Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2021 Filed Mar 18, 2021 20:53 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
ConversionClass A Common Stock | 311,744 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-012682 · doc4.xml · nonDerivative · entry 2 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P. Disclosed balance after: 705,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Partners GP. F3 · ownership.nature: The general partner of each of SunTx Expansion GP (defined below) and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds (defined below). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 20:53 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
ConversionClass A Common Stock | 572,587 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-012682 · doc4.xml · nonDerivative · entry 1 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P. Disclosed balance after: 1,294,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"). The general partner of SunTx Fulcrum Fund is SunTx Capital Partners L.P. ("SunTx Partners GP"). F3 · ownership.nature: The general partner of each of SunTx Expansion GP (defined below) and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds (defined below). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 12:14 UTC |
Harper John LSenior Vice President
|
SaleClass A Common Stock | 527 | $31.35 | $16,521.45 |
DisclosureSEC source: 0001718227-21-000020 · wf-form4_161556927292818.xml · nonDerivative · entry 1 Harper John L · CIK 0001739438 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,155 F1 · price: The reported sale price represents the weighted average sales price for a number of transactions effected at prices ranging from $31.34 to $31.36. The reporting person has provided to Construction Partners, Inc. (the "Issuer"), and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 11:34 UTC |
Harper John LSenior Vice President
|
SaleClass A Common Stock | 20,000 | $28.80 | $576,000.00 |
DisclosureSEC source: 0001718227-21-000012 · wf-form4_161461645564304.xml · nonDerivative · entry 1 Harper John L · CIK 0001739438 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · As trustee Disclosed balance after: 0 F1 · price: The reported sale price represents the weighted average sales price for a number of transactions effected at prices ranging from $28.60 to $28.98. The reporting person has provided to Construction Partners, Inc. (the "Issuer"), and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range. F2 · ownership.nature: The reported shares are held by a trust for which the reporting person serves as sole trustee, and in such capacity holds the sole power to vote and direct the disposition of such shares. Read SEC document |
| January 15, 2021 Filed Jan 21, 2021 19:21 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
OtherClass B Common Stock · Derivative | 106,751 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-002755 · doc4.xml · derivative · entry 13 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx CPI Expansion Fund GP, LP Disclosed balance after: 325,321 Underlying: Class A Common Stock · 106,751 shares Expires not disclosed F15 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F1 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration. F15 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F15 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F5 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F16 · ownership.nature: These securities of the Issuer are directly held by SunTx Expansion GP. Read SEC document |
| January 15, 2021 Filed Jan 21, 2021 19:21 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
OtherClass B Common Stock · Derivative | 222,965 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-002755 · doc4.xml · derivative · entry 12 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Capital Partners II Dutch Investors, LP Disclosed balance after: 523,685 Underlying: Class A Common Stock · 222,965 shares Expires not disclosed F15 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F1 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration. F15 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F15 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F7 · ownership.nature: These securities of the Issuer are directly held by SunTx Capital Partners II Dutch Investors, LP ("SunTx Partners Dutch LP," and together with SunTx Expansion Fund, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund and SunTx Partners II, the "SunTx Funds"). The general partner of SunTx Partners Dutch LP is SunTx Partners II GP. F8 · ownership.nature: The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). Mr. Fleming is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are shareholders of SunTx Capital II Management. Each of SunTx Partners II GP, SunTx Capital II Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 15, 2021 Filed Jan 21, 2021 19:21 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
OtherClass B Common Stock · Derivative | 439,457 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-002755 · doc4.xml · derivative · entry 11 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Capital Partners II, LP Disclosed balance after: 1,107,173 Underlying: Class A Common Stock · 439,457 shares Expires not disclosed F15 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F1 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration. F15 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F15 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F6 · ownership.nature: These securities of the Issuer are directly held by SunTx Capital Partners II, LP ("SunTx Partners II"). The general partner of SunTx Partners II is SunTx Capital Partners II GP, LP ("SunTx Partners II GP"). F8 · ownership.nature: The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). Mr. Fleming is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are shareholders of SunTx Capital II Management. Each of SunTx Partners II GP, SunTx Capital II Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 15, 2021 Filed Jan 21, 2021 19:21 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
