
Disclosure

SEC source: 0001560327-20-000170 · wf-form4_160011521905180.xml · nonDerivative · entry 3

BERRY MICHAEL J · CIK 0001269088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,149

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.64 to $62.625, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 20:27 UTC SaleCOMMON STOCK 692 $61.24 $42,375.93
Disclosure

SEC source: 0001560327-20-000170 · wf-form4_160011521905180.xml · nonDerivative · entry 2

BERRY MICHAEL J · CIK 0001269088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,102

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.63 to $61.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 04, 2020 Filed Sep 9, 2020 20:13 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 60 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001560327-20-000168 · wf-form4_159968236028614.xml · derivative · entry 3

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,019

Underlying: COMMON STOCK · 60 shares

Expires 2026-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

F2 · derivative.exercise_date: Immediately exercisable.

Read SEC document
September 04, 2020 Filed Sep 9, 2020 20:13 UTC SaleCOMMON STOCK 250 $64.42 $16,105.00
Disclosure

SEC source: 0001560327-20-000168 · wf-form4_159968236028614.xml · nonDerivative · entry 2

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,315

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

Read SEC document
September 04, 2020 Filed Sep 9, 2020 20:13 UTC Exercise / conversionCOMMON STOCK 60 $12.86 $771.60
Disclosure

SEC source: 0001560327-20-000168 · wf-form4_159968236028614.xml · nonDerivative · entry 1

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:14 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 600 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001560327-20-000166 · wf-form4_159916404834792.xml · derivative · entry 3

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,079

Underlying: COMMON STOCK · 600 shares

Expires 2026-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

F2 · derivative.exercise_date: Immediately exercisable.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:14 UTC SaleCOMMON STOCK 1,250 $67.23 $84,037.50
Disclosure

SEC source: 0001560327-20-000166 · wf-form4_159916404834792.xml · nonDerivative · entry 2

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,505

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:14 UTC Exercise / conversionCOMMON STOCK 600 $12.86 $7,716.00
Disclosure

SEC source: 0001560327-20-000166 · wf-form4_159916404834792.xml · nonDerivative · entry 1

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:12 UTC
Kaes PeterSVP, General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 18,000 $0.00 Strike: $14.22 $0.00
Disclosure

SEC source: 0001560327-20-000165 · wf-form4_159916396404790.xml · derivative · entry 6

Kaes Peter · CIK 0001761544 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 18,000 shares

Expires 2026-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 3, 2020.

F4 · derivative.exercise_date: Immediately exercisable.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:12 UTC
Kaes PeterSVP, General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $12.98 $0.00
Disclosure

SEC source: 0001560327-20-000165 · wf-form4_159916396404790.xml · derivative · entry 5

Kaes Peter · CIK 0001761544 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 8,000 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 3, 2020.

F4 · derivative.exercise_date: Immediately exercisable.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:12 UTC
Kaes PeterSVP, General Counsel
SaleCOMMON STOCK 21,735 $65.47 $1,422,931.77
Disclosure

SEC source: 0001560327-20-000165 · wf-form4_159916396404790.xml · nonDerivative · entry 4

Kaes Peter · CIK 0001761544 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,117

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 3, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.21 to $65.535, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:12 UTC
Kaes PeterSVP, General Counsel
SaleCOMMON STOCK 4,265 $64.76 $276,212.92
Disclosure

SEC source: 0001560327-20-000165 · wf-form4_159916396404790.xml · nonDerivative · entry 3

Kaes Peter · CIK 0001761544 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,852

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 3, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.18 to $65.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:12 UTC
Kaes PeterSVP, General Counsel
Exercise / conversionCOMMON STOCK 18,000 $14.22 $255,960.00
Disclosure

SEC source: 0001560327-20-000165 · wf-form4_159916396404790.xml · nonDerivative · entry 2

Kaes Peter · CIK 0001761544 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 3, 2020.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:12 UTC
Kaes PeterSVP, General Counsel
Exercise / conversionCOMMON STOCK 8,000 $12.98 $103,840.00
Disclosure

SEC source: 0001560327-20-000165 · wf-form4_159916396404790.xml · nonDerivative · entry 1

Kaes Peter · CIK 0001761544 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 3, 2020.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:11 UTC
Thomas Corey E.Director · CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 155,366 $0.00 Strike: $2.17 $0.00
Disclosure

SEC source: 0001560327-20-000164 · wf-form4_159916387950075.xml · derivative · entry 5

Thomas Corey E. · CIK 0001647486 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 155,366 shares

Expires 2022-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019, as amended.

