Last 12 months
Inside the activity.
0 purchase rows · 114 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 16 |
| Dec 2025 | 0 | 29 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 20 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 23 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 9 |
| Sep 2026 | 0 | 6 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 14, 2023 Filed Jul 19, 2023 01:30 UTC |
Kumar RakhiChief Accounting Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 535 | $0.00 Strike: $6.48 | $0.00 |
DisclosureSEC source: 0001140361-23-035096 · form4.xml · derivative · entry 5 Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,191 Underlying: Common Shares · 535 shares Expires 2027-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of May 20, 2017. The award of stock options is fully vested. Read SEC document |
| July 14, 2023 Filed Jul 19, 2023 01:30 UTC |
Kumar RakhiChief Accounting Officer
|
SaleCommon Shares | 535 | $12.00 | $6,420.00 |
DisclosureSEC source: 0001140361-23-035096 · form4.xml · nonDerivative · entry 2 Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,128 F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on February 25, 2023. F2 · balance_after: Includes Common Shares purchased under the Company's Employee Stock Purchase Plan. Read SEC document |
| July 14, 2023 Filed Jul 19, 2023 01:30 UTC |
Kumar RakhiChief Accounting Officer
|
Exercise / conversionCommon Shares | 535 | $6.48 | $3,466.80 |
DisclosureSEC source: 0001140361-23-035096 · form4.xml · nonDerivative · entry 1 Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes Common Shares purchased under the Company's Employee Stock Purchase Plan. Read SEC document |
| July 03, 2023 Filed Jul 7, 2023 01:30 UTC |
Epperly Melissa B,Director
|
GrantCommon Shares | 1,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-033547 · form4.xml · nonDerivative · entry 1 Epperly Melissa B, · CIK 0001807359 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,280 F1 · shares: Reflects an award of Common Shares received pursuant to the Company's Non-Employee Director Compensation Plan that was fully vested as of the grant date. F1 · price: Reflects an award of Common Shares received pursuant to the Company's Non-Employee Director Compensation Plan that was fully vested as of the grant date. Read SEC document |
| July 03, 2023 Filed Jul 7, 2023 01:30 UTC |
Oren IlanDirector
|
GrantCommon Shares | 1,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-033545 · form4.xml · nonDerivative · entry 1 Oren Ilan · CIK 0001643073 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,585 F1 · shares: Reflects an award of Common Shares received pursuant to the Company's Non-Employee Director Compensation Plan that was fully vested as of the grant date. F1 · price: Reflects an award of Common Shares received pursuant to the Company's Non-Employee Director Compensation Plan that was fully vested as of the grant date. Read SEC document |
| July 03, 2023 Filed Jul 7, 2023 01:30 UTC |
MOMTAZEE JAMES CDirector
|
GrantCommon Shares | 1,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-033548 · form4.xml · nonDerivative · entry 1 MOMTAZEE JAMES C · CIK 0001209181 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,789 F1 · shares: Reflects an award of Common Shares received pursuant to the Company's Non-Employee Director Compensation Plan that was fully vested as of the grant date. F1 · price: Reflects an award of Common Shares received pursuant to the Company's Non-Employee Director Compensation Plan that was fully vested as of the grant date. Read SEC document |
| July 03, 2023 Filed Jul 7, 2023 01:30 UTC |
Fitzgerald MeghanDirector
|
GrantCommon Shares | 1,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-033546 · form4.xml · nonDerivative · entry 1 Fitzgerald Meghan · CIK 0001349297 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,152 F1 · shares: Reflects an award of Common Shares received pursuant to the Company's Non-Employee Director Compensation Plan that was fully vested as of the grant date. F1 · price: Reflects an award of Common Shares received pursuant to the Company's Non-Employee Director Compensation Plan that was fully vested as of the grant date. Read SEC document |
| June 29, 2023 Filed Jul 4, 2023 01:30 UTC | OtherCommon Shares | 1,667 | $10.11 | $16,853.37 |
DisclosureSEC source: 0001140361-23-032892 · form4.xml · nonDerivative · entry 1 Pulik Richard · CIK 0001885841 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 283,373 F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person. Read SEC document |
|
| June 22, 2023 Filed Jun 26, 2023 21:11 UTC |
VIKING GLOBAL INVESTORS LP10% owner
Ott David C.10% owner
HALVORSEN OLE ANDREAS10% owner
Shabet Rose Sharon10% owner
Viking Global Opportunities GP LLC10% owner
|
SaleCommon Shares | 2,226,195 | $9.90 | $22,039,330.50 |
DisclosureSEC source: 0001140361-23-031459 · form4.xml · nonDerivative · entry 4 VIKING GLOBAL INVESTORS LP · CIK 0001103804 · 10% owner Ott David C. · CIK 0001621842 · 10% owner HALVORSEN OLE ANDREAS · CIK 0001133006 · 10% owner Shabet Rose Sharon · CIK 0001711393 · 10% owner Viking Global Opportunities Illiquid Investments Sub-Master LP · CIK 0001629482 · 10% owner Viking Global Opportunities GP LLC · CIK 0001629476 · 10% owner Viking Global Opportunities Portfolio GP LLC · CIK 0001629472 · 10% owner Viking Global Opportunities Parent GP LLC · CIK 0001886738 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Explanation of Responses Disclosed balance after: 12,884,307 F1 · ownership.nature: Andreas Halvorsen, David C. Ott and Rose S. Shabet are Executive Committee members of certain management entities, including Viking Global Partners LLC, the general partner of Viking Global Investors LP ("VGI"), Viking Global Performance LLC ("VGP"), Viking Long Fund GP LLC ("VLFGP"), and Viking Global Opportunities Parent GP LLC ("Parent"), which is the sole member of Viking Global Opportunities GP LLC ("Opportunities GP"), which is the sole member of Viking Global Opportunities Portfolio GP LLC ("Opportunities Portfolio GP"). VGI provides managerial services to various investment funds and vehicles, including Viking Global Equities Master Ltd. ("VGEM"), Viking Global Equities II LP ("VGEII"), Viking Long Fund Master Ltd. ("VLFM"), and Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund"). F2 · ownership.nature: VGI, VGP, VLFGP, Parent, Opportunities GP, Opportunities Portfolio GP, Opportunities Fund, VGEM, VGEII, VLFM, Mr. Halvorsen, Mr. Ott and Ms. Shabet are, collectively, the "Reporting Persons". Because of the relationship between VGI and each of VGEM, VGEII, VLFM and Opportunities Fund, VGI may be deemed to beneficially own the shares held directly by VGEM, VGEII, VLFM and Opportunities Fund. Each of VGI, Mr. Halvorsen, Mr. Ott and Ms. Shabet may be deemed to beneficially own all of the securities reported on this form. F6 · ownership.nature: These shares are held directly by VLFM. VLFGP provides managerial services to VLFM. Because of the relationship between VLFGP and VLFM, VLFGP may be deemed to beneficially own the shares held directly by VLFM. F7 · ownership.nature: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 21:11 UTC |
VIKING GLOBAL INVESTORS LP10% owner
Ott David C.10% owner
HALVORSEN OLE ANDREAS10% owner
Shabet Rose Sharon10% owner
Viking Global Opportunities GP LLC10% owner
|
SaleCommon Shares | 5,236,006 | $9.90 | $51,836,459.40 |