OtherClass B Common Stock · Derivative | 917,794 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-002755 · doc4.xml · derivative · entry 10 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx CPI Expansion Fund, L.P. Disclosed balance after: 6,160,963 Underlying: Class A Common Stock · 917,794 shares Expires not disclosed F15 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F1 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration. F15 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F15 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F2 · ownership.nature: These securities of the Issuer are directly held by SunTx Expansion Fund. The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). F5 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 15, 2021 Filed Jan 21, 2021 19:21 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
OtherClass A Common Stock | 1,031,379 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-002755 · doc4.xml · nonDerivative · entry 1 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx CPI Expansion Fund, L.P. Disclosed balance after: 0 F1 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration. F2 · ownership.nature: These securities of the Issuer are directly held by SunTx Expansion Fund. The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). F5 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 16:58 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
SaleClass A Common Stock | 415,971 | $32.25 | $13,415,064.75 |
DisclosureSEC source: 0000899243-21-002369 · doc4.xml · nonDerivative · entry 2 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P. Disclosed balance after: 393,296 F2 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Partners GP. F4 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 16:58 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
SaleClass A Common Stock | 764,029 | $32.35 | $24,716,338.15 |
DisclosureSEC source: 0000899243-21-002369 · doc4.xml · nonDerivative · entry 1 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P. Disclosed balance after: 722,373 F1 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"). The general partner of SunTx Fulcrum Fund is SunTx Capital Partners L.P. ("SunTx Partners GP"). F4 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 14, 2021 Filed Jan 22, 2021 18:15 UTC Amendment |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
SaleClass A Common Stock | 415,971 | $32.35 | $13,456,661.85 |
DisclosureSEC source: 0000899243-21-002994 · doc4a.xml · nonDerivative · entry 1 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P. Disclosed balance after: 393,296 F1 · price: The price was incorrectly reported on the reporting persons' original Form 4 filed on January 19, 2021. F2 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Capital Partners L.P. ("SunTx Partners GP"). F3 · ownership.nature: The general partner of SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by SunTx Fulcrum Dutch Fund. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 17:20 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
OtherClass B Common Stock · Derivative | 205,558 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-001349 · doc4.xml · derivative · entry 13 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx CPI Expansion Fund GP, LP Disclosed balance after: 218,570 Underlying: Class A Common Stock · 205,558 shares Expires not disclosed F16 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F1 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration. F16 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F16 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F6 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F17 · ownership.nature: These securities of the Issuer are directly held by SunTx Expansion GP. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 17:20 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
OtherClass B Common Stock · Derivative | 299,167 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-001349 · doc4.xml · derivative · entry 12 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Capital Partners II Dutch Investors, LP Disclosed balance after: 300,720 Underlying: Class A Common Stock · 299,167 shares Expires not disclosed F16 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F1 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration. F16 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F16 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F8 · ownership.nature: These securities of the Issuer are directly held by SunTx Capital Partners II Dutch Investors, LP ("SunTx Partners Dutch LP," and together with SunTx Expansion Fund, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund and SunTx Partners II, the "SunTx Funds"). The general partner of SunTx Partners Dutch LP is SunTx Partners II GP. F9 · ownership.nature: The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). Mr. Fleming is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are shareholders of SunTx Capital II Management. Each of SunTx Partners II GP, SunTx Capital II Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 17:20 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
OtherClass B Common Stock · Derivative | 589,646 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-001349 · doc4.xml · derivative · entry 11 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Capital Partners II, LP Disclosed balance after: 667,716 Underlying: Class A Common Stock · 589,646 shares Expires not disclosed F16 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F1 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration. F16 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F16 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F7 · ownership.nature: These securities of the Issuer are directly held by SunTx Capital Partners II, LP ("SunTx Partners II"). The general partner of SunTx Partners II is SunTx Capital Partners II GP, LP ("SunTx Partners II GP"). F9 · ownership.nature: The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). Mr. Fleming is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are shareholders of SunTx Capital II Management. Each of SunTx Partners II GP, SunTx Capital II Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 17:20 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
