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Construction Partners, Inc.

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3830
SEC CIK
0001718227
Parsed reports
292

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2021 Filed Mar 18, 2021 20:53 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
ConversionClass A Common Stock 311,744 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-012682 · doc4.xml · nonDerivative · entry 2

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P.

Disclosed balance after: 705,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Partners GP.

F3 · ownership.nature: The general partner of each of SunTx Expansion GP (defined below) and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds (defined below). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 20:53 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
ConversionClass A Common Stock 572,587 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-012682 · doc4.xml · nonDerivative · entry 1

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P.

Disclosed balance after: 1,294,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"). The general partner of SunTx Fulcrum Fund is SunTx Capital Partners L.P. ("SunTx Partners GP").

F3 · ownership.nature: The general partner of each of SunTx Expansion GP (defined below) and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds (defined below). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 12:14 UTC
Harper John LSenior Vice President
SaleClass A Common Stock 527 $31.35 $16,521.45
Disclosure

SEC source: 0001718227-21-000020 · wf-form4_161556927292818.xml · nonDerivative · entry 1

Harper John L · CIK 0001739438 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,155

F1 · price: The reported sale price represents the weighted average sales price for a number of transactions effected at prices ranging from $31.34 to $31.36. The reporting person has provided to Construction Partners, Inc. (the "Issuer"), and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 11:34 UTC
Harper John LSenior Vice President
SaleClass A Common Stock 20,000 $28.80 $576,000.00
Disclosure

SEC source: 0001718227-21-000012 · wf-form4_161461645564304.xml · nonDerivative · entry 1

Harper John L · CIK 0001739438 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · As trustee

Disclosed balance after: 0

F1 · price: The reported sale price represents the weighted average sales price for a number of transactions effected at prices ranging from $28.60 to $28.98. The reporting person has provided to Construction Partners, Inc. (the "Issuer"), and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: The reported shares are held by a trust for which the reporting person serves as sole trustee, and in such capacity holds the sole power to vote and direct the disposition of such shares.

Read SEC document
January 15, 2021 Filed Jan 21, 2021 19:21 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
OtherClass B Common Stock · Derivative 106,751 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002755 · doc4.xml · derivative · entry 13

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx CPI Expansion Fund GP, LP

Disclosed balance after: 325,321

Underlying: Class A Common Stock · 106,751 shares

Expires not disclosed

F15 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F1 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration.

F15 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F15 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F5 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F16 · ownership.nature: These securities of the Issuer are directly held by SunTx Expansion GP.

Read SEC document
January 15, 2021 Filed Jan 21, 2021 19:21 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
OtherClass B Common Stock · Derivative 222,965 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002755 · doc4.xml · derivative · entry 12

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Capital Partners II Dutch Investors, LP

Disclosed balance after: 523,685

Underlying: Class A Common Stock · 222,965 shares

Expires not disclosed

F15 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F1 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration.

F15 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F15 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F7 · ownership.nature: These securities of the Issuer are directly held by SunTx Capital Partners II Dutch Investors, LP ("SunTx Partners Dutch LP," and together with SunTx Expansion Fund, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund and SunTx Partners II, the "SunTx Funds"). The general partner of SunTx Partners Dutch LP is SunTx Partners II GP.

F8 · ownership.nature: The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). Mr. Fleming is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are shareholders of SunTx Capital II Management. Each of SunTx Partners II GP, SunTx Capital II Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 15, 2021 Filed Jan 21, 2021 19:21 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
OtherClass B Common Stock · Derivative 439,457 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002755 · doc4.xml · derivative · entry 11

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Capital Partners II, LP

Disclosed balance after: 1,107,173

Underlying: Class A Common Stock · 439,457 shares

Expires not disclosed

F15 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F1 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration.

F15 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F15 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F6 · ownership.nature: These securities of the Issuer are directly held by SunTx Capital Partners II, LP ("SunTx Partners II"). The general partner of SunTx Partners II is SunTx Capital Partners II GP, LP ("SunTx Partners II GP").

F8 · ownership.nature: The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). Mr. Fleming is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are shareholders of SunTx Capital II Management. Each of SunTx Partners II GP, SunTx Capital II Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 15, 2021 Filed Jan 21, 2021 19:21 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
OtherClass B Common Stock · Derivative 917,794 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002755 · doc4.xml · derivative · entry 10

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx CPI Expansion Fund, L.P.