F5 · derivative.exercise_date: Immediately exercisable.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:11 UTC
Thomas Corey E.Director · CEO
SaleCOMMON STOCK 89,486 $65.40 $5,852,321.76
Disclosure

SEC source: 0001560327-20-000164 · wf-form4_159916387950075.xml · nonDerivative · entry 3

Thomas Corey E. · CIK 0001647486 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,816

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.25 to $65.81, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:11 UTC
Thomas Corey E.Director · CEO
SaleCOMMON STOCK 65,880 $64.99 $4,281,712.49
Disclosure

SEC source: 0001560327-20-000164 · wf-form4_159916387950075.xml · nonDerivative · entry 2

Thomas Corey E. · CIK 0001647486 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,302

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.24 to $65.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:11 UTC
Thomas Corey E.Director · CEO
Exercise / conversionCOMMON STOCK 155,366 $2.17 $337,144.22
Disclosure

SEC source: 0001560327-20-000164 · wf-form4_159916387950075.xml · nonDerivative · entry 1

Thomas Corey E. · CIK 0001647486 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019, as amended.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 20:09 UTC
BRUNER JUDYDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 2,347 $0.00 Strike: $14.33 $0.00
Disclosure

SEC source: 0001560327-20-000160 · wf-form4_159864538123183.xml · derivative · entry 3

BRUNER JUDY · CIK 0001112668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 2,347 shares

Expires 2026-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

F2 · derivative.exercise_date: Immediately exercisable.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 20:09 UTC
BRUNER JUDYDirector
SaleCOMMON STOCK 2,347 $65.00 $152,555.00
Disclosure

SEC source: 0001560327-20-000160 · wf-form4_159864538123183.xml · nonDerivative · entry 2

BRUNER JUDY · CIK 0001112668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,859

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 20:09 UTC
BRUNER JUDYDirector
Exercise / conversionCOMMON STOCK 2,347 $14.33 $33,632.51
Disclosure

SEC source: 0001560327-20-000160 · wf-form4_159864538123183.xml · nonDerivative · entry 1

BRUNER JUDY · CIK 0001112668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:08 UTC
Luconi ChristinaChief People Officer
SaleCOMMON STOCK 4,139 $61.88 $256,103.94
Disclosure

SEC source: 0001560327-20-000158 · wf-form4_159829966792407.xml · nonDerivative · entry 2

Luconi Christina · CIK 0001761817 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,103

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.30 to $62.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:08 UTC
Luconi ChristinaChief People Officer
SaleCOMMON STOCK 450 $60.51 $27,230.27
Disclosure

SEC source: 0001560327-20-000158 · wf-form4_159829966792407.xml · nonDerivative · entry 1

Luconi Christina · CIK 0001761817 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,242

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.14 to $60.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 22:19 UTC
Weiner Lee DavidChief Innovation Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $12.47 $0.00
Disclosure

SEC source: 0001560327-20-000156 · wf-form4_159787556087342.xml · derivative · entry 4

Weiner Lee David · CIK 0001647617 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: COMMON STOCK · 3,750 shares

Expires 2027-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2020.