OtherClass B Common Stock · Derivative | 1,094,371 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-001349 · doc4.xml · derivative · entry 10 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx CPI Expansion Fund, L.P. Disclosed balance after: 7,078,757 Underlying: Class A Common Stock · 1,094,371 shares Expires not disclosed F16 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F1 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration. F16 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F16 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F3 · ownership.nature: These securities of the Issuer are directly held by SunTx Expansion Fund. The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). F6 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 17:20 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
OtherClass A Common Stock | 1,520,962 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-001349 · doc4.xml · nonDerivative · entry 1 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx CPI Expansion Fund, L.P. Disclosed balance after: 1,031,379 F1 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration. F3 · ownership.nature: These securities of the Issuer are directly held by SunTx Expansion Fund. The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). F6 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 22:07 UTC |
Smith Fred Julius IIIChief Operating Officer
|
GrantClass A Common Stock | 10,000 | $27.72 | $277,200.00 |
DisclosureSEC source: 0001718227-21-000002 · wf-form4_160988442757427.xml · nonDerivative · entry 1 Smith Fred Julius III · CIK 0001739258 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Represents restricted shares of Class A common stock, par value $0.001 ("Class A common stock"), of Construction Partners, Inc. (the "Issuer") granted under the Construction Partners, Inc. 2018 Equity Incentive Plan, of which 2,500 shares vested immediately, and 2,500 shares will vest on each of the first three anniversaries of the grant date. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 08:23 UTC |
Harper John LSenior Vice President
|
SaleClass A Common Stock | 15,000 | $28.21 | $423,150.00 |
DisclosureSEC source: 0001718227-20-000095 · wf-form4_160812499823029.xml · nonDerivative · entry 1 Harper John L · CIK 0001739438 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,682 F1 · price: The reported sale price represents the weighted average sales price for a number of transactions effected at prices ranging from $28.07 to $28.31. The reporting person has provided to Construction Partners, Inc. (the "Issuer"), and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 16:14 UTC |
Palmer Royce AlanEVP, Chief Financial Officer
|
GiftClass A Common Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001718227-20-000085 · wf-form4_160614803782868.xml · nonDerivative · entry 1 Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,500 Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 16:30 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
OtherClass B Common Stock · Derivative | 90 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-026670 · doc4.xml · derivative · entry 3 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Capital Partners II Dutch Investors, LP Disclosed balance after: 1,553 Underlying: Class A Common Stock · 90 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock"), of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F2 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration. F1 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock"), of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F1 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock"), of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F3 · balance_after: Includes shares of Class B common stock received from a prior in-kind distribution from SunTx Expansion Fund. F6 · ownership.nature: These securities of the Issuer are directly held by SunTx Capital Partners II Dutch Investors, LP ("SunTx Partners Dutch LP"). The general partner of SunTx Partners Dutch LP is SunTx Partners II GP. F11 · ownership.nature: The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). Mr. Fleming is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson are shareholders of SunTx Capital II Management. Each of SunTx Partners II GP, SunTx Capital II Management Corp., Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 16:30 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
OtherClass B Common Stock · Derivative | 4,498 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-026670 · doc4.xml · derivative · entry 2 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Capital Partners II, LP Disclosed balance after: 78,070 Underlying: Class A Common Stock · 4,498 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock"), of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F2 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration. F1 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock"), of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F1 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock"), of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F3 · balance_after: Includes shares of Class B common stock received from a prior in-kind distribution from SunTx Expansion Fund. F5 · ownership.nature: These securities of the Issuer are directly held by SunTx Capital Partners II, LP ("SunTx Partners II"). The general partner of SunTx Partners II is SunTx Capital Partners II GP, LP ("SunTx Partners II GP"). F11 · ownership.nature: The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). Mr. Fleming is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson are shareholders of SunTx Capital II Management. Each of SunTx Partners II GP, SunTx Capital II Management Corp., Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 16:30 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
