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Nasdaq · USD

ROIV

Roivant Sciences Ltd.

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3185
SEC CIK
0001635088
Parsed reports
457

Last 12 months

Inside the activity.

0 purchase rows · 114 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025016
Dec 2025029
Jan 202601
Feb 2026020
Mar 202603
Apr 202603
May 202601
Jun 2026023
Jul 202601
Aug 202609
Sep 202606
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2023 Filed May 9, 2023 01:30 UTC
Venker EricPresident & COO
Exercise / conversionCommon Shares 61,206 $3.85 $235,643.10
Disclosure

SEC source: 0001140361-23-023570 · form4.xml · nonDerivative · entry 3

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 736,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2023 Filed May 9, 2023 01:30 UTC
Venker EricPresident & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 88,838 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001140361-23-023570 · form4.xml · derivative · entry 5

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,923,114

Underlying: Common Shares · 88,838 shares

Expires 2032-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

Read SEC document
May 04, 2023 Filed May 9, 2023 01:30 UTC
Venker EricPresident & COO
SaleCommon Shares 88,838 $8.30 $737,355.40
Disclosure

SEC source: 0001140361-23-023570 · form4.xml · nonDerivative · entry 2

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 675,768

F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on February 25, 2023.

Read SEC document
May 04, 2023 Filed May 9, 2023 01:30 UTC
Venker EricPresident & COO
Exercise / conversionCommon Shares 88,838 $3.85 $342,026.30
Disclosure

SEC source: 0001140361-23-023570 · form4.xml · nonDerivative · entry 1

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 764,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2023 Filed May 4, 2023 01:30 UTC
Venker EricPresident & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 118,760 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001140361-23-022811 · form4.xml · derivative · entry 9

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,011,952

Underlying: Common Shares · 118,760 shares

Expires 2032-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

Read SEC document
May 03, 2023 Filed May 4, 2023 01:30 UTC
Venker EricPresident & COO
SaleCommon Shares 118,760 $8.40 $997,584.00
Disclosure

SEC source: 0001140361-23-022811 · form4.xml · nonDerivative · entry 6

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 675,768

F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on February 25, 2023.

Read SEC document
May 03, 2023 Filed May 4, 2023 01:30 UTC
Venker EricPresident & COO
Exercise / conversionCommon Shares 118,760 $3.85 $457,226.00
Disclosure

SEC source: 0001140361-23-022811 · form4.xml · nonDerivative · entry 5

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 794,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 4, 2023 01:30 UTC
Venker EricPresident & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 109,074 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001140361-23-022811 · form4.xml · derivative · entry 8

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,130,712

Underlying: Common Shares · 109,074 shares

Expires 2032-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

Read SEC document
May 02, 2023 Filed May 4, 2023 01:30 UTC
Venker EricPresident & COO
SaleCommon Shares 109,074 $8.29 $904,223.46
Disclosure

SEC source: 0001140361-23-022811 · form4.xml · nonDerivative · entry 4

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 675,768

F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on February 25, 2023.

Read SEC document
May 02, 2023 Filed May 4, 2023 01:30 UTC
Venker EricPresident & COO
Exercise / conversionCommon Shares 109,074 $3.85 $419,934.90
Disclosure

SEC source: 0001140361-23-022811 · form4.xml · nonDerivative · entry 3

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 784,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 4, 2023 01:30 UTC
Kumar RakhiChief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 15,517 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001140361-23-022809 · form4.xml · derivative · entry 6

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Shares · 15,517 shares

Expires 2032-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

Read SEC document
May 02, 2023 Filed May 4, 2023 01:30 UTC
Kumar RakhiChief Accounting Officer
SaleCommon Shares 15,517 $8.42 $130,653.14
Disclosure

SEC source: 0001140361-23-022809 · form4.xml · nonDerivative · entry 4

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 200,139

F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on February 25, 2023.

Read SEC document
May 02, 2023 Filed May 4, 2023 01:30 UTC
Kumar RakhiChief Accounting Officer
Exercise / conversionCommon Shares 15,517 $3.85 $59,740.45
Disclosure

SEC source: 0001140361-23-022809 · form4.xml · nonDerivative · entry 3

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 215,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 4, 2023 01:30 UTC OtherCommon Shares 1,667 $8.61 $14,352.87
Disclosure

SEC source: 0001140361-23-022810 · form4.xml · nonDerivative · entry 1

Pulik Richard · CIK 0001885841 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,751

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.

