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Nasdaq · USD

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Rapid7, Inc.

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1196
SEC CIK
0001560327
Parsed reports
574

Last 12 months

Inside the activity.

7 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202571
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2021 Filed Feb 17, 2021 21:19 UTC
Thomas Corey E.Director · CEO
SaleCOMMON STOCK 50,336 $82.38 $4,146,584.04
Disclosure

SEC source: 0001560327-21-000033 · wf-form4_161359671241438.xml · nonDerivative · entry 4

Thomas Corey E. · CIK 0001647486 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,933

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.68 to $82.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:19 UTC
Thomas Corey E.Director · CEO
Exercise / conversionCOMMON STOCK 105,796 $5.05 $534,269.80
Disclosure

SEC source: 0001560327-21-000033 · wf-form4_161359671241438.xml · nonDerivative · entry 3

Thomas Corey E. · CIK 0001647486 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2020.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:13 UTC
Kaes PeterSVP, General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $12.47 $0.00
Disclosure

SEC source: 0001560327-21-000030 · wf-form4_161359635180306.xml · derivative · entry 10

Kaes Peter · CIK 0001761544 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 30,000 shares

Expires 2027-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2020.

F9 · derivative.exercise_date: Immediately exercisable.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:13 UTC
Kaes PeterSVP, General Counsel
SaleCOMMON STOCK 452 $87.72 $39,649.44
Disclosure

SEC source: 0001560327-21-000030 · wf-form4_161359635180306.xml · nonDerivative · entry 9

Kaes Peter · CIK 0001761544 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,014

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2020.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:13 UTC
Kaes PeterSVP, General Counsel
SaleCOMMON STOCK 170 $85.78 $14,582.01
Disclosure

SEC source: 0001560327-21-000030 · wf-form4_161359635180306.xml · nonDerivative · entry 8

Kaes Peter · CIK 0001761544 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,466

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.76 to $85.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:13 UTC
Kaes PeterSVP, General Counsel
SaleCOMMON STOCK 2,555 $85.14 $217,542.15
Disclosure

SEC source: 0001560327-21-000030 · wf-form4_161359635180306.xml · nonDerivative · entry 7

Kaes Peter · CIK 0001761544 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,636

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.71 to $85.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:13 UTC
Kaes PeterSVP, General Counsel
SaleCOMMON STOCK 4,200 $84.18 $353,546.76
Disclosure

SEC source: 0001560327-21-000030 · wf-form4_161359635180306.xml · nonDerivative · entry 6

Kaes Peter · CIK 0001761544 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,191

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.70 to $84.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:13 UTC
Kaes PeterSVP, General Counsel
SaleCOMMON STOCK 8,163 $83.08 $678,218.77
Disclosure

SEC source: 0001560327-21-000030 · wf-form4_161359635180306.xml · nonDerivative · entry 5

Kaes Peter · CIK 0001761544 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,391

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.68 to $83.665, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:13 UTC
Kaes PeterSVP, General Counsel
SaleCOMMON STOCK 14,460 $82.38 $1,191,151.18
Disclosure

SEC source: 0001560327-21-000030 · wf-form4_161359635180306.xml · nonDerivative · entry 4

Kaes Peter · CIK 0001761544 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,554

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.68 to $82.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:13 UTC
Kaes PeterSVP, General Counsel
Exercise / conversionCOMMON STOCK 30,000 $12.47 $374,100.00
Disclosure

SEC source: 0001560327-21-000030 · wf-form4_161359635180306.xml · nonDerivative · entry 3

Kaes Peter · CIK 0001761544 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2020.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:11 UTC
Burton Andrew F.Chief Operating Officer
Tax withholdingCOMMON STOCK 6,529 $87.61 $572,005.69
Disclosure

SEC source: 0001560327-21-000029 · wf-form4_161359624539557.xml · nonDerivative · entry 2

Burton Andrew F. · CIK 0001532808 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,074