Disclosed balance after: 6,160,963

Underlying: Class A Common Stock · 917,794 shares

Expires not disclosed

F15 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F1 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration.

F15 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F15 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F2 · ownership.nature: These securities of the Issuer are directly held by SunTx Expansion Fund. The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP").

F5 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 15, 2021 Filed Jan 21, 2021 19:21 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
OtherClass A Common Stock 1,031,379 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002755 · doc4.xml · nonDerivative · entry 1

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx CPI Expansion Fund, L.P.

Disclosed balance after: 0

F1 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration.

F2 · ownership.nature: These securities of the Issuer are directly held by SunTx Expansion Fund. The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP").

F5 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 16:58 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
SaleClass A Common Stock 415,971 $32.25 $13,415,064.75
Disclosure

SEC source: 0000899243-21-002369 · doc4.xml · nonDerivative · entry 2

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P.

Disclosed balance after: 393,296

F2 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Partners GP.

F4 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 16:58 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
SaleClass A Common Stock 764,029 $32.35 $24,716,338.15
Disclosure

SEC source: 0000899243-21-002369 · doc4.xml · nonDerivative · entry 1

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P.

Disclosed balance after: 722,373

F1 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"). The general partner of SunTx Fulcrum Fund is SunTx Capital Partners L.P. ("SunTx Partners GP").

F4 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 14, 2021 Filed Jan 22, 2021 18:15 UTC Amendment
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
SaleClass A Common Stock 415,971 $32.35 $13,456,661.85
Disclosure

SEC source: 0000899243-21-002994 · doc4a.xml · nonDerivative · entry 1

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P.

Disclosed balance after: 393,296

F1 · price: The price was incorrectly reported on the reporting persons' original Form 4 filed on January 19, 2021.

F2 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Capital Partners L.P. ("SunTx Partners GP").

F3 · ownership.nature: The general partner of SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by SunTx Fulcrum Dutch Fund. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 17:20 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
OtherClass B Common Stock · Derivative 205,558 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-001349 · doc4.xml · derivative · entry 13

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx CPI Expansion Fund GP, LP

Disclosed balance after: 218,570

Underlying: Class A Common Stock · 205,558 shares

Expires not disclosed

F16 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F1 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration.

F16 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F16 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F6 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F17 · ownership.nature: These securities of the Issuer are directly held by SunTx Expansion GP.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 17:20 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
OtherClass B Common Stock · Derivative 299,167 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-001349 · doc4.xml · derivative · entry 12

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Capital Partners II Dutch Investors, LP

Disclosed balance after: 300,720

Underlying: Class A Common Stock · 299,167 shares

Expires not disclosed

F16 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F1 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration.

F16 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F16 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F8 · ownership.nature: These securities of the Issuer are directly held by SunTx Capital Partners II Dutch Investors, LP ("SunTx Partners Dutch LP," and together with SunTx Expansion Fund, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund and SunTx Partners II, the "SunTx Funds"). The general partner of SunTx Partners Dutch LP is SunTx Partners II GP.

F9 · ownership.nature: The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). Mr. Fleming is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are shareholders of SunTx Capital II Management. Each of SunTx Partners II GP, SunTx Capital II Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 17:20 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
OtherClass B Common Stock · Derivative 589,646 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-001349 · doc4.xml · derivative · entry 11

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Capital Partners II, LP

Disclosed balance after: 667,716

Underlying: Class A Common Stock · 589,646 shares

Expires not disclosed

F16 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F1 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration.

F16 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F16 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F7 · ownership.nature: These securities of the Issuer are directly held by SunTx Capital Partners II, LP ("SunTx Partners II"). The general partner of SunTx Partners II is SunTx Capital Partners II GP, LP ("SunTx Partners II GP").

F9 · ownership.nature: The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). Mr. Fleming is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are shareholders of SunTx Capital II Management. Each of SunTx Partners II GP, SunTx Capital II Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 17:20 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
OtherClass B Common Stock · Derivative 1,094,371 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-001349 · doc4.xml · derivative · entry 10

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx CPI Expansion Fund, L.P.

Disclosed balance after: 7,078,757

Underlying: Class A Common Stock · 1,094,371 shares

Expires not disclosed

F16 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F1 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration.

F16 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F16 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F3 · ownership.nature: These securities of the Issuer are directly held by SunTx Expansion Fund. The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP").

