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Nasdaq · USD

ROKU

ROKU, INC

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Tapewire entity
2524
SEC CIK
0001428439
Parsed reports
726

Last 12 months

Inside the activity.

0 purchase rows · 180 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025021
Dec 2025011
Jan 2026012
Feb 202609
Mar 2026021
Apr 2026014
May 2026023
Jun 2026024
Jul 202609
Aug 202609
Sep 2026020
Oct 202607

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2020 Filed Aug 12, 2020 22:46 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionClass B Common Stock · Derivative 10,000 $5.64 Strike: $5.64 $56,400.00
Disclosure

SEC source: 0001716837-20-000143 · edgar.xml · derivative · entry 11

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2026-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 22:46 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $5.64 Strike: $5.64 $56,400.00
Disclosure

SEC source: 0001716837-20-000143 · edgar.xml · derivative · entry 10

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,603

Underlying: Class B Common Stock · 10,000 shares

Expires 2026-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: This stock option is fully vested.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 22:46 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 1,049 $151.53 $158,956.96
Disclosure

SEC source: 0001716837-20-000143 · edgar.xml · nonDerivative · entry 9

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,812

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.29 to $151.80 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 22:46 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 1,638 $150.70 $246,852.33
Disclosure

SEC source: 0001716837-20-000143 · edgar.xml · nonDerivative · entry 8

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,861

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.28 to $151.19 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 22:46 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 2,000 $149.68 $299,361.80
Disclosure

SEC source: 0001716837-20-000143 · edgar.xml · nonDerivative · entry 7

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,499

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $149.27 to $150.24 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 22:46 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 1,402 $148.68 $208,449.64
Disclosure

SEC source: 0001716837-20-000143 · edgar.xml · nonDerivative · entry 6

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,499

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.29 to $149.18 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 22:46 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 2,011 $147.72 $297,072.56
Disclosure

SEC source: 0001716837-20-000143 · edgar.xml · nonDerivative · entry 5

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,901

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.27 to $148.26 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 22:46 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 1,619 $146.73 $237,547.78
Disclosure

SEC source: 0001716837-20-000143 · edgar.xml · nonDerivative · entry 4

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,912

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.23 to $147.12 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 22:46 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 142 $145.20 $20,618.40
Disclosure

SEC source: 0001716837-20-000143 · edgar.xml · nonDerivative · entry 3

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,531

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 22:46 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 139 $144.28 $20,054.28
Disclosure

SEC source: 0001716837-20-000143 · edgar.xml · nonDerivative · entry 2

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,673

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.93 to $144.35 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 22:46 UTC
KAY STEPHEN HSVP General Counsel, Secretary
ConversionClass A Common Stock 10,000 $5.64 $56,400.00
Disclosure

SEC source: 0001716837-20-000143 · edgar.xml · nonDerivative · entry 1

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 00:26 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 597 $0.00 Strike: $161.82 $0.00
Disclosure

SEC source: 0001716837-20-000141 · edgar.xml · derivative · entry 14

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597

Underlying: Class A Common Stock · 597 shares

Expires 2030-07-31

F11 · price: This stock option was awarded to the Reporting Person by the Issuer's Compensation Committee of the Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the Reporting Person of $33,333.33.

F10 · derivative.exercise_date: This stock option is fully vested.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 00:26 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
ConversionClass B Common Stock · Derivative 10,000 $2.76 Strike: $2.76 $27,600.00
Disclosure

SEC source: 0001716837-20-000141 · edgar.xml · derivative · entry 13

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000 shares

Expires 2022-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 00:26 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
Exercise / conversionClass B Common Stock · Derivative 10,000 $2.76 Strike: $2.76 $27,600.00
Disclosure

SEC source: 0001716837-20-000141 · edgar.xml · derivative · entry 12

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2022-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 00:26 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $2.76 Strike: $2.76 $27,600.00
Disclosure

SEC source: 0001716837-20-000141 · edgar.xml · derivative · entry 11

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,243,333

Underlying: Class B Common Stock · 10,000 shares

Expires 2022-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: This stock option is fully vested.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 00:26 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
ConversionClass B Common Stock · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-20-000141 · edgar.xml · derivative · entry 10

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 18,506,815

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 00:26 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
SaleClass A Common Stock 200 $163.09 $32,617.00
Disclosure