F2 · kind: Represents shares withheld by the Issuer to satisfy Mr. Burton's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Burton on January 31, 2017, February 1, 2018, January 31, 2019, January 30, 2020 and February 15, 2021.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:11 UTC
Burton Andrew F.Chief Operating Officer
GrantCOMMON STOCK 2,640 $0.00 $0.00
Disclosure

SEC source: 0001560327-21-000029 · wf-form4_161359624539557.xml · nonDerivative · entry 1

Burton Andrew F. · CIK 0001532808 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,603

F1 · kind: Reporting Person elected to receive annual bonus payment under the Issuer's Executive Incentive Bonus Plan in the form of fully-vested restricted stock units, as authorized by the Issuer's compensation committee.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:20 UTC
Weiner Lee DavidChief Innovation Officer
Tax withholdingCOMMON STOCK 5,085 $87.61 $445,496.85
Disclosure

SEC source: 0001560327-21-000034 · wf-form4_161359681750000.xml · nonDerivative · entry 2

Weiner Lee David · CIK 0001647617 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,913

F2 · kind: Represents shares withheld by the Issuer to satisfy Mr. Weiner's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Weiner on January 31, 2017, February 1, 2018, January 31, 2019, January 30, 2020 and February 15, 2021.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:20 UTC
Weiner Lee DavidChief Innovation Officer
GrantCOMMON STOCK 1,635 $0.00 $0.00
Disclosure

SEC source: 0001560327-21-000034 · wf-form4_161359681750000.xml · nonDerivative · entry 1

Weiner Lee David · CIK 0001647617 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,998

F1 · kind: Reporting Person elected to receive annual bonus payment under the Issuer's Executive Incentive Bonus Plan in the form of fully-vested restricted stock units, as authorized by the Issuer's compensation committee.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:19 UTC
Thomas Corey E.Director · CEO
Tax withholdingCOMMON STOCK 13,603 $87.61 $1,191,758.83
Disclosure

SEC source: 0001560327-21-000033 · wf-form4_161359671241438.xml · nonDerivative · entry 2

Thomas Corey E. · CIK 0001647486 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,473

F2 · kind: Represents shares withheld by the Issuer to satisfy Mr. Thomas' tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Thomas on January 31, 2017, February 1, 2018, January 31, 2019, January 30, 2020 and February 15, 2021.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:19 UTC
Thomas Corey E.Director · CEO
GrantCOMMON STOCK 3,708 $0.00 $0.00
Disclosure

SEC source: 0001560327-21-000033 · wf-form4_161359671241438.xml · nonDerivative · entry 1

Thomas Corey E. · CIK 0001647486 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,076

F1 · kind: Reporting Person elected to receive annual bonus payment under the Issuer's Executive Incentive Bonus Plan in the form of fully-vested restricted stock units, as authorized by the Issuer's compensation committee.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:17 UTC
Luconi ChristinaChief People Officer
Tax withholdingCOMMON STOCK 3,196 $87.61 $280,001.56
Disclosure

SEC source: 0001560327-21-000032 · wf-form4_161359661682588.xml · nonDerivative · entry 2

Luconi Christina · CIK 0001761817 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,138

F2 · kind: Represents shares withheld by the Issuer to satisfy Ms. Luconi's tax withholding obligation upon the vesting of restricted stock units previously granted to Ms. Luconi on January 31, 2017, February 1, 2018, January 31, 2019, January 30, 2020 and February 15, 2021.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:17 UTC
Luconi ChristinaChief People Officer
GrantCOMMON STOCK 1,850 $0.00 $0.00
Disclosure

SEC source: 0001560327-21-000032 · wf-form4_161359661682588.xml · nonDerivative · entry 1

Luconi Christina · CIK 0001761817 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,334

F1 · kind: Reporting Person elected to receive annual bonus payment under the Issuer's Executive Incentive Bonus Plan in the form of fully-vested restricted stock units, as authorized by the Issuer's compensation committee.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:15 UTC
Kalowski JeffreyChief Financial Officer
Tax withholdingCOMMON STOCK 3,783 $87.61 $331,428.63
Disclosure