Read SEC document
May 01, 2023 Filed May 4, 2023 01:30 UTC
Venker EricPresident & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 61,155 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001140361-23-022811 · form4.xml · derivative · entry 7

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,239,786

Underlying: Common Shares · 61,155 shares

Expires 2032-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

Read SEC document
May 01, 2023 Filed May 4, 2023 01:30 UTC
Venker EricPresident & COO
SaleCommon Shares 61,155 $8.59 $525,321.45
Disclosure

SEC source: 0001140361-23-022811 · form4.xml · nonDerivative · entry 2

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 675,768

F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on February 25, 2023.

Read SEC document
May 01, 2023 Filed May 4, 2023 01:30 UTC
Venker EricPresident & COO
Exercise / conversionCommon Shares 61,155 $3.85 $235,446.75
Disclosure

SEC source: 0001140361-23-022811 · form4.xml · nonDerivative · entry 1

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 736,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 4, 2023 01:30 UTC
Kumar RakhiChief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 62,219 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001140361-23-022809 · form4.xml · derivative · entry 5

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 765,517

Underlying: Common Shares · 62,219 shares

Expires 2032-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

Read SEC document
May 01, 2023 Filed May 4, 2023 01:30 UTC
Kumar RakhiChief Accounting Officer
SaleCommon Shares 62,219 $8.58 $533,839.02
Disclosure

SEC source: 0001140361-23-022809 · form4.xml · nonDerivative · entry 2

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 200,139

F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on February 25, 2023.

Read SEC document
May 01, 2023 Filed May 4, 2023 01:30 UTC
Kumar RakhiChief Accounting Officer
Exercise / conversionCommon Shares 62,219 $3.85 $239,543.15
Disclosure

SEC source: 0001140361-23-022809 · form4.xml · nonDerivative · entry 1

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 262,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2023 Filed Apr 29, 2023 01:35 UTC
Venker EricPresident & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 75,823 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001140361-23-021748 · form4.xml · derivative · entry 9

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,300,941

Underlying: Common Shares · 75,823 shares

Expires 2032-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

Read SEC document
April 28, 2023 Filed Apr 29, 2023 01:35 UTC
Venker EricPresident & COO
SaleCommon Shares 75,823 $8.47 $642,220.81
Disclosure

SEC source: 0001140361-23-021748 · form4.xml · nonDerivative · entry 6

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 675,768

F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on February 25, 2023.

Read SEC document
April 28, 2023 Filed Apr 29, 2023 01:35 UTC
Venker EricPresident & COO
Exercise / conversionCommon Shares 75,823 $3.85 $291,918.55
Disclosure

SEC source: 0001140361-23-021748 · form4.xml · nonDerivative · entry 5

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 751,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2023 Filed Apr 29, 2023 01:35 UTC
Kumar RakhiChief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 71,989 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001140361-23-021749 · form4.xml · derivative · entry 13

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 827,736

Underlying: Common Shares · 71,989 shares

Expires 2032-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

Read SEC document
April 28, 2023 Filed Apr 29, 2023 01:35 UTC
Kumar RakhiChief Accounting Officer
SaleCommon Shares 71,989 $8.47 $609,746.83
Disclosure

SEC source: 0001140361-23-021749 · form4.xml · nonDerivative · entry 8

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 200,139

F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on February 25, 2023.

Read SEC document
April 28, 2023 Filed Apr 29, 2023 01:35 UTC
Kumar RakhiChief Accounting Officer
Exercise / conversionCommon Shares 71,989 $3.85 $277,157.65
Disclosure

SEC source: 0001140361-23-021749 · form4.xml · nonDerivative · entry 7

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 272,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2023 Filed Apr 29, 2023 01:35 UTC
Venker EricPresident & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 73,514 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001140361-23-021748 · form4.xml · derivative · entry 8

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,376,764

Underlying: Common Shares · 73,514 shares

Expires 2032-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

Read SEC document
April 27, 2023 Filed Apr 29, 2023 01:35 UTC
Venker EricPresident & COO
SaleCommon Shares 73,514 $8.51 $625,604.14
Disclosure

SEC source: 0001140361-23-021748 · form4.xml · nonDerivative · entry 4

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 675,768

F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on February 25, 2023.