F6 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 17:20 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
OtherClass A Common Stock 1,520,962 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-001349 · doc4.xml · nonDerivative · entry 1

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx CPI Expansion Fund, L.P.

Disclosed balance after: 1,031,379

F1 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration.

F3 · ownership.nature: These securities of the Issuer are directly held by SunTx Expansion Fund. The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP").

F6 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 22:07 UTC
Smith Fred Julius IIIChief Operating Officer
GrantClass A Common Stock 10,000 $27.72 $277,200.00
Disclosure

SEC source: 0001718227-21-000002 · wf-form4_160988442757427.xml · nonDerivative · entry 1

Smith Fred Julius III · CIK 0001739258 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: Represents restricted shares of Class A common stock, par value $0.001 ("Class A common stock"), of Construction Partners, Inc. (the "Issuer") granted under the Construction Partners, Inc. 2018 Equity Incentive Plan, of which 2,500 shares vested immediately, and 2,500 shares will vest on each of the first three anniversaries of the grant date.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 08:23 UTC
Harper John LSenior Vice President
SaleClass A Common Stock 15,000 $28.21 $423,150.00
Disclosure

SEC source: 0001718227-20-000095 · wf-form4_160812499823029.xml · nonDerivative · entry 1

Harper John L · CIK 0001739438 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,682

F1 · price: The reported sale price represents the weighted average sales price for a number of transactions effected at prices ranging from $28.07 to $28.31. The reporting person has provided to Construction Partners, Inc. (the "Issuer"), and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 16:14 UTC
Palmer Royce AlanEVP, Chief Financial Officer
GiftClass A Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001718227-20-000085 · wf-form4_160614803782868.xml · nonDerivative · entry 1

Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Read SEC document
September 29, 2020 Filed Oct 1, 2020 16:30 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
OtherClass B Common Stock · Derivative 90 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-026670 · doc4.xml · derivative · entry 3

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Capital Partners II Dutch Investors, LP

Disclosed balance after: 1,553

Underlying: Class A Common Stock · 90 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock"), of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F2 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration.

F1 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock"), of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F1 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock"), of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F3 · balance_after: Includes shares of Class B common stock received from a prior in-kind distribution from SunTx Expansion Fund.

F6 · ownership.nature: These securities of the Issuer are directly held by SunTx Capital Partners II Dutch Investors, LP ("SunTx Partners Dutch LP"). The general partner of SunTx Partners Dutch LP is SunTx Partners II GP.

F11 · ownership.nature: The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). Mr. Fleming is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson are shareholders of SunTx Capital II Management. Each of SunTx Partners II GP, SunTx Capital II Management Corp., Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 29, 2020 Filed Oct 1, 2020 16:30 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
OtherClass B Common Stock · Derivative 4,498 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-026670 · doc4.xml · derivative · entry 2

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Capital Partners II, LP

Disclosed balance after: 78,070

Underlying: Class A Common Stock · 4,498 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock"), of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F2 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration.

F1 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock"), of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F1 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock"), of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F3 · balance_after: Includes shares of Class B common stock received from a prior in-kind distribution from SunTx Expansion Fund.

F5 · ownership.nature: These securities of the Issuer are directly held by SunTx Capital Partners II, LP ("SunTx Partners II"). The general partner of SunTx Partners II is SunTx Capital Partners II GP, LP ("SunTx Partners II GP").

F11 · ownership.nature: The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). Mr. Fleming is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson are shareholders of SunTx Capital II Management. Each of SunTx Partners II GP, SunTx Capital II Management Corp., Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 29, 2020 Filed Oct 1, 2020 16:30 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
OtherClass B Common Stock · Derivative 4,588 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-026670 · doc4.xml · derivative · entry 1

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx CPI Expansion Fund, L.P.

Disclosed balance after: 8,173,128

Underlying: Class A Common Stock · 4,588 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock"), of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F2 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration.

F1 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock"), of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F1 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock"), of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F4 · ownership.nature: These securities of the Issuer are directly held SunTx Expansion Fund. The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP").