SEC source: 0001560327-21-000031 · wf-form4_161359647719602.xml · nonDerivative · entry 2

Kalowski Jeffrey · CIK 0001608600 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,316

F2 · kind: Represents shares withheld by the Issuer to satisfy Mr. Kalowski's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Kalowski on January 31, 2019, January 30, 2020 and February 15, 2021.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:15 UTC
Kalowski JeffreyChief Financial Officer
GrantCOMMON STOCK 2,233 $0.00 $0.00
Disclosure

SEC source: 0001560327-21-000031 · wf-form4_161359647719602.xml · nonDerivative · entry 1

Kalowski Jeffrey · CIK 0001608600 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,099

F1 · kind: Reporting Person elected to receive annual bonus payment under the Issuer's Executive Incentive Bonus Plan in the form of fully-vested restricted stock units, as authorized by the Issuer's compensation committee.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:13 UTC
Kaes PeterSVP, General Counsel
Tax withholdingCOMMON STOCK 2,382 $87.61 $208,687.02
Disclosure

SEC source: 0001560327-21-000030 · wf-form4_161359635180306.xml · nonDerivative · entry 2

Kaes Peter · CIK 0001761544 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,014

F2 · kind: Represents shares withheld by the Issuer to satisfy Mr. Kaes' tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Kaes on January 31, 2017, February 1, 2018, January 31, 2019, January 30, 2020 and February 15, 2021.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:13 UTC
Kaes PeterSVP, General Counsel
GrantCOMMON STOCK 1,133 $0.00 $0.00
Disclosure

SEC source: 0001560327-21-000030 · wf-form4_161359635180306.xml · nonDerivative · entry 1

Kaes Peter · CIK 0001761544 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,396

F1 · kind: Reporting Person elected to receive annual bonus payment under the Issuer's Executive Incentive Bonus Plan in the form of fully-vested restricted stock units, as authorized by the Issuer's compensation committee.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:19 UTC
Burton Andrew F.Chief Operating Officer
GrantCOMMON STOCK 47,036 $0.00 $0.00
Disclosure

SEC source: 0001560327-21-000014 · wf-form4_161247353812967.xml · nonDerivative · entry 2

Burton Andrew F. · CIK 0001532808 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,963

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F3 · shares: This restricted stock unit grant vests in twenty equal quarterly installments, with the first installment vesting on May 15, 2021, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:19 UTC
Burton Andrew F.Chief Operating Officer
GrantCOMMON STOCK 47,036 $0.00 $0.00
Disclosure

SEC source: 0001560327-21-000014 · wf-form4_161247353812967.xml · nonDerivative · entry 1

Burton Andrew F. · CIK 0001532808 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,927

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: This restricted stock unit grant vests in sixteen equal quarterly installments, with the first installment vesting on May 15, 2021, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:30 UTC
Weiner Lee DavidChief Innovation Officer
GrantCOMMON STOCK 7,427 $0.00 $0.00
Disclosure

SEC source: 0001560327-21-000019 · wf-form4_161247419394632.xml · nonDerivative · entry 2

Weiner Lee David · CIK 0001647617 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,363

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F3 · shares: This restricted stock unit grant vests in twenty equal quarterly installments, with the first installment vesting on May 15, 2021, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:30 UTC
Weiner Lee DavidChief Innovation Officer
GrantCOMMON STOCK 29,707 $0.00 $0.00
Disclosure

SEC source: 0001560327-21-000019 · wf-form4_161247419394632.xml · nonDerivative · entry 1

Weiner Lee David · CIK 0001647617 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,936

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: This restricted stock unit grant vests in sixteen equal quarterly installments, with the first installment vesting on May 15, 2021, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:28 UTC
Thomas Corey E.Director · CEO
GrantCOMMON STOCK 24,756 $0.00 $0.00
Disclosure

SEC source: 0001560327-21-000018 · wf-form4_161247408689426.xml · nonDerivative · entry 5

Thomas Corey E. · CIK 0001647486 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,368

