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Nasdaq · USD

ROIV

Roivant Sciences Ltd.

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Tapewire entity
3185
SEC CIK
0001635088
Parsed reports
457

Last 12 months

Inside the activity.

0 purchase rows · 114 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025016
Dec 2025029
Jan 202601
Feb 2026020
Mar 202603
Apr 202603
May 202601
Jun 2026023
Jul 202601
Aug 202609
Sep 202606
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 20, 2024 Filed Oct 23, 2024 01:00 UTC
Gline MatthewDirector · CEO
Tax withholdingCommon Shares 10,945 $11.92 $130,464.40
Disclosure

SEC source: 0001140361-24-043960 · form4.xml · nonDerivative · entry 1

Gline Matthew · CIK 0001750094 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,361,059

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

Read SEC document
September 28, 2024 Filed Oct 2, 2024 01:00 UTC Tax withholdingCommon Shares 2,340 $11.48 $26,863.20
Disclosure

SEC source: 0001140361-24-042520 · form4.xml · nonDerivative · entry 1

Pulik Richard · CIK 0001885841 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,283

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

Read SEC document
September 26, 2024 Filed Sep 27, 2024 01:22 UTC
QVT Financial LPDirector by Deputization
SaleCommon Shares 876,000 $11.82 $10,354,320.00
Disclosure

SEC source: 0000950170-24-109742 · ownership.xml · nonDerivative · entry 2

QVT Financial LP · CIK 0001290162 · Director by Deputization

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by QVT Financial Investment Cayman Ltd.

Disclosed balance after: 22,179,358

F1 · ownership.direct: Aggregately, following the transactions described above, QVT Financial LP ("QVT"), a Delaware limited partnership, may be deemed to be the beneficial owner of 65,793,779 common shares (the "Common Shares") of Roivant Sciences Ltd., consisting of the Common Shares owned by QVT Roiv Hldgs Onshore Ltd. and QVT Roiv Hldgs Offshore Ltd. (together, "QVT Roiv"), Fourth Avenue Capital Partners LP ("Fourth Avenue"), QVT P&E Roiv Hldgs Ltd. ("QVT P&E"), QVT Deferred Compensation Holdings Ltd ("QVT DCH") and QVT Financial Investment Cayman Ltd. ("QVT FIC"). QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT and may be deemed to beneficially own the same number of Common Shares reported by QVT.

F2 · ownership.nature: QVT provides certain investment advisory services for, and thereby may be deemed to beneficially own the Common Shares held by, Fourth Avenue, QVT P&E, QVT DCH and QVT FIC. QVT disclaims beneficial ownership of such Common Shares, except to the extent of any pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.

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September 26, 2024 Filed Sep 27, 2024 00:34 UTC SaleCommon Shares 876,000 $11.82 $10,354,320.00
Disclosure

SEC source: 0000950170-24-109731 · ownership.xml · nonDerivative · entry 6

Gold Daniel Allen · CIK 0001832142 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by QVT Financial Investment Cayman Ltd.

Disclosed balance after: 22,179,358

F2 · ownership.direct: The reporting person is one of three directors of QVT Financial Investment Cayman Ltd. ("QVT FIC"), sharing voting and investment control over the Common Shares held directly by QVT FIC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: The reporting person is one of three directors of QVT Financial Investment Cayman Ltd. ("QVT FIC"), sharing voting and investment control over the Common Shares held directly by QVT FIC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.

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September 25, 2024 Filed Sep 27, 2024 00:35 UTC SaleCommon Shares 134,948 $11.77 $1,587,703.70
Disclosure

SEC source: 0000950170-24-109733 · ownership.xml · nonDerivative · entry 2

MANCHESTER KEITH S · CIK 0001244828 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,277,178

Read SEC document
September 25, 2024 Filed Sep 27, 2024 01:22 UTC
QVT Financial LPDirector by Deputization
SaleCommon Shares 50,000 $11.77 $588,500.00
Disclosure

SEC source: 0000950170-24-109742 · ownership.xml · nonDerivative · entry 1

QVT Financial LP · CIK 0001290162 · Director by Deputization

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by QVT Financial Investment Cayman Ltd.