DisclosureSEC source: 0001140361-23-031459 · form4.xml · nonDerivative · entry 3 VIKING GLOBAL INVESTORS LP · CIK 0001103804 · 10% owner Ott David C. · CIK 0001621842 · 10% owner HALVORSEN OLE ANDREAS · CIK 0001133006 · 10% owner Shabet Rose Sharon · CIK 0001711393 · 10% owner Viking Global Opportunities Illiquid Investments Sub-Master LP · CIK 0001629482 · 10% owner Viking Global Opportunities GP LLC · CIK 0001629476 · 10% owner Viking Global Opportunities Portfolio GP LLC · CIK 0001629472 · 10% owner Viking Global Opportunities Parent GP LLC · CIK 0001886738 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Explanation of Responses Disclosed balance after: 30,303,871 F1 · ownership.nature: Andreas Halvorsen, David C. Ott and Rose S. Shabet are Executive Committee members of certain management entities, including Viking Global Partners LLC, the general partner of Viking Global Investors LP ("VGI"), Viking Global Performance LLC ("VGP"), Viking Long Fund GP LLC ("VLFGP"), and Viking Global Opportunities Parent GP LLC ("Parent"), which is the sole member of Viking Global Opportunities GP LLC ("Opportunities GP"), which is the sole member of Viking Global Opportunities Portfolio GP LLC ("Opportunities Portfolio GP"). VGI provides managerial services to various investment funds and vehicles, including Viking Global Equities Master Ltd. ("VGEM"), Viking Global Equities II LP ("VGEII"), Viking Long Fund Master Ltd. ("VLFM"), and Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund"). F2 · ownership.nature: VGI, VGP, VLFGP, Parent, Opportunities GP, Opportunities Portfolio GP, Opportunities Fund, VGEM, VGEII, VLFM, Mr. Halvorsen, Mr. Ott and Ms. Shabet are, collectively, the "Reporting Persons". Because of the relationship between VGI and each of VGEM, VGEII, VLFM and Opportunities Fund, VGI may be deemed to beneficially own the shares held directly by VGEM, VGEII, VLFM and Opportunities Fund. Each of VGI, Mr. Halvorsen, Mr. Ott and Ms. Shabet may be deemed to beneficially own all of the securities reported on this form. F5 · ownership.nature: These shares are held directly by Opportunities Fund. Opportunities Portfolio GP is the general partner of Opportunities Fund. Opportunities GP is the sole member of Opportunities Portfolio GP. Parent is the sole member of Opportunities GP. Because of the relationship between each of Opportunities Portfolio GP, Opportunities GP, Parent and Opportunities Fund, each of Opportunities Portfolio GP, Opportunities GP and Parent may be deemed to beneficially own the shares held directly by Opportunities Fund. F7 · ownership.nature: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 21:11 UTC |
VIKING GLOBAL INVESTORS LP10% owner
Ott David C.10% owner
HALVORSEN OLE ANDREAS10% owner
Shabet Rose Sharon10% owner
Viking Global Opportunities GP LLC10% owner
|
SaleCommon Shares | 5,427,043 | $9.90 | $53,727,725.70 |
DisclosureSEC source: 0001140361-23-031459 · form4.xml · nonDerivative · entry 2 VIKING GLOBAL INVESTORS LP · CIK 0001103804 · 10% owner Ott David C. · CIK 0001621842 · 10% owner HALVORSEN OLE ANDREAS · CIK 0001133006 · 10% owner Shabet Rose Sharon · CIK 0001711393 · 10% owner Viking Global Opportunities Illiquid Investments Sub-Master LP · CIK 0001629482 · 10% owner Viking Global Opportunities GP LLC · CIK 0001629476 · 10% owner Viking Global Opportunities Portfolio GP LLC · CIK 0001629472 · 10% owner Viking Global Opportunities Parent GP LLC · CIK 0001886738 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Explanation of Responses Disclosed balance after: 31,409,512 F1 · ownership.nature: Andreas Halvorsen, David C. Ott and Rose S. Shabet are Executive Committee members of certain management entities, including Viking Global Partners LLC, the general partner of Viking Global Investors LP ("VGI"), Viking Global Performance LLC ("VGP"), Viking Long Fund GP LLC ("VLFGP"), and Viking Global Opportunities Parent GP LLC ("Parent"), which is the sole member of Viking Global Opportunities GP LLC ("Opportunities GP"), which is the sole member of Viking Global Opportunities Portfolio GP LLC ("Opportunities Portfolio GP"). VGI provides managerial services to various investment funds and vehicles, including Viking Global Equities Master Ltd. ("VGEM"), Viking Global Equities II LP ("VGEII"), Viking Long Fund Master Ltd. ("VLFM"), and Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund"). F2 · ownership.nature: VGI, VGP, VLFGP, Parent, Opportunities GP, Opportunities Portfolio GP, Opportunities Fund, VGEM, VGEII, VLFM, Mr. Halvorsen, Mr. Ott and Ms. Shabet are, collectively, the "Reporting Persons". Because of the relationship between VGI and each of VGEM, VGEII, VLFM and Opportunities Fund, VGI may be deemed to beneficially own the shares held directly by VGEM, VGEII, VLFM and Opportunities Fund. Each of VGI, Mr. Halvorsen, Mr. Ott and Ms. Shabet may be deemed to beneficially own all of the securities reported on this form. F4 · ownership.nature: These shares are held directly by VGEM. VGP provides managerial services to VGEM. Because of the relationship between VGP and VGEM, VGP may be deemed to beneficially own the shares held directly by VGEM. F7 · ownership.nature: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 21:11 UTC |
VIKING GLOBAL INVESTORS LP10% owner
Ott David C.10% owner
HALVORSEN OLE ANDREAS10% owner
Shabet Rose Sharon10% owner
Viking Global Opportunities GP LLC10% owner
|
SaleCommon Shares | 110,756 | $9.90 | $1,096,484.40 |
DisclosureSEC source: 0001140361-23-031459 · form4.xml · nonDerivative · entry 1 VIKING GLOBAL INVESTORS LP · CIK 0001103804 · 10% owner Ott David C. · CIK 0001621842 · 10% owner HALVORSEN OLE ANDREAS · CIK 0001133006 · 10% owner Shabet Rose Sharon · CIK 0001711393 · 10% owner Viking Global Opportunities Illiquid Investments Sub-Master LP · CIK 0001629482 · 10% owner Viking Global Opportunities GP LLC · CIK 0001629476 · 10% owner Viking Global Opportunities Portfolio GP LLC · CIK 0001629472 · 10% owner Viking Global Opportunities Parent GP LLC · CIK 0001886738 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Explanation of Responses Disclosed balance after: 641,010 F1 · ownership.nature: Andreas Halvorsen, David C. Ott and Rose S. Shabet are Executive Committee members of certain management entities, including Viking Global Partners LLC, the general partner of Viking Global Investors LP ("VGI"), Viking Global Performance LLC ("VGP"), Viking Long Fund GP LLC ("VLFGP"), and Viking Global Opportunities Parent GP LLC ("Parent"), which is the sole member of Viking Global Opportunities GP LLC ("Opportunities GP"), which is the sole member of Viking Global Opportunities Portfolio GP LLC ("Opportunities Portfolio GP"). VGI provides managerial services to various investment funds and vehicles, including Viking Global Equities Master Ltd. ("VGEM"), Viking Global Equities II LP ("VGEII"), Viking Long Fund Master Ltd. ("VLFM"), and Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund"). F2 · ownership.nature: VGI, VGP, VLFGP, Parent, Opportunities GP, Opportunities Portfolio GP, Opportunities Fund, VGEM, VGEII, VLFM, Mr. Halvorsen, Mr. Ott and Ms. Shabet are, collectively, the "Reporting Persons". Because of the relationship between VGI and each of VGEM, VGEII, VLFM and Opportunities Fund, VGI may be deemed to beneficially own the shares held directly by VGEM, VGEII, VLFM and Opportunities Fund. Each of VGI, Mr. Halvorsen, Mr. Ott and Ms. Shabet may be deemed to beneficially own all of the securities reported on this form. F3 · ownership.nature: These shares are held directly by VGEII. VGP is the general partner of VGEII. Because of the relationship between VGP and VGEII, VGP may be deemed to beneficially own the shares held directly by VGEII. F7 · ownership.nature: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 17:10 UTC |
VIKING GLOBAL PERFORMANCE LLC10% owner
Ott David C.10% owner
HALVORSEN OLE ANDREAS10% owner
Shabet Rose Sharon10% owner
Viking Global Equities Master Ltd.10% owner
Viking Global Equities II LP10% owner
Viking Long Fund Master Ltd.10% owner
Viking Long Fund GP LLC10% owner
|
SaleCommon Shares | 2,226,195 | $9.90 | $22,039,330.50 |