OtherClass B Common Stock · Derivative | 4,588 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-026670 · doc4.xml · derivative · entry 1 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx CPI Expansion Fund, L.P. Disclosed balance after: 8,173,128 Underlying: Class A Common Stock · 4,588 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock"), of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F2 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration. F1 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock"), of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F1 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock"), of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F4 · ownership.nature: These securities of the Issuer are directly held SunTx Expansion Fund. The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). F10 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 16:37 UTC |
Harper John LSenior Vice President
|
SaleClass A Common Stock | 15,000 | $17.30 | $259,500.00 |
DisclosureSEC source: 0001718227-20-000074 · wf-form4_159864704028247.xml · nonDerivative · entry 1 Harper John L · CIK 0001739438 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,682 F1 · price: The reported sale price represents the weighted average sales price for a number of transactions effected at prices ranging from $17.06 to $17.62. The reporting person has provided to Construction Partners, Inc. (the "Issuer"), and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 21, 2020 Filed Aug 21, 2020 17:18 UTC |
Owens Charles EDirector · President and CEO
|
SaleClass A Common Stock | 43,485 | $18.67 | $811,864.95 |
DisclosureSEC source: 0001718227-20-000071 · wf-form4_159804469884727.xml · nonDerivative · entry 3 Owens Charles E · CIK 0001739211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 0 F1 · kind: The reported transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2020. F5 · price: The reported sale price represents the weighted average sales price for a number of transactions effected at prices ranging from $18.42 to $19.03. The reporting person has provided to the Issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range. F3 · ownership.nature: The reported shares are held by a trust for which the reporting person serves as sole trustee, and in such capacity holds the sole power to vote and direct the disposition of such shares. Read SEC document |
| August 20, 2020 Filed Aug 21, 2020 17:18 UTC |
Owens Charles EDirector · President and CEO
|
SaleClass A Common Stock | 65,594 | $19.25 | $1,262,684.50 |
DisclosureSEC source: 0001718227-20-000071 · wf-form4_159804469884727.xml · nonDerivative · entry 2 Owens Charles E · CIK 0001739211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 43,485 F1 · kind: The reported transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2020. F4 · price: The reported sale price represents the weighted average sales price for a number of transactions effected at prices ranging from $19.10 to $19.76. The reporting person has provided to the Issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range. F3 · ownership.nature: The reported shares are held by a trust for which the reporting person serves as sole trustee, and in such capacity holds the sole power to vote and direct the disposition of such shares. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 17:18 UTC |
Owens Charles EDirector · President and CEO
|
SaleClass A Common Stock | 33,538 | $19.95 | $669,083.10 |
DisclosureSEC source: 0001718227-20-000071 · wf-form4_159804469884727.xml · nonDerivative · entry 1 Owens Charles E · CIK 0001739211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 109,079 F1 · kind: The reported transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2020. F2 · price: The reported sale price represents the weighted average sales price for a number of transactions effected at prices ranging from $19.77 to $20.28. The reporting person has provided to Construction Partners, Inc. (the "Issuer"), and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range. F3 · ownership.nature: The reported shares are held by a trust for which the reporting person serves as sole trustee, and in such capacity holds the sole power to vote and direct the disposition of such shares. Read SEC document |
| August 18, 2020 Filed Aug 18, 2020 17:25 UTC |
Owens Charles EDirector · President and CEO
|
SaleClass A Common Stock | 58,683 | $19.67 | $1,154,294.61 |
DisclosureSEC source: 0001718227-20-000068 · wf-form4_159778594174044.xml · nonDerivative · entry 3 Owens Charles E · CIK 0001739211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 142,617 F1 · kind: The reported transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2020. F5 · price: The reported sale price represents the weighted average sales price for a number of transactions effected at prices ranging from $19.39 to $20.25. The reporting person has provided to the Issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range. F3 · ownership.nature: The reported shares are held by a trust for which the reporting person serves as sole trustee, and in such capacity holds the sole power to vote and direct the disposition of such shares. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 17:25 UTC |
Owens Charles EDirector · President and CEO
|
SaleClass A Common Stock | 52,259 | $20.08 | $1,049,360.72 |
DisclosureSEC source: 0001718227-20-000068 · wf-form4_159778594174044.xml · nonDerivative · entry 2 Owens Charles E · CIK 0001739211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 201,300 F1 · kind: The reported transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2020. F4 · price: The reported sale price represents the weighted average sales price for a number of transactions effected at prices ranging from $19.58 to $20.45. The reporting person has provided to the Issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range. F3 · ownership.nature: The reported shares are held by a trust for which the reporting person serves as sole trustee, and in such capacity holds the sole power to vote and direct the disposition of such shares. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 21:27 UTC |