Disclosed balance after: 23,055,358

F1 · ownership.direct: Aggregately, following the transactions described above, QVT Financial LP ("QVT"), a Delaware limited partnership, may be deemed to be the beneficial owner of 65,793,779 common shares (the "Common Shares") of Roivant Sciences Ltd., consisting of the Common Shares owned by QVT Roiv Hldgs Onshore Ltd. and QVT Roiv Hldgs Offshore Ltd. (together, "QVT Roiv"), Fourth Avenue Capital Partners LP ("Fourth Avenue"), QVT P&E Roiv Hldgs Ltd. ("QVT P&E"), QVT Deferred Compensation Holdings Ltd ("QVT DCH") and QVT Financial Investment Cayman Ltd. ("QVT FIC"). QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT and may be deemed to beneficially own the same number of Common Shares reported by QVT.

F2 · ownership.nature: QVT provides certain investment advisory services for, and thereby may be deemed to beneficially own the Common Shares held by, Fourth Avenue, QVT P&E, QVT DCH and QVT FIC. QVT disclaims beneficial ownership of such Common Shares, except to the extent of any pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.

Read SEC document
September 25, 2024 Filed Sep 27, 2024 00:34 UTC SaleCommon Shares 50,000 $11.77 $588,500.00
Disclosure

SEC source: 0000950170-24-109731 · ownership.xml · nonDerivative · entry 5

Gold Daniel Allen · CIK 0001832142 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by QVT Financial Investment Cayman Ltd.

Disclosed balance after: 23,055,358

F2 · ownership.direct: The reporting person is one of three directors of QVT Financial Investment Cayman Ltd. ("QVT FIC"), sharing voting and investment control over the Common Shares held directly by QVT FIC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: The reporting person is one of three directors of QVT Financial Investment Cayman Ltd. ("QVT FIC"), sharing voting and investment control over the Common Shares held directly by QVT FIC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.

Read SEC document
September 25, 2024 Filed Sep 27, 2024 00:34 UTC SaleCommon Shares 365,551 $11.77 $4,300,817.18
Disclosure

SEC source: 0000950170-24-109731 · ownership.xml · nonDerivative · entry 4

Gold Daniel Allen · CIK 0001832142 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by trusts and estate planning vehicles established by the Reporting Person

Disclosed balance after: 1,713,508

F1 · ownership.direct: The reporting person is a trustee of trusts and estate planning vehicles, each of which were formed by the reporting person and/or his immediate family members, and shares voting and investment control over the Common Shares held directly by these trusts and may be deemed to beneficially own such Common Shares. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.

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September 25, 2024 Filed Sep 27, 2024 00:34 UTC SaleCommon Shares 991,593 $11.77 $11,666,389.12
Disclosure

SEC source: 0000950170-24-109731 · ownership.xml · nonDerivative · entry 3

Gold Daniel Allen · CIK 0001832142 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,731,830

Read SEC document
September 24, 2024 Filed Sep 27, 2024 00:35 UTC SaleCommon Shares 368,052 $11.63 $4,278,604.50
Disclosure

SEC source: 0000950170-24-109733 · ownership.xml · nonDerivative · entry 1

MANCHESTER KEITH S · CIK 0001244828 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,412,126

Read SEC document
September 24, 2024 Filed Sep 27, 2024 00:34 UTC SaleCommon Shares 577,186 $11.63 $6,709,787.25
Disclosure

SEC source: 0000950170-24-109731 · ownership.xml · nonDerivative · entry 2

Gold Daniel Allen · CIK 0001832142 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by trusts and estate planning vehicles established by the Reporting Person

Disclosed balance after: 2,079,059

F1 · ownership.direct: The reporting person is a trustee of trusts and estate planning vehicles, each of which were formed by the reporting person and/or his immediate family members, and shares voting and investment control over the Common Shares held directly by these trusts and may be deemed to beneficially own such Common Shares. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.