DisclosureSEC source: 0001140361-23-031456 · form4.xml · nonDerivative · entry 4 VIKING GLOBAL PERFORMANCE LLC · CIK 0001132625 · 10% owner Ott David C. · CIK 0001621842 · 10% owner HALVORSEN OLE ANDREAS · CIK 0001133006 · 10% owner Shabet Rose Sharon · CIK 0001711393 · 10% owner Viking Global Equities Master Ltd. · CIK 0001759530 · 10% owner Viking Global Equities II LP · CIK 0001413378 · 10% owner Viking Long Fund Master Ltd. · CIK 0001621596 · 10% owner Viking Long Fund GP LLC · CIK 0001621607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Explanation of Responses Disclosed balance after: 12,884,307 F1 · ownership.nature: Andreas Halvorsen, David C. Ott and Rose S. Shabet are Executive Committee members of certain management entities, including Viking Global Partners LLC, the general partner of Viking Global Investors LP ("VGI"), Viking Global Performance LLC ("VGP"), Viking Long Fund GP LLC ("VLFGP"), and Viking Global Opportunities Parent GP LLC ("Parent"), which is the sole member of Viking Global Opportunities GP LLC ("Opportunities GP"), which is the sole member of Viking Global Opportunities Portfolio GP LLC ("Opportunities Portfolio GP"). VGI provides managerial services to various investment funds and vehicles, including Viking Global Equities Master Ltd. ("VGEM"), Viking Global Equities II LP ("VGEII"), Viking Long Fund Master Ltd. ("VLFM"), and Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund"). F2 · ownership.nature: VGI, VGP, VLFGP, Parent, Opportunities GP, Opportunities Portfolio GP, Opportunities Fund, VGEM, VGEII, VLFM, Mr. Halvorsen, Mr. Ott and Ms. Shabet are, collectively, the "Reporting Persons". Because of the relationship between VGI and each of VGEM, VGEII, VLFM and Opportunities Fund, VGI may be deemed to beneficially own the shares held directly by VGEM, VGEII, VLFM and Opportunities Fund. Each of VGI, Mr. Halvorsen, Mr. Ott and Ms. Shabet may be deemed to beneficially own all of the securities reported on this form. F6 · ownership.nature: These shares are held directly by VLFM. VLFGP provides managerial services to VLFM. Because of the relationship between VLFGP and VLFM, VLFGP may be deemed to beneficially own the shares held directly by VLFM. F7 · ownership.nature: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 17:10 UTC |
VIKING GLOBAL PERFORMANCE LLC10% owner
Ott David C.10% owner
HALVORSEN OLE ANDREAS10% owner
Shabet Rose Sharon10% owner
Viking Global Equities Master Ltd.10% owner
Viking Global Equities II LP10% owner
Viking Long Fund Master Ltd.10% owner
Viking Long Fund GP LLC10% owner
|
SaleCommon Shares | 5,236,006 | $9.90 | $51,836,459.40 |
DisclosureSEC source: 0001140361-23-031456 · form4.xml · nonDerivative · entry 3 VIKING GLOBAL PERFORMANCE LLC · CIK 0001132625 · 10% owner Ott David C. · CIK 0001621842 · 10% owner HALVORSEN OLE ANDREAS · CIK 0001133006 · 10% owner Shabet Rose Sharon · CIK 0001711393 · 10% owner Viking Global Equities Master Ltd. · CIK 0001759530 · 10% owner Viking Global Equities II LP · CIK 0001413378 · 10% owner Viking Long Fund Master Ltd. · CIK 0001621596 · 10% owner Viking Long Fund GP LLC · CIK 0001621607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Explanation of Responses Disclosed balance after: 30,303,871 F1 · ownership.nature: Andreas Halvorsen, David C. Ott and Rose S. Shabet are Executive Committee members of certain management entities, including Viking Global Partners LLC, the general partner of Viking Global Investors LP ("VGI"), Viking Global Performance LLC ("VGP"), Viking Long Fund GP LLC ("VLFGP"), and Viking Global Opportunities Parent GP LLC ("Parent"), which is the sole member of Viking Global Opportunities GP LLC ("Opportunities GP"), which is the sole member of Viking Global Opportunities Portfolio GP LLC ("Opportunities Portfolio GP"). VGI provides managerial services to various investment funds and vehicles, including Viking Global Equities Master Ltd. ("VGEM"), Viking Global Equities II LP ("VGEII"), Viking Long Fund Master Ltd. ("VLFM"), and Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund"). F2 · ownership.nature: VGI, VGP, VLFGP, Parent, Opportunities GP, Opportunities Portfolio GP, Opportunities Fund, VGEM, VGEII, VLFM, Mr. Halvorsen, Mr. Ott and Ms. Shabet are, collectively, the "Reporting Persons". Because of the relationship between VGI and each of VGEM, VGEII, VLFM and Opportunities Fund, VGI may be deemed to beneficially own the shares held directly by VGEM, VGEII, VLFM and Opportunities Fund. Each of VGI, Mr. Halvorsen, Mr. Ott and Ms. Shabet may be deemed to beneficially own all of the securities reported on this form. F5 · ownership.nature: These shares are held directly by Opportunities Fund. Opportunities Portfolio GP is the general partner of Opportunities Fund. Opportunities GP is the sole member of Opportunities Portfolio GP. Parent is the sole member of Opportunities GP. Because of the relationship between each of Opportunities Portfolio GP, Opportunities GP, Parent and Opportunities Fund, each of Opportunities Portfolio GP, Opportunities GP and Parent may be deemed to beneficially own the shares held directly by Opportunities Fund. F7 · ownership.nature: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 17:10 UTC |
VIKING GLOBAL PERFORMANCE LLC10% owner
Ott David C.10% owner
HALVORSEN OLE ANDREAS10% owner
Shabet Rose Sharon10% owner
Viking Global Equities Master Ltd.10% owner
Viking Global Equities II LP10% owner
Viking Long Fund Master Ltd.10% owner
Viking Long Fund GP LLC10% owner
|
SaleCommon Shares | 5,427,043 | $9.90 | $53,727,725.70 |
DisclosureSEC source: 0001140361-23-031456 · form4.xml · nonDerivative · entry 2 VIKING GLOBAL PERFORMANCE LLC · CIK 0001132625 · 10% owner Ott David C. · CIK 0001621842 · 10% owner HALVORSEN OLE ANDREAS · CIK 0001133006 · 10% owner Shabet Rose Sharon · CIK 0001711393 · 10% owner Viking Global Equities Master Ltd. · CIK 0001759530 · 10% owner Viking Global Equities II LP · CIK 0001413378 · 10% owner Viking Long Fund Master Ltd. · CIK 0001621596 · 10% owner Viking Long Fund GP LLC · CIK 0001621607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Explanation of Responses Disclosed balance after: 31,409,512 F1 · ownership.nature: Andreas Halvorsen, David C. Ott and Rose S. Shabet are Executive Committee members of certain management entities, including Viking Global Partners LLC, the general partner of Viking Global Investors LP ("VGI"), Viking Global Performance LLC ("VGP"), Viking Long Fund GP LLC ("VLFGP"), and Viking Global Opportunities Parent GP LLC ("Parent"), which is the sole member of Viking Global Opportunities GP LLC ("Opportunities GP"), which is the sole member of Viking Global Opportunities Portfolio GP LLC ("Opportunities Portfolio GP"). VGI provides managerial services to various investment funds and vehicles, including Viking Global Equities Master Ltd. ("VGEM"), Viking Global Equities II LP ("VGEII"), Viking Long Fund Master Ltd. ("VLFM"), and Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund"). F2 · ownership.nature: VGI, VGP, VLFGP, Parent, Opportunities GP, Opportunities Portfolio GP, Opportunities Fund, VGEM, VGEII, VLFM, Mr. Halvorsen, Mr. Ott and Ms. Shabet are, collectively, the "Reporting Persons". Because of the relationship between VGI and each of VGEM, VGEII, VLFM and Opportunities Fund, VGI may be deemed to beneficially own the shares held directly by VGEM, VGEII, VLFM and Opportunities Fund. Each of VGI, Mr. Halvorsen, Mr. Ott and Ms. Shabet may be deemed to beneficially own all of the securities reported on this form. F4 · ownership.nature: These shares are held directly by VGEM. VGP provides managerial services to VGEM. Because of the relationship between VGP and VGEM, VGP may be deemed to beneficially own the shares held directly by VGEM. F7 · ownership.nature: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 17:10 UTC |
VIKING GLOBAL PERFORMANCE LLC10% owner
Ott David C.10% owner
HALVORSEN OLE ANDREAS10% owner
Shabet Rose Sharon10% owner
Viking Global Equities Master Ltd.10% owner
Viking Global Equities II LP10% owner
Viking Long Fund Master Ltd.10% owner
Viking Long Fund GP LLC10% owner
|
SaleCommon Shares | 110,756 | $9.90 | $1,096,484.40 |
DisclosureSEC source: 0001140361-23-031456 · form4.xml · nonDerivative · entry 1 VIKING GLOBAL PERFORMANCE LLC · CIK 0001132625 · 10% owner Ott David C. · CIK 0001621842 · 10% owner HALVORSEN OLE ANDREAS · CIK 0001133006 · 10% owner Shabet Rose Sharon · CIK 0001711393 · 10% owner Viking Global Equities Master Ltd. · CIK 0001759530 · 10% owner Viking Global Equities II LP · CIK 0001413378 · 10% owner Viking Long Fund Master Ltd. · CIK 0001621596 · 10% owner Viking Long Fund GP LLC · CIK 0001621607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Explanation of Responses Disclosed balance after: 641,010 F1 · ownership.nature: Andreas Halvorsen, David C. Ott and Rose S. Shabet are Executive Committee members of certain management entities, including Viking Global Partners LLC, the general partner of Viking Global Investors LP ("VGI"), Viking Global Performance LLC ("VGP"), Viking Long Fund GP LLC ("VLFGP"), and Viking Global Opportunities Parent GP LLC ("Parent"), which is the sole member of Viking Global Opportunities GP LLC ("Opportunities GP"), which is the sole member of Viking Global Opportunities Portfolio GP LLC ("Opportunities Portfolio GP"). VGI provides managerial services to various investment funds and vehicles, including Viking Global Equities Master Ltd. ("VGEM"), Viking Global Equities II LP ("VGEII"), Viking Long Fund Master Ltd. ("VLFM"), and Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund"). F2 · ownership.nature: VGI, VGP, VLFGP, Parent, Opportunities GP, Opportunities Portfolio GP, Opportunities Fund, VGEM, VGEII, VLFM, Mr. Halvorsen, Mr. Ott and Ms. Shabet are, collectively, the "Reporting Persons". Because of the relationship between VGI and each of VGEM, VGEII, VLFM and Opportunities Fund, VGI may be deemed to beneficially own the shares held directly by VGEM, VGEII, VLFM and Opportunities Fund. Each of VGI, Mr. Halvorsen, Mr. Ott and Ms. Shabet may be deemed to beneficially own all of the securities reported on this form. F3 · ownership.nature: These shares are held directly by VGEII. VGP is the general partner of VGEII. Because of the relationship between VGP and VGEII, VGP may be deemed to beneficially own the shares held directly by VGEII. F7 · ownership.nature: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| June 22, 2023 Filed Jun 27, 2023 01:31 UTC |