Read SEC document
April 27, 2023 Filed Apr 29, 2023 01:35 UTC
Venker EricPresident & COO
Exercise / conversionCommon Shares 73,514 $3.85 $283,028.90
Disclosure

SEC source: 0001140361-23-021748 · form4.xml · nonDerivative · entry 3

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 749,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2023 Filed Apr 29, 2023 01:35 UTC
Kumar RakhiChief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 65,634 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001140361-23-021749 · form4.xml · derivative · entry 12

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 899,725

Underlying: Common Shares · 65,634 shares

Expires 2032-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

Read SEC document
April 27, 2023 Filed Apr 29, 2023 01:35 UTC
Kumar RakhiChief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,335 $0.00 Strike: $3.97 $0.00
Disclosure

SEC source: 0001140361-23-021749 · form4.xml · derivative · entry 11

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,335 shares

Expires 2026-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Award of stock options to purchase Common Shares that was fully vested.

Read SEC document
April 27, 2023 Filed Apr 29, 2023 01:35 UTC
Kumar RakhiChief Accounting Officer
SaleCommon Shares 70,969 $8.51 $603,946.19
Disclosure

SEC source: 0001140361-23-021749 · form4.xml · nonDerivative · entry 6

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 200,139

F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on February 25, 2023.

Read SEC document
April 27, 2023 Filed Apr 29, 2023 01:35 UTC
Kumar RakhiChief Accounting Officer
Exercise / conversionCommon Shares 65,634 $3.85 $252,690.90
Disclosure

SEC source: 0001140361-23-021749 · form4.xml · nonDerivative · entry 5

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 271,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2023 Filed Apr 29, 2023 01:35 UTC
Kumar RakhiChief Accounting Officer
Exercise / conversionCommon Shares 5,335 $3.97 $21,179.95
Disclosure

SEC source: 0001140361-23-021749 · form4.xml · nonDerivative · entry 4

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 205,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2023 Filed Apr 29, 2023 01:35 UTC
Venker EricPresident & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 72,906 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001140361-23-021748 · form4.xml · derivative · entry 7

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,450,278

Underlying: Common Shares · 72,906 shares

Expires 2032-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

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April 26, 2023 Filed Apr 29, 2023 01:35 UTC
Venker EricPresident & COO
SaleCommon Shares 72,906 $8.66 $631,365.96
Disclosure

SEC source: 0001140361-23-021748 · form4.xml · nonDerivative · entry 2

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 675,768

F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on February 25, 2023.

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April 26, 2023 Filed Apr 29, 2023 01:35 UTC
Venker EricPresident & COO
Exercise / conversionCommon Shares 72,906 $3.85 $280,688.10
Disclosure

SEC source: 0001140361-23-021748 · form4.xml · nonDerivative · entry 1

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 748,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 26, 2023 Filed Apr 29, 2023 01:35 UTC
Kumar RakhiChief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 34,641 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001140361-23-021749 · form4.xml · derivative · entry 10

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 965,359

Underlying: Common Shares · 34,641 shares

Expires 2032-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

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April 26, 2023 Filed Apr 29, 2023 01:35 UTC
Kumar RakhiChief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 53,189 $0.00 Strike: $3.97 $0.00
Disclosure

SEC source: 0001140361-23-021749 · form4.xml · derivative · entry 9

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,335

Underlying: Common Shares · 53,189 shares

Expires 2026-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Award of stock options to purchase Common Shares that was fully vested.

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April 26, 2023 Filed Apr 29, 2023 01:35 UTC
Kumar RakhiChief Accounting Officer
SaleCommon Shares 87,830 $8.68 $762,364.40
Disclosure

SEC source: 0001140361-23-021749 · form4.xml · nonDerivative · entry 3

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 200,139

F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on February 25, 2023.

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April 26, 2023 Filed Apr 29, 2023 01:35 UTC
Kumar RakhiChief Accounting Officer
Exercise / conversionCommon Shares 34,641 $3.85 $133,367.85
Disclosure

SEC source: 0001140361-23-021749 · form4.xml · nonDerivative · entry 2

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 287,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 26, 2023 Filed Apr 29, 2023 01:35 UTC
Kumar RakhiChief Accounting Officer
Exercise / conversionCommon Shares 53,189 $3.97 $211,160.33
Disclosure

SEC source: 0001140361-23-021749 · form4.xml · nonDerivative · entry 1

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 253,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 20, 2023 Filed Apr 25, 2023 01:28 UTC GrantStock Option (Right to Buy) · Derivative 383,496 $0.00 Strike: $8.80 $0.00
Disclosure

SEC source: 0001140361-23-019991 · form4.xml · derivative · entry 2

Pulik Richard · CIK 0001885841 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 383,496

Underlying: Common Shares · 383,496 shares

Expires 2033-04-19

F2 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2023. These options vest and become exercisable (i) 25% on the first anniversary of the vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject to the reporting person's continuous service through each vesting date.