F10 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 16:37 UTC
Harper John LSenior Vice President
SaleClass A Common Stock 15,000 $17.30 $259,500.00
Disclosure

SEC source: 0001718227-20-000074 · wf-form4_159864704028247.xml · nonDerivative · entry 1

Harper John L · CIK 0001739438 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,682

F1 · price: The reported sale price represents the weighted average sales price for a number of transactions effected at prices ranging from $17.06 to $17.62. The reporting person has provided to Construction Partners, Inc. (the "Issuer"), and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 21, 2020 Filed Aug 21, 2020 17:18 UTC
Owens Charles EDirector · President and CEO
SaleClass A Common Stock 43,485 $18.67 $811,864.95
Disclosure

SEC source: 0001718227-20-000071 · wf-form4_159804469884727.xml · nonDerivative · entry 3

Owens Charles E · CIK 0001739211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 0

F1 · kind: The reported transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2020.

F5 · price: The reported sale price represents the weighted average sales price for a number of transactions effected at prices ranging from $18.42 to $19.03. The reporting person has provided to the Issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: The reported shares are held by a trust for which the reporting person serves as sole trustee, and in such capacity holds the sole power to vote and direct the disposition of such shares.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 17:18 UTC
Owens Charles EDirector · President and CEO
SaleClass A Common Stock 65,594 $19.25 $1,262,684.50
Disclosure

SEC source: 0001718227-20-000071 · wf-form4_159804469884727.xml · nonDerivative · entry 2

Owens Charles E · CIK 0001739211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 43,485

F1 · kind: The reported transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2020.

F4 · price: The reported sale price represents the weighted average sales price for a number of transactions effected at prices ranging from $19.10 to $19.76. The reporting person has provided to the Issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: The reported shares are held by a trust for which the reporting person serves as sole trustee, and in such capacity holds the sole power to vote and direct the disposition of such shares.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 17:18 UTC
Owens Charles EDirector · President and CEO
SaleClass A Common Stock 33,538 $19.95 $669,083.10
Disclosure

SEC source: 0001718227-20-000071 · wf-form4_159804469884727.xml · nonDerivative · entry 1

Owens Charles E · CIK 0001739211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 109,079

F1 · kind: The reported transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2020.

F2 · price: The reported sale price represents the weighted average sales price for a number of transactions effected at prices ranging from $19.77 to $20.28. The reporting person has provided to Construction Partners, Inc. (the "Issuer"), and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: The reported shares are held by a trust for which the reporting person serves as sole trustee, and in such capacity holds the sole power to vote and direct the disposition of such shares.

Read SEC document
August 18, 2020 Filed Aug 18, 2020 17:25 UTC
Owens Charles EDirector · President and CEO
SaleClass A Common Stock 58,683 $19.67 $1,154,294.61
Disclosure

SEC source: 0001718227-20-000068 · wf-form4_159778594174044.xml · nonDerivative · entry 3

Owens Charles E · CIK 0001739211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 142,617

F1 · kind: The reported transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2020.

F5 · price: The reported sale price represents the weighted average sales price for a number of transactions effected at prices ranging from $19.39 to $20.25. The reporting person has provided to the Issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: The reported shares are held by a trust for which the reporting person serves as sole trustee, and in such capacity holds the sole power to vote and direct the disposition of such shares.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 17:25 UTC
Owens Charles EDirector · President and CEO
SaleClass A Common Stock 52,259 $20.08 $1,049,360.72
Disclosure

SEC source: 0001718227-20-000068 · wf-form4_159778594174044.xml · nonDerivative · entry 2

Owens Charles E · CIK 0001739211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 201,300

F1 · kind: The reported transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2020.

F4 · price: The reported sale price represents the weighted average sales price for a number of transactions effected at prices ranging from $19.58 to $20.45. The reporting person has provided to the Issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: The reported shares are held by a trust for which the reporting person serves as sole trustee, and in such capacity holds the sole power to vote and direct the disposition of such shares.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 21:27 UTC
Palmer Royce AlanEVP, Chief Financial Officer
GiftClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001718227-20-000069 · wf-form4_159778600884015.xml · nonDerivative · entry 1

Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Read SEC document
August 14, 2020 Filed Aug 18, 2020 17:25 UTC
Owens Charles EDirector · President and CEO
SaleClass A Common Stock 84,454 $19.75 $1,667,966.50
Disclosure

SEC source: 0001718227-20-000068 · wf-form4_159778594174044.xml · nonDerivative · entry 1

Owens Charles E · CIK 0001739211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 253,559

F1 · kind: The reported transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2020.

