Tapewire

Nasdaq · USD

ROIV

Roivant Sciences Ltd.

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Tapewire entity
3185
SEC CIK
0001635088
Parsed reports
457

Last 12 months

Inside the activity.

0 purchase rows · 114 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025016
Dec 2025029
Jan 202601
Feb 2026020
Mar 202603
Apr 202603
May 202601
Jun 2026023
Jul 202601
Aug 202609
Sep 202606
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 25, 2022 Filed Oct 27, 2022 22:00 UTC
Venker EricPresident & COO
SaleCommon Shares 15,922 $4.40 $70,056.80
Disclosure

SEC source: 0001140361-22-038693 · form4.xml · nonDerivative · entry 1

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,049,850

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
October 25, 2022 Filed Oct 27, 2022 22:00 UTC
Gline MatthewDirector · CEO
SaleCommon Shares 19,276 $4.40 $84,814.40
Disclosure

SEC source: 0001140361-22-038695 · form4.xml · nonDerivative · entry 1

Gline Matthew · CIK 0001750094 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,164,009

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
October 25, 2022 Filed Oct 27, 2022 22:00 UTC
Kumar RakhiChief Accounting Officer
SaleCommon Shares 1,588 $4.40 $6,987.20
Disclosure

SEC source: 0001140361-22-038694 · form4.xml · nonDerivative · entry 1

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,354

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

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October 16, 2022 Filed Oct 19, 2023 01:30 UTC GrantCommon Shares 1,594 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-048777 · form4.xml · nonDerivative · entry 1

MOMTAZEE JAMES C · CIK 0001209181 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 75,456

F1 · shares: Reflects an award of restricted stock covering Common Shares received pursuant to the Company's Non-Employee Director Compensation Plan that was fully vested as of the grant date.

F2 · balance_after: The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein and the filing of this statement shall not be deemed an admission that the reporting person is, for purposes of Section 16 or otherwise, the beneficial owner of any of the reported securities.

Read SEC document
September 23, 2022 Filed Sep 27, 2022 23:00 UTC
Venker EricPresident & COO
SaleCommon Shares 17,392 $3.07 $53,393.44
Disclosure

SEC source: 0001140361-22-034882 · form4.xml · nonDerivative · entry 1

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,065,772

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
September 23, 2022 Filed Sep 27, 2022 23:00 UTC
Kumar RakhiChief Accounting Officer
SaleCommon Shares 1,741 $3.07 $5,344.87
Disclosure

SEC source: 0001140361-22-034883 · form4.xml · nonDerivative · entry 1

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,942

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
September 23, 2022 Filed Sep 27, 2022 23:00 UTC
Gline MatthewDirector · CEO
SaleCommon Shares 21,053 $3.07 $64,632.71
Disclosure

SEC source: 0001140361-22-034881 · form4.xml · nonDerivative · entry 1

Gline Matthew · CIK 0001750094 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,183,285

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
September 15, 2022 Filed Sep 20, 2022 01:53 UTC
Oren IlanDirector
GrantStock Option (Right to Buy) · Derivative 71,850 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001140361-22-033877 · form4.xml · derivative · entry 2

Oren Ilan · CIK 0001643073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,850

Underlying: Common Shares · 71,850 shares

Expires 2032-09-14

F2 · derivative.exercise_date: Reflects an annual award of stock options to purchase Common Shares granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of stock options is scheduled to vest and become exercisable 100% on September 15, 2023, subject generally to the reporting person's continuous service through such date.

Read SEC document
September 15, 2022 Filed Sep 20, 2022 01:53 UTC
Oren IlanDirector
GrantCommon Shares 52,142 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-033877 · form4.xml · nonDerivative · entry 1

Oren Ilan · CIK 0001643073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,365

F1 · shares: Reflects an annual award of restricted stock units with respect to Common Shares ("RSUs") granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of RSUs is scheduled to vest 100% on September 15, 2023, subject generally to the reporting person's continuous service through such date.

F1 · price: Reflects an annual award of restricted stock units with respect to Common Shares ("RSUs") granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of RSUs is scheduled to vest 100% on September 15, 2023, subject generally to the reporting person's continuous service through such date.

Read SEC document
September 15, 2022 Filed Sep 20, 2022 01:53 UTC GrantStock Option (Right to Buy) · Derivative 71,850 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001140361-22-033880 · form4.xml · derivative · entry 6

MANCHESTER KEITH S · CIK 0001244828 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,850

Underlying: Common Shares · 71,850 shares

Expires 2032-09-14

F3 · derivative.exercise_date: Reflects an annual award of stock options to purchase Common Shares granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of stock options is scheduled to vest and become exercisable 100% on September 15, 2023, subject generally to the reporting person's continuous service through such date.

