Last 12 months
Inside the activity.
0 purchase rows · 114 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 16 |
| Dec 2025 | 0 | 29 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 20 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 23 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 9 |
| Sep 2026 | 0 | 6 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 30, 2025 Filed Aug 2, 2025 01:12 UTC |
Torti FrankPresident and Vant Chair
|
GrantCommon Shares | 11,900,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-25-028453 · form4.xml · nonDerivative · entry 2 Torti Frank · CIK 0001647805 · President and Vant Chair 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,736,547 F2 · shares: Reflects an award of performance restricted stock units with respect to Common Shares ("PSUs") across six share price hurdle tranches, as follows: $15.00 (14.71% of PSUs); $17.50 (7.35% of PSUs); $20.00 (8.82% of PSUs); $22.50 (11.77% of PSUs); $25.00 (22.06% of PSUs); and $30.00 (35.29% of PSUs). The PSUs will vest tranche-by-tranche on the first date that both the performance condition and the service condition with respect to the applicable tranche of the PSUs has been satisfied. The performance condition will be deemed satisfied for each tranche of PSUs on the first date, during the performance period ending on July 26, 2029, when the Company's trailing 30-day volume weighted average trading price per share for trading days during the performance period exceeds the share price hurdle applicable to such tranche (as specified above). (Continued in footnote 3) F3 · shares: (Continued from footnote 2) The service condition will be deemed satisfied for each tranche of PSUs on the first anniversary of the date on which the performance condition is first satisfied with respect to such tranche, subject to the reporting person's continuous service through such anniversary. In addition, following the satisfaction of the performance condition and service condition and the vesting of any tranche of the PSUs, the common shares underlying the applicable vested tranche of PSUs are subject to a further two-year holding period before such common shares may be sold. Read SEC document |
| July 30, 2025 Filed Aug 2, 2025 01:12 UTC |
Torti FrankPresident and Vant Chair
|
GrantCommon Shares | 1,836,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-25-028453 · form4.xml · nonDerivative · entry 1 Torti Frank · CIK 0001647805 · President and Vant Chair 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,836,547 F1 · shares: Reflects an award of restricted stock units with respect to Common Shares ("RSUs"), with a vesting commencement date of March 31, 2025, which service-vest (i) 20% on the first anniversary of the vesting commencement date and (ii) in 16 successive equal quarterly installments thereafter, subject to the reporting person's continuous service through each vesting date. Read SEC document |
| July 28, 2025 Filed Jul 31, 2025 01:00 UTC | Tax withholdingCommon Shares | 1,919 | $11.35 | $21,780.65 |
DisclosureSEC source: 0001140361-25-028078 · form4.xml · nonDerivative · entry 1 Pulik Richard · CIK 0001885841 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 397,553 F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs. Read SEC document |
|
| July 21, 2025 Filed Jul 24, 2025 01:00 UTC |
Venker EricPresident & Immunovant CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001140361-25-027005 · form4.xml · derivative · entry 3 Venker Eric · CIK 0001801917 · President & Immunovant CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,138,897 Underlying: Common Stock · 100,000 shares Expires 2032-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation). Read SEC document |
| July 21, 2025 Filed Jul 24, 2025 01:00 UTC |
Venker EricPresident & Immunovant CEO
|
SaleCommon Shares | 100,000 | $11.52 | $1,152,000.00 |
DisclosureSEC source: 0001140361-25-027005 · form4.xml · nonDerivative · entry 2 Venker Eric · CIK 0001801917 · President & Immunovant CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,462,223 F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range. Read SEC document |
| July 21, 2025 Filed Jul 24, 2025 01:00 UTC |
Venker EricPresident & Immunovant CEO
|
Exercise / conversionCommon Shares | 100,000 | $3.85 | $385,000.00 |
DisclosureSEC source: 0001140361-25-027005 · form4.xml · nonDerivative · entry 1 Venker Eric · CIK 0001801917 · President & Immunovant CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,562,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 17, 2025 Filed Jul 22, 2025 01:00 UTC |
Epperly Melissa B,Director
|
GrantCommon Shares | 1,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-25-026647 · form4.xml · nonDerivative · entry 1 Epperly Melissa B, · CIK 0001807359 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,985 F1 · shares: Reflects an award of Common Shares received pursuant to the Issuer's Non-Employee Director Compensation Plan that was fully vested as of the grant date. F1 · price: Reflects an award of Common Shares received pursuant to the Issuer's Non-Employee Director Compensation Plan that was fully vested as of the grant date. Read SEC document |