F4 · derivative.exercise_date: The shares underlying this option vest and become exercisable in 16 equal quarterly installments, with the first installment vesting on May 15, 2017, subject to the reporting person's continued service with the Issuer through each vesting date.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 22:19 UTC
Weiner Lee DavidChief Innovation Officer
SaleCOMMON STOCK 2,502 $60.73 $151,938.95
Disclosure

SEC source: 0001560327-20-000156 · wf-form4_159787556087342.xml · nonDerivative · entry 3

Weiner Lee David · CIK 0001647617 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,696

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.56 to $60.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 22:19 UTC
Weiner Lee DavidChief Innovation Officer
SaleCOMMON STOCK 8,703 $60.34 $525,179.92
Disclosure

SEC source: 0001560327-20-000156 · wf-form4_159787556087342.xml · nonDerivative · entry 2

Weiner Lee David · CIK 0001647617 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,198

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.56 to $60.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 22:19 UTC
Weiner Lee DavidChief Innovation Officer
Exercise / conversionCOMMON STOCK 3,750 $12.47 $46,762.50
Disclosure

SEC source: 0001560327-20-000156 · wf-form4_159787556087342.xml · nonDerivative · entry 1

Weiner Lee David · CIK 0001647617 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2020.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 21:31 UTC
Thomas Corey E.Director · CEO
SaleCOMMON STOCK 18,458 $60.14 $1,110,073.35
Disclosure

SEC source: 0001560327-20-000154 · wf-form4_159787265871187.xml · nonDerivative · entry 2

Thomas Corey E. · CIK 0001647486 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 60,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Corey E. Thomas Irrevocable Trust of 2016 on September 9, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Represents shares held by the Corey E. Thomas Irrevocable Trust of 2016, which is administrated by an independent trustee, and is for the benefit of the reporting person's immediate and other family members. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 15, 2020 Filed Aug 18, 2020 20:15 UTC
Burton Andrew F.Chief Operating Officer
Tax withholdingCOMMON STOCK 8,264 $59.51 $491,790.64
Disclosure

SEC source: 0001560327-20-000149 · wf-form4_159778174345601.xml · nonDerivative · entry 1

Burton Andrew F. · CIK 0001532808 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,850

F1 · kind: Represents shares withheld by the Issuer to satisfy Mr. Burton's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Burton on October 3, 2016, January 31, 2017, February 1, 2018, January 31, 2019 and January 30, 2020.

Read SEC document
August 15, 2020 Filed Aug 18, 2020 20:19 UTC
Kalowski JeffreyChief Financial Officer
Tax withholdingCOMMON STOCK 2,831 $59.51 $168,472.81
Disclosure

SEC source: 0001560327-20-000152 · wf-form4_159778197122089.xml · nonDerivative · entry 1

Kalowski Jeffrey · CIK 0001608600 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,473

F1 · kind: Represents shares withheld by the Issuer to satisfy Mr. Kalowski's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Kalowski on January 31, 2019 and January 30, 2020.

Read SEC document
August 15, 2020 Filed Aug 18, 2020 20:18 UTC
Luconi ChristinaChief People Officer
Tax withholdingCOMMON STOCK 3,922 $59.51 $233,398.22
Disclosure

SEC source: 0001560327-20-000151 · wf-form4_159778189689408.xml · nonDerivative · entry 1

Luconi Christina · CIK 0001761817 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,692

F1 · kind: Represents shares withheld by the Issuer to satisfy Ms. Luconi's tax withholding obligation upon the vesting of restricted stock units previously granted to Ms. Luconi on January 31, 2017, February 1, 2018, January 31, 2019 and January 30, 2020.

Read SEC document
August 15, 2020 Filed Aug 18, 2020 20:17 UTC
Weiner Lee DavidChief Product Officer
Tax withholdingCOMMON STOCK 6,013 $59.51 $357,833.63
Disclosure

SEC source: 0001560327-20-000150 · wf-form4_159778181893292.xml · nonDerivative · entry 1

Weiner Lee David · CIK 0001647617 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,151

F1 · kind: Represents shares withheld by the Issuer to satisfy Mr. Weiner's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Weiner on January 31, 2017, February 1, 2018, January 31, 2019 and January 30, 2020.