Venker EricPresident & COO
|
OtherCommon Shares | 15,882 | $10.01 | $158,978.82 |
DisclosureSEC source: 0001140361-23-031547 · form4.xml · nonDerivative · entry 1 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 644,215 F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person. F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 20:05 UTC |
Sumitomo Chemical Co., Ltd.10% owner
Sumitomo Pharma Co., Ltd.10% owner
|
SaleCommon Shares | 15,116,277 | $8.60 | $129,999,982.20 |
DisclosureSEC source: 0000899243-23-016487 · doc4.xml · nonDerivative · entry 1 Sumitomo Chemical Co., Ltd. · CIK 0001798550 · 10% owner Sumitomo Pharma Co., Ltd. · CIK 0001446601 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 71,251,083 F1 · kind: The sale reported on this Form 4 was effected pursuant to a privately negotiated transaction between Sumitomo Pharma Co., Ltd. (formerly Sumitomo Dainippon Pharma Co., Ltd.) ("Sumitomo Pharma") and four purchasers. In connection with the transaction, Sumitomo Pharma entered into a customary lock-up agreement with Roivant Sciences Ltd. ("Roivant") covering the common shares that continue to be beneficially owned by Sumitomo Pharma following the transaction, which lock-up agreement is effective through February 29, 2024.The buyers also entered into customary lock-up agreements with Roivant covering the common shares acquired in the transaction, which lock-up agreements are effective through February 29, 2024. F2 · ownership.nature: Sumitomo Pharma directly owns 71,251,083 Common Shares. Sumitomo Pharma is a 51.76% owned subsidiary of Sumitomo Chemical Co., Ltd. ("Sumitomo"). Sumitomo may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934, as amended) the reported securities that Sumitomo Pharma owns. Sumitomo disclaims beneficial ownership of such reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| June 22, 2023 Filed Jun 27, 2023 01:31 UTC |
Gline MatthewDirector · CEO
|
OtherCommon Shares | 10,863 | $10.01 | $108,738.63 |
DisclosureSEC source: 0001140361-23-031548 · form4.xml · nonDerivative · entry 1 Gline Matthew · CIK 0001750094 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,050,405 F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person. F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| June 22, 2023 Filed Jun 27, 2023 01:31 UTC |
Kumar RakhiChief Accounting Officer
|
OtherCommon Shares | 1,357 | $10.01 | $13,583.57 |
DisclosureSEC source: 0001140361-23-031546 · form4.xml · nonDerivative · entry 1 Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,225 F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person. F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| June 09, 2023 Filed Jun 10, 2023 01:32 UTC |
Venker EricPresident & COO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 299,384 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001140361-23-029190 · form4.xml · derivative · entry 6 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,323,184 Underlying: Common Shares · 299,384 shares Expires 2032-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation). Read SEC document |
| June 09, 2023 Filed Jun 10, 2023 01:32 UTC |
Venker EricPresident & COO
|
SaleCommon Shares | 299,384 | $9.91 | $2,966,895.44 |
DisclosureSEC source: 0001140361-23-029190 · form4.xml · nonDerivative · entry 4 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 660,097 F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on February 25, 2023. Read SEC document |
| June 09, 2023 Filed Jun 10, 2023 01:32 UTC |
Venker EricPresident & COO
|
Exercise / conversionCommon Shares | 299,384 | $3.85 | $1,152,628.40 |
DisclosureSEC source: 0001140361-23-029190 · form4.xml · nonDerivative · entry 3 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 959,481 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2023 Filed Jun 14, 2023 01:31 UTC |
Kumar RakhiChief Accounting Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 43,893 | $0.00 Strike: $5.12 | $0.00 |
DisclosureSEC source: 0001140361-23-029728 · form4.xml · derivative · entry 3 Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 43,893 shares Expires 2025-12-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of December 30, 2015. The award of stock options is fully vested. Read SEC document |
| June 09, 2023 Filed Jun 14, 2023 01:31 UTC |
Kumar RakhiChief Accounting Officer
|
SaleCommon Shares | 43,893 | $9.93 | $435,857.49 |
DisclosureSEC source: 0001140361-23-029728 · form4.xml · nonDerivative · entry 2 Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,582 F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on February 25, 2023. Read SEC document |
| June 09, 2023 Filed Jun 14, 2023 01:31 UTC |
Kumar RakhiChief Accounting Officer
|
Exercise / conversionCommon Shares | 43,893 | $5.12 | $224,732.16 |
DisclosureSEC source: 0001140361-23-029728 · form4.xml · nonDerivative · entry 1 Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 242,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2023 Filed Jun 10, 2023 01:32 UTC |
Venker EricPresident & COO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 201 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001140361-23-029190 · form4.xml · derivative · entry 5 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,622,568 Underlying: Common Shares · 201 shares Expires 2032-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation). Read SEC document |
| June 07, 2023 Filed Jun 10, 2023 01:32 UTC |
Venker EricPresident & COO
|
SaleCommon Shares | 201 | $9.85 | $1,979.85 |
DisclosureSEC source: 0001140361-23-029190 · form4.xml · nonDerivative · entry 2 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 660,097 F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on February 25, 2023. Read SEC document |
| June 07, 2023 Filed Jun 10, 2023 01:32 UTC |
Venker EricPresident & COO
|
Exercise / conversionCommon Shares | 201 | $3.85 | $773.85 |
DisclosureSEC source: 0001140361-23-029190 · form4.xml · nonDerivative · entry 1 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 660,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 01:30 UTC |
Ramaswamy Vivek10% owner
|
OtherCommon Shares | 189,947 | $9.09 | $1,726,618.23 |
DisclosureSEC source: 0001140361-23-027615 · form4.xml · nonDerivative · entry 2 Ramaswamy Vivek · CIK 0001635075 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,601,467 F2 · kind: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of the CVARs. This sale was effected pursuant to the issuer's "sell to cover" policy and does not represent a discretionary sale by the reporting person. F3 · price: The price reported in this column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.95 to $9.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. F5 · balance_after: Includes an award of restricted stock covering Common Shares that is fully vested. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 01:30 UTC |
Gline MatthewDirector · CEO
|
OtherCommon Shares | 30,266 | $9.09 | $275,117.94 |