| July 17, 2025 Filed Jul 22, 2025 01:00 UTC |
MOMTAZEE JAMES CDirector
|
Tax withholdingCommon Shares | 241 | $11.65 | $2,807.65 |
DisclosureSEC source: 0001140361-25-026648 · form4.xml · nonDerivative · entry 2 MOMTAZEE JAMES C · CIK 0001209181 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,670 F2 · shares: Represents the "net settlement" by the Issuer of Common Shares previously granted to the reporting person pursuant to the Issuer's Non-Employee Director Compensation Plan in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such Common Shares. Read SEC document |
| July 17, 2025 Filed Jul 22, 2025 01:00 UTC |
MOMTAZEE JAMES CDirector
|
GrantCommon Shares | 1,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-25-026648 · form4.xml · nonDerivative · entry 1 MOMTAZEE JAMES C · CIK 0001209181 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,911 F1 · shares: Reflects an award of Common Shares received pursuant to the Issuer's Non-Employee Director Compensation Plan that was fully vested as of the grant date. F1 · price: Reflects an award of Common Shares received pursuant to the Issuer's Non-Employee Director Compensation Plan that was fully vested as of the grant date. Read SEC document |
| June 28, 2025 Filed Jul 2, 2025 01:00 UTC | Tax withholdingCommon Shares | 1,653 | $11.39 | $18,827.67 |
DisclosureSEC source: 0001140361-25-024434 · form4.xml · nonDerivative · entry 1 Pulik Richard · CIK 0001885841 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 399,472 F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs. F2 · balance_after: Includes Common Shares purchased under the Company's Employee Stock Purchase Plan. Read SEC document |
|
| June 25, 2025 Filed Jun 27, 2025 21:00 UTC |
Gold Daniel AllenDirector
|
OtherCommon Shares | 3,176,245 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-090997 · ownership.xml · nonDerivative · entry 6 Gold Daniel Allen · CIK 0001832142 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by QVT Financial Investment Cayman Ltd. Disclosed balance after: 19,347,727 F1 · kind: On June 25, 2025, each of QVT Roiv Hldgs Onshore Ltd. and QVT Roiv Hldgs Offshore Ltd. (together, "QVT Roiv"), Fourth Avenue Capital Partners LP ("Fourth Avenue"), QVT P&E Roiv Hldgs Ltd. ("QVT P&E"), QVT Deferred Compensation Holdings Ltd ("QVT DCH") and QVT Financial Investment Cayman Ltd. ("QVT FIC") made an in-kind distribution on a pro rata basis, for no consideration. One of the investors in QVT Roiv Hldgs Offshore Ltd. contributed its pro rata portion distribution to QVT FIC in order to facilitate the winding down of QVT Roiv Hldgs Offshore Ltd. QVT FIC has no pecuniary interest in such shares. F2 · ownership.direct: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose. F6 · ownership.nature: The reporting person is one of three directors of QVT Financial Investment Cayman Ltd. ("QVT FIC"), sharing voting and investment control over the Common Shares held directly by QVT FIC. Read SEC document |
| June 25, 2025 Filed Jun 27, 2025 21:00 UTC |
Gold Daniel AllenDirector
|
OtherCommon Shares | 6,205,368 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-090997 · ownership.xml · nonDerivative · entry 5 Gold Daniel Allen · CIK 0001832142 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by QVT Deferred Compensation Holdings Ltd. Disclosed balance after: 8,441,428 F1 · kind: On June 25, 2025, each of QVT Roiv Hldgs Onshore Ltd. and QVT Roiv Hldgs Offshore Ltd. (together, "QVT Roiv"), Fourth Avenue Capital Partners LP ("Fourth Avenue"), QVT P&E Roiv Hldgs Ltd. ("QVT P&E"), QVT Deferred Compensation Holdings Ltd ("QVT DCH") and QVT Financial Investment Cayman Ltd. ("QVT FIC") made an in-kind distribution on a pro rata basis, for no consideration. One of the investors in QVT Roiv Hldgs Offshore Ltd. contributed its pro rata portion distribution to QVT FIC in order to facilitate the winding down of QVT Roiv Hldgs Offshore Ltd. QVT FIC has no pecuniary interest in such shares. F2 · ownership.direct: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose. F5 · ownership.nature: The reporting person is one of two directors of QVT P&E Roiv Hldgs Ltd. ("QVT P&E") and QVT Deferred Compensation Holdings Ltd ("QVT DCH"), sharing voting and investment control over the Common Shares held directly by QVT P&E and QVT DCH. Read SEC document |
| June 25, 2025 Filed Jun 27, 2025 21:00 UTC |
Gold Daniel AllenDirector
|