Read SEC document
September 15, 2022 Filed Sep 20, 2022 01:53 UTC GrantCommon Shares 52,142 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-033880 · form4.xml · nonDerivative · entry 1

MANCHESTER KEITH S · CIK 0001244828 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,142

F1 · shares: Reflects an annual award of restricted stock units with respect to Common Shares ("RSUs") granted pursuant to the Company's2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of RSUs is scheduled to vest 100% on September 15, 2023, subject generally to the reporting person's continuous service through such date.

F1 · price: Reflects an annual award of restricted stock units with respect to Common Shares ("RSUs") granted pursuant to the Company's2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of RSUs is scheduled to vest 100% on September 15, 2023, subject generally to the reporting person's continuous service through such date.

Read SEC document
September 15, 2022 Filed Sep 20, 2022 01:53 UTC GrantStock Option (Right to Buy) · Derivative 71,850 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001140361-22-033879 · form4.xml · derivative · entry 8

Gold Daniel Allen · CIK 0001832142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,850

Underlying: Common Shares · 71,850 shares

Expires 2032-09-14

F7 · derivative.exercise_date: Reflects an annual award of stock options to purchase Common Shares granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of stock options is scheduled to vest and become exercisable 100% on September 15, 2023, subject generally to the reporting person's continuous service through such date.

Read SEC document
September 15, 2022 Filed Sep 20, 2022 01:53 UTC GrantCommon Shares 52,142 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-033879 · form4.xml · nonDerivative · entry 1

Gold Daniel Allen · CIK 0001832142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,142

F1 · shares: Reflects an annual award of restricted stock units with respect to Common Shares ("RSUs") granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of RSUs is scheduled to vest 100% on September 15, 2023, subject generally to the reporting person's continuous service through such date.

F1 · price: Reflects an annual award of restricted stock units with respect to Common Shares ("RSUs") granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of RSUs is scheduled to vest 100% on September 15, 2023, subject generally to the reporting person's continuous service through such date.

Read SEC document
September 15, 2022 Filed Sep 20, 2022 01:53 UTC GrantStock Option (Right to Buy) · Derivative 68,897 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001140361-22-033878 · form4.xml · derivative · entry 2

MOMTAZEE JAMES C · CIK 0001209181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,897

Underlying: Common Shares · 68,897 shares

Expires 2032-09-14

F2 · derivative.exercise_date: Reflects an annual award of stock options to purchase Common Shares granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of stock options is scheduled to vest and become exercisable 100% on September 15, 2023, subject generally to the reporting person's continuous service through such date.

Read SEC document
September 15, 2022 Filed Sep 20, 2022 01:53 UTC GrantCommon Shares 50,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-033878 · form4.xml · nonDerivative · entry 1

MOMTAZEE JAMES C · CIK 0001209181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,923

F1 · shares: Reflects an annual award of restricted stock units with respect to Common Shares ("RSUs") granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of RSUs is scheduled to vest 100% on September 15, 2023, subject generally to the reporting person's continuous service through such date.

F1 · price: Reflects an annual award of restricted stock units with respect to Common Shares ("RSUs") granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of RSUs is scheduled to vest 100% on September 15, 2023, subject generally to the reporting person's continuous service through such date.

Read SEC document
September 15, 2022 Filed Sep 20, 2022 01:53 UTC
Lo AndrewDirector
GrantStock Option (Right to Buy) · Derivative 71,850 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001140361-22-033876 · form4.xml · derivative · entry 2

Lo Andrew · CIK 0001679076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,850

Underlying: Common Shares · 71,850 shares

Expires 2032-09-14

F2 · derivative.exercise_date: Reflects an annual award of stock options to purchase Common Shares granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of stock options is scheduled to vest and become exercisable 100% on September 15, 2023, subject generally to the reporting person's continuous service through such date.

Read SEC document
September 15, 2022 Filed Sep 20, 2022 01:53 UTC
Lo AndrewDirector
GrantCommon Shares 52,142 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-033876 · form4.xml · nonDerivative · entry 1

Lo Andrew · CIK 0001679076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,142

F1 · shares: Reflects an annual award of restricted stock units with respect to Common Shares ("RSUs") granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of RSUs is scheduled to vest 100% on September 15, 2023, subject generally to the reporting person's continuous service through such date.

F1 · price: Reflects an annual award of restricted stock units with respect to Common Shares ("RSUs") granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of RSUs is scheduled to vest 100% on September 15, 2023, subject generally to the reporting person's continuous service through such date.