F3 · kind: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F5 · shares: This restricted stock unit grant vests in twenty equal quarterly installments, with the first installment vesting on May 15, 2021, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:28 UTC
Thomas Corey E.Director · CEO
GrantCOMMON STOCK 81,693 $0.00 $0.00
Disclosure

SEC source: 0001560327-21-000018 · wf-form4_161247408689426.xml · nonDerivative · entry 4

Thomas Corey E. · CIK 0001647486 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,612

F3 · kind: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F4 · shares: This restricted stock unit grant vests in sixteen equal quarterly installments, with the first installment vesting on May 15, 2021, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:25 UTC
Luconi ChristinaChief People Officer
GrantCOMMON STOCK 12,378 $0.00 $0.00
Disclosure

SEC source: 0001560327-21-000017 · wf-form4_161247390553152.xml · nonDerivative · entry 2

Luconi Christina · CIK 0001761817 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,484

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F3 · shares: This restricted stock unit grant vests in twenty equal quarterly installments, with the first installment vesting on May 15, 2021, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:25 UTC
Luconi ChristinaChief People Officer
GrantCOMMON STOCK 17,329 $0.00 $0.00
Disclosure

SEC source: 0001560327-21-000017 · wf-form4_161247390553152.xml · nonDerivative · entry 1

Luconi Christina · CIK 0001761817 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,106

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: This restricted stock unit grant vests in sixteen equal quarterly installments, with the first installment vesting on May 15, 2021, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:23 UTC
Kalowski JeffreyChief Financial Officer
GrantCOMMON STOCK 24,756 $0.00 $0.00
Disclosure

SEC source: 0001560327-21-000016 · wf-form4_161247378653478.xml · nonDerivative · entry 2

Kalowski Jeffrey · CIK 0001608600 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,866

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F3 · shares: This restricted stock unit grant vests in twenty equal quarterly installments, with the first installment vesting on May 15, 2021, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:23 UTC
Kalowski JeffreyChief Financial Officer
GrantCOMMON STOCK 49,511 $0.00 $0.00
Disclosure

SEC source: 0001560327-21-000016 · wf-form4_161247378653478.xml · nonDerivative · entry 1

Kalowski Jeffrey · CIK 0001608600 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,110

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: This restricted stock unit grant vests in sixteen equal quarterly installments, with the first installment vesting on May 15, 2021, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:21 UTC
Kaes PeterSVP, General Counsel
GrantCOMMON STOCK 12,378 $0.00 $0.00
Disclosure

SEC source: 0001560327-21-000015 · wf-form4_161247368847298.xml · nonDerivative · entry 1

Kaes Peter · CIK 0001761544 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,263

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: This restricted stock unit grant vests in sixteen equal quarterly installments, with the first installment vesting on May 15, 2021, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:27 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 300 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001560327-21-000007 · wf-form4_161238763066031.xml · derivative · entry 4

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,479

Underlying: COMMON STOCK · 300 shares

Expires 2026-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

F2 · derivative.exercise_date: Immediately exercisable.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:27 UTC SaleCOMMON STOCK 125 $90.00 $11,250.00
Disclosure

SEC source: 0001560327-21-000007 · wf-form4_161238763066031.xml · nonDerivative · entry 3

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,855

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:27 UTC SaleCOMMON STOCK 625 $87.63 $54,768.75
Disclosure

SEC source: 0001560327-21-000007 · wf-form4_161238763066031.xml · nonDerivative · entry 2

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,980

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:27 UTC Exercise / conversionCOMMON STOCK 300 $12.86 $3,858.00
Disclosure

SEC source: 0001560327-21-000007 · wf-form4_161238763066031.xml · nonDerivative · entry 1

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

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January 15, 2021 Filed Jan 20, 2021 21:10 UTC
Kalowski JeffreyChief Financial Officer
Tax withholdingCOMMON STOCK 3,358 $87.32 $293,220.56
Disclosure

SEC source: 0001560327-21-000004 · wf-form4_161117703043031.xml · nonDerivative · entry 1

Kalowski Jeffrey · CIK 0001608600 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,599

F1 · kind: Represents shares withheld by the Issuer to satisfy Mr. Kalowski's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Kalowski on January 9, 2017.