OtherCommon Shares | 1,170,646 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-090997 · ownership.xml · nonDerivative · entry 4 Gold Daniel Allen · CIK 0001832142 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by QVT P&E Roiv Hldgs Ltd. Disclosed balance after: 1,592,480 F1 · kind: On June 25, 2025, each of QVT Roiv Hldgs Onshore Ltd. and QVT Roiv Hldgs Offshore Ltd. (together, "QVT Roiv"), Fourth Avenue Capital Partners LP ("Fourth Avenue"), QVT P&E Roiv Hldgs Ltd. ("QVT P&E"), QVT Deferred Compensation Holdings Ltd ("QVT DCH") and QVT Financial Investment Cayman Ltd. ("QVT FIC") made an in-kind distribution on a pro rata basis, for no consideration. One of the investors in QVT Roiv Hldgs Offshore Ltd. contributed its pro rata portion distribution to QVT FIC in order to facilitate the winding down of QVT Roiv Hldgs Offshore Ltd. QVT FIC has no pecuniary interest in such shares. F2 · ownership.direct: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose. F5 · ownership.nature: The reporting person is one of two directors of QVT P&E Roiv Hldgs Ltd. ("QVT P&E") and QVT Deferred Compensation Holdings Ltd ("QVT DCH"), sharing voting and investment control over the Common Shares held directly by QVT P&E and QVT DCH. Read SEC document |
| June 25, 2025 Filed Jun 27, 2025 21:00 UTC |
Gold Daniel AllenDirector
|
OtherCommon Shares | 55,443 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-090997 · ownership.xml · nonDerivative · entry 3 Gold Daniel Allen · CIK 0001832142 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Fourth Avenue Capital Partners LP Disclosed balance after: 0 F1 · kind: On June 25, 2025, each of QVT Roiv Hldgs Onshore Ltd. and QVT Roiv Hldgs Offshore Ltd. (together, "QVT Roiv"), Fourth Avenue Capital Partners LP ("Fourth Avenue"), QVT P&E Roiv Hldgs Ltd. ("QVT P&E"), QVT Deferred Compensation Holdings Ltd ("QVT DCH") and QVT Financial Investment Cayman Ltd. ("QVT FIC") made an in-kind distribution on a pro rata basis, for no consideration. One of the investors in QVT Roiv Hldgs Offshore Ltd. contributed its pro rata portion distribution to QVT FIC in order to facilitate the winding down of QVT Roiv Hldgs Offshore Ltd. QVT FIC has no pecuniary interest in such shares. F2 · ownership.direct: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Management of Fourth Avenue is vested in its general partner, Fourth Avenue Capital Partners GP LLC, a Delaware limited liability company ("Fourth Avenue GP"), which may be deemed to beneficially own the Common Shares held directly by Fourth Avenue. Daniel Gold is a Managing Member of Fourth Avenue GP, sharing voting and investment control over the Common Shares held directly by Fourth Avenue and may be deemed to beneficially own such Common Shares. Read SEC document |
| June 25, 2025 Filed Jun 27, 2025 21:00 UTC |
Gold Daniel AllenDirector
|
OtherCommon Shares | 6,837,266 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-090997 · ownership.xml · nonDerivative · entry 2 Gold Daniel Allen · CIK 0001832142 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by QVT Roiv Hldgs Onshore Ltd. Disclosed balance after: 0 F1 · kind: On June 25, 2025, each of QVT Roiv Hldgs Onshore Ltd. and QVT Roiv Hldgs Offshore Ltd. (together, "QVT Roiv"), Fourth Avenue Capital Partners LP ("Fourth Avenue"), QVT P&E Roiv Hldgs Ltd. ("QVT P&E"), QVT Deferred Compensation Holdings Ltd ("QVT DCH") and QVT Financial Investment Cayman Ltd. ("QVT FIC") made an in-kind distribution on a pro rata basis, for no consideration. One of the investors in QVT Roiv Hldgs Offshore Ltd. contributed its pro rata portion distribution to QVT FIC in order to facilitate the winding down of QVT Roiv Hldgs Offshore Ltd. QVT FIC has no pecuniary interest in such shares. F2 · ownership.direct: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose. F3 · ownership.nature: QVT Financial LP, a Delaware limited partnership, is the investment manager of QVT Roiv, and shares voting and investment control over the Shares held directly by QVT Roiv. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT Financial LP. The reporting person is a Managing Member of QVT Financial GP, sharing voting and investment control over the Common Shares held directly by QVT Roiv and may be deemed to beneficially own such Common Shares. Read SEC document |
| June 25, 2025 Filed Jun 27, 2025 21:00 UTC |
Gold Daniel AllenDirector
|
OtherCommon Shares | 19,311,790 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-090997 · ownership.xml · nonDerivative · entry 1 Gold Daniel Allen · CIK 0001832142 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by QVT Roiv Hldgs Offshore Ltd. Disclosed balance after: 0 F1 · kind: On June 25, 2025, each of QVT Roiv Hldgs Onshore Ltd. and QVT Roiv Hldgs Offshore Ltd. (together, "QVT Roiv"), Fourth Avenue Capital Partners LP ("Fourth Avenue"), QVT P&E Roiv Hldgs Ltd. ("QVT P&E"), QVT Deferred Compensation Holdings Ltd ("QVT DCH") and QVT Financial Investment Cayman Ltd. ("QVT FIC") made an in-kind distribution on a pro rata basis, for no consideration. One of the investors in QVT Roiv Hldgs Offshore Ltd. contributed its pro rata portion distribution to QVT FIC in order to facilitate the winding down of QVT Roiv Hldgs Offshore Ltd. QVT FIC has no pecuniary interest in such shares. F2 · ownership.direct: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose. F3 · ownership.nature: QVT Financial LP, a Delaware limited partnership, is the investment manager of QVT Roiv, and shares voting and investment control over the Shares held directly by QVT Roiv. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT Financial LP. The reporting person is a Managing Member of QVT Financial GP, sharing voting and investment control over the Common Shares held directly by QVT Roiv and may be deemed to beneficially own such Common Shares. Read SEC document |