Read SEC document
September 24, 2024 Filed Sep 27, 2024 00:34 UTC SaleCommon Shares 1,565,670 $11.63 $18,200,913.75
Disclosure

SEC source: 0000950170-24-109731 · ownership.xml · nonDerivative · entry 1

Gold Daniel Allen · CIK 0001832142 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,723,423

Read SEC document
September 23, 2024 Filed Sep 25, 2024 01:01 UTC
Gline MatthewDirector · CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,550,000 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001140361-24-041788 · form4.xml · derivative · entry 5

Gline Matthew · CIK 0001750094 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,973,184

Underlying: Common Stock · 1,550,000 shares

Expires 2032-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

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September 23, 2024 Filed Sep 25, 2024 01:01 UTC
Gline MatthewDirector · CEO
OtherCommon Shares 498,539 $11.97 $5,967,511.83
Disclosure

SEC source: 0001140361-24-041788 · form4.xml · nonDerivative · entry 4

Gline Matthew · CIK 0001750094 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,372,004

F4 · shares: Represents the "net settlement" by the Issuer of options previously granted to the reporting person in order to satisfy the exercise price applicable to such options.

Read SEC document
September 23, 2024 Filed Sep 25, 2024 01:01 UTC
Gline MatthewDirector · CEO
SaleCommon Shares 1,983,257 $11.79 $23,382,600.03
Disclosure

SEC source: 0001140361-24-041788 · form4.xml · nonDerivative · entry 3

Gline Matthew · CIK 0001750094 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,870,543

F2 · shares: The reporting person does not expect to sell additional shares of the Issuer in the near future.

F3 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range.

Read SEC document
September 23, 2024 Filed Sep 25, 2024 01:01 UTC
Gline MatthewDirector · CEO
Exercise / conversionCommon Shares 1,550,000 $3.85 $5,967,500.00
Disclosure

SEC source: 0001140361-24-041788 · form4.xml · nonDerivative · entry 2

Gline Matthew · CIK 0001750094 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,853,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2024 Filed Sep 25, 2024 01:01 UTC
Kumar RakhiChief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001140361-24-041789 · form4.xml · derivative · entry 4

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 250,000 shares

Expires 2032-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

Read SEC document
September 23, 2024 Filed Sep 25, 2024 01:01 UTC
Kumar RakhiChief Accounting Officer
SaleCommon Shares 250,000 $11.89 $2,972,500.00
Disclosure

SEC source: 0001140361-24-041789 · form4.xml · nonDerivative · entry 3

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 209,322

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range.

Read SEC document
September 23, 2024 Filed Sep 25, 2024 01:01 UTC
Kumar RakhiChief Accounting Officer
Exercise / conversionCommon Shares 250,000 $3.85 $962,500.00
Disclosure

SEC source: 0001140361-24-041789 · form4.xml · nonDerivative · entry 2

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 459,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2024 Filed Sep 25, 2024 01:01 UTC Tax withholdingCommon Shares 2,129 $11.97 $25,484.13
Disclosure

SEC source: 0001140361-24-041787 · form4.xml · nonDerivative · entry 1

Pulik Richard · CIK 0001885841 · CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 283,623

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

Read SEC document
September 20, 2024 Filed Sep 25, 2024 01:00 UTC
Venker EricPresident & COO
Tax withholdingCommon Shares 10,945 $11.97 $131,011.65
Disclosure

SEC source: 0001140361-24-041786 · form4.xml · nonDerivative · entry 1

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 628,415

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

Read SEC document
September 20, 2024 Filed Sep 25, 2024 01:01 UTC
Gline MatthewDirector · CEO
Tax withholdingCommon Shares 10,945 $11.97 $131,011.65
Disclosure

SEC source: 0001140361-24-041788 · form4.xml · nonDerivative · entry 1

Gline Matthew · CIK 0001750094 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,303,800

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

Read SEC document
September 20, 2024 Filed Sep 25, 2024 01:01 UTC
Kumar RakhiChief Accounting Officer
Tax withholdingCommon Shares 3,087 $11.97 $36,951.39
Disclosure