Palmer Royce AlanEVP, Chief Financial Officer
|
GiftClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001718227-20-000069 · wf-form4_159778600884015.xml · nonDerivative · entry 1 Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 17:25 UTC |
Owens Charles EDirector · President and CEO
|
SaleClass A Common Stock | 84,454 | $19.75 | $1,667,966.50 |
DisclosureSEC source: 0001718227-20-000068 · wf-form4_159778594174044.xml · nonDerivative · entry 1 Owens Charles E · CIK 0001739211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 253,559 F1 · kind: The reported transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2020. F2 · price: The reported sale price represents the weighted average sales price for a number of transactions effected at prices ranging from $19.44 to $20.21. The reporting person has provided to Construction Partners, Inc. (the "Issuer"), and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range. F3 · ownership.nature: The reported shares are held by a trust for which the reporting person serves as sole trustee, and in such capacity holds the sole power to vote and direct the disposition of such shares. Read SEC document |
| August 12, 2020 Filed Aug 13, 2020 18:00 UTC |
Owens Charles EDirector · President and CEO
|
SaleClass A Common Stock | 600 | $21.77 | $13,062.00 |
DisclosureSEC source: 0001718227-20-000065 · wf-form4_159735601864524.xml · nonDerivative · entry 2 Owens Charles E · CIK 0001739211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 394,968 F1 · kind: The reported transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2020. F4 · price: The reported sale price represents the weighted average sales price for a number of transactions effected at prices ranging from $21.58 to $21.95. The reporting person has provided to the Issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range. F3 · ownership.nature: The reported shares are held by a trust for which the reporting person serves as sole trustee, and in such capacity holds the sole power to vote and direct the disposition of such shares. Read SEC document |
| August 12, 2020 Filed Aug 13, 2020 18:00 UTC |
Owens Charles EDirector · President and CEO
|
SaleClass A Common Stock | 49,952 | $20.82 | $1,040,000.64 |
DisclosureSEC source: 0001718227-20-000065 · wf-form4_159735601864524.xml · nonDerivative · entry 1 Owens Charles E · CIK 0001739211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 395,568 F1 · kind: The reported transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2020. F2 · price: The reported sale price represents the weighted average sales price for a number of transactions effected at prices ranging from $20.45 to $21.40. The reporting person has provided to Construction Partners, Inc. (the "Issuer"), and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range. F3 · ownership.nature: The reported shares are held by a trust for which the reporting person serves as sole trustee, and in such capacity holds the sole power to vote and direct the disposition of such shares. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 18:00 UTC |
Owens Charles EDirector · President and CEO
|
SaleClass B Common Stock · Derivative | 179,582 | $17.00 | $3,052,894.00 |
DisclosureSEC source: 0001718227-20-000065 · wf-form4_159735601864524.xml · derivative · entry 4 Owens Charles E · CIK 0001739211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 0 Underlying: Class A Common Stock · 179,582 shares Expires not disclosed F6 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F7 · kind: The reported transaction represents a privately negotiated sale of Class B common stock. F6 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F6 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F3 · ownership.nature: The reported shares are held by a trust for which the reporting person serves as sole trustee, and in such capacity holds the sole power to vote and direct the disposition of such shares. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 18:00 UTC |
Owens Charles EDirector · President and CEO
|
SaleClass A Common Stock | 56,955 | $20.06 | $1,142,517.30 |
DisclosureSEC source: 0001718227-20-000065 · wf-form4_159735601864524.xml · nonDerivative · entry 3 Owens Charles E · CIK 0001739211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 338,013 F1 · kind: The reported transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2020. F5 · price: The reported sale price represents the weighted average sales price for a number of transactions effected at prices ranging from $19.84 to $20.52. The reporting person has provided to the Issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range. F3 · ownership.nature: The reported shares are held by a trust for which the reporting person serves as sole trustee, and in such capacity holds the sole power to vote and direct the disposition of such shares. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 21:56 UTC |
Smith Fred Julius IIISenior Vice President
|
PurchaseClass B Common Stock · Derivative | 134,582 | $17.00 | $2,287,894.00 |
DisclosureSEC source: 0001718227-20-000064 · wf-form4_159735574949436.xml · derivative · entry 1 Smith Fred Julius III · CIK 0001739258 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By entity Disclosed balance after: 134,582 Underlying: Class A Common Stock · 134,582 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F2 · kind: The reported transaction represents a privately negotiated purchase of Class B common stock from another holder of Class B common stock. F1 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F1 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F3 · ownership.nature: The reported shares are held by a limited liability company for which the reporting persons serves as co-manager, and, in such capacity, shares the power to vote and direct the disposition of the shares. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 16:33 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