Read SEC document
August 24, 2022 Filed Aug 26, 2022 23:00 UTC
Venker EricPresident & COO
SaleCommon Shares 16,530 $3.71 $61,326.30
Disclosure

SEC source: 0000899243-22-029892 · doc4.xml · nonDerivative · entry 1

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,083,164

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
August 24, 2022 Filed Aug 26, 2022 23:01 UTC
Kumar RakhiChief Accounting Officer
SaleCommon Shares 1,652 $3.71 $6,128.92
Disclosure

SEC source: 0000899243-22-029894 · doc4.xml · nonDerivative · entry 1

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,683

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
August 24, 2022 Filed Aug 26, 2022 23:00 UTC
Gline MatthewDirector · CEO
SaleCommon Shares 20,009 $3.71 $74,233.39
Disclosure

SEC source: 0000899243-22-029891 · doc4.xml · nonDerivative · entry 1

Gline Matthew · CIK 0001750094 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,204,338

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
July 25, 2022 Filed Jul 28, 2022 01:01 UTC
Venker EricPresident & COO
SaleCommon Shares 16,896 $4.33 $73,159.68
Disclosure

SEC source: 0000899243-22-026919 · doc4.xml · nonDerivative · entry 1

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,099,694

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
July 25, 2022 Filed Jul 28, 2022 01:08 UTC
Gline MatthewDirector · CEO
SaleCommon Shares 20,455 $4.33 $88,570.15
Disclosure

SEC source: 0000899243-22-026925 · doc4.xml · nonDerivative · entry 1

Gline Matthew · CIK 0001750094 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,224,347

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
July 25, 2022 Filed Jul 28, 2022 01:02 UTC
Kumar RakhiChief Accounting Officer
SaleCommon Shares 1,686 $4.33 $7,300.38
Disclosure

SEC source: 0000899243-22-026920 · doc4.xml · nonDerivative · entry 1

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,335

F1 · kind: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
July 20, 2022 Filed Jul 25, 2022 10:06 UTC GrantStock Option (Right to Buy) · Derivative 186,916 $0.00 Strike: $4.46 $0.00
Disclosure

SEC source: 0000899243-22-026615 · doc4.xml · derivative · entry 1

Epperly Melissa B, · CIK 0001807359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,916

Underlying: Common Shares · 186,916 shares

Expires 2032-07-19

F1 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of June 29, 2022. These options vest and become exercisable (i) 1/3 on the first anniversary of the vesting commencement date and (ii) in twenty-four (24) successive equal monthly installments measured from the first anniversary of the vesting commencement date., subject to the reporting person's continuous service through the applicable vesting date.

Read SEC document
July 20, 2022 Filed Jul 25, 2022 10:05 UTC
Oren IlanDirector
GrantCommon Shares 3,223 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-026614 · doc4.xml · nonDerivative · entry 1

Oren Ilan · CIK 0001643073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,223

F1 · shares: Reflects an award of Common Shares received pursuant to the Company's Non-Employee Director Compensation Plan that was fully vested as of the grant date.

F1 · price: Reflects an award of Common Shares received pursuant to the Company's Non-Employee Director Compensation Plan that was fully vested as of the grant date.

Read SEC document
July 20, 2022 Filed Jul 25, 2022 10:06 UTC GrantCommon Shares 3,923 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-026616 · doc4.xml · nonDerivative · entry 1

MOMTAZEE JAMES C · CIK 0001209181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,923

F1 · shares: Reflects an award of Common Shares received pursuant to the Company's Non-Employee Director Compensation Plan that was fully vested as of the grant date.

F1 · price: Reflects an award of Common Shares received pursuant to the Company's Non-Employee Director Compensation Plan that was fully vested as of the grant date.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 23:00 UTC
Venker EricPresident & COO
SaleCommon Shares 16,402 $4.34 $71,184.68
Disclosure

SEC source: 0000899243-22-024239 · doc4.xml · nonDerivative · entry 1

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,116,590

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 23:00 UTC
Kumar RakhiChief Accounting Officer
SaleCommon Shares 1,635 $4.34 $7,095.90
Disclosure

SEC source: 0000899243-22-024241 · doc4.xml · nonDerivative · entry 1

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,021

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 23:00 UTC
Gline MatthewDirector · CEO
SaleCommon Shares 19,855 $4.34 $86,170.70
Disclosure

SEC source: 0000899243-22-024240 · doc4.xml · nonDerivative · entry 1

Gline Matthew · CIK 0001750094 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,244,802