SEC source: 0001140361-24-041789 · form4.xml · nonDerivative · entry 1

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 209,322

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

Read SEC document
September 12, 2024 Filed Sep 17, 2024 01:00 UTC OtherCommon Shares 4,245 $12.12 $51,449.40
Disclosure

SEC source: 0001140361-24-041233 · form4.xml · nonDerivative · entry 1

Epperly Melissa B, · CIK 0001807359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,424

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

Read SEC document
September 12, 2024 Filed Sep 17, 2024 01:00 UTC
Oren IlanDirector
OtherCommon Shares 3,487 $12.12 $42,262.44
Disclosure

SEC source: 0001140361-24-041234 · form4.xml · nonDerivative · entry 1

Oren Ilan · CIK 0001643073 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,553

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

Read SEC document
September 12, 2024 Filed Sep 17, 2024 01:00 UTC OtherCommon Shares 3,056 $12.12 $37,038.72
Disclosure

SEC source: 0001140361-24-041232 · form4.xml · nonDerivative · entry 1

MOMTAZEE JAMES C · CIK 0001209181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,434

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

Read SEC document
September 12, 2024 Filed Sep 17, 2024 01:00 UTC OtherCommon Shares 2,599 $12.12 $31,499.88
Disclosure

SEC source: 0001140361-24-041231 · form4.xml · nonDerivative · entry 1

Gold Daniel Allen · CIK 0001832142 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,289,093

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

Read SEC document
September 12, 2024 Filed Sep 17, 2024 01:00 UTC OtherCommon Shares 894 $12.12 $10,835.28
Disclosure

SEC source: 0001140361-24-041230 · form4.xml · nonDerivative · entry 1

Fitzgerald Meghan · CIK 0001349297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,376

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

Read SEC document
September 10, 2024 Filed Sep 13, 2024 01:00 UTC GrantStock Option (Right to Buy) · Derivative 27,894 $0.00 Strike: $12.19 $0.00
Disclosure

SEC source: 0001140361-24-040987 · form4.xml · derivative · entry 2

Epperly Melissa B, · CIK 0001807359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,894

Underlying: Common Shares · 27,894 shares

Expires 2034-09-09

F2 · derivative.exercise_date: Reflects an annual award of stock options to purchase Common Shares granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of stock options is scheduled to vest and become exercisable 100% on September 10, 2025, subject generally to the reporting person's continuous service through such date.

Read SEC document
September 10, 2024 Filed Sep 13, 2024 01:00 UTC GrantCommon Shares 16,406 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-040987 · form4.xml · nonDerivative · entry 1

Epperly Melissa B, · CIK 0001807359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,669

F1 · shares: Reflects an annual award of restricted stock units with respect to Common Shares ("RSUs") granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of RSUs is scheduled to vest 100% on September 10, 2025, subject generally to the reporting person's continuous service through such date.

F1 · price: Reflects an annual award of restricted stock units with respect to Common Shares ("RSUs") granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of RSUs is scheduled to vest 100% on September 10, 2025, subject generally to the reporting person's continuous service through such date.

Read SEC document
September 10, 2024 Filed Sep 13, 2024 01:00 UTC
Oren IlanDirector
GrantStock Option (Right to Buy) · Derivative 27,894 $0.00 Strike: $12.19 $0.00
Disclosure

SEC source: 0001140361-24-040985 · form4.xml · derivative · entry 2

Oren Ilan · CIK 0001643073 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,894

Underlying: Common Shares · 27,894 shares

Expires 2034-09-09

F2 · derivative.exercise_date: Reflects an annual award of stock options to purchase Common Shares granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of stock options is scheduled to vest and become exercisable 100% on September 10, 2025, subject generally to the reporting person's continuous service through such date.

Read SEC document
September 10, 2024 Filed Sep 13, 2024 01:00 UTC
Oren IlanDirector
GrantCommon Shares 16,406 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-040985 · form4.xml · nonDerivative · entry 1

Oren Ilan · CIK 0001643073 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,040

F1 · shares: Reflects an annual award of restricted stock units with respect to Common Shares ("RSUs") granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of RSUs is scheduled to vest 100% on September 10, 2025, subject generally to the reporting person's continuous service through such date.