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August 15, 2020 Filed Aug 18, 2020 20:14 UTC
Kaes PeterSVP, General Counsel
Tax withholdingCOMMON STOCK 3,256 $59.51 $193,764.56
Disclosure

SEC source: 0001560327-20-000148 · wf-form4_159778165952916.xml · nonDerivative · entry 1

Kaes Peter · CIK 0001761544 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,117

F1 · kind: Represents shares withheld by the Issuer to satisfy Mr. Kaes' tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Kaes on August 3, 2016, January 31, 2017, February 1, 2018, January 31, 2019 and January 30, 2020.

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August 15, 2020 Filed Aug 18, 2020 20:13 UTC
Thomas Corey E.Director · CEO
Tax withholdingCOMMON STOCK 13,626 $59.51 $810,883.26
Disclosure

SEC source: 0001560327-20-000147 · wf-form4_159778158069719.xml · nonDerivative · entry 2

Thomas Corey E. · CIK 0001647486 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,816

F4 · kind: Represents shares withheld by the Issuer to satisfy Mr. Thomas' tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Thomas on January 31, 2017, February 1, 2018, January 31, 2019 and January 30, 2020.

Read SEC document
August 14, 2020 Filed Aug 18, 2020 20:13 UTC
Thomas Corey E.Director · CEO
SaleCOMMON STOCK 4,700 $60.06 $282,277.30
Disclosure

SEC source: 0001560327-20-000147 · wf-form4_159778158069719.xml · nonDerivative · entry 1

Thomas Corey E. · CIK 0001647486 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 78,458

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Corey E. Thomas Irrevocable Trust of 2016 on September 9, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Represents shares held by the Corey E. Thomas Irrevocable Trust of 2016, which is administrated by an independent trustee, and is for the benefit of the reporting person's immediate and other family members. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 07, 2020 Filed Aug 10, 2020 20:11 UTC
Kalowski JeffreyChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $12.56 $0.00
Disclosure

SEC source: 0001560327-20-000140 · wf-form4_159709027331860.xml · derivative · entry 6

Kalowski Jeffrey · CIK 0001608600 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,366

Underlying: COMMON STOCK · 45,000 shares

Expires 2027-01-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2019.

F5 · derivative.exercise_date: This option shall vest and become exercisable over four years with 25% of the shares underlying this option vesting on January 15, 2018, and 6.25% of the shares underlying this option vesting on the 15th day of each calendar quarter thereafter, subject to the Reporting Person's continued service with the Issuer.

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August 07, 2020 Filed Aug 10, 2020 20:11 UTC
Kalowski JeffreyChief Financial Officer
SaleCOMMON STOCK 360 $61.34 $22,082.40
Disclosure

SEC source: 0001560327-20-000140 · wf-form4_159709027331860.xml · nonDerivative · entry 5

Kalowski Jeffrey · CIK 0001608600 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,304

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2019.

Read SEC document
August 07, 2020 Filed Aug 10, 2020 20:11 UTC
Kalowski JeffreyChief Financial Officer
SaleCOMMON STOCK 1,500 $60.22 $90,330.00
Disclosure

SEC source: 0001560327-20-000140 · wf-form4_159709027331860.xml · nonDerivative · entry 4

Kalowski Jeffrey · CIK 0001608600 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,664

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.02 to $60.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 07, 2020 Filed Aug 10, 2020 20:11 UTC
Kalowski JeffreyChief Financial Officer
SaleCOMMON STOCK 12,858 $59.50 $765,079.29
Disclosure

SEC source: 0001560327-20-000140 · wf-form4_159709027331860.xml · nonDerivative · entry 3

Kalowski Jeffrey · CIK 0001608600 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,164

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.00 to $59.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 07, 2020 Filed Aug 10, 2020 20:11 UTC
Kalowski JeffreyChief Financial Officer
SaleCOMMON STOCK 30,282 $58.35 $1,767,075.83
Disclosure

SEC source: 0001560327-20-000140 · wf-form4_159709027331860.xml · nonDerivative · entry 2

Kalowski Jeffrey · CIK 0001608600 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,022

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.90 to $58.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 07, 2020 Filed Aug 10, 2020 20:11 UTC
Kalowski JeffreyChief Financial Officer
Exercise / conversionCOMMON STOCK 45,000 $12.56 $565,200.00
Disclosure

SEC source: 0001560327-20-000140 · wf-form4_159709027331860.xml · nonDerivative · entry 1

Kalowski Jeffrey · CIK 0001608600 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2019.