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

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May 20, 2022 Filed May 24, 2022 23:00 UTC
Venker EricPresident & COO
SaleCommon Shares 136,421 $3.70 $504,757.70
Disclosure

SEC source: 0000899243-22-019396 · doc4.xml · nonDerivative · entry 1

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,132,992

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

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May 20, 2022 Filed May 24, 2022 23:00 UTC
Gline MatthewDirector · CEO
SaleCommon Shares 139,791 $3.70 $517,226.70
Disclosure

SEC source: 0000899243-22-019397 · doc4.xml · nonDerivative · entry 1

Gline Matthew · CIK 0001750094 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,264,657

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

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May 20, 2022 Filed May 24, 2022 23:00 UTC
Kumar RakhiChief Accounting Officer
SaleCommon Shares 12,127 $3.70 $44,869.90
Disclosure

SEC source: 0000899243-22-019395 · doc4.xml · nonDerivative · entry 1

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,656

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

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April 25, 2022 Filed Apr 26, 2022 10:48 UTC
Oren Dan10% owner
PurchaseCommon Shares 8,600 $3.91 $33,635.46
Disclosure

SEC source: 0001104659-22-049930 · tm2213532d1_4.xml · nonDerivative · entry 2

Dexcel Pharma Technologies Ltd. · CIK 0001720007 · 10% owner

Dexxon Holdings Ltd. · CIK 0001636684 · 10% owner

Oren Dan · CIK 0001636701 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,849,443

F1 · shares: Dexcel Pharma Technologies Ltd. ("Dexcel") is the direct beneficial holder of 684,130 common shares. Dexxon Holding Ltd. ("Dexxon") is the direct beneficial holder of 98,165,313 common shares. Dan Oren is the Executive Chairman of Dexcel and the sole director of Dexxon and is ultimately the sole shareholder of each entity.

F3 · price: The price reported in Column 4 is the weighted average price. The common shares were purchased in multiple transactions at prices ranging from $3.825 to $3.99.

F4 · price: The Reporting Persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F1 · acquired: Dexcel Pharma Technologies Ltd. ("Dexcel") is the direct beneficial holder of 684,130 common shares. Dexxon Holding Ltd. ("Dexxon") is the direct beneficial holder of 98,165,313 common shares. Dan Oren is the Executive Chairman of Dexcel and the sole director of Dexxon and is ultimately the sole shareholder of each entity.

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April 25, 2022 Filed Apr 27, 2022 23:00 UTC
Venker EricPresident & COO
SaleCommon Shares 5,107 $3.84 $19,610.88
Disclosure

SEC source: 0000899243-22-015798 · doc4.xml · nonDerivative · entry 1

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,269,413

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

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April 25, 2022 Filed Apr 27, 2022 23:00 UTC
Kumar RakhiChief Accounting Officer
SaleCommon Shares 703 $3.84 $2,699.52
Disclosure

SEC source: 0000899243-22-015799 · doc4.xml · nonDerivative · entry 1

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,783

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

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April 25, 2022 Filed Apr 27, 2022 23:00 UTC
Gline MatthewDirector · CEO
SaleCommon Shares 8,509 $3.84 $32,674.56
Disclosure

SEC source: 0000899243-22-015797 · doc4.xml · nonDerivative · entry 1

Gline Matthew · CIK 0001750094 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,404,448

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

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April 22, 2022 Filed Apr 26, 2022 10:48 UTC
Oren Dan10% owner
PurchaseCommon Shares 31,685 $3.83 $121,318.70
Disclosure

SEC source: 0001104659-22-049930 · tm2213532d1_4.xml · nonDerivative · entry 1

Dexcel Pharma Technologies Ltd. · CIK 0001720007 · 10% owner

Dexxon Holdings Ltd. · CIK 0001636684 · 10% owner

Oren Dan · CIK 0001636701 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,840,843

F1 · shares: Dexcel Pharma Technologies Ltd. ("Dexcel") is the direct beneficial holder of 684,130 common shares. Dexxon Holding Ltd. ("Dexxon") is the direct beneficial holder of 98,165,313 common shares. Dan Oren is the Executive Chairman of Dexcel and the sole director of Dexxon and is ultimately the sole shareholder of each entity.

F2 · price: The price reported in Column 4 is the weighted average price. The common shares were purchased in multiple transactions at prices ranging from $3.685 to $3.88.

F4 · price: The Reporting Persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F1 · acquired: Dexcel Pharma Technologies Ltd. ("Dexcel") is the direct beneficial holder of 684,130 common shares. Dexxon Holding Ltd. ("Dexxon") is the direct beneficial holder of 98,165,313 common shares. Dan Oren is the Executive Chairman of Dexcel and the sole director of Dexxon and is ultimately the sole shareholder of each entity.