DisclosureSEC source: 0001140361-23-027616 · form4.xml · nonDerivative · entry 2 Gline Matthew · CIK 0001750094 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,061,268 F2 · kind: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of the CVARs. This sale was effected pursuant to the issuer's "sell to cover" policy and does not represent a discretionary sale by the reporting person. F3 · price: The price reported in this column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.95 to $9.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| May 31, 2023 Filed Jun 3, 2023 01:30 UTC | OtherCommon Shares | 1,711 | $9.08 | $15,535.88 |
DisclosureSEC source: 0001140361-23-028195 · form4.xml · nonDerivative · entry 1 Pulik Richard · CIK 0001885841 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 285,040 F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person. Read SEC document |
|
| May 27, 2023 Filed Jun 1, 2023 01:30 UTC |
Sukhatme MayukhSee Remarks
|
Exercise / conversionCapped Value Appreciation Rights · Derivative | 318,199 | $6.40 | $2,036,473.60 |
DisclosureSEC source: 0001140361-23-027614 · form4.xml · derivative · entry 3 Sukhatme Mayukh · CIK 0001750050 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,227,396 Underlying: Common Shares · 99,458 shares Expires 2026-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of 318,199 capped value appreciation rights ("CVARs") that entitle the reporting person, following the achievement of specified vesting and other conditions, to an amount equal to the product of (i) the number of vested CVARs multiplied by (ii) the excess (if any) of (A) the fair market value of a Common Share (capped at $12.68 per share) as of the relevant date of determination over (B) the hurdle price of $6.40 per share (such excess, the "CVAR Amount"). On May 27, 2023, the "knock-in" condition (as defined below) and hurdle price applicable to these vested CVARs have been satisfied and, accordingly, the CVARs were settled into 99,458 Common Shares, determined by dividing (i) the CVAR Amount by (ii) the closing price of a Common Share on May 26, 2023. F4 · derivative.exercise_price: This award of CVARs vests (i) 25% on the first anniversary of the vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject to the reporting person's continuous service through each vesting date, with a vesting commencement date of December 27, 2019. In the event the fair market value of a Common Share is less than $9.20 per share as of the relevant date of determination (the "knock-in condition"), this award of CVARs will remain outstanding unless and until the knock-in condition is satisfied as of any applicable measurement date thereafter before the expiration date of the CVARs. F1 · shares: Reflects the conversion of 318,199 capped value appreciation rights ("CVARs") that entitle the reporting person, following the achievement of specified vesting and other conditions, to an amount equal to the product of (i) the number of vested CVARs multiplied by (ii) the excess (if any) of (A) the fair market value of a Common Share (capped at $12.68 per share) as of the relevant date of determination over (B) the hurdle price of $6.40 per share (such excess, the "CVAR Amount"). On May 27, 2023, the "knock-in" condition (as defined below) and hurdle price applicable to these vested CVARs have been satisfied and, accordingly, the CVARs were settled into 99,458 Common Shares, determined by dividing (i) the CVAR Amount by (ii) the closing price of a Common Share on May 26, 2023. F1 · price: Reflects the conversion of 318,199 capped value appreciation rights ("CVARs") that entitle the reporting person, following the achievement of specified vesting and other conditions, to an amount equal to the product of (i) the number of vested CVARs multiplied by (ii) the excess (if any) of (A) the fair market value of a Common Share (capped at $12.68 per share) as of the relevant date of determination over (B) the hurdle price of $6.40 per share (such excess, the "CVAR Amount"). On May 27, 2023, the "knock-in" condition (as defined below) and hurdle price applicable to these vested CVARs have been satisfied and, accordingly, the CVARs were settled into 99,458 Common Shares, determined by dividing (i) the CVAR Amount by (ii) the closing price of a Common Share on May 26, 2023. F1 · derivative.exercise_date: Reflects the conversion of 318,199 capped value appreciation rights ("CVARs") that entitle the reporting person, following the achievement of specified vesting and other conditions, to an amount equal to the product of (i) the number of vested CVARs multiplied by (ii) the excess (if any) of (A) the fair market value of a Common Share (capped at $12.68 per share) as of the relevant date of determination over (B) the hurdle price of $6.40 per share (such excess, the "CVAR Amount"). On May 27, 2023, the "knock-in" condition (as defined below) and hurdle price applicable to these vested CVARs have been satisfied and, accordingly, the CVARs were settled into 99,458 Common Shares, determined by dividing (i) the CVAR Amount by (ii) the closing price of a Common Share on May 26, 2023. F1 · derivative.underlying_shares: Reflects the conversion of 318,199 capped value appreciation rights ("CVARs") that entitle the reporting person, following the achievement of specified vesting and other conditions, to an amount equal to the product of (i) the number of vested CVARs multiplied by (ii) the excess (if any) of (A) the fair market value of a Common Share (capped at $12.68 per share) as of the relevant date of determination over (B) the hurdle price of $6.40 per share (such excess, the "CVAR Amount"). On May 27, 2023, the "knock-in" condition (as defined below) and hurdle price applicable to these vested CVARs have been satisfied and, accordingly, the CVARs were settled into 99,458 Common Shares, determined by dividing (i) the CVAR Amount by (ii) the closing price of a Common Share on May 26, 2023. F4 · balance_after: This award of CVARs vests (i) 25% on the first anniversary of the vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject to the reporting person's continuous service through each vesting date, with a vesting commencement date of December 27, 2019. In the event the fair market value of a Common Share is less than $9.20 per share as of the relevant date of determination (the "knock-in condition"), this award of CVARs will remain outstanding unless and until the knock-in condition is satisfied as of any applicable measurement date thereafter before the expiration date of the CVARs. Read SEC document |
| May 27, 2023 Filed Jun 1, 2023 01:30 UTC |
Sukhatme MayukhSee Remarks
|
Exercise / conversionCommon Shares | 99,458 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-027614 · form4.xml · nonDerivative · entry 1 Sukhatme Mayukh · CIK 0001750050 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,124,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the conversion of 318,199 capped value appreciation rights ("CVARs") that entitle the reporting person, following the achievement of specified vesting and other conditions, to an amount equal to the product of (i) the number of vested CVARs multiplied by (ii) the excess (if any) of (A) the fair market value of a Common Share (capped at $12.68 per share) as of the relevant date of determination over (B) the hurdle price of $6.40 per share (such excess, the "CVAR Amount"). On May 27, 2023, the "knock-in" condition (as defined below) and hurdle price applicable to these vested CVARs have been satisfied and, accordingly, the CVARs were settled into 99,458 Common Shares, determined by dividing (i) the CVAR Amount by (ii) the closing price of a Common Share on May 26, 2023. F1 · price: Reflects the conversion of 318,199 capped value appreciation rights ("CVARs") that entitle the reporting person, following the achievement of specified vesting and other conditions, to an amount equal to the product of (i) the number of vested CVARs multiplied by (ii) the excess (if any) of (A) the fair market value of a Common Share (capped at $12.68 per share) as of the relevant date of determination over (B) the hurdle price of $6.40 per share (such excess, the "CVAR Amount"). On May 27, 2023, the "knock-in" condition (as defined below) and hurdle price applicable to these vested CVARs have been satisfied and, accordingly, the CVARs were settled into 99,458 Common Shares, determined by dividing (i) the CVAR Amount by (ii) the closing price of a Common Share on May 26, 2023. F2 · balance_after: Includes an award of restricted stock covering Common Shares that is fully vested. Read SEC document |