| June 25, 2025 Filed Jun 27, 2025 21:00 UTC |
MANCHESTER KEITH SDirector
|
OtherCommon Shares | 1,170,646 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-090994 · ownership.xml · nonDerivative · entry 4 MANCHESTER KEITH S · CIK 0001244828 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by QVT P&E Roiv Hldgs Ltd. Disclosed balance after: 1,592,480 F1 · kind: On June 25, 2025, each of QVT Roiv Hldgs Onshore Ltd. (together, "QVT Roiv"), QVT P&E Roiv Hldgs Ltd. ("QVT P&E"), QVT Deferred Compensation Holdings Ltd ("QVT DCH") and QVT Financial Investment Cayman Ltd. ("QVT FIC") made an in-kind distribution on a pro rata basis, for no consideration. One of the investors in QVT Roiv Hldgs Offshore Ltd., a related fund, contributed its pro rata portion distribution to QVT FIC in order to facilitate the winding down of QVT Roiv Hldgs Offshore Ltd. QVT FIC has no pecuniary interest in such shares. F2 · ownership.direct: The reporting person is a shareholder of each of QVT Roiv, QVT DCH, QVT P&E and QVT QVT FIC (the "QVT Entities") but does not have any voting or investment control over the QVT Entities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 25, 2025 Filed Jun 27, 2025 21:00 UTC |
MANCHESTER KEITH SDirector
|
OtherCommon Shares | 6,837,266 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-090994 · ownership.xml · nonDerivative · entry 3 MANCHESTER KEITH S · CIK 0001244828 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by QVT Roiv Hldgs Onshore Ltd. Disclosed balance after: 0 F1 · kind: On June 25, 2025, each of QVT Roiv Hldgs Onshore Ltd. (together, "QVT Roiv"), QVT P&E Roiv Hldgs Ltd. ("QVT P&E"), QVT Deferred Compensation Holdings Ltd ("QVT DCH") and QVT Financial Investment Cayman Ltd. ("QVT FIC") made an in-kind distribution on a pro rata basis, for no consideration. One of the investors in QVT Roiv Hldgs Offshore Ltd., a related fund, contributed its pro rata portion distribution to QVT FIC in order to facilitate the winding down of QVT Roiv Hldgs Offshore Ltd. QVT FIC has no pecuniary interest in such shares. F2 · ownership.direct: The reporting person is a shareholder of each of QVT Roiv, QVT DCH, QVT P&E and QVT QVT FIC (the "QVT Entities") but does not have any voting or investment control over the QVT Entities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 25, 2025 Filed Jun 27, 2025 21:00 UTC |
MANCHESTER KEITH SDirector
|
OtherCommon Shares | 3,176,245 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-090994 · ownership.xml · nonDerivative · entry 2 MANCHESTER KEITH S · CIK 0001244828 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by QVT Financial Investment Cayman Ltd. Disclosed balance after: 19,347,727 F1 · kind: On June 25, 2025, each of QVT Roiv Hldgs Onshore Ltd. (together, "QVT Roiv"), QVT P&E Roiv Hldgs Ltd. ("QVT P&E"), QVT Deferred Compensation Holdings Ltd ("QVT DCH") and QVT Financial Investment Cayman Ltd. ("QVT FIC") made an in-kind distribution on a pro rata basis, for no consideration. One of the investors in QVT Roiv Hldgs Offshore Ltd., a related fund, contributed its pro rata portion distribution to QVT FIC in order to facilitate the winding down of QVT Roiv Hldgs Offshore Ltd. QVT FIC has no pecuniary interest in such shares. F2 · ownership.direct: The reporting person is a shareholder of each of QVT Roiv, QVT DCH, QVT P&E and QVT QVT FIC (the "QVT Entities") but does not have any voting or investment control over the QVT Entities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 25, 2025 Filed Jun 27, 2025 21:00 UTC |
MANCHESTER KEITH SDirector
|
OtherCommon Shares | 6,205,368 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-090994 · ownership.xml · nonDerivative · entry 1 MANCHESTER KEITH S · CIK 0001244828 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by QVT Deferred Compensation Holdings Ltd Disclosed balance after: 8,441,428 F1 · kind: On June 25, 2025, each of QVT Roiv Hldgs Onshore Ltd. (together, "QVT Roiv"), QVT P&E Roiv Hldgs Ltd. ("QVT P&E"), QVT Deferred Compensation Holdings Ltd ("QVT DCH") and QVT Financial Investment Cayman Ltd. ("QVT FIC") made an in-kind distribution on a pro rata basis, for no consideration. One of the investors in QVT Roiv Hldgs Offshore Ltd., a related fund, contributed its pro rata portion distribution to QVT FIC in order to facilitate the winding down of QVT Roiv Hldgs Offshore Ltd. QVT FIC has no pecuniary interest in such shares. F2 · ownership.direct: The reporting person is a shareholder of each of QVT Roiv, QVT DCH, QVT P&E and QVT QVT FIC (the "QVT Entities") but does not have any voting or investment control over the QVT Entities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 25, 2025 Filed Jun 27, 2025 21:00 UTC |