F2 · price: The reported sale price represents the weighted average sales price for a number of transactions effected at prices ranging from $19.44 to $20.21. The reporting person has provided to Construction Partners, Inc. (the "Issuer"), and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: The reported shares are held by a trust for which the reporting person serves as sole trustee, and in such capacity holds the sole power to vote and direct the disposition of such shares.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 18:00 UTC
Owens Charles EDirector · President and CEO
SaleClass A Common Stock 600 $21.77 $13,062.00
Disclosure

SEC source: 0001718227-20-000065 · wf-form4_159735601864524.xml · nonDerivative · entry 2

Owens Charles E · CIK 0001739211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 394,968

F1 · kind: The reported transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2020.

F4 · price: The reported sale price represents the weighted average sales price for a number of transactions effected at prices ranging from $21.58 to $21.95. The reporting person has provided to the Issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: The reported shares are held by a trust for which the reporting person serves as sole trustee, and in such capacity holds the sole power to vote and direct the disposition of such shares.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 18:00 UTC
Owens Charles EDirector · President and CEO
SaleClass A Common Stock 49,952 $20.82 $1,040,000.64
Disclosure

SEC source: 0001718227-20-000065 · wf-form4_159735601864524.xml · nonDerivative · entry 1

Owens Charles E · CIK 0001739211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 395,568

F1 · kind: The reported transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2020.

F2 · price: The reported sale price represents the weighted average sales price for a number of transactions effected at prices ranging from $20.45 to $21.40. The reporting person has provided to Construction Partners, Inc. (the "Issuer"), and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: The reported shares are held by a trust for which the reporting person serves as sole trustee, and in such capacity holds the sole power to vote and direct the disposition of such shares.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 18:00 UTC
Owens Charles EDirector · President and CEO
SaleClass B Common Stock · Derivative 179,582 $17.00 $3,052,894.00
Disclosure

SEC source: 0001718227-20-000065 · wf-form4_159735601864524.xml · derivative · entry 4

Owens Charles E · CIK 0001739211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 179,582 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F7 · kind: The reported transaction represents a privately negotiated sale of Class B common stock.

F6 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F6 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F3 · ownership.nature: The reported shares are held by a trust for which the reporting person serves as sole trustee, and in such capacity holds the sole power to vote and direct the disposition of such shares.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 18:00 UTC
Owens Charles EDirector · President and CEO
SaleClass A Common Stock 56,955 $20.06 $1,142,517.30
Disclosure

SEC source: 0001718227-20-000065 · wf-form4_159735601864524.xml · nonDerivative · entry 3

Owens Charles E · CIK 0001739211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 338,013

F1 · kind: The reported transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2020.

F5 · price: The reported sale price represents the weighted average sales price for a number of transactions effected at prices ranging from $19.84 to $20.52. The reporting person has provided to the Issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: The reported shares are held by a trust for which the reporting person serves as sole trustee, and in such capacity holds the sole power to vote and direct the disposition of such shares.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 21:56 UTC
Smith Fred Julius IIISenior Vice President
PurchaseClass B Common Stock · Derivative 134,582 $17.00 $2,287,894.00
Disclosure

SEC source: 0001718227-20-000064 · wf-form4_159735574949436.xml · derivative · entry 1

Smith Fred Julius III · CIK 0001739258 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By entity

Disclosed balance after: 134,582

Underlying: Class A Common Stock · 134,582 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F2 · kind: The reported transaction represents a privately negotiated purchase of Class B common stock from another holder of Class B common stock.

F1 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F1 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F3 · ownership.nature: The reported shares are held by a limited liability company for which the reporting persons serves as co-manager, and, in such capacity, shares the power to vote and direct the disposition of the shares.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 16:33 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
OtherClass B Common Stock · Derivative 88,047 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-022125 · doc4.xml · derivative · entry 8

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx CPI Expansion Fund, L.P.

Disclosed balance after: 8,177,716

Underlying: Class A Common Stock · 88,047 shares

Expires not disclosed

F12 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F1 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares to its partners on a pro rata basis, for no consideration.

F12 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F12 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F2 · ownership.nature: These securities of the Construction Partners, Inc. (the "Issuer") are directly held SunTx Expansion Fund. The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP").

F5 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 16:33 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
OtherClass A Common Stock 2,014,490 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-022125 · doc4.xml · nonDerivative · entry 1

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx CPI Expansion Fund, L.P.

Disclosed balance after: 2,552,341

F1 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares to its partners on a pro rata basis, for no consideration.