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January 04, 2021 Filed Jan 6, 2021 21:12 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 300 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001560327-21-000002 · wf-form4_160996752644577.xml · derivative · entry 3

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,779

Underlying: COMMON STOCK · 300 shares

Expires 2026-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

F2 · derivative.exercise_date: Immediately exercisable.

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January 04, 2021 Filed Jan 6, 2021 21:12 UTC SaleCOMMON STOCK 750 $90.36 $67,770.00
Disclosure

SEC source: 0001560327-21-000002 · wf-form4_160996752644577.xml · nonDerivative · entry 2

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,305

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

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January 04, 2021 Filed Jan 6, 2021 21:12 UTC Exercise / conversionCOMMON STOCK 300 $12.86 $3,858.00
Disclosure

SEC source: 0001560327-21-000002 · wf-form4_160996752644577.xml · nonDerivative · entry 1

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

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December 22, 2020 Filed Dec 23, 2020 21:11 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 840 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001560327-20-000216 · wf-form4_160875785684709.xml · derivative · entry 3

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,079

Underlying: COMMON STOCK · 840 shares

Expires 2026-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

F2 · derivative.exercise_date: Immediately exercisable.

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December 22, 2020 Filed Dec 23, 2020 21:11 UTC SaleCOMMON STOCK 1,750 $90.00 $157,500.00
Disclosure

SEC source: 0001560327-20-000216 · wf-form4_160875785684709.xml · nonDerivative · entry 2

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,755

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

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December 22, 2020 Filed Dec 23, 2020 21:11 UTC Exercise / conversionCOMMON STOCK 840 $12.86 $10,802.40
Disclosure

SEC source: 0001560327-20-000216 · wf-form4_160875785684709.xml · nonDerivative · entry 1

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

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December 18, 2020 Filed Dec 22, 2020 21:20 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 840 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001560327-20-000214 · wf-form4_160867200087329.xml · derivative · entry 3

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,919

Underlying: COMMON STOCK · 840 shares

Expires 2026-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

F2 · derivative.exercise_date: Immediately exercisable.

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December 18, 2020 Filed Dec 22, 2020 21:20 UTC SaleCOMMON STOCK 1,750 $83.00 $145,250.00
Disclosure

SEC source: 0001560327-20-000214 · wf-form4_160867200087329.xml · nonDerivative · entry 2

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,665

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

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December 18, 2020 Filed Dec 22, 2020 21:20 UTC Exercise / conversionCOMMON STOCK 840 $12.86 $10,802.40
Disclosure

SEC source: 0001560327-20-000214 · wf-form4_160867200087329.xml · nonDerivative · entry 1

Schodorf Thomas E · CIK 0001547258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2019.

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December 14, 2020 Filed Dec 16, 2020 21:12 UTC
Kaes PeterSVP, General Counsel
SaleCOMMON STOCK 1,500 $74.66 $111,987.60
Disclosure

SEC source: 0001560327-20-000212 · wf-form4_160815313202081.xml · nonDerivative · entry 3

Kaes Peter · CIK 0001761544 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,885

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.47 to $74.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 14, 2020 Filed Dec 16, 2020 21:12 UTC
Kaes PeterSVP, General Counsel
SaleCOMMON STOCK 17,510 $74.15 $1,298,438.29
Disclosure

SEC source: 0001560327-20-000212 · wf-form4_160815313202081.xml · nonDerivative · entry 2

Kaes Peter · CIK 0001761544 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,385

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.47 to $74.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 14, 2020 Filed Dec 16, 2020 21:12 UTC
Kaes PeterSVP, General Counsel
SaleCOMMON STOCK 1,216 $72.84 $88,570.16
Disclosure

SEC source: 0001560327-20-000212 · wf-form4_160815313202081.xml · nonDerivative · entry 1

Kaes Peter · CIK 0001761544 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,895

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.44 to $73.37, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.