QVT Financial LPDirector by Deputization
|
OtherCommon Shares | 1,170,646 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-090993 · ownership.xml · nonDerivative · entry 6 QVT Financial LP · CIK 0001290162 · Director by Deputization 10b5-1 filing: No plan indicated Ownership: Indirect · Held by QVT P&E Roiv Hldgs Ltd. Disclosed balance after: 1,592,480 F1 · kind: On June 25, 2025, each of QVT Roiv Hldgs Onshore Ltd. and QVT Roiv Hldgs Offshore Ltd. (together, "QVT Roiv"), Fourth Avenue Capital Partners LP ("Fourth Avenue"), QVT P&E Roiv Hldgs Ltd. ("QVT P&E"), QVT Deferred Compensation Holdings Ltd ("QVT DCH") and QVT Financial Investment Cayman Ltd. ("QVT FIC") made an in-kind distribution on a pro rata basis, for no consideration. One of the investors in QVT Roiv Hldgs Offshore Ltd. contributed its pro rata portion distribution to QVT FIC in order to facilitate the winding down of QVT Roiv Hldgs Offshore Ltd. QVT FIC has no pecuniary interest in such shares. F2 · ownership.direct: Aggregately, following the transactions described above, QVT Financial LP ("QVT"), a Delaware limited partnership, may be deemed to be the beneficial owner of 29,381,635 common shares (the "Shares") of Roivant Sciences Ltd., consisting of the Shares owned by QVT P&E, QVT DCH and QVT FIC. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT and may be deemed to beneficially own the same number of Shares reported by QVT. F3 · ownership.nature: QVT provides certain investment advisory services for, and thereby may be deemed to beneficially own the Shares held by, Fourth Avenue, QVT P&E, QVT DCH and QVT FIC. QVT disclaims beneficial ownership of such Shares, except to the extent of any pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 25, 2025 Filed Jun 27, 2025 21:00 UTC |
QVT Financial LPDirector by Deputization
|
OtherCommon Shares | 6,837,266 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-090993 · ownership.xml · nonDerivative · entry 5 QVT Financial LP · CIK 0001290162 · Director by Deputization 10b5-1 filing: No plan indicated Ownership: Indirect · Held by QVT Roiv Hldgs Onshore Ltd. Disclosed balance after: 0 F1 · kind: On June 25, 2025, each of QVT Roiv Hldgs Onshore Ltd. and QVT Roiv Hldgs Offshore Ltd. (together, "QVT Roiv"), Fourth Avenue Capital Partners LP ("Fourth Avenue"), QVT P&E Roiv Hldgs Ltd. ("QVT P&E"), QVT Deferred Compensation Holdings Ltd ("QVT DCH") and QVT Financial Investment Cayman Ltd. ("QVT FIC") made an in-kind distribution on a pro rata basis, for no consideration. One of the investors in QVT Roiv Hldgs Offshore Ltd. contributed its pro rata portion distribution to QVT FIC in order to facilitate the winding down of QVT Roiv Hldgs Offshore Ltd. QVT FIC has no pecuniary interest in such shares. F2 · ownership.direct: Aggregately, following the transactions described above, QVT Financial LP ("QVT"), a Delaware limited partnership, may be deemed to be the beneficial owner of 29,381,635 common shares (the "Shares") of Roivant Sciences Ltd., consisting of the Shares owned by QVT P&E, QVT DCH and QVT FIC. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT and may be deemed to beneficially own the same number of Shares reported by QVT. F4 · ownership.nature: QVT is the investment manager of QVT Roiv, shares voting and investment control over the Shares held directly by QVT Roiv and therefore may be deemed to beneficially own such Shares. QVT disclaims beneficial ownership of such Shares, except to the extent of any pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 25, 2025 Filed Jun 27, 2025 21:00 UTC |
QVT Financial LPDirector by Deputization
|
OtherCommon Shares | 19,311,790 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-090993 · ownership.xml · nonDerivative · entry 4 QVT Financial LP · CIK 0001290162 · Director by Deputization 10b5-1 filing: No plan indicated Ownership: Indirect · Held by QVT Roiv Hldgs Offshore Ltd. Disclosed balance after: 0 F1 · kind: On June 25, 2025, each of QVT Roiv Hldgs Onshore Ltd. and QVT Roiv Hldgs Offshore Ltd. (together, "QVT Roiv"), Fourth Avenue Capital Partners LP ("Fourth Avenue"), QVT P&E Roiv Hldgs Ltd. ("QVT P&E"), QVT Deferred Compensation Holdings Ltd ("QVT DCH") and QVT Financial Investment Cayman Ltd. ("QVT FIC") made an in-kind distribution on a pro rata basis, for no consideration. One of the investors in QVT Roiv Hldgs Offshore Ltd. contributed its pro rata portion distribution to QVT FIC in order to facilitate the winding down of QVT Roiv Hldgs Offshore Ltd. QVT FIC has no pecuniary interest in such shares. F2 · ownership.direct: Aggregately, following the transactions described above, QVT Financial LP ("QVT"), a Delaware limited partnership, may be deemed to be the beneficial owner of 29,381,635 common shares (the "Shares") of Roivant Sciences Ltd., consisting of the Shares owned by QVT P&E, QVT DCH and QVT FIC. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT and may be deemed to beneficially own the same number of Shares reported by QVT. F4 · ownership.nature: QVT is the investment manager of QVT Roiv, shares voting and investment control over the Shares held directly by QVT Roiv and therefore may be deemed to beneficially own such Shares. QVT disclaims beneficial ownership of such Shares, except to the extent of any pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 25, 2025 Filed Jun 27, 2025 21:00 UTC |