F2 · ownership.nature: These securities of the Construction Partners, Inc. (the "Issuer") are directly held SunTx Expansion Fund. The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP").

F5 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 16:04 UTC
Owens Charles EDirector · President and CEO
ConversionClass B Common Stock · Derivative 445,520 $0.00 $0.00
Disclosure

SEC source: 0001718227-20-000053 · wf-form4_159622583823938.xml · derivative · entry 2

Owens Charles E · CIK 0001739211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trusts

Disclosed balance after: 179,582

Underlying: Class A Common Stock · 445,520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F2 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F2 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F1 · ownership.nature: The reported shares are held by various trusts for which the reporting person serves as sole trustee, and in such capacity holds the sole power to vote such shares.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 16:04 UTC
Owens Charles EDirector · President and CEO
Exercise / conversionClass A Common Stock 445,520 $0.00 $0.00
Disclosure

SEC source: 0001718227-20-000053 · wf-form4_159622583823938.xml · nonDerivative · entry 1

Owens Charles E · CIK 0001739211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trusts

Disclosed balance after: 445,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reported shares are held by various trusts for which the reporting person serves as sole trustee, and in such capacity holds the sole power to vote such shares.

Read SEC document
June 15, 2020 Filed Jun 15, 2020 16:06 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
SaleClass A Common Stock 171,852 $16.00 $2,749,632.00
Disclosure

SEC source: 0000899243-20-016492 · doc4.xml · nonDerivative · entry 6

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P.

Disclosed balance after: 809,267

F2 · shares: These shares were sold to the underwriters pursuant to the underwriters' exercise of their option to purchase up to an additional 862,500 shares of Class A Common Stock.

F1 · price: The sales price of these shares of Class A common stock, par value $0.001 ("Class A Common Stock"), of Construction Partners, Inc. (the "Issuer") takes into account the $0.50 per share amount of underwriting discounts and commissions for these sales to the underwriters of the public offering of Class A Common Stock.

F5 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund", and together with SunTx Expansion Fund and SunTx Fulcrum Fund, the "SunTx Funds"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Partners GP.

F6 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
June 15, 2020 Filed Jun 15, 2020 16:06 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
SaleClass A Common Stock 315,648 $16.00 $5,050,368.00
Disclosure

SEC source: 0000899243-20-016492 · doc4.xml · nonDerivative · entry 5

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P.

Disclosed balance after: 1,486,402

F2 · shares: These shares were sold to the underwriters pursuant to the underwriters' exercise of their option to purchase up to an additional 862,500 shares of Class A Common Stock.

F1 · price: The sales price of these shares of Class A common stock, par value $0.001 ("Class A Common Stock"), of Construction Partners, Inc. (the "Issuer") takes into account the $0.50 per share amount of underwriting discounts and commissions for these sales to the underwriters of the public offering of Class A Common Stock.

F4 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"). The general partner of SunTx Fulcrum Fund is SunTx Capital Partners L.P. ("SunTx Partners GP").

F6 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
June 15, 2020 Filed Jun 15, 2020 16:06 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
SaleClass A Common Stock 375,000 $16.00 $6,000,000.00
Disclosure

SEC source: 0000899243-20-016492 · doc4.xml · nonDerivative · entry 4

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx CPI Expansion Fund, L.P.

Disclosed balance after: 4,566,831

F2 · shares: These shares were sold to the underwriters pursuant to the underwriters' exercise of their option to purchase up to an additional 862,500 shares of Class A Common Stock.

F1 · price: The sales price of these shares of Class A common stock, par value $0.001 ("Class A Common Stock"), of Construction Partners, Inc. (the "Issuer") takes into account the $0.50 per share amount of underwriting discounts and commissions for these sales to the underwriters of the public offering of Class A Common Stock.

F3 · ownership.nature: These securities of the Issuer are directly held by SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund"). The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP").

F6 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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June 11, 2020 Filed Jun 15, 2020 16:06 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
SaleClass A Common Stock 1,286,688 $16.00 $20,587,008.00
Disclosure

SEC source: 0000899243-20-016492 · doc4.xml · nonDerivative · entry 3

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P.

Disclosed balance after: 981,119

F1 · price: The sales price of these shares of Class A common stock, par value $0.001 ("Class A Common Stock"), of Construction Partners, Inc. (the "Issuer") takes into account the $0.50 per share amount of underwriting discounts and commissions for these sales to the underwriters of the public offering of Class A Common Stock.