F1 · price: Reflects an annual award of restricted stock units with respect to Common Shares ("RSUs") granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of RSUs is scheduled to vest 100% on September 10, 2025, subject generally to the reporting person's continuous service through such date.

Read SEC document
September 10, 2024 Filed Sep 13, 2024 01:00 UTC GrantStock Option (Right to Buy) · Derivative 27,894 $0.00 Strike: $12.19 $0.00
Disclosure

SEC source: 0001140361-24-040989 · form4.xml · derivative · entry 3

Gold Daniel Allen · CIK 0001832142 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,894

Underlying: Common Shares · 27,894 shares

Expires 2034-09-09

F3 · derivative.exercise_date: Reflects an annual award of stock options to purchase Common Shares granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of stock options is scheduled to vest and become exercisable 100% on September 10, 2025, subject generally to the reporting person's continuous service through such date.

Read SEC document
September 10, 2024 Filed Sep 13, 2024 01:00 UTC GrantCommon Shares 16,406 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-040989 · form4.xml · nonDerivative · entry 1

Gold Daniel Allen · CIK 0001832142 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,291,692

F1 · shares: Reflects an annual award of restricted stock units with respect to Common Shares ("RSUs") granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of RSUs is scheduled to vest 100% on September 10, 2025, subject generally to the reporting person's continuous service through such date.

F1 · price: Reflects an annual award of restricted stock units with respect to Common Shares ("RSUs") granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of RSUs is scheduled to vest 100% on September 10, 2025, subject generally to the reporting person's continuous service through such date.

Read SEC document
September 10, 2024 Filed Sep 13, 2024 01:00 UTC GrantStock Option (Right to Buy) · Derivative 27,894 $0.00 Strike: $12.19 $0.00
Disclosure

SEC source: 0001140361-24-040988 · form4.xml · derivative · entry 2

MANCHESTER KEITH S · CIK 0001244828 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,894

Underlying: Common Shares · 27,894 shares

Expires 2034-09-09

F2 · derivative.exercise_date: Reflects an annual award of stock options to purchase Common Shares granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of stock options is scheduled to vest and become exercisable 100% on September 10, 2025, subject generally to the reporting person's continuous service through such date.

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September 10, 2024 Filed Sep 13, 2024 01:00 UTC GrantCommon Shares 16,406 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-040988 · form4.xml · nonDerivative · entry 1

MANCHESTER KEITH S · CIK 0001244828 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,780,178

F1 · shares: Reflects an annual award of restricted stock units with respect to Common Shares ("RSUs") granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of RSUs is scheduled to vest 100% on September 10, 2025, subject generally to the reporting person's continuous service through such date.

F1 · price: Reflects an annual award of restricted stock units with respect to Common Shares ("RSUs") granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of RSUs is scheduled to vest 100% on September 10, 2025, subject generally to the reporting person's continuous service through such date.

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September 10, 2024 Filed Sep 13, 2024 01:00 UTC GrantStock Option (Right to Buy) · Derivative 27,894 $0.00 Strike: $12.19 $0.00
Disclosure

SEC source: 0001140361-24-040986 · form4.xml · derivative · entry 2

Fitzgerald Meghan · CIK 0001349297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,894

Underlying: Common Shares · 27,894 shares

Expires 2034-09-09

F2 · derivative.exercise_date: Reflects an annual award of stock options to purchase Common Shares granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of stock options is scheduled to vest and become exercisable 100% on September 10, 2025, subject generally to the reporting person's continuous service through such date.

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September 10, 2024 Filed Sep 13, 2024 01:00 UTC GrantCommon Shares 16,406 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-040986 · form4.xml · nonDerivative · entry 1

Fitzgerald Meghan · CIK 0001349297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,270

F1 · shares: Reflects an annual award of restricted stock units with respect to Common Shares ("RSUs") granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of RSUs is scheduled to vest 100% on September 10, 2025, subject generally to the reporting person's continuous service through such date.