QVT Financial LPDirector by Deputization
|
OtherCommon Shares | 3,176,245 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-090993 · ownership.xml · nonDerivative · entry 3 QVT Financial LP · CIK 0001290162 · Director by Deputization 10b5-1 filing: No plan indicated Ownership: Indirect · Held by QVT Financial Investment Cayman Ltd. Disclosed balance after: 19,347,727 F1 · kind: On June 25, 2025, each of QVT Roiv Hldgs Onshore Ltd. and QVT Roiv Hldgs Offshore Ltd. (together, "QVT Roiv"), Fourth Avenue Capital Partners LP ("Fourth Avenue"), QVT P&E Roiv Hldgs Ltd. ("QVT P&E"), QVT Deferred Compensation Holdings Ltd ("QVT DCH") and QVT Financial Investment Cayman Ltd. ("QVT FIC") made an in-kind distribution on a pro rata basis, for no consideration. One of the investors in QVT Roiv Hldgs Offshore Ltd. contributed its pro rata portion distribution to QVT FIC in order to facilitate the winding down of QVT Roiv Hldgs Offshore Ltd. QVT FIC has no pecuniary interest in such shares. F2 · ownership.direct: Aggregately, following the transactions described above, QVT Financial LP ("QVT"), a Delaware limited partnership, may be deemed to be the beneficial owner of 29,381,635 common shares (the "Shares") of Roivant Sciences Ltd., consisting of the Shares owned by QVT P&E, QVT DCH and QVT FIC. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT and may be deemed to beneficially own the same number of Shares reported by QVT. F3 · ownership.nature: QVT provides certain investment advisory services for, and thereby may be deemed to beneficially own the Shares held by, Fourth Avenue, QVT P&E, QVT DCH and QVT FIC. QVT disclaims beneficial ownership of such Shares, except to the extent of any pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 25, 2025 Filed Jun 27, 2025 21:00 UTC |
QVT Financial LPDirector by Deputization
|
OtherCommon Shares | 6,205,368 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-090993 · ownership.xml · nonDerivative · entry 2 QVT Financial LP · CIK 0001290162 · Director by Deputization 10b5-1 filing: No plan indicated Ownership: Indirect · Held by QVT Deferred Compensation Holdings Ltd. Disclosed balance after: 8,441,428 F1 · kind: On June 25, 2025, each of QVT Roiv Hldgs Onshore Ltd. and QVT Roiv Hldgs Offshore Ltd. (together, "QVT Roiv"), Fourth Avenue Capital Partners LP ("Fourth Avenue"), QVT P&E Roiv Hldgs Ltd. ("QVT P&E"), QVT Deferred Compensation Holdings Ltd ("QVT DCH") and QVT Financial Investment Cayman Ltd. ("QVT FIC") made an in-kind distribution on a pro rata basis, for no consideration. One of the investors in QVT Roiv Hldgs Offshore Ltd. contributed its pro rata portion distribution to QVT FIC in order to facilitate the winding down of QVT Roiv Hldgs Offshore Ltd. QVT FIC has no pecuniary interest in such shares. F2 · ownership.direct: Aggregately, following the transactions described above, QVT Financial LP ("QVT"), a Delaware limited partnership, may be deemed to be the beneficial owner of 29,381,635 common shares (the "Shares") of Roivant Sciences Ltd., consisting of the Shares owned by QVT P&E, QVT DCH and QVT FIC. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT and may be deemed to beneficially own the same number of Shares reported by QVT. F3 · ownership.nature: QVT provides certain investment advisory services for, and thereby may be deemed to beneficially own the Shares held by, Fourth Avenue, QVT P&E, QVT DCH and QVT FIC. QVT disclaims beneficial ownership of such Shares, except to the extent of any pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 25, 2025 Filed Jun 27, 2025 21:00 UTC |
QVT Financial LPDirector by Deputization
|
OtherCommon Shares | 55,443 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-090993 · ownership.xml · nonDerivative · entry 1 QVT Financial LP · CIK 0001290162 · Director by Deputization 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Fourth Avenue Capital Partners LP Disclosed balance after: 0 F1 · kind: On June 25, 2025, each of QVT Roiv Hldgs Onshore Ltd. and QVT Roiv Hldgs Offshore Ltd. (together, "QVT Roiv"), Fourth Avenue Capital Partners LP ("Fourth Avenue"), QVT P&E Roiv Hldgs Ltd. ("QVT P&E"), QVT Deferred Compensation Holdings Ltd ("QVT DCH") and QVT Financial Investment Cayman Ltd. ("QVT FIC") made an in-kind distribution on a pro rata basis, for no consideration. One of the investors in QVT Roiv Hldgs Offshore Ltd. contributed its pro rata portion distribution to QVT FIC in order to facilitate the winding down of QVT Roiv Hldgs Offshore Ltd. QVT FIC has no pecuniary interest in such shares. F2 · ownership.direct: Aggregately, following the transactions described above, QVT Financial LP ("QVT"), a Delaware limited partnership, may be deemed to be the beneficial owner of 29,381,635 common shares (the "Shares") of Roivant Sciences Ltd., consisting of the Shares owned by QVT P&E, QVT DCH and QVT FIC. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT and may be deemed to beneficially own the same number of Shares reported by QVT. F3 · ownership.nature: QVT provides certain investment advisory services for, and thereby may be deemed to beneficially own the Shares held by, Fourth Avenue, QVT P&E, QVT DCH and QVT FIC. QVT disclaims beneficial ownership of such Shares, except to the extent of any pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 20, 2025 Filed Jun 23, 2025 15:35 UTC |