| May 27, 2023 Filed Jun 1, 2023 01:30 UTC |
Ramaswamy Vivek10% owner
|
Exercise / conversionCapped Value Appreciation Rights · Derivative | 1,222,787 | $6.40 | $7,825,836.80 |
DisclosureSEC source: 0001140361-23-027615 · form4.xml · derivative · entry 3 Ramaswamy Vivek · CIK 0001635075 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,559,505 Underlying: Common Shares · 382,203 shares Expires 2026-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of 1,222,787 capped value appreciation rights ("CVARs") that entitle the reporting person, following the achievement of specified vesting and other conditions, to an amount equal to the product of (i) the number of vested CVARs multiplied by (ii) the excess (if any) of (A) the fair market value of a Common Share (capped at $12.68 per share) as of the relevant date of determination over (B) the hurdle price of $6.40 per share (such excess, the "CVAR Amount"). On May 27, 2023, the "knock-in" condition (as defined below) and hurdle price applicable to these vested CVARs have been satisfied and, accordingly, the CVARs were settled into 382,203 Common Shares, determined by dividing (i) the CVAR Amount by (ii) the closing price of a Common Share on May 26, 2023. F4 · derivative.exercise_price: In the event the fair market value of a Common Share is less than $9.20 per share as of the relevant date of determination (the "knock-in condition"), this award of CVARs will remain outstanding unless and until the knock-in condition is satisfied as of any applicable measurement date thereafter before the expiration date of the CVARs. F1 · shares: Reflects the conversion of 1,222,787 capped value appreciation rights ("CVARs") that entitle the reporting person, following the achievement of specified vesting and other conditions, to an amount equal to the product of (i) the number of vested CVARs multiplied by (ii) the excess (if any) of (A) the fair market value of a Common Share (capped at $12.68 per share) as of the relevant date of determination over (B) the hurdle price of $6.40 per share (such excess, the "CVAR Amount"). On May 27, 2023, the "knock-in" condition (as defined below) and hurdle price applicable to these vested CVARs have been satisfied and, accordingly, the CVARs were settled into 382,203 Common Shares, determined by dividing (i) the CVAR Amount by (ii) the closing price of a Common Share on May 26, 2023. F1 · price: Reflects the conversion of 1,222,787 capped value appreciation rights ("CVARs") that entitle the reporting person, following the achievement of specified vesting and other conditions, to an amount equal to the product of (i) the number of vested CVARs multiplied by (ii) the excess (if any) of (A) the fair market value of a Common Share (capped at $12.68 per share) as of the relevant date of determination over (B) the hurdle price of $6.40 per share (such excess, the "CVAR Amount"). On May 27, 2023, the "knock-in" condition (as defined below) and hurdle price applicable to these vested CVARs have been satisfied and, accordingly, the CVARs were settled into 382,203 Common Shares, determined by dividing (i) the CVAR Amount by (ii) the closing price of a Common Share on May 26, 2023. F1 · derivative.exercise_date: Reflects the conversion of 1,222,787 capped value appreciation rights ("CVARs") that entitle the reporting person, following the achievement of specified vesting and other conditions, to an amount equal to the product of (i) the number of vested CVARs multiplied by (ii) the excess (if any) of (A) the fair market value of a Common Share (capped at $12.68 per share) as of the relevant date of determination over (B) the hurdle price of $6.40 per share (such excess, the "CVAR Amount"). On May 27, 2023, the "knock-in" condition (as defined below) and hurdle price applicable to these vested CVARs have been satisfied and, accordingly, the CVARs were settled into 382,203 Common Shares, determined by dividing (i) the CVAR Amount by (ii) the closing price of a Common Share on May 26, 2023. F1 · derivative.underlying_shares: Reflects the conversion of 1,222,787 capped value appreciation rights ("CVARs") that entitle the reporting person, following the achievement of specified vesting and other conditions, to an amount equal to the product of (i) the number of vested CVARs multiplied by (ii) the excess (if any) of (A) the fair market value of a Common Share (capped at $12.68 per share) as of the relevant date of determination over (B) the hurdle price of $6.40 per share (such excess, the "CVAR Amount"). On May 27, 2023, the "knock-in" condition (as defined below) and hurdle price applicable to these vested CVARs have been satisfied and, accordingly, the CVARs were settled into 382,203 Common Shares, determined by dividing (i) the CVAR Amount by (ii) the closing price of a Common Share on May 26, 2023. F4 · balance_after: In the event the fair market value of a Common Share is less than $9.20 per share as of the relevant date of determination (the "knock-in condition"), this award of CVARs will remain outstanding unless and until the knock-in condition is satisfied as of any applicable measurement date thereafter before the expiration date of the CVARs. Read SEC document |
| May 27, 2023 Filed Jun 1, 2023 01:30 UTC |
Ramaswamy Vivek10% owner
|
Exercise / conversionCommon Shares | 382,203 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-027615 · form4.xml · nonDerivative · entry 1 Ramaswamy Vivek · CIK 0001635075 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,791,414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the conversion of 1,222,787 capped value appreciation rights ("CVARs") that entitle the reporting person, following the achievement of specified vesting and other conditions, to an amount equal to the product of (i) the number of vested CVARs multiplied by (ii) the excess (if any) of (A) the fair market value of a Common Share (capped at $12.68 per share) as of the relevant date of determination over (B) the hurdle price of $6.40 per share (such excess, the "CVAR Amount"). On May 27, 2023, the "knock-in" condition (as defined below) and hurdle price applicable to these vested CVARs have been satisfied and, accordingly, the CVARs were settled into 382,203 Common Shares, determined by dividing (i) the CVAR Amount by (ii) the closing price of a Common Share on May 26, 2023. F1 · price: Reflects the conversion of 1,222,787 capped value appreciation rights ("CVARs") that entitle the reporting person, following the achievement of specified vesting and other conditions, to an amount equal to the product of (i) the number of vested CVARs multiplied by (ii) the excess (if any) of (A) the fair market value of a Common Share (capped at $12.68 per share) as of the relevant date of determination over (B) the hurdle price of $6.40 per share (such excess, the "CVAR Amount"). On May 27, 2023, the "knock-in" condition (as defined below) and hurdle price applicable to these vested CVARs have been satisfied and, accordingly, the CVARs were settled into 382,203 Common Shares, determined by dividing (i) the CVAR Amount by (ii) the closing price of a Common Share on May 26, 2023. F5 · balance_after: Includes an award of restricted stock covering Common Shares that is fully vested. Read SEC document |
| May 27, 2023 Filed Jun 1, 2023 01:30 UTC |
Gline MatthewDirector · CEO
|
Exercise / conversionCapped Value Appreciation Rights · Derivative | 170,464 | $6.40 | $1,090,969.60 |