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April 20, 2022 Filed Apr 22, 2022 23:26 UTC GrantStock Option (Right to Buy) · Derivative 1,000,000 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0000899243-22-015519 · doc4.xml · derivative · entry 1

Pulik Richard · CIK 0001885841 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Shares · 1,000,000 shares

Expires 2032-04-19

F1 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

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April 20, 2022 Filed Apr 22, 2022 23:27 UTC
Venker EricPresident & COO
GrantStock Option (Right to Buy) · Derivative 16,523,184 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0000899243-22-015521 · doc4.xml · derivative · entry 1

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,523,184

Underlying: Common Shares · 16,523,184 shares

Expires 2032-04-19

F1 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

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April 20, 2022 Filed Apr 22, 2022 23:31 UTC
Sukhatme MayukhSee Remarks
GrantStock Option (Right to Buy) · Derivative 16,523,184 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0000899243-22-015524 · doc4.xml · derivative · entry 1

Sukhatme Mayukh · CIK 0001750050 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,523,184

Underlying: Common Shares · 16,523,184 shares

Expires 2032-04-19

F1 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

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April 20, 2022 Filed Apr 22, 2022 23:29 UTC
Kumar RakhiChief Accounting Officer
GrantStock Option (Right to Buy) · Derivative 1,000,000 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0000899243-22-015523 · doc4.xml · derivative · entry 1

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Shares · 1,000,000 shares

Expires 2032-04-19

F1 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

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April 20, 2022 Filed Apr 22, 2022 23:25 UTC
Gline MatthewDirector · CEO
GrantStock Option (Right to Buy) · Derivative 16,523,184 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0000899243-22-015518 · doc4.xml · derivative · entry 1

Gline Matthew · CIK 0001750094 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,523,184

Underlying: Common Shares · 16,523,184 shares

Expires 2032-04-19

F1 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

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March 30, 2022 Filed Apr 1, 2022 22:00 UTC
Venker EricPresident & COO
Tax withholdingCommon Shares 15,092 $4.74 $71,536.08
Disclosure

SEC source: 0000899243-22-013166 · doc4.xml · nonDerivative · entry 2

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,274,520

F3 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

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March 30, 2022 Filed Apr 1, 2022 22:00 UTC
Venker EricPresident & COO
SaleCommon Shares 19,336 $4.84 $93,586.24
Disclosure

SEC source: 0000899243-22-013166 · doc4.xml · nonDerivative · entry 1

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,289,612

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

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March 30, 2022 Filed Apr 1, 2022 22:00 UTC
Kumar RakhiChief Accounting Officer
Tax withholdingCommon Shares 2,077 $4.74 $9,844.98
Disclosure

SEC source: 0000899243-22-013165 · doc4.xml · nonDerivative · entry 2

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,486

F3 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

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March 30, 2022 Filed Apr 1, 2022 22:00 UTC
Kumar RakhiChief Accounting Officer
SaleCommon Shares 2,486 $4.84 $12,032.24
Disclosure

SEC source: 0000899243-22-013165 · doc4.xml · nonDerivative · entry 1

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,563

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

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March 30, 2022 Filed Apr 1, 2022 22:00 UTC
Gline MatthewDirector · CEO
Tax withholdingCommon Shares 25,254 $4.74 $119,703.96
Disclosure

SEC source: 0000899243-22-013164 · doc4.xml · nonDerivative · entry 2

Gline Matthew · CIK 0001750094 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,412,957

F3 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 22:00 UTC
Gline MatthewDirector · CEO
SaleCommon Shares 33,686 $4.84 $163,040.24
Disclosure

SEC source: 0000899243-22-013164 · doc4.xml · nonDerivative · entry 1

Gline Matthew · CIK 0001750094 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,438,211

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

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March 25, 2022 Filed Mar 29, 2022 22:31 UTC
Venker EricPresident & COO
SaleCommon Shares 80,045 $5.06 $405,027.70
Disclosure

SEC source: 0000899243-22-012702 · doc4.xml · nonDerivative · entry 1

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,308,948

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form

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March 25, 2022 Filed Mar 29, 2022 22:29 UTC
Gline MatthewDirector · CEO
SaleCommon Shares 35,386 $5.06 $179,053.16
Disclosure

SEC source: 0000899243-22-012701 · doc4.xml · nonDerivative · entry 1

Gline Matthew · CIK 0001750094 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,471,897

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.