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Nasdaq · USD

ROIV

Roivant Sciences Ltd.

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Tapewire entity
3185
SEC CIK
0001635088
Parsed reports
457

Last 12 months

Inside the activity.

0 purchase rows · 114 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025016
Dec 2025029
Jan 202601
Feb 2026020
Mar 202603
Apr 202603
May 202601
Jun 2026023
Jul 202601
Aug 202609
Sep 202606
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 23, 2025 Filed Jan 28, 2025 02:00 UTC GrantCommon Shares 1,248 $0.00 $0.00
Disclosure

SEC source: 0001140361-25-002101 · form4.xml · nonDerivative · entry 1

MOMTAZEE JAMES C · CIK 0001209181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,913

F1 · shares: Reflects an award of Common Shares received pursuant to the Issuer's Non-Employee Director Compensation Plan that was fully vested as of the grant date.

F1 · price: Reflects an award of Common Shares received pursuant to the Issuer's Non-Employee Director Compensation Plan that was fully vested as of the grant date.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 02:04 UTC
Venker EricPresident & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001140361-25-001662 · form4.xml · derivative · entry 4

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,626,234

Underlying: Common Stock · 100,000 shares

Expires 2032-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

Read SEC document
January 21, 2025 Filed Jan 23, 2025 02:04 UTC
Venker EricPresident & COO
SaleCommon Shares 100,000 $11.28 $1,128,000.00
Disclosure

SEC source: 0001140361-25-001662 · form4.xml · nonDerivative · entry 3

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 732,294

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on June 25, 2024.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 02:04 UTC
Venker EricPresident & COO
Exercise / conversionCommon Shares 100,000 $3.85 $385,000.00
Disclosure

SEC source: 0001140361-25-001662 · form4.xml · nonDerivative · entry 2

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 832,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 20, 2025 Filed Jan 23, 2025 02:04 UTC
Venker EricPresident & COO
Tax withholdingCommon Shares 8,682 $11.15 $96,804.30
Disclosure

SEC source: 0001140361-25-001662 · form4.xml · nonDerivative · entry 1

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 732,294

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

Read SEC document
January 20, 2025 Filed Jan 23, 2025 02:04 UTC
Kumar RakhiChief Accounting Officer
Tax withholdingCommon Shares 1,057 $11.15 $11,785.55
Disclosure

SEC source: 0001140361-25-001663 · form4.xml · nonDerivative · entry 1

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,264

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

Read SEC document
January 20, 2025 Filed Jan 23, 2025 02:04 UTC
Gline MatthewDirector · CEO
Tax withholdingCommon Shares 11,623 $11.15 $129,596.45
Disclosure

SEC source: 0001140361-25-001661 · form4.xml · nonDerivative · entry 1

Gline Matthew · CIK 0001750094 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,327,546

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

Read SEC document
December 30, 2024 Filed Jan 1, 2025 02:00 UTC
Venker EricPresident & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001140361-24-050723 · form4.xml · derivative · entry 6

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,726,234

Underlying: Common Stock · 250,000 shares

Expires 2032-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

Read SEC document
December 30, 2024 Filed Jan 1, 2025 02:00 UTC
Venker EricPresident & COO
SaleCommon Shares 177,704 $11.54 $2,050,704.16
Disclosure

SEC source: 0001140361-24-050723 · form4.xml · nonDerivative · entry 4

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 740,976

F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range.

Read SEC document
December 30, 2024 Filed Jan 1, 2025 02:00 UTC
Venker EricPresident & COO
Exercise / conversionCommon Shares 250,000 $3.85 $962,500.00
Disclosure

SEC source: 0001140361-24-050723 · form4.xml · nonDerivative · entry 3

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 918,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2024 Filed Jan 1, 2025 02:00 UTC Tax withholdingCommon Shares 1,896 $11.80 $22,372.80
Disclosure

SEC source: 0001140361-24-050724 · form4.xml · nonDerivative · entry 1

Pulik Richard · CIK 0001885841 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,576

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

Read SEC document
December 27, 2024 Filed Jan 1, 2025 02:00 UTC
Venker EricPresident & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001140361-24-050723 · form4.xml · derivative · entry 5

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,976,234

Underlying: Common Stock · 250,000 shares

Expires 2032-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

Read SEC document
December 27, 2024 Filed Jan 1, 2025 02:00 UTC
Venker EricPresident & COO
SaleCommon Shares 176,900 $11.82 $2,090,958.00
Disclosure

SEC source: 0001140361-24-050723 · form4.xml · nonDerivative · entry 2

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 668,680

F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range.