DisclosureSEC source: 0001140361-23-027616 · form4.xml · derivative · entry 3 Gline Matthew · CIK 0001750094 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,193,247 Underlying: Common Shares · 53,281 shares Expires 2026-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of 170,464 capped value appreciation rights ("CVARs") that entitle the reporting person, following the achievement of specified vesting and other conditions, to an amount equal to the product of (i) the number of vested CVARs multiplied by (ii) the excess (if any) of (A) the fair market value of a Common Share (capped at $12.68 per share) as of the relevant date of determination over (B) the hurdle price of $6.40 per share (such excess, the "CVAR Amount"). On May 27, 2023, the "knock-in" condition (as defined below) and hurdle price applicable to these vested CVARs have been satisfied and, accordingly, the CVARs were settled into 53,281 Common Shares, determined by dividing (i) the CVAR Amount by (ii) the closing price of a Common Share on May 26, 2023. F4 · derivative.exercise_price: This award of CVARs vests (i) 25% on the first anniversary of the vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject to the reporting person's continuous service through each vesting date, with a vesting commencement date of December 27, 2019. In the event the fair market value of a Common Share is less than $9.20 per share as of the relevant date of determination (the "knock-in condition"), this award of CVARs will remain outstanding unless and until the knock-in condition is satisfied as of any applicable measurement date thereafter before the expiration date of the CVARs. F1 · shares: Reflects the conversion of 170,464 capped value appreciation rights ("CVARs") that entitle the reporting person, following the achievement of specified vesting and other conditions, to an amount equal to the product of (i) the number of vested CVARs multiplied by (ii) the excess (if any) of (A) the fair market value of a Common Share (capped at $12.68 per share) as of the relevant date of determination over (B) the hurdle price of $6.40 per share (such excess, the "CVAR Amount"). On May 27, 2023, the "knock-in" condition (as defined below) and hurdle price applicable to these vested CVARs have been satisfied and, accordingly, the CVARs were settled into 53,281 Common Shares, determined by dividing (i) the CVAR Amount by (ii) the closing price of a Common Share on May 26, 2023. F1 · price: Reflects the conversion of 170,464 capped value appreciation rights ("CVARs") that entitle the reporting person, following the achievement of specified vesting and other conditions, to an amount equal to the product of (i) the number of vested CVARs multiplied by (ii) the excess (if any) of (A) the fair market value of a Common Share (capped at $12.68 per share) as of the relevant date of determination over (B) the hurdle price of $6.40 per share (such excess, the "CVAR Amount"). On May 27, 2023, the "knock-in" condition (as defined below) and hurdle price applicable to these vested CVARs have been satisfied and, accordingly, the CVARs were settled into 53,281 Common Shares, determined by dividing (i) the CVAR Amount by (ii) the closing price of a Common Share on May 26, 2023. F1 · derivative.exercise_date: Reflects the conversion of 170,464 capped value appreciation rights ("CVARs") that entitle the reporting person, following the achievement of specified vesting and other conditions, to an amount equal to the product of (i) the number of vested CVARs multiplied by (ii) the excess (if any) of (A) the fair market value of a Common Share (capped at $12.68 per share) as of the relevant date of determination over (B) the hurdle price of $6.40 per share (such excess, the "CVAR Amount"). On May 27, 2023, the "knock-in" condition (as defined below) and hurdle price applicable to these vested CVARs have been satisfied and, accordingly, the CVARs were settled into 53,281 Common Shares, determined by dividing (i) the CVAR Amount by (ii) the closing price of a Common Share on May 26, 2023. F1 · derivative.underlying_shares: Reflects the conversion of 170,464 capped value appreciation rights ("CVARs") that entitle the reporting person, following the achievement of specified vesting and other conditions, to an amount equal to the product of (i) the number of vested CVARs multiplied by (ii) the excess (if any) of (A) the fair market value of a Common Share (capped at $12.68 per share) as of the relevant date of determination over (B) the hurdle price of $6.40 per share (such excess, the "CVAR Amount"). On May 27, 2023, the "knock-in" condition (as defined below) and hurdle price applicable to these vested CVARs have been satisfied and, accordingly, the CVARs were settled into 53,281 Common Shares, determined by dividing (i) the CVAR Amount by (ii) the closing price of a Common Share on May 26, 2023. F4 · balance_after: This award of CVARs vests (i) 25% on the first anniversary of the vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject to the reporting person's continuous service through each vesting date, with a vesting commencement date of December 27, 2019. In the event the fair market value of a Common Share is less than $9.20 per share as of the relevant date of determination (the "knock-in condition"), this award of CVARs will remain outstanding unless and until the knock-in condition is satisfied as of any applicable measurement date thereafter before the expiration date of the CVARs. Read SEC document |
| May 27, 2023 Filed Jun 1, 2023 01:30 UTC |
Gline MatthewDirector · CEO
|
Exercise / conversionCommon Shares | 53,281 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-027616 · form4.xml · nonDerivative · entry 1 Gline Matthew · CIK 0001750094 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,091,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the conversion of 170,464 capped value appreciation rights ("CVARs") that entitle the reporting person, following the achievement of specified vesting and other conditions, to an amount equal to the product of (i) the number of vested CVARs multiplied by (ii) the excess (if any) of (A) the fair market value of a Common Share (capped at $12.68 per share) as of the relevant date of determination over (B) the hurdle price of $6.40 per share (such excess, the "CVAR Amount"). On May 27, 2023, the "knock-in" condition (as defined below) and hurdle price applicable to these vested CVARs have been satisfied and, accordingly, the CVARs were settled into 53,281 Common Shares, determined by dividing (i) the CVAR Amount by (ii) the closing price of a Common Share on May 26, 2023. F1 · price: Reflects the conversion of 170,464 capped value appreciation rights ("CVARs") that entitle the reporting person, following the achievement of specified vesting and other conditions, to an amount equal to the product of (i) the number of vested CVARs multiplied by (ii) the excess (if any) of (A) the fair market value of a Common Share (capped at $12.68 per share) as of the relevant date of determination over (B) the hurdle price of $6.40 per share (such excess, the "CVAR Amount"). On May 27, 2023, the "knock-in" condition (as defined below) and hurdle price applicable to these vested CVARs have been satisfied and, accordingly, the CVARs were settled into 53,281 Common Shares, determined by dividing (i) the CVAR Amount by (ii) the closing price of a Common Share on May 26, 2023. Read SEC document |
| May 27, 2023 Filed Aug 30, 2023 01:31 UTC |
Gline MatthewDirector · CEO
|
Exercise / conversionCapped Value Appreciation Rights · Derivative | 28,410 | $6.40 | $181,824.00 |
DisclosureSEC source: 0001140361-23-041708 · form4.xml · derivative · entry 3 Gline Matthew · CIK 0001750094 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,193,247 Underlying: Common Shares · 12,088 shares Expires 2026-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of 28,410 capped value appreciation rights ("CVARs") that entitle the reporting person, following the achievement of specified vesting and other conditions, to an amount equal to the product of (i) the number of vested CVARs multiplied by (ii) the excess (if any) of (A) the fair market value of a Common Share (capped at $12.68 per share) as of the relevant date of determination over (B) the hurdle price of $6.40 per share (such excess, the "CVAR Amount"). On August 27, 2023, the "knock-in" condition (as defined below) and hurdle price applicable to these vested CVARs have been satisfied and, accordingly, the CVARs were settled into 12,088 Common Shares, determined by dividing (i) the CVAR Amount by (ii) the closing price of a Common Share on August 25, 2023. F4 · derivative.exercise_price: This award of CVARs vests (i) 25% on the first anniversary of the vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject to the reporting person's continuous service through each vesting date, with a vesting commencement date of December 27, 2019. In the event the fair market value of a Common Share is less than $9.20 per share as of the relevant date of determination (the "knock-in condition"), this award of CVARs will remain outstanding unless and until the knock-in condition is satisfied as of any applicable measurement date