SEC source: 0001716837-20-000141 · edgar.xml · nonDerivative · entry 9

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 25,000

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.08 to $163.09 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 00:26 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
SaleClass A Common Stock 7,336 $162.45 $1,191,725.86
Disclosure

SEC source: 0001716837-20-000141 · edgar.xml · nonDerivative · entry 8

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 25,200

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.07 to $163.04 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 00:26 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
SaleClass A Common Stock 7,609 $161.68 $1,230,186.60
Disclosure

SEC source: 0001716837-20-000141 · edgar.xml · nonDerivative · entry 7

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 32,536

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.07 to $162.05 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 00:26 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
SaleClass A Common Stock 2,514 $160.63 $403,815.78
Disclosure

SEC source: 0001716837-20-000141 · edgar.xml · nonDerivative · entry 6

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 40,145

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.07 to $161.03 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 00:26 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
SaleClass A Common Stock 5,836 $159.38 $930,140.51
Disclosure

SEC source: 0001716837-20-000141 · edgar.xml · nonDerivative · entry 5

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 42,659

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.01 to $159.92 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 00:26 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
SaleClass A Common Stock 8,605 $158.57 $1,364,474.20
Disclosure

SEC source: 0001716837-20-000141 · edgar.xml · nonDerivative · entry 4

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 48,495

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.00 to $158.98 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 00:26 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
SaleClass A Common Stock 2,900 $157.53 $456,846.86
Disclosure

SEC source: 0001716837-20-000141 · edgar.xml · nonDerivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 57,100

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.97 to $157.95 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 00:26 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
ConversionClass A Common Stock 10,000 $2.76 $27,600.00
Disclosure

SEC source: 0001716837-20-000141 · edgar.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 00:26 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
ConversionClass A Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001716837-20-000141 · edgar.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
July 27, 2020 Filed Jul 28, 2020 21:49 UTC
Fyfield MaiDirector
Exercise / conversionStock Option (right to buy) · Derivative 2,937 $88.02 Strike: $88.02 $258,514.74
Disclosure

SEC source: 0001716837-20-000139 · edgar.xml · derivative · entry 7

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,937 shares

Expires 2029-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option is fully vested.

Read SEC document
July 27, 2020 Filed Jul 28, 2020 21:49 UTC
Fyfield MaiDirector
SaleClass A Common Stock 743 $153.34 $113,931.62
Disclosure

SEC source: 0001716837-20-000139 · edgar.xml · nonDerivative · entry 5

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to Ms. Fyfield's 10b5-1 plan.

Read SEC document
July 27, 2020 Filed Jul 28, 2020 21:49 UTC
Fyfield MaiDirector
SaleClass A Common Stock 2,937 $155.41 $456,449.16
Disclosure

SEC source: 0001716837-20-000139 · edgar.xml · nonDerivative · entry 4

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743

F1 · shares: Shares sold pursuant to Ms. Fyfield's 10b5-1 plan.

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July 27, 2020 Filed Jul 28, 2020 21:49 UTC
Fyfield MaiDirector
Exercise / conversionClass A Common Stock 2,937 $88.02 $258,514.74
Disclosure

SEC source: 0001716837-20-000139 · edgar.xml · nonDerivative · entry 3

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 24, 2020 Filed Jul 28, 2020 21:49 UTC
Fyfield MaiDirector
Exercise / conversionStock Option (right to buy) · Derivative 306 $35.99 Strike: $35.99 $11,012.94
Disclosure

SEC source: 0001716837-20-000139 · edgar.xml · derivative · entry 6

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,062

Underlying: Class A Common Stock · 306 shares

Expires 2028-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in 36 equal monthly installments. The first installment vested on 5/24/2018.

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July 24, 2020 Filed Jul 28, 2020 21:49 UTC
Fyfield MaiDirector
SaleClass A Common Stock 306 $147.66 $45,183.96
Disclosure

SEC source: 0001716837-20-000139 · edgar.xml · nonDerivative · entry 2

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743

F1 · shares: Shares sold pursuant to Ms. Fyfield's 10b5-1 plan.