Read SEC document
August 07, 2020 Filed Aug 10, 2020 20:08 UTC
Thomas Corey E.Director · CEO
SaleCOMMON STOCK 300 $61.00 $18,300.99
Disclosure

SEC source: 0001560327-20-000139 · wf-form4_159709007890431.xml · nonDerivative · entry 4

Thomas Corey E. · CIK 0001647486 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 83,158

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Corey E. Thomas Irrevocable Trust of 2016 on September 9, 2019.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Represents shares held by the Corey E. Thomas Irrevocable Trust of 2016, which is administrated by an independent trustee, and is for the benefit of the reporting person's immediate and other family members. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 07, 2020 Filed Aug 10, 2020 20:08 UTC
Thomas Corey E.Director · CEO
SaleCOMMON STOCK 8,542 $60.19 $514,176.29
Disclosure

SEC source: 0001560327-20-000139 · wf-form4_159709007890431.xml · nonDerivative · entry 3

Thomas Corey E. · CIK 0001647486 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 83,458

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Corey E. Thomas Irrevocable Trust of 2016 on September 9, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.81, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Represents shares held by the Corey E. Thomas Irrevocable Trust of 2016, which is administrated by an independent trustee, and is for the benefit of the reporting person's immediate and other family members. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:08 UTC
Thomas Corey E.Director · CEO
SaleCOMMON STOCK 3,000 $60.19 $180,580.80
Disclosure

SEC source: 0001560327-20-000139 · wf-form4_159709007890431.xml · nonDerivative · entry 2

Thomas Corey E. · CIK 0001647486 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 92,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Corey E. Thomas Irrevocable Trust of 2016 on September 9, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Represents shares held by the Corey E. Thomas Irrevocable Trust of 2016, which is administrated by an independent trustee, and is for the benefit of the reporting person's immediate and other family members. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 04, 2020 Filed Aug 5, 2020 20:26 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 60 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001560327-20-000126 · wf-form4_159665915183089.xml · derivative · entry 6

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,679

Underlying: COMMON STOCK · 60 shares

Expires 2026-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

F3 · derivative.exercise_date: Immediately exercisable.

Read SEC document
August 04, 2020 Filed Aug 5, 2020 20:26 UTC SaleCOMMON STOCK 250 $59.80 $14,950.00
Disclosure

SEC source: 0001560327-20-000126 · wf-form4_159665915183089.xml · nonDerivative · entry 4

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,155

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.60 to $60.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 04, 2020 Filed Aug 5, 2020 20:26 UTC Exercise / conversionCOMMON STOCK 60 $12.86 $771.60
Disclosure

SEC source: 0001560327-20-000126 · wf-form4_159665915183089.xml · nonDerivative · entry 3

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:19 UTC
Sondhi ReenyDirector
GrantCOMMON STOCK 5,785 $0.00 $0.00
Disclosure

SEC source: 0001560327-20-000133 · wf-form4_159674515092480.xml · nonDerivative · entry 1

Sondhi Reeny · CIK 0001817594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,785

F1 · security: This security represents restricted stock units granted under the Issuer's 2015 Equity Incentive Plan, as amended, as an initial one-time grant to the Reporting Person in connection with her appointment to the Issuer's Board of Directors. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: This restricted stock unit grant vests in three substantially equal annual installments beginning on August 4, 2021, in each case subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:26 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 300 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001560327-20-000126 · wf-form4_159665915183089.xml · derivative · entry 5

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,739

Underlying: COMMON STOCK · 300 shares

Expires 2026-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

F3 · derivative.exercise_date: Immediately exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.