F1 · price: Reflects an annual award of restricted stock units with respect to Common Shares ("RSUs") granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of RSUs is scheduled to vest 100% on September 10, 2025, subject generally to the reporting person's continuous service through such date.

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September 10, 2024 Filed Sep 13, 2024 01:00 UTC GrantStock Option (Right to Buy) · Derivative 27,894 $0.00 Strike: $12.19 $0.00
Disclosure

SEC source: 0001140361-24-040984 · form4.xml · derivative · entry 2

MOMTAZEE JAMES C · CIK 0001209181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,894

Underlying: Common Shares · 27,894 shares

Expires 2034-09-09

F2 · derivative.exercise_date: Reflects an annual award of stock options to purchase Common Shares granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of stock options is scheduled to vest and become exercisable 100% on September 10, 2025, subject generally to the reporting person's continuous service through such date.

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September 10, 2024 Filed Sep 13, 2024 01:00 UTC GrantCommon Shares 16,406 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-040984 · form4.xml · nonDerivative · entry 1

MOMTAZEE JAMES C · CIK 0001209181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,490

F1 · shares: Reflects an annual award of restricted stock units with respect to Common Shares ("RSUs") granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of RSUs is scheduled to vest 100% on September 10, 2025, subject generally to the reporting person's continuous service through such date.

F1 · price: Reflects an annual award of restricted stock units with respect to Common Shares ("RSUs") granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy. The award of RSUs is scheduled to vest 100% on September 10, 2025, subject generally to the reporting person's continuous service through such date.

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August 28, 2024 Filed Aug 31, 2024 01:00 UTC Tax withholdingCommon Shares 2,341 $12.00 $28,092.00
Disclosure

SEC source: 0001140361-24-039820 · form4.xml · nonDerivative · entry 1

Pulik Richard · CIK 0001885841 · CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 285,752

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

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August 20, 2024 Filed Aug 23, 2024 01:00 UTC
Venker EricPresident & COO
Tax withholdingCommon Shares 10,947 $11.48 $125,671.56
Disclosure

SEC source: 0001140361-24-038306 · form4.xml · nonDerivative · entry 1

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 639,360

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

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August 20, 2024 Filed Aug 23, 2024 01:00 UTC
Kumar RakhiChief Accounting Officer
Tax withholdingCommon Shares 958 $11.48 $10,997.84
Disclosure

SEC source: 0001140361-24-038307 · form4.xml · nonDerivative · entry 1

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 212,409

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

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August 20, 2024 Filed Aug 23, 2024 01:00 UTC
Gline MatthewDirector · CEO
Tax withholdingCommon Shares 10,947 $11.48 $125,671.56
Disclosure

SEC source: 0001140361-24-038305 · form4.xml · nonDerivative · entry 1

Gline Matthew · CIK 0001750094 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,314,745

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

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July 28, 2024 Filed Jul 31, 2024 01:00 UTC Tax withholdingCommon Shares 2,341 $10.80 $25,282.80
Disclosure

SEC source: 0001140361-24-034980 · form4.xml · nonDerivative · entry 1

Pulik Richard · CIK 0001885841 · CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 288,093

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

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July 26, 2024 Filed Jul 31, 2024 01:01 UTC
Venker EricPresident & COO
GrantStock Option (Right to Buy) · Derivative 409,000 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0000950103-24-011229 · dp2015709_4-venker.xml · derivative · entry 2

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 409,000

Underlying: Common Shares · 409,000 shares

Expires 2034-07-25

F2 · derivative.exercise_date: Reflects an award of stock options to purchase Common Shares with a vesting commencement date of May 20, 2024. These options vest and become exercisable (i) 25% on the first anniversary of the vesting commencement date and (ii) in 36 successive equal monthly installments thereafter, subject to the reporting person's continuous service through each vesting date.

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July 26, 2024 Filed Jul 31, 2024 01:01 UTC
Venker EricPresident & COO
GrantCommon Shares 204,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-24-011229 · dp2015709_4-venker.xml · nonDerivative · entry 1

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 650,307

F1 · shares: Reflects an award of restricted stock units with respect to Common Shares, with a vesting commencement date of April 20, 2024, which service-vest (i) 25% on May 20, 2025 and (ii) in 12 successive equal quarterly installments thereafter, subject to the reporting person's continuous service through the applicable vesting date.