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April 20, 2023 Filed Apr 25, 2023 01:28 UTC GrantCommon Shares 66,710 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-019991 · form4.xml · nonDerivative · entry 1

Pulik Richard · CIK 0001885841 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,418

F1 · shares: Reflects an award of 66,710 restricted stock units with respect to Common Shares ("RSUs") with a vesting commencement date of April 20, 2023. 1/4 of the RSUs service-vest twelve (12) months after the vesting commencement date; 1/16 of the RSUs service-vest fourteen (14) months after the vesting commencement date; and the balance of the RSUs service-vest in a series of eleven (11) successive equal quarterly installments measured from the date fourteen (14) months after the vesting commencement date, subject to the reporting person's Continuous Service through the applicable vesting date.

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April 20, 2023 Filed Apr 25, 2023 01:28 UTC
Venker EricPresident & COO
Tax withholdingCommon Shares 14,457 $8.80 $127,221.60
Disclosure

SEC source: 0001140361-23-019994 · form4.xml · nonDerivative · entry 1

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 675,768

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

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April 20, 2023 Filed Apr 25, 2023 01:28 UTC GrantStock Option (Right to Buy) · Derivative 118,578 $0.00 Strike: $8.80 $0.00
Disclosure

SEC source: 0001140361-23-019995 · form4.xml · derivative · entry 1

Fitzgerald Meghan · CIK 0001349297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,578

Underlying: Common Shares · 118,578 shares

Expires 2033-04-19

F1 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of March 13, 2023. These options vest and become exercisable (i) 1/3 on the first anniversary of the vesting commencement date and (ii) in twenty-four (24) successive equal monthly installments measured from the first anniversary of the vesting commencement date, subject to the reporting person's continuous service through the applicable vesting date.

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April 20, 2023 Filed Apr 25, 2023 01:28 UTC
Gline MatthewDirector · CEO
Tax withholdingCommon Shares 19,375 $8.80 $170,500.00
Disclosure

SEC source: 0001140361-23-019993 · form4.xml · nonDerivative · entry 1

Gline Matthew · CIK 0001750094 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,057,225

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

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April 20, 2023 Filed Apr 25, 2023 01:28 UTC
Kumar RakhiChief Accounting Officer
GrantStock Option (Right to Buy) · Derivative 286,408 $0.00 Strike: $8.80 $0.00
Disclosure

SEC source: 0001140361-23-019992 · form4.xml · derivative · entry 3

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,408

Underlying: Common Shares · 286,408 shares

Expires 2033-04-19

F4 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2023. These options vest and become exercisable (i) 25% on the first anniversary of the vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject to the reporting person's continuous service through each vesting date.

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April 20, 2023 Filed Apr 25, 2023 01:28 UTC
Kumar RakhiChief Accounting Officer
Tax withholdingCommon Shares 1,569 $8.80 $13,807.20
Disclosure

SEC source: 0001140361-23-019992 · form4.xml · nonDerivative · entry 2

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,139

F3 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

F2 · balance_after: Includes Common Shares purchased under the Company's Employee Stock Purchase Plan.

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April 20, 2023 Filed Apr 25, 2023 01:28 UTC
Kumar RakhiChief Accounting Officer
GrantCommon Shares 66,710 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-019992 · form4.xml · nonDerivative · entry 1

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,708

F1 · shares: Reflects an award of 66,710 restricted stock units with respect to Common Shares ("RSUs") with a vesting commencement date of April 20, 2023. 1/4 of the RSUs service-vest twelve (12) months after the vesting commencement date; 1/16 of the RSUs service-vest fourteen (14) months after the vesting commencement date; and the balance of the RSUs service-vest in a series of eleven (11) successive equal quarterly installments measured from the date fourteen (14) months after the vesting commencement date, subject to the reporting person's Continuous Service through the applicable vesting date.

F2 · balance_after: Includes Common Shares purchased under the Company's Employee Stock Purchase Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.