OtherClass B Common Stock · Derivative | 88,047 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-022125 · doc4.xml · derivative · entry 8 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx CPI Expansion Fund, L.P. Disclosed balance after: 8,177,716 Underlying: Class A Common Stock · 88,047 shares Expires not disclosed F12 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F1 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares to its partners on a pro rata basis, for no consideration. F12 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F12 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F2 · ownership.nature: These securities of the Construction Partners, Inc. (the "Issuer") are directly held SunTx Expansion Fund. The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). F5 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 16:33 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
OtherClass A Common Stock | 2,014,490 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-022125 · doc4.xml · nonDerivative · entry 1 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx CPI Expansion Fund, L.P. Disclosed balance after: 2,552,341 F1 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares to its partners on a pro rata basis, for no consideration. F2 · ownership.nature: These securities of the Construction Partners, Inc. (the "Issuer") are directly held SunTx Expansion Fund. The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). F5 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 16:04 UTC |
Owens Charles EDirector · President and CEO
|
ConversionClass B Common Stock · Derivative | 445,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001718227-20-000053 · wf-form4_159622583823938.xml · derivative · entry 2 Owens Charles E · CIK 0001739211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By trusts Disclosed balance after: 179,582 Underlying: Class A Common Stock · 445,520 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F2 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F2 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F1 · ownership.nature: The reported shares are held by various trusts for which the reporting person serves as sole trustee, and in such capacity holds the sole power to vote such shares. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 16:04 UTC |
Owens Charles EDirector · President and CEO
|
Exercise / conversionClass A Common Stock | 445,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001718227-20-000053 · wf-form4_159622583823938.xml · nonDerivative · entry 1 Owens Charles E · CIK 0001739211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By trusts Disclosed balance after: 445,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reported shares are held by various trusts for which the reporting person serves as sole trustee, and in such capacity holds the sole power to vote such shares. Read SEC document |
| June 15, 2020 Filed Jun 15, 2020 16:06 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
SaleClass A Common Stock | 171,852 | $16.00 | $2,749,632.00 |
DisclosureSEC source: 0000899243-20-016492 · doc4.xml · nonDerivative · entry 6 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P. Disclosed balance after: 809,267 F2 · shares: These shares were sold to the underwriters pursuant to the underwriters' exercise of their option to purchase up to an additional 862,500 shares of Class A Common Stock. F1 · price: The sales price of these shares of Class A common stock, par value $0.001 ("Class A Common Stock"), of Construction Partners, Inc. (the "Issuer") takes into account the $0.50 per share amount of underwriting discounts and commissions for these sales to the underwriters of the public offering of Class A Common Stock. F5 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund", and together with SunTx Expansion Fund and SunTx Fulcrum Fund, the "SunTx Funds"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Partners GP. F6 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 15, 2020 Filed Jun 15, 2020 16:06 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
SaleClass A Common Stock | 315,648 | $16.00 | $5,050,368.00 |
DisclosureSEC source: 0000899243-20-016492 · doc4.xml · nonDerivative · entry 5 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P. Disclosed balance after: 1,486,402 F2 · shares: These shares were sold to the underwriters pursuant to the underwriters' exercise of their option to purchase up to an additional 862,500 shares of Class A Common Stock. F1 · price: The sales price of these shares of Class A common stock, par value $0.001 ("Class A Common Stock"), of Construction Partners, Inc. (the "Issuer") takes into account the $0.50 per share amount of underwriting discounts and commissions for these sales to the underwriters of the public offering of Class A Common Stock. F4 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"). The general partner of SunTx Fulcrum Fund is SunTx Capital Partners L.P. ("SunTx Partners GP"). F6 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 15, 2020 Filed Jun 15, 2020 16:06 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
SaleClass A Common Stock | 375,000 | $16.00 | $6,000,000.00 |
DisclosureSEC source: 0000899243-20-016492 · doc4.xml · nonDerivative · entry 4 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx CPI Expansion Fund, L.P. Disclosed balance after: 4,566,831 F2 · shares: These shares were sold to the underwriters pursuant to the underwriters' exercise of their option to purchase up to an additional 862,500 shares of Class A Common Stock. F1 · price: The sales price of these shares of Class A common stock, par value $0.001 ("Class A Common Stock"), of Construction Partners, Inc. (the "Issuer") takes into account the $0.50 per share amount of underwriting discounts and commissions for these sales to the underwriters of the public offering of Class A Common Stock. F3 · ownership.nature: These securities of the Issuer are directly held by SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund"). The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). F6 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 16:06 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