Read SEC document
December 27, 2024 Filed Jan 1, 2025 02:00 UTC
Venker EricPresident & COO
Exercise / conversionCommon Shares 250,000 $3.85 $962,500.00
Disclosure

SEC source: 0001140361-24-050723 · form4.xml · nonDerivative · entry 1

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 845,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 26, 2024 Filed Dec 27, 2024 02:00 UTC
Sukhatme MayukhDirector · Pres&Chief Investment Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 689,495 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001140361-24-050461 · form4.xml · derivative · entry 9

Sukhatme Mayukh · CIK 0001750050 · Director · Pres&Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,224,363

Underlying: Common Stock · 689,495 shares

Expires 2032-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

Read SEC document
December 26, 2024 Filed Dec 27, 2024 02:00 UTC
Sukhatme MayukhDirector · Pres&Chief Investment Officer
SaleCommon Shares 689,495 $12.01 $8,280,834.95
Disclosure

SEC source: 0001140361-24-050461 · form4.xml · nonDerivative · entry 6

Sukhatme Mayukh · CIK 0001750050 · Director · Pres&Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,836,547

F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range.

Read SEC document
December 26, 2024 Filed Dec 27, 2024 02:00 UTC
Sukhatme MayukhDirector · Pres&Chief Investment Officer
Exercise / conversionCommon Shares 689,495 $3.85 $2,654,555.75
Disclosure

SEC source: 0001140361-24-050461 · form4.xml · nonDerivative · entry 5

Sukhatme Mayukh · CIK 0001750050 · Director · Pres&Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,526,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 24, 2024 Filed Dec 27, 2024 02:00 UTC
Sukhatme MayukhDirector · Pres&Chief Investment Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 185,946 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001140361-24-050461 · form4.xml · derivative · entry 8

Sukhatme Mayukh · CIK 0001750050 · Director · Pres&Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,913,858

Underlying: Common Stock · 185,946 shares

Expires 2032-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

Read SEC document
December 24, 2024 Filed Dec 27, 2024 02:00 UTC
Sukhatme MayukhDirector · Pres&Chief Investment Officer
SaleCommon Shares 185,946 $12.00 $2,231,352.00
Disclosure

SEC source: 0001140361-24-050461 · form4.xml · nonDerivative · entry 4

Sukhatme Mayukh · CIK 0001750050 · Director · Pres&Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,836,547

F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range.

Read SEC document
December 24, 2024 Filed Dec 27, 2024 02:00 UTC
Sukhatme MayukhDirector · Pres&Chief Investment Officer
Exercise / conversionCommon Shares 185,946 $3.85 $715,892.10
Disclosure

SEC source: 0001140361-24-050461 · form4.xml · nonDerivative · entry 3

Sukhatme Mayukh · CIK 0001750050 · Director · Pres&Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,022,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2024 Filed Dec 27, 2024 02:00 UTC
Sukhatme MayukhDirector · Pres&Chief Investment Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,796 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001140361-24-050461 · form4.xml · derivative · entry 7

Sukhatme Mayukh · CIK 0001750050 · Director · Pres&Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,099,804

Underlying: Common Stock · 10,796 shares

Expires 2032-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

Read SEC document
December 23, 2024 Filed Dec 27, 2024 02:00 UTC
Sukhatme MayukhDirector · Pres&Chief Investment Officer
SaleCommon Shares 10,796 $12.00 $129,552.00
Disclosure

SEC source: 0001140361-24-050461 · form4.xml · nonDerivative · entry 2

Sukhatme Mayukh · CIK 0001750050 · Director · Pres&Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,836,547

F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range.

Read SEC document
December 23, 2024 Filed Dec 27, 2024 02:00 UTC
Sukhatme MayukhDirector · Pres&Chief Investment Officer
Exercise / conversionCommon Shares 10,796 $3.85 $41,564.60
Disclosure

SEC source: 0001140361-24-050461 · form4.xml · nonDerivative · entry 1

Sukhatme Mayukh · CIK 0001750050 · Director · Pres&Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,847,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2024 Filed Dec 27, 2024 02:00 UTC Tax withholdingCommon Shares 2,129 $11.57 $24,632.53
Disclosure

SEC source: 0001140361-24-050460 · form4.xml · nonDerivative · entry 1

Pulik Richard · CIK 0001885841 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,472

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

Read SEC document
December 20, 2024 Filed Dec 27, 2024 02:00 UTC
Venker EricPresident & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001140361-24-050458 · form4.xml · derivative · entry 4

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,226,234

Underlying: Common Stock · 100,000 shares

Expires 2032-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

Read SEC document
December 20, 2024 Filed Dec 27, 2024 02:00 UTC
Venker EricPresident & COO
SaleCommon Shares 100,000 $11.49 $1,149,000.00
Disclosure

SEC source: 0001140361-24-050458 · form4.xml · nonDerivative · entry 3

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 595,580

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on June 25, 2024.