Ramaswamy Vivek10% owner
|
SaleCommon Shares | 577,007 | $11.46 | $6,612,500.22 |
DisclosureSEC source: 0002007997-25-000006 · primary_doc.xml · nonDerivative · entry 2 Ramaswamy Vivek · CIK 0001635075 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,284,108 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.45 to $11.54, inclusive. Read SEC document |
| June 20, 2025 Filed Jun 25, 2025 01:01 UTC | Tax withholdingCommon Shares | 1,503 | $11.45 | $17,209.35 |
DisclosureSEC source: 0001140361-25-023522 · form4.xml · nonDerivative · entry 1 Pulik Richard · CIK 0001885841 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 399,056 F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs. Read SEC document |
|
| June 20, 2025 Filed Jun 25, 2025 01:01 UTC |
Venker EricPresident & COO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001140361-25-023521 · form4.xml · derivative · entry 3 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,238,897 Underlying: Common Stock · 100,000 shares Expires 2032-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation). Read SEC document |
| June 20, 2025 Filed Jun 25, 2025 01:01 UTC |
Venker EricPresident & COO
|
SaleCommon Shares | 100,000 | $11.45 | $1,145,000.00 |
DisclosureSEC source: 0001140361-25-023521 · form4.xml · nonDerivative · entry 2 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,462,223 F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range. Read SEC document |
| June 20, 2025 Filed Jun 25, 2025 01:01 UTC |
Venker EricPresident & COO
|
Exercise / conversionCommon Shares | 100,000 | $3.85 | $385,000.00 |
DisclosureSEC source: 0001140361-25-023521 · form4.xml · nonDerivative · entry 1 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,562,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2025 Filed Jun 23, 2025 15:35 UTC |
Ramaswamy Vivek10% owner
|
SaleCommon Shares | 565,266 | $11.45 | $6,472,295.70 |
DisclosureSEC source: 0002007997-25-000006 · primary_doc.xml · nonDerivative · entry 1 Ramaswamy Vivek · CIK 0001635075 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,861,115 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.41 to $11.53, inclusive. The reporting person undertakes to provide to Roivant Sciences Ltd., any security holder of Roivant Sciences Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| June 06, 2025 Filed Jun 6, 2025 21:49 UTC |
Ramaswamy Vivek10% owner
|
SaleCommon Shares | 200,800 | $11.19 | $2,246,952.00 |
DisclosureSEC source: 0002007997-25-000004 · primary_doc.xml · nonDerivative · entry 2 Ramaswamy Vivek · CIK 0001635075 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,426,381 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.16 to $11.31, inclusive. Read SEC document |
| June 04, 2025 Filed Jun 6, 2025 21:49 UTC |
Ramaswamy Vivek10% owner
|
SaleCommon Shares | 547,430 | $11.34 | $6,207,856.20 |
DisclosureSEC source: 0002007997-25-000004 · primary_doc.xml · nonDerivative · entry 1 Ramaswamy Vivek · CIK 0001635075 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,627,181 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.25 to $11.47, inclusive. The reporting person undertakes to provide to Roivant Sciences Ltd., any security holder of Roivant Sciences Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4 Read SEC document |
| June 03, 2025 Filed Jun 5, 2025 01:00 UTC |
Venker EricPresident & COO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 785,026 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001140361-25-021455 · form4.xml · derivative · entry 6 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,338,897 Underlying: Common Stock · 785,026 shares Expires 2032-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation). Read SEC document |
| June 03, 2025 Filed Jun 5, 2025 01:00 UTC |
Venker EricPresident & COO
|
SaleCommon Shares | 566,278 | $11.22 | $6,353,639.16 |
DisclosureSEC source: 0001140361-25-021455 · form4.xml · nonDerivative · entry 4 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,462,223 F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range. Read SEC document |
| June 03, 2025 Filed Jun 5, 2025 01:00 UTC |
Venker EricPresident & COO
|
Exercise / conversionCommon Shares | 785,026 | $3.85 | $3,022,350.10 |