SaleClass A Common Stock | 1,286,688 | $16.00 | $20,587,008.00 |
DisclosureSEC source: 0000899243-20-016492 · doc4.xml · nonDerivative · entry 3 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P. Disclosed balance after: 981,119 F1 · price: The sales price of these shares of Class A common stock, par value $0.001 ("Class A Common Stock"), of Construction Partners, Inc. (the "Issuer") takes into account the $0.50 per share amount of underwriting discounts and commissions for these sales to the underwriters of the public offering of Class A Common Stock. F5 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund", and together with SunTx Expansion Fund and SunTx Fulcrum Fund, the "SunTx Funds"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Partners GP. F6 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 16:06 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
SaleClass A Common Stock | 2,363,312 | $16.00 | $37,812,992.00 |
DisclosureSEC source: 0000899243-20-016492 · doc4.xml · nonDerivative · entry 2 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P. Disclosed balance after: 1,802,050 F1 · price: The sales price of these shares of Class A common stock, par value $0.001 ("Class A Common Stock"), of Construction Partners, Inc. (the "Issuer") takes into account the $0.50 per share amount of underwriting discounts and commissions for these sales to the underwriters of the public offering of Class A Common Stock. F4 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"). The general partner of SunTx Fulcrum Fund is SunTx Capital Partners L.P. ("SunTx Partners GP"). F6 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 16:06 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
SaleClass A Common Stock | 2,100,000 | $16.00 | $33,600,000.00 |
DisclosureSEC source: 0000899243-20-016492 · doc4.xml · nonDerivative · entry 1 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx CPI Expansion Fund, L.P. Disclosed balance after: 4,941,831 F1 · price: The sales price of these shares of Class A common stock, par value $0.001 ("Class A Common Stock"), of Construction Partners, Inc. (the "Issuer") takes into account the $0.50 per share amount of underwriting discounts and commissions for these sales to the underwriters of the public offering of Class A Common Stock. F3 · ownership.nature: These securities of the Issuer are directly held by SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund"). The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). F6 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 13, 2020 Filed May 15, 2020 10:49 UTC |
Flowers Robert P.Senior Vice President
|
PurchaseClass A Common Stock | 215 | $14.00 | $3,010.00 |
DisclosureSEC source: 0001718227-20-000047 · wf-form4_158955415862024.xml · nonDerivative · entry 1 Flowers Robert P. · CIK 0001739620 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215 Read SEC document |
| May 08, 2020 Filed May 12, 2020 17:36 UTC |
Owens Charles EDirector · President and CEO
|
OtherClass B Common Stock · Derivative | 625,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001718227-20-000045 · wf-form4_158931938615019.xml · derivative · entry 2 Owens Charles E · CIK 0001739211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By trusts Disclosed balance after: 625,102 Underlying: Class A Common Stock · 625,102 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F3 · kind: Represents the receipt of shares of Class B common stock by certain trusts for which the reporting person serves as sole trustee in connection with the distribution of Class B common stock by Grace, Ltd. described in note 2 above. F1 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F1 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. Read SEC document |
| May 08, 2020 Filed May 12, 2020 17:36 UTC |
Owens Charles EDirector · President and CEO
|
OtherClass B Common Stock · Derivative | 1,250,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001718227-20-000045 · wf-form4_158931938615019.xml · derivative · entry 1 Owens Charles E · CIK 0001739211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Grace, Ltd. Disclosed balance after: 1,250,000 Underlying: Class A Common Stock · 1,250,048 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F2 · kind: The reporting person serves as general partner of Grace, Ltd., an Alabama limited partnership, and in such capacity holds sole power to vote the shares of Class B common stock of the Issuer held by Grace, Ltd. On May 8, 2020, Grace, Ltd. distributed, for no consideration, 1,250,048 shares of Class B common stock to certain of its limited partners, in amounts representing each such partner's pro rata interest in the shares of Class B common stock held by Grace, Ltd. at the time of the distribution. F1 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F1 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. Read SEC document |
| May 08, 2020 Filed May 12, 2020 21:35 UTC |
Grace Ltd.Director
|
OtherClass B Common Stock · Derivative | 1,250,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001718227-20-000044 · wf-form4_158931931987506.xml · derivative · entry 1 Grace Ltd. · CIK 0001739559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250,000 Underlying: Class A Common Stock · 1,250,048 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F2 · kind: On May 8, 2020, Grace, Ltd. distributed, for no consideration, 1,250,048 shares of Class B common stock to certain of its limited partners, in amounts representing each such partner's pro rata interest in the shares of Class B common stock held by Grace, Ltd. at the time of the distribution. F1 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F1 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.