Read SEC document
December 20, 2024 Filed Dec 27, 2024 02:00 UTC
Venker EricPresident & COO
Exercise / conversionCommon Shares 100,000 $3.85 $385,000.00
Disclosure

SEC source: 0001140361-24-050458 · form4.xml · nonDerivative · entry 2

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 695,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2024 Filed Dec 27, 2024 02:00 UTC
Venker EricPresident & COO
Tax withholdingCommon Shares 10,945 $11.57 $126,633.65
Disclosure

SEC source: 0001140361-24-050458 · form4.xml · nonDerivative · entry 1

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 595,580

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

Read SEC document
December 20, 2024 Filed Dec 27, 2024 02:00 UTC
Kumar RakhiChief Accounting Officer
Tax withholdingCommon Shares 3,087 $11.57 $35,716.59
Disclosure

SEC source: 0001140361-24-050459 · form4.xml · nonDerivative · entry 1

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,321

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

Read SEC document
December 20, 2024 Filed Dec 27, 2024 02:00 UTC
Gline MatthewDirector · CEO
Tax withholdingCommon Shares 10,945 $11.57 $126,633.65
Disclosure

SEC source: 0001140361-24-050457 · form4.xml · nonDerivative · entry 1

Gline Matthew · CIK 0001750094 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,339,169

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

Read SEC document
December 18, 2024 Filed Dec 21, 2024 02:00 UTC
Sukhatme MayukhDirector · Pres&Chief Investment Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 412,584 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001140361-24-050141 · form4.xml · derivative · entry 3

Sukhatme Mayukh · CIK 0001750050 · Director · Pres&Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,110,600

Underlying: Common Stock · 412,584 shares

Expires 2032-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

Read SEC document
December 18, 2024 Filed Dec 21, 2024 02:00 UTC
Sukhatme MayukhDirector · Pres&Chief Investment Officer
SaleCommon Shares 412,584 $12.05 $4,971,637.20
Disclosure

SEC source: 0001140361-24-050141 · form4.xml · nonDerivative · entry 2

Sukhatme Mayukh · CIK 0001750050 · Director · Pres&Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,836,547

F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range.

Read SEC document
December 18, 2024 Filed Dec 21, 2024 02:00 UTC
Sukhatme MayukhDirector · Pres&Chief Investment Officer
Exercise / conversionCommon Shares 412,584 $3.85 $1,588,448.40
Disclosure

SEC source: 0001140361-24-050141 · form4.xml · nonDerivative · entry 1

Sukhatme Mayukh · CIK 0001750050 · Director · Pres&Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,249,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2024 Filed Dec 6, 2024 02:00 UTC
Sukhatme MayukhDirector · Pres&Chief Investment Officer
OtherCommon Shares 3,651,985 $12.21 $44,572,476.93
Disclosure

SEC source: 0001140361-24-048536 · form4.xml · nonDerivative · entry 1

Sukhatme Mayukh · CIK 0001750050 · Director · Pres&Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,836,547

F1 · kind: Represents a transfer of Common Shares for estate planning purposes to a newly formed limited liability company with respect to which the reporting person does not have any voting or investment control.

Read SEC document
November 28, 2024 Filed Dec 3, 2024 02:00 UTC Tax withholdingCommon Shares 2,341 $12.69 $29,707.29
Disclosure

SEC source: 0001140361-24-048223 · form4.xml · nonDerivative · entry 1

Pulik Richard · CIK 0001885841 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,601

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

Read SEC document
November 20, 2024 Filed Nov 23, 2024 02:00 UTC
Venker EricPresident & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001140361-24-047697 · form4.xml · derivative · entry 4

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,326,234

Underlying: Common Stock · 100,000 shares

Expires 2032-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

Read SEC document
November 20, 2024 Filed Nov 23, 2024 02:00 UTC
Venker EricPresident & COO
SaleCommon Shares 100,000 $11.32 $1,132,000.00
Disclosure

SEC source: 0001140361-24-047697 · form4.xml · nonDerivative · entry 3

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 606,525

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on June 25, 2024.