Read SEC document
July 24, 2020 Filed Jul 28, 2020 21:49 UTC
Fyfield MaiDirector
Exercise / conversionClass A Common Stock 306 $35.99 $11,012.94
Disclosure

SEC source: 0001716837-20-000139 · edgar.xml · nonDerivative · entry 1

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 23:58 UTC
KAY STEPHEN HSVP General Counsel, Secretary
ConversionClass B Common Stock · Derivative 10,000 $5.64 Strike: $5.64 $56,400.00
Disclosure

SEC source: 0001716837-20-000137 · edgar.xml · derivative · entry 14

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000 shares

Expires 2026-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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July 14, 2020 Filed Jul 16, 2020 23:58 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionClass B Common Stock · Derivative 10,000 $5.64 Strike: $5.64 $56,400.00
Disclosure

SEC source: 0001716837-20-000137 · edgar.xml · derivative · entry 13

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2026-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 23:58 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $5.64 Strike: $5.64 $56,400.00
Disclosure

SEC source: 0001716837-20-000137 · edgar.xml · derivative · entry 12

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,603

Underlying: Class B Common Stock · 10,000 shares

Expires 2026-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: This stock option is fully vested.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 23:58 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 270 $154.61 $41,744.35
Disclosure

SEC source: 0001716837-20-000137 · edgar.xml · nonDerivative · entry 11

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,812

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.12 to $155.01 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 14, 2020 Filed Jul 16, 2020 23:58 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 274 $153.24 $41,988.94
Disclosure

SEC source: 0001716837-20-000137 · edgar.xml · nonDerivative · entry 10

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,082

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.09 to $154.08 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 14, 2020 Filed Jul 16, 2020 23:58 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 633 $151.18 $95,699.79
Disclosure

SEC source: 0001716837-20-000137 · edgar.xml · nonDerivative · entry 9

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,356

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.90 to $151.62 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 14, 2020 Filed Jul 16, 2020 23:58 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 2,134 $150.21 $320,557.96
Disclosure

SEC source: 0001716837-20-000137 · edgar.xml · nonDerivative · entry 8

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,989

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $149.87 to $150.68 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 23:58 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 3,831 $149.36 $572,194.33
Disclosure

SEC source: 0001716837-20-000137 · edgar.xml · nonDerivative · entry 7

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,123

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.87 to $149.84 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 23:58 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 1,738 $148.35 $257,828.48
Disclosure

SEC source: 0001716837-20-000137 · edgar.xml · nonDerivative · entry 6

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,954

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.83 to $148.82 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 23:58 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 260 $147.28 $38,292.98
Disclosure

SEC source: 0001716837-20-000137 · edgar.xml · nonDerivative · entry 5

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,692

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.79 to $147.52 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 23:58 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 389 $146.28 $56,902.10
Disclosure

SEC source: 0001716837-20-000137 · edgar.xml · nonDerivative · entry 4

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,952

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.79 to $146.78 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 23:58 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 125 $144.93 $18,116.68
Disclosure

SEC source: 0001716837-20-000137 · edgar.xml · nonDerivative · entry 3

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,341

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.64 to $145.34 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 23:58 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 346 $143.79 $49,752.38
Disclosure

SEC source: 0001716837-20-000137 · edgar.xml · nonDerivative · entry 2

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,466

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.15 to $144.09 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 23:58 UTC
KAY STEPHEN HSVP General Counsel, Secretary
ConversionClass A Common Stock 10,000 $5.64 $56,400.00
Disclosure

SEC source: 0001716837-20-000137 · edgar.xml · nonDerivative · entry 1

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 22:57 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
ConversionClass B Common Stock · Derivative 30,000 $2.76 Strike: $2.76 $82,800.00
Disclosure

SEC source: 0001716837-20-000136 · edgar.xml · derivative · entry 8

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 30,000 shares

Expires 2022-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 22:57 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
Exercise / conversionClass B Common Stock · Derivative 30,000 $2.76 Strike: $2.76 $82,800.00
Disclosure

SEC source: 0001716837-20-000136 · edgar.xml · derivative · entry 7

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2022-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 22:57 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 30,000 $2.76 Strike: $2.76 $82,800.00
Disclosure

SEC source: 0001716837-20-000136 · edgar.xml · derivative · entry 6

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,253,333

Underlying: Class B Common Stock · 30,000 shares

Expires 2022-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This stock option is fully vested.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 22:57 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
ConversionClass B Common Stock · Derivative 70,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-20-000136 · edgar.xml · derivative · entry 5

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 18,531,815

Underlying: Class A Common Stock · 70,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.