thereafter before the expiration date of the CVARs. F1 · shares: Reflects the conversion of 28,410 capped value appreciation rights ("CVARs") that entitle the reporting person, following the achievement of specified vesting and other conditions, to an amount equal to the product of (i) the number of vested CVARs multiplied by (ii) the excess (if any) of (A) the fair market value of a Common Share (capped at $12.68 per share) as of the relevant date of determination over (B) the hurdle price of $6.40 per share (such excess, the "CVAR Amount"). On August 27, 2023, the "knock-in" condition (as defined below) and hurdle price applicable to these vested CVARs have been satisfied and, accordingly, the CVARs were settled into 12,088 Common Shares, determined by dividing (i) the CVAR Amount by (ii) the closing price of a Common Share on August 25, 2023. F1 · price: Reflects the conversion of 28,410 capped value appreciation rights ("CVARs") that entitle the reporting person, following the achievement of specified vesting and other conditions, to an amount equal to the product of (i) the number of vested CVARs multiplied by (ii) the excess (if any) of (A) the fair market value of a Common Share (capped at $12.68 per share) as of the relevant date of determination over (B) the hurdle price of $6.40 per share (such excess, the "CVAR Amount"). On August 27, 2023, the "knock-in" condition (as defined below) and hurdle price applicable to these vested CVARs have been satisfied and, accordingly, the CVARs were settled into 12,088 Common Shares, determined by dividing (i) the CVAR Amount by (ii) the closing price of a Common Share on August 25, 2023. F1 · derivative.exercise_date: Reflects the conversion of 28,410 capped value appreciation rights ("CVARs") that entitle the reporting person, following the achievement of specified vesting and other conditions, to an amount equal to the product of (i) the number of vested CVARs multiplied by (ii) the excess (if any) of (A) the fair market value of a Common Share (capped at $12.68 per share) as of the relevant date of determination over (B) the hurdle price of $6.40 per share (such excess, the "CVAR Amount"). On August 27, 2023, the "knock-in" condition (as defined below) and hurdle price applicable to these vested CVARs have been satisfied and, accordingly, the CVARs were settled into 12,088 Common Shares, determined by dividing (i) the CVAR Amount by (ii) the closing price of a Common Share on August 25, 2023. F1 · derivative.underlying_shares: Reflects the conversion of 28,410 capped value appreciation rights ("CVARs") that entitle the reporting person, following the achievement of specified vesting and other conditions, to an amount equal to the product of (i) the number of vested CVARs multiplied by (ii) the excess (if any) of (A) the fair market value of a Common Share (capped at $12.68 per share) as of the relevant date of determination over (B) the hurdle price of $6.40 per share (such excess, the "CVAR Amount"). On August 27, 2023, the "knock-in" condition (as defined below) and hurdle price applicable to these vested CVARs have been satisfied and, accordingly, the CVARs were settled into 12,088 Common Shares, determined by dividing (i) the CVAR Amount by (ii) the closing price of a Common Share on August 25, 2023. F4 · balance_after: This award of CVARs vests (i) 25% on the first anniversary of the vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject to the reporting person's continuous service through each vesting date, with a vesting commencement date of December 27, 2019. In the event the fair market value of a Common Share is less than $9.20 per share as of the relevant date of determination (the "knock-in condition"), this award of CVARs will remain outstanding unless and until the knock-in condition is satisfied as of any applicable measurement date thereafter before the expiration date of the CVARs. Read SEC document |
| May 23, 2023 Filed May 26, 2023 01:30 UTC |
Venker EricPresident & COO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 415 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001140361-23-026780 · form4.xml · derivative · entry 4 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,622,769 Underlying: Common Shares · 415 shares Expires 2032-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation). Read SEC document |
| May 23, 2023 Filed May 26, 2023 01:30 UTC |
Venker EricPresident & COO
|
OtherCommon Shares | 15,671 | $9.58 | $150,128.18 |
DisclosureSEC source: 0001140361-23-026780 · form4.xml · nonDerivative · entry 3 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 660,097 F3 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. These sales was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person. F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| May 23, 2023 Filed May 26, 2023 01:30 UTC |
Venker EricPresident & COO
|
SaleCommon Shares | 415 | $9.85 | $4,087.75 |
DisclosureSEC source: 0001140361-23-026780 · form4.xml · nonDerivative · entry 2 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 675,768 F1 · shares: These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on February 25, 2023. F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| May 23, 2023 Filed May 26, 2023 01:30 UTC |
Venker EricPresident & COO
|
Exercise / conversionCommon Shares | 415 | $3.85 | $1,597.75 |
DisclosureSEC source: 0001140361-23-026780 · form4.xml · nonDerivative · entry 1 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 676,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2023 Filed May 26, 2023 01:31 UTC |
Kumar RakhiChief Accounting Officer
|
OtherCommon Shares | 1,557 | $9.58 | $14,916.06 |
DisclosureSEC source: 0001140361-23-026782 · form4.xml · nonDerivative · entry 1 Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,582 F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person. F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| May 23, 2023 Filed May 26, 2023 01:31 UTC |
Gline MatthewDirector · CEO
|
OtherCommon Shares | 18,972 | $9.58 | $181,751.76 |
DisclosureSEC source: 0001140361-23-026781 · form4.xml · nonDerivative · entry 1 Gline Matthew · CIK 0001750094 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,038,253 F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person. F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| May 09, 2023 Filed May 12, 2023 01:33 UTC |
Venker EricPresident & COO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 238,724 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001140361-23-024234 · form4.xml · derivative · entry 3 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,623,184 Underlying: Common Shares · 238,724 shares Expires 2032-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation). Read SEC document |
| May 09, 2023 Filed May 12, 2023 01:33 UTC |
Venker EricPresident & COO
|
SaleCommon Shares | 238,724 | $9.23 | $2,203,422.52 |
DisclosureSEC source: 0001140361-23-024234 · form4.xml · nonDerivative · entry 2 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 675,768 F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on February 25, 2023. Read SEC document |
| May 09, 2023 Filed May 12, 2023 01:33 UTC |
Venker EricPresident & COO
|
Exercise / conversionCommon Shares | 238,724 | $3.85 | $919,087.40 |
DisclosureSEC source: 0001140361-23-024234 · form4.xml · nonDerivative · entry 1 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 914,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2023 Filed May 9, 2023 01:30 UTC |
Venker EricPresident & COO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 61,206 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001140361-23-023570 · form4.xml · derivative · entry 6 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,861,908 Underlying: Common Shares · 61,206 shares Expires 2032-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation). Read SEC document |
| May 08, 2023 Filed May 9, 2023 01:30 UTC |
Venker EricPresident & COO
|
SaleCommon Shares | 61,206 | $8.93 | $546,569.58 |
DisclosureSEC source: 0001140361-23-023570 · form4.xml · nonDerivative · entry 4 Venker Eric · CIK 0001801917 · President & COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 675,768 F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on February 25, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.