DisclosureSEC source: 0001140361-25-021455 · form4.xml · nonDerivative · entry 3 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,028,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2025 Filed Jun 5, 2025 01:00 UTC |
Venker EricPresident & COO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 600,000 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001140361-25-021455 · form4.xml · derivative · entry 5 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,123,923 Underlying: Common Stock · 600,000 shares Expires 2032-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation). Read SEC document |
| June 02, 2025 Filed Jun 5, 2025 01:00 UTC |
Venker EricPresident & COO
|
SaleCommon Shares | 433,722 | $11.07 | $4,801,302.54 |
DisclosureSEC source: 0001140361-25-021455 · form4.xml · nonDerivative · entry 2 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,243,475 F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range. Read SEC document |
| June 02, 2025 Filed Jun 5, 2025 01:00 UTC |
Venker EricPresident & COO
|
Exercise / conversionCommon Shares | 600,000 | $3.85 | $2,310,000.00 |
DisclosureSEC source: 0001140361-25-021455 · form4.xml · nonDerivative · entry 1 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,677,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2025 Filed May 31, 2025 01:00 UTC | Tax withholdingCommon Shares | 1,653 | $10.62 | $17,554.86 |
DisclosureSEC source: 0001140361-25-020985 · form4.xml · nonDerivative · entry 1 Pulik Richard · CIK 0001885841 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400,559 F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs. Read SEC document |
|
| May 20, 2025 Filed May 23, 2025 01:00 UTC | Tax withholdingCommon Shares | 3,487 | $11.04 | $38,496.48 |
DisclosureSEC source: 0001140361-25-020242 · form4.xml · nonDerivative · entry 1 Pulik Richard · CIK 0001885841 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 402,212 F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs. Read SEC document |
|
| May 20, 2025 Filed May 23, 2025 01:00 UTC |
Venker EricPresident & COO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001140361-25-020241 · form4.xml · derivative · entry 4 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,723,923 Underlying: Common Stock · 100,000 shares Expires 2032-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation). Read SEC document |
| May 20, 2025 Filed May 23, 2025 01:00 UTC |
Venker EricPresident & COO
|
SaleCommon Shares | 100,000 | $10.95 | $1,095,000.00 |
DisclosureSEC source: 0001140361-25-020241 · form4.xml · nonDerivative · entry 3 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,077,197 F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on June 25, 2024. Read SEC document |
| May 20, 2025 Filed May 23, 2025 01:00 UTC |
Venker EricPresident & COO
|
Exercise / conversionCommon Shares | 100,000 | $3.85 | $385,000.00 |
DisclosureSEC source: 0001140361-25-020241 · form4.xml · nonDerivative · entry 2 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,177,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2025 Filed May 23, 2025 01:00 UTC |
Venker EricPresident & COO
|
Tax withholdingCommon Shares | 39,148 | $11.04 | $432,193.92 |
DisclosureSEC source: 0001140361-25-020241 · form4.xml · nonDerivative · entry 1 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,077,197 F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs. Read SEC document |
| May 20, 2025 Filed May 23, 2025 01:00 UTC |
Gline MatthewDirector · CEO
|
Tax withholdingCommon Shares | 10,945 | $11.04 | $120,832.80 |
DisclosureSEC source: 0001140361-25-020240 · form4.xml · nonDerivative · entry 1 Gline Matthew · CIK 0001750094 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,283,766 F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs. Read SEC document |
| May 07, 2025 Filed May 9, 2025 00:51 UTC |
Ramaswamy Vivek10% owner
|
SaleCommon Shares | 625,000 | $11.18 | $6,987,500.00 |
DisclosureSEC source: 0001214659-25-007221 · marketforms-69403.xml · nonDerivative · entry 2 Ramaswamy Vivek · CIK 0001635075 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,174,611 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.10 to $11.26, inclusive. Read SEC document |
| May 06, 2025 Filed May 9, 2025 00:51 UTC |
Ramaswamy Vivek10% owner
|
SaleCommon Shares | 273,959 | $11.47 | $3,142,309.73 |
DisclosureSEC source: 0001214659-25-007221 · marketforms-69403.xml · nonDerivative · entry 1 Ramaswamy Vivek · CIK 0001635075 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,799,611 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.45 to $11.52, inclusive. The reporting person undertakes to provide to Roivant Sciences Ltd., any security holder of Roivant Sciences Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4 Read SEC document |
| April 28, 2025 Filed May 1, 2025 01:00 UTC | Tax withholdingCommon Shares | 1,653 | $11.19 | $18,497.07 |
DisclosureSEC source: 0001140361-25-016748 · form4.xml · nonDerivative · entry 1 Pulik Richard · CIK 0001885841 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 405,699 F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.