F5 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund", and together with SunTx Expansion Fund and SunTx Fulcrum Fund, the "SunTx Funds"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Partners GP.

F6 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 16:06 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
SaleClass A Common Stock 2,363,312 $16.00 $37,812,992.00
Disclosure

SEC source: 0000899243-20-016492 · doc4.xml · nonDerivative · entry 2

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P.

Disclosed balance after: 1,802,050

F1 · price: The sales price of these shares of Class A common stock, par value $0.001 ("Class A Common Stock"), of Construction Partners, Inc. (the "Issuer") takes into account the $0.50 per share amount of underwriting discounts and commissions for these sales to the underwriters of the public offering of Class A Common Stock.

F4 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"). The general partner of SunTx Fulcrum Fund is SunTx Capital Partners L.P. ("SunTx Partners GP").

F6 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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June 11, 2020 Filed Jun 15, 2020 16:06 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
SaleClass A Common Stock 2,100,000 $16.00 $33,600,000.00
Disclosure

SEC source: 0000899243-20-016492 · doc4.xml · nonDerivative · entry 1

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx CPI Expansion Fund, L.P.

Disclosed balance after: 4,941,831

F1 · price: The sales price of these shares of Class A common stock, par value $0.001 ("Class A Common Stock"), of Construction Partners, Inc. (the "Issuer") takes into account the $0.50 per share amount of underwriting discounts and commissions for these sales to the underwriters of the public offering of Class A Common Stock.

F3 · ownership.nature: These securities of the Issuer are directly held by SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund"). The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP").

F6 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 13, 2020 Filed May 15, 2020 10:49 UTC
Flowers Robert P.Senior Vice President
PurchaseClass A Common Stock 215 $14.00 $3,010.00
Disclosure

SEC source: 0001718227-20-000047 · wf-form4_158955415862024.xml · nonDerivative · entry 1

Flowers Robert P. · CIK 0001739620 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215

Read SEC document
May 08, 2020 Filed May 12, 2020 17:36 UTC
Owens Charles EDirector · President and CEO
OtherClass B Common Stock · Derivative 625,102 $0.00 $0.00
Disclosure

SEC source: 0001718227-20-000045 · wf-form4_158931938615019.xml · derivative · entry 2

Owens Charles E · CIK 0001739211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trusts

Disclosed balance after: 625,102

Underlying: Class A Common Stock · 625,102 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F3 · kind: Represents the receipt of shares of Class B common stock by certain trusts for which the reporting person serves as sole trustee in connection with the distribution of Class B common stock by Grace, Ltd. described in note 2 above.

F1 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F1 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

Read SEC document
May 08, 2020 Filed May 12, 2020 17:36 UTC
Owens Charles EDirector · President and CEO
OtherClass B Common Stock · Derivative 1,250,048 $0.00 $0.00
Disclosure

SEC source: 0001718227-20-000045 · wf-form4_158931938615019.xml · derivative · entry 1

Owens Charles E · CIK 0001739211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Grace, Ltd.

Disclosed balance after: 1,250,000

Underlying: Class A Common Stock · 1,250,048 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F2 · kind: The reporting person serves as general partner of Grace, Ltd., an Alabama limited partnership, and in such capacity holds sole power to vote the shares of Class B common stock of the Issuer held by Grace, Ltd. On May 8, 2020, Grace, Ltd. distributed, for no consideration, 1,250,048 shares of Class B common stock to certain of its limited partners, in amounts representing each such partner's pro rata interest in the shares of Class B common stock held by Grace, Ltd. at the time of the distribution.

F1 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F1 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

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May 08, 2020 Filed May 12, 2020 21:35 UTC
Grace Ltd.Director
OtherClass B Common Stock · Derivative 1,250,048 $0.00 $0.00
Disclosure

SEC source: 0001718227-20-000044 · wf-form4_158931931987506.xml · derivative · entry 1

Grace Ltd. · CIK 0001739559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250,000

Underlying: Class A Common Stock · 1,250,048 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F2 · kind: On May 8, 2020, Grace, Ltd. distributed, for no consideration, 1,250,048 shares of Class B common stock to certain of its limited partners, in amounts representing each such partner's pro rata interest in the shares of Class B common stock held by Grace, Ltd. at the time of the distribution.

F1 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F1 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.