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July 26, 2024 Filed Jul 31, 2024 01:02 UTC
Sukhatme MayukhDirector · Pres&Chief Investment Officer
GrantCommon Shares 17,000,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-24-011230 · dp20157011_4-sukhatme.xml · nonDerivative · entry 2

Sukhatme Mayukh · CIK 0001750050 · Director · Pres&Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,488,532

F2 · shares: Reflects an award of performance restricted stock units with respect to Common Shares ("PSUs") across six share price hurdle tranches, as follows: $15.00 (14.71% of PSUs); $17.50 (7.35% of PSUs); $20.00 (8.82% of PSUs); $22.50 (11.77% of PSUs); $25.00 (22.06% of PSUs); and $30.00 (35.29% of PSUs). The PSUs will vest tranche-by-tranche on the first date that both the performance condition and the service condition with respect to the applicable tranche of the PSUs has been satisfied. The performance condition will be deemed satisfied for each tranche of PSUs on the first date, during the performance period ending on the five-year anniversary of the grant date, when the Company's trailing 30-day volume weighted average trading price per share exceeds the share price hurdle applicable to such tranche (as specified above).

F3 · shares: The service condition will be deemed satisfied for each tranche of PSUs on the first anniversary of the date on which the performance condition is first satisfied with respect to such tranche, subject to the reporting person's continuous service through such anniversary. In addition, following the satisfaction of the performance condition and service condition and the vesting of any tranche of the PSUs, the common shares underlying the applicable vested tranche of PSUs are subject to a further two-year holding period before such common shares may be sold.

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July 26, 2024 Filed Jul 31, 2024 01:02 UTC
Sukhatme MayukhDirector · Pres&Chief Investment Officer
GrantCommon Shares 1,836,547 $0.00 $0.00
Disclosure

SEC source: 0000950103-24-011230 · dp20157011_4-sukhatme.xml · nonDerivative · entry 1

Sukhatme Mayukh · CIK 0001750050 · Director · Pres&Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,488,532

F1 · shares: Reflects an award of restricted stock units with respect to Common Shares ("RSUs"), with a vesting commencement date of March 31, 2025, which service-vest (i) 20% on the first anniversary of the vesting commencement date and (ii) in 16 successive equal quarterly installments thereafter, subject to the reporting person's continuous service through the applicable vesting date.

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July 26, 2024 Filed Jul 31, 2024 01:04 UTC
Gline MatthewDirector · CEO
GrantCommon Shares 14,450,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-24-011231 · dp2015708_4-gline.xml · nonDerivative · entry 2

Gline Matthew · CIK 0001750094 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,325,692

F2 · shares: Reflects an award of performance restricted stock units with respect to Common Shares ("PSUs") across six share price hurdle tranches, as follows: $15.00 (14.71% of PSUs); $17.50 (7.35% of PSUs); $20.00 (8.82% of PSUs); $22.50 (11.77% of PSUs); $25.00 (22.06% ofPSUs); and $30.00 (35.29% of PSUs). The PSUs will vest tranche-by-tranche on the first date that both the performance condition and the service condition with respect to the applicable tranche of the PSUs has been satisfied. The performance condition will be deemed satisfiedfor each tranche of PSUs on the first date, during the performance period ending on the five-year anniversary of the grant date, when the Company's trailing 30-day volume weighted average trading price per share exceeds the share price hurdle applicable to such tranche (asspecified above).

F3 · shares: The service condition will be deemed satisfied for each tranche of PSUs on the first anniversary of the date on which the performance condition is first satisfied with respect to such tranche, subject to the reporting person's continuous service through such anniversary. Inaddition, following the satisfaction of the performance condition and service condition and the vesting of any tranche of the PSUs, the common shares underlying the applicable vested tranche of PSUs are subject to a further two-year holding period before such common sharesmay be sold.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.