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November 20, 2024 Filed Nov 23, 2024 02:00 UTC
Venker EricPresident & COO
Exercise / conversionCommon Shares 100,000 $3.85 $385,000.00
Disclosure

SEC source: 0001140361-24-047697 · form4.xml · nonDerivative · entry 2

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 706,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 20, 2024 Filed Nov 23, 2024 02:00 UTC
Venker EricPresident & COO
Tax withholdingCommon Shares 10,945 $11.49 $125,758.05
Disclosure

SEC source: 0001140361-24-047697 · form4.xml · nonDerivative · entry 1

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 606,525

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

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November 20, 2024 Filed Nov 23, 2024 02:00 UTC
Kumar RakhiChief Accounting Officer
Tax withholdingCommon Shares 958 $11.49 $11,007.42
Disclosure

SEC source: 0001140361-24-047698 · form4.xml · nonDerivative · entry 1

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,408

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

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November 20, 2024 Filed Nov 23, 2024 02:00 UTC
Gline MatthewDirector · CEO
Tax withholdingCommon Shares 10,945 $11.49 $125,758.05
Disclosure

SEC source: 0001140361-24-047696 · form4.xml · nonDerivative · entry 1

Gline Matthew · CIK 0001750094 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,350,114

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

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October 28, 2024 Filed Oct 31, 2024 01:00 UTC Tax withholdingCommon Shares 2,341 $11.84 $27,717.44
Disclosure

SEC source: 0001140361-24-044666 · form4.xml · nonDerivative · entry 1

Pulik Richard · CIK 0001885841 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,942

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

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October 21, 2024 Filed Oct 23, 2024 01:00 UTC
Venker EricPresident & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001140361-24-043962 · form4.xml · derivative · entry 4

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,426,234

Underlying: Common Stock · 100,000 shares

Expires 2032-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

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October 21, 2024 Filed Oct 23, 2024 01:00 UTC
Venker EricPresident & COO
SaleCommon Shares 100,000 $11.65 $1,165,000.00
Disclosure

SEC source: 0001140361-24-043962 · form4.xml · nonDerivative · entry 3

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 617,470

F2 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range.

Read SEC document
October 21, 2024 Filed Oct 23, 2024 01:00 UTC
Venker EricPresident & COO
Exercise / conversionCommon Shares 100,000 $3.85 $385,000.00
Disclosure

SEC source: 0001140361-24-043962 · form4.xml · nonDerivative · entry 2

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 717,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2024 Filed Oct 24, 2024 01:00 UTC GrantCommon Shares 1,613 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-044060 · form4.xml · nonDerivative · entry 1

Epperly Melissa B, · CIK 0001807359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,037

F1 · shares: Reflects an award of Common Shares received pursuant to the Company's Non-Employee Director Compensation Plan that was fully vested as of the grant date.

F1 · price: Reflects an award of Common Shares received pursuant to the Company's Non-Employee Director Compensation Plan that was fully vested as of the grant date.

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October 21, 2024 Filed Oct 24, 2024 01:00 UTC
Oren IlanDirector
GrantCommon Shares 2,303 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-044059 · form4.xml · nonDerivative · entry 1

Oren Ilan · CIK 0001643073 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,856

F1 · shares: Reflects an award of Common Shares received pursuant to the Company's Non-Employee Director Compensation Plan that was fully vested as of the grant date.

F1 · price: Reflects an award of Common Shares received pursuant to the Company's Non-Employee Director Compensation Plan that was fully vested as of the grant date.

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October 21, 2024 Filed Oct 24, 2024 01:00 UTC GrantCommon Shares 1,231 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-044061 · form4.xml · nonDerivative · entry 1

MOMTAZEE JAMES C · CIK 0001209181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,665

F1 · shares: Reflects an award of Common Shares received pursuant to the Company's Non-Employee Director Compensation Plan that was fully vested as of the grant date.

F1 · price: Reflects an award of Common Shares received pursuant to the Company's Non-Employee Director Compensation Plan that was fully vested as of the grant date.

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October 20, 2024 Filed Oct 23, 2024 01:00 UTC
Venker EricPresident & COO
Tax withholdingCommon Shares 10,945 $11.92 $130,464.40
Disclosure

SEC source: 0001140361-24-043962 · form4.xml · nonDerivative · entry 1

Venker Eric · CIK 0001801917 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 617,470

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

Read SEC document
October 20, 2024 Filed Oct 23, 2024 01:00 UTC
Kumar RakhiChief Accounting Officer
Tax withholdingCommon Shares 956 $11.92 $11,395.52
Disclosure

SEC source: 0001140361-24-043961 · form4.xml · nonDerivative · entry 1

Kumar Rakhi · CIK 0001856296 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,366

